Mr. David Persinger was convicted by a jury on two counts of aiding and abetting the distribution of cocaine in violation of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2, and one count of conspiracy to distribute cocaine in violation of 21 U.S.C. §§ 841(a)(1), 846. Mr. Persinger was sentenced to forty-one months of jail time on each count, with sentences to run concurrently. Mr. Persinger now appeals his conviction and sentences, asserting that the district court made three errors when it (1) allowed the United States to introduce testimony regarding a 1993 narcotic charge and failed to give the jury a limiting instruction regarding that testimony; (2) allowed DEA Agent William Johnson to testify as both a fact and expert witness and failed to give the jury an instruction as to the two differ
BACKGROUND
Between January and April, 2001, Mr. Persinger twice sold cocaine to Agent Johnson, and to a confidential informant, “Ted.” On the basis of these sales, Mr. Persinger was indicted on two counts of aiding and abetting the distribution of a controlled substance, and one count of conspiracy to distribute a controlled substance. Mr. Persinger admitted that he made two cocaine sales, but asserted an entrapment defense, arguing that Ted used intimidation and manipulation to get him to make the sales.
Prior to trial, the district court considered various evidentiary issues; primary among them was the admissibility of a March 2, 1993 state charge against Mr. Persinger relating to cocaine. The United States sought to use the 1993 charge, of which Mr. Persinger had been acquitted, to show preexisting propensity to engage in drug trafficking activity and thus rebut Mr. Persinger’s entrapment defense. Mr. Persinger’s counsel argued that the 1993 charge was too remote in time from the offense in question. The district court concluded that the United States could elicit testimony from Persinger regarding the 1993 charge. Persinger’s counsel then lodged a standing objection, based on his earlier arguments, to eliminate disruptions at trial. The district court recognized this continuing objection.
At trial, Mr. Persinger took the stand to advance his entrapment defense. On cross-examination, he admitted processing cocaine into “crack” at least twice, but stressed that those instances had been over ten years earlier. When pressed on this time frame, Mr. Persinger stated that he unsure of the exact date he last processed cocaine into crack. Later on, he had the following exchange with the prosecutor:
Q: You made some reference earlier in your testimony that you hadn’t done anything in the last ten years, sir. But isn’t it true that you did, in fact, have contact with cocaine approximately less than ten years ago?
A: No.
Q: Resulting — isn’t it true that [your contact with cocaine] resulted in a charge in state court? Is that correct?
A: In less than ten years ago?
Q: Yes.
A: My arrest? No.
Q: Yes. Sir, wasn’t that matter disposed of on or about March of 1993?
A: It may have been the disposition of the case, yes. My arrest was June 13th of 1991.
Q: And you possessed cocaine on that occasion?
A: I did not actually possess it, no.
Q: You were familiar with it?
A: Correct.
Q: Not denying here that you are very familiar with cocaine?
A: I was in the past and the knowledge did not leave me, no.
Mr. Persinger’s counsel did not lodge an objection regarding the form of the prosecutor’s inquiry during this exchange, but later, on re-direct, had Mr. Persinger testify that he had been acquitted of the charge referenced.
Agent Johnson also testified at Mr. Per-singer’s trial. He gave factual testimony regarding his experiences in buying cocaine from Mr. Persinger, as well as other information surrounding the alleged cocaine sales. During the course of Agent
The record reflects that the trial court consulted with counsel in chambers on the morning before he instructed the jury. Both counsel stated for the record that they had no objections to the court’s proposed jury instructions. The court did not give a limiting instruction explaining the proper use of the earlier 1993 charge — i.e., as evidence of propensity or as impeachment — nor did it explain to the jury the distinction nature of Agent Johnson’s testimony — i.e., the inclusion of both fact and opinion testimony. At the conclusion of the instructions, both counsel stated again that they did not have any objection to the court’s instructions. The jury returned a verdict convicting Mr. Persinger on all counts.
Prior to the sentencing hearing, Mr. Persinger filed a motion for downward departure based on the theory of “imperfect entrapment.” At the sentencing hearing, the district court declined to downward depart, stating, “I do not believe that the - that the imperfect entrapment, though a plausible theory, is applicable here.” The court then sentenced Mr. Persinger to forty-one months incarceration. Mr. Persinger now makes a timely appeal to this court.
ANALYSIS
We consider in turn Mr. Persinger’s three allegations of error on the district court’s part: (1) the treatment of the 1993 state drug charge; (2) the treatment of Agent Johnson’s testimony; and (3) the district court’s denial of the request for downward departure.
I. The 1998 State Court Drug Charge
Mr. Persinger argues that the district court erred by admitting evidence of the 1993 charge pursuant to Federal Rule of Evidence 404(b) and by failing to issue a limiting instruction.
When a defendant asserts entrapment as a defense to a criminal charge, “the prosecution is not circumscribed ... by the usual rules against the introduction of character evidence or evidence of prior [bad] acts,” United States v. Ambrose,
does not thereby provide a license for the prosecution to roam at will through his past, either by the introduction of extrinsic evidence or by the use of cross-examination. The Government is constrained by familiar rules of relevancy and competency, by policies against undue prejudice or unfair surprise, and by considerations pertaining to limitation of the range of issues with which juries must grapple, the trial judge’s ability to control the conduct of the trial, and the confinement of cross-examination to matters raised on direct.
Ambrose,
We employ a three part test to review the admissibility of evidence submitted under Rule 404(b). United States v. Stevens,
Second, we must decide whether the district court abused its discretion in determining whether the prior act was admissible under Rule 404(b). Stevens,
Third, we must evaluate whether the district court abused its discretion in balancing the probative value and potential for prejudice from the evidence in question. Stevens,
The four Brown factors are: (1) whether the evidence creates undue prejudice; (2) whether other means of proof are available; (3) when the prior acts occurred; and (4) whether the district court gave a proper limiting instruction.
The earlier charge became fair game when Mr. Persinger asserted an entrapment defense, for doing so expands the sorts of evidence available to the prosecution. In cases like this one, “[a] defense of entrapment is often countered by evidence of other crimes and wrongs in order to show the defendant’s predisposition to commit the offense or offenses charged.” Blakenship,
We must next consider the district court’s failure to provide a limiting instruction regarding the earlier charge. We begin by noting that a “plain error” analysis applies to this failure because Mr. Persinger did not object to the instructions when given the opportunity to do. See e.g., United States v. Rogers,
II. Agent Johnson’s Testimony
Mr. Persinger contends that the district court erred by failing to instruct the jury that Agent Johnson testified as both factual and expert witness. Like the Rule 404(b) limiting instruction, however, Mr. Persinger did not object to the district court’s failure to provide such an instruction. Therefore, plain error analysis applies. See Rogers,
This circuit has previously declined to absolutely prohibit the practice of having a law enforcement officer offer both factual and opinion testimony. See United States v. Thomas,
In this case, Mr. Persinger asserts that the district court’s failure to instruct the jury about the differing forms of Agent Johnson’s testimony unduly prejudiced his case. He also argues that here there was no separation between Agent Johnson’s factual testimony and his opinion testimony, making it more likely that the jurors were confused about the proper way to evaluate Agent Johnson’s testimony. If this lack of separation did confuse the jury, Mr. Persinger argues that the potential for prejudice is significant given the large role Agent Johnson’s testimony played in bolstering the prosecution’s case.
Here, however, there is no evidence of undue prejudice from Agent Johnson’s dual role. Notably, neither the district court nor the parties treated Agent Johnson with the deference normally accorded experts. Nor is it clear that Agent Johnson’s “expert” testimony involved any disputed questions of facts. Even if the failure to give proper instruction was plain error, however, and even if there was substantial prejudice, Mr. Persinger has not demonstrated that a miscarriage of justice resulted. See Rogers,
III. Downward Departure for an “Imperfect Entrapment” Defense
Mr. Persinger’s final assertion of error is that the district court improperly con-
A district court’s discretionary refusal to depart downward is generally not subject to appeal unless the district court mistakenly believed it did not have the legal authority to depart downward. United States v. Rudolph,
“[T]he sentencing judge is under no duty to ‘state affirmatively that he knows he possesses the power to make a downward departure, but declines to do so,’ and [a panel] ‘should be reluctant to treat as ambiguous a ruling which does not’ include such an affirmative declaration.” United States v. Farrow,
A number of courts have considered “imperfect entrapment” as a basis for departing downward. See, e.g., United States v. McClelland,
Here, the district court stated:
As I listened to Mr. Persinger’s testimony, it was my view presumably, though I’m not certain it was shared by the jury, that Mr. Persinger did have the intent to commit the act with which he was convicted. I do not believe that the - that the imperfect entrapment, though a plausible theory, is applicable here. Mr. Persinger relied on the entrapment defense, the jury did not accept that as a basis for acquitting him of the charge. I can’t say with any reasonable conviction that had the jury - strike that - had the jury not been the trier of fact that I would have acquitted Mr. Persinger on that basis.
I believe that he’s not entitled to the imperfect entrapment defense, although it may be applicable in other cases, and therefore, I will deny the - the request to consider the - the imperfect entrapment defense as a basis for downward departure.
CONCLUSION
For the foregoing reasons, we AFFIRM Mr. Persinger’s conviction.
