Pedro Caraballo-Martinez (“Caraballo”) appeals the district court’s denial of his renewed motion for a sentence reduction under 18 U.S.C. § 8582(c)(2). Upon review of the record and the parties’ briefs, and with the benefit of oral argument, we conclude that the district court had authority to entertain Caraballo’s renewed § 3582(c)(2) motion but did not err in defying it. Thus, we affirm.
I. BACKGROUND
A. Criminal Convictions.
On December 13, 1999, Caraballo and two codefendants carried out a violent abduction and ransom scheme, kidnapping a mother and her two young children. Cara-ballo, a native of Venezuela, first entered the United States in 1995 and was in this country illegally at the time of the crimes.
Specifically, Caraballo and the two other men abducted Wilma Christine Aragao, her nine-year-old son Aleeau, and her one-year-old son Alexander from the parking garage at the condominium building where the family lived. 1 The men used a stun gun to incapacitate Mrs. Aragao and Aleeau. The violent struggle caused Mrs. Aragao .to drop her infant son onto the parking garage’s concrete floor, causing him to suffer bruises and lacerations on his face.
Caraballo and a codefendant then viciously’ beat Mrs. Aragao. According to medical records, Mrs.'Aragao’s cheekbone was fractured in three places, her jaw bone was pushed into her face so as to become painful and difficult to move, and her right eye socket was completely shattered, causing an internal hemorrhage in that area of her face. Mrs. Aragao also suffered nerve damage in her right eye speket, resulting in a lack of sensation to this part of her face and an inability to fully open her right eye. She suffered multiple additional lacerations to her face during the.beating and “countless” burn marks and bruises to her upper torso from repeated application of the stun gun.
Caraballo and the two other assailants then took Mrs. Aragao and her two young sons to a rented house, where the mother was separated from her sons. The assailants tied Mrs. Aragao to a. lawn chair, blindfolded her, stuffed a piece of cloth in her mouth, and put her in a bedroom closet. The men restrained the nine-year-old, Aleeau, in a similar fashion and put him in another bedroom closet. While tied up in the dark closet, Mrs. Aragao could hear her two young children crying.
The assailants forced Mrs. Aragao to write a letter to her husband requesting a $70,000 ransom. She also called her husband multiple times, at the kidnappers’ instruction, to convey instructions from them. Law enforcement officers eventually traced these calls to the rented house where the victims were being kept and rescued them on December 17,1999, after being held hostage for four days. Caraballo was arrested during the rescue.
B. Original Sentence
' The presentence investigation report (“PSI”) assigned Caraballo a total offense level of 43 and a criminal history category of I, resulting in an advisory Guidelines sentence of life imprisonment. The total offense level of 43 included a base -offense level of 24 and these increases: (1) six levels because a ransom demand was made, under U.S.S.G. § 2A4.1(b)(l); (2) four levels because the victim (Mrs. Ara-gao) sustained permanent or life-threatening bodily injury, under § 2A4.1(b)(2); (3) two levels because a dangerous weapon was used, under § 2A4.1(b)(3); (4) two levels because the defendant knew or should have known that the victim was vulnerable, under § 3Al.l(b)(l); (5) two levels for obstruction of justice, under § 3C1.1; and (6) three levels under the multiple-count adjustment.
Caraballo made written objections to the PSI, including objections to the enhancements for demanding a ransom, victim injury, and obstructing justice.
Caraballo’s sentencing hearing,- Conducted jointly with- his codefendants, began on August 29, 2000, and took place over three days. The district court heard argument on, and ultimately overruled, -each of Cara-ballo’s written objections. One- of Carabal-lo’s codefendants raised a new objection— that the two-level enhancement for the use of a dangerous weapon under U.S.S.G. § 2A4.1(b)(3) was inappropriate in light of the five-year consecutive sentence for the 18 U.S.C. § 924(c) firearm conviction. The district court overruled the objection, finding that the § 2A4,l(b)(3) enhancement was “appropriate” as to all three codefen-dants.
The district court adopted the PSI’s factual findings and Guidelines calculations with respect to Caraballo. It then determined that Caraballo’s Guidelines sentence was life imprisonment. The district court stated that it had considered the parties’ statements, the PSI, the victims’ statements, and the evidence presented at the sentencing hearing. The, district court then sentenced Caraballo to life imprisonment on Counts 1 and 2, 60 months on Count 3, 300 months on Count 4, all to run concurrently, and 60 months on Count 5, to run consecutively. 2
C. Direct Appeal
On direct appeal in 2001, this Court affirmed Caraballo’s and his codefendants’ convictions and sentences. United States v. Ferreira,
D. Retroactive Application of Amendment 599
As of November 1, 2000, the United States Sentencing Commission adopted Amendment 599 to the Sentencing Guidelines. UlS.S.G. App. C, Vol. II, Amend. 599. Amendment 599 changed the language in the application note for U.S.S.G. § 2K2.4, the relevant Sentencing Guideline for convictions under 18 U.S.C. § 924(c). Id. The amended language clarified that when a defendant,is convicted and sentenced under § 924(c), the defendant cannot also receive a Guideline enhancement for use of a weapon during the commission of the underlying offense. Id. (“If a sentence under this guideline is imposed in conjunction with a sentence for, an underlying offense, do not apply any specific offense characteristic for possession, brandishing, use, or discharge of ... [a] firearm when determining the sentence for the underlying offense.”); see also United States v. Brown,
On October 10, 2014, Caraballo filed a pro se motion for sentence reduction under 18, U.S.C. § 3582(c)(2) based on the retroactive application of Amendment 599. Car-aballo pointed out that the application of Amendment 599 would reduce his total offense level from 43 to 41, resulting in an advisory Guidelines range of 324 to 405 months’ imprisonment, instead of life, on Counts 1 and 2.
E. July 10, 2015 Order Denying First § 3582(c)(2) Motion
In a July 10, 2015 order, the district court concluded that Caraballo was eligible for relief under Amendment 599 and that it had discretion to reduce Caraballo’s sentence. The district court then decided that, in its discretion, the 18 U.S.C. § 3553(a) factors did not warrant a sentence reduction, and it denied Caraballo’s § 3582(c)(2) motion;
The district court pointed out that Cara-ballo had “participated in a heinous and brutal crime that involved serious physical violence against a mother and two of her children.” The district court determined that Caraballo’s life sentence “is necessary to reflect the seriousness 'of the offense, to promote respect for the law, ... to provide just punishment ... [, and] to adequately deter similar criminal conduct and to protect the public.” The district court took Caraballo’s, post-conviction good conduct into consideration but found it “wholly insufficient to justify a reduction in sentence” given' that Caraballo “continues to evade any substantial responsibility for the horrific crime and continues to express[] little remorse for the harm that he has caused.”
Caraballo did not appeal the denial of his initial § 3582(c)(2) motion.
F.October 20, 2015 Renewed § 3582(c)(2) Motion
On October 20, 2015, three months after the denial of his first § 3582(c)(2) motion, Caraballo, 'through- counsel, filed a “renewed” motion for sentence reduction based on Amendment 599. Caraballo included a signed personal statement expressing his remorse and accepting responsibility for his ■ actions. Caraballo asked for an evidentiary hearing to “properly determine the sincerity of his remorse.”
The government opposed Caraballo’s renewed § 3582(c)(2) motion, arguing that it (1) was barred by the law-of-the-case doc
On April 11, 2016, the district court denied Caraballo’s renewed § 3582(c)(2) motion. The district court reasoned (1) that its July 10, 2015 denial of Caraballo’s first § 3582(c)(2) motion was a decision on the merits, (2) that the order therefore constituted a “resentencing,” (3) that Rule 35(a)’s 14-day time limit applied, and (4) that Caraballo’s renewed challenge to the sentence was procedurally barred under Rule 35(a) and this Circuit’s precedent in United States v. Phillips,
Alternatively, the district court held that, even if it did have the authority to consider Caraballo’s renewed § 3582(c)(2) motion, and even after considering Cara-ballo’s newly raised expressions of remorse, it would impose the same sentence of life imprisonment for the reasons detailed in its July 10, 2015 order. The district court reasoned, in part:
Having considered Defendant’s expression of remorse—which relates to his history and characteristics—and having weighed all of the remaining § 3553(a) factors, the Court finds that Defendant’s sentence of life is sufficient, but not greater than necessary, to reflect the seriousness of the offense (which was heinous), promote respect for the law, provide just punishment of the offense, afford adequate deterrence to criminal conduct, protect the public from further crimes of the defendant and provide the defendant with needed educational or vocational, training, medical care or other correctional treatment.
Caraballo timely appealed.
II. STANDARDS OF REVIEW
“In a § 3582(c)(2) proceeding, we review de novo the district court’s legal conclusions regarding the scope of its authority under the Sentencing Guidelines. We review de novo questions of statutory interpretation.” Phillips,
III. SECTION 3582(c)
As ' background, we first discuss § 3582(c) in general and the limits of a § 3582(c)(2) proceeding. As explained in Phillips, § 3582(c) provides that a federal court “may not modify a term of imprisonment once it has been imposed,” except in these limited circumstances:
(1) where the Bureau of Prisons has filed a motion and either extraordinary and compelling reasons'warrant a reduction or the defendant is at least 70 years old and meets certain other requirements, see 18 U.S.C. § 3582(c)(1)(A); (2) where another statute or Federal Rule of Criminal Procedure 35 expressly permits a sentence modification, see id §■ 3582(c)(1)(B); or (3) where a defendant has been sentenced to a term of imprisonment based on a sentencing range that was subsequently lowered by the Commission and certain other requirements are met, see id. § 3582(c)(2).
The Supreme Court in Dillon v. United States clarified how § 3582(c)(2) provides only a narrow exception to the general rule of finality. See Dillon v. United States,
Further, under § 3582(c)(2), “the court may reduce the term of imprisonment, after considering the factors set forth in section 3553(a) to the extent that they, are applicable.” 18 U.S.C. § 3582(c)(2). “Any [§ 3582(c)(2)] reduction must be consistent with applicable policy statements issued by the Sentencing Commission.” Dillon,
With this background about § 3582(c)(2), we turn to Rule 35(a).
IV. RULE 35(a), PHILLIPS, AND ANDERSON
Rule 35(a) provides: “Within -14 days after sentencing, the court may correct a sentence that resulted from arithmetical, technical, or other clear error.” Fed,. R. Crim. P. 35(a) (emphasis added). The upshot of this rule is that, when no other statutory exception to sentence finality applies, a court may modify a sentence only within 14 days after sentencing. The threshold question here is whether the 2015 denial of Caraballo’s initial § 3582(c)(2) motion constituted a “sentencing” 4 and “a sentence” for the purposes of Rule 35(a) and § 3582(c)(2). If it was, then Caraballo’s renewed § 3582(c)(2) motion was untimely under Rule 35(a)’s 14-day time limit, and the district court did not otherwise have authority to consider it. If it wasn’t, then Rule 35(a) did not apply, and § 3582(c)(2) provided the district court with statutory authority to consider the motion.
As to what constitutes a “sentencing” or “a sentence” for these purposes, both Car-aballo and the government rely on our prior decisions in Phillips and Anderson but read them differently. We examine those two decisions in detail.
A. Phillips and Rule 35(a)
In Phillips, on December 5, 2008, the district court granted the defendant Phillips’s § 3582(c)(2) motion based on Amendment 715 to the Guidelines and reduced Phillips’s sentence from 360 months to 324 months’ imprisonment on his drug convictions.
On December 19, 2008, ten business days later, the government filed a motion for reconsideration, pointing out that the district court had used the Guidelines from the wrong year and that, under the correct Guidelines, Phillips’s original Guidelines range had not changed or been loweréd. Id. at 1193. Notably, the motion at issue in Phillips was filed by the government to correct a clear error. The motion was not filed by the defendant seeking to reduce his sentence further.
On January 26, 2009, the district court recognized its clear error,
5
granted the government’s motion, set aside its December 5 order reducing Phillips’s sentence to 324 months, and stated, that Phillips’s “original sentence of 360 months imprisonment, with a consecutive term of 60 months, therefore remains in place as 3m-
Reversing that grant of the government’s motion, this Court held that the district court’s imposition of a different 324-month sentence on December 5 was a “sentencing,” that Rule 35(a) applied to that sentencing, that the government’s December 19 motion for reconsideration was not filed within Rule 35(a)’s seven-day time limit, 6 and, thus, that the district court “lacked jurisdiction” to vacate its December 5 order reducing Phillips’s sentence to 324 months. Id. at 1197-99.
In considering the government’s motion to correct a clear error and modify the sentence back up to 360 months, the Phillips Court looked to § 3582(c)(1)(B), which allows a court to modify an imposed term of imprisonment to the extent “expressly permitted by statute or by Rule 35 of the Federal Rules of Criminal Procedure.” Id. at 1195 (quoting 18 U.S.C. § 3582(c)(1)(B)). The Phillips Court determined that the “unambiguous language of § 3582(c)(1)(B) indicates that, absent other express statutory authority, modification of an imprisonment sentence can only be done pursuant to Rule 35.” Id. In Phillips, this Court explained that “[n]o party claims any other statutory authority is applicable here” and thus “we focus on Rule 35.” Id.
As to Rule 35(a), the Phillips Court concluded: ‘ (1) that Rule 35(a) “significantly restricts how and when a district court may modify an imprisonment sentence”; (2) that “under Rule 35(a), a court can correct a sentence only for ‘arithmetical, technical, or other clear error’”; and (3) that the district court “must do so within seven days.” Id. at 1195-96 (quoting Fed. R. Qrim. P. 35(a)).
Further, the Phillips Court said the seven-day time limit in Rule 36(a) is “jurisdictional.” Id. at 1196 (citing United States v. Diaz-Clark,
The Phillips Court then tackled the “pivotal issue” in that case—-whether the time limit in Rule 35(a) may apply not only to an- original sentencing proceeding but also to a different sentence imposed in a § 3582(c)(2) proceeding. Id. This Court held that, “[wjhile a § 3582(c)(2) proceeding is not a plenary or de novo sentencing, it is still a sentencing proceeding” because a district court considering a § 3582(c)(2) motion will look at similar § 3553(a) factors and undertake a similar analysis to that used during a plenary sentencing. Id. at 1198. Therefore, the Phillips Court narrowly ruled that “if a district court grants a defendant’s § 3582(c)(2) motion, modifies the original sentence, and imposes a different term of imprisonment, the district court is again ‘sentencing’ the defendant,” Id. at 1199- (emphasis added). “A sentencing, whether imposing the initial sentence or a subsequent different sentence; is a sentencing.” Id. (emphasis added).
Because the December 5 order granted Phillips’s § 3582(c)(2) motion and imposed a different sentence (324 months instead of 360), the Phillips Court concluded: (1) that the December 5 order was a “sentencing” with a different “sentence”; (2) that the seven-day time limit in Rule 35(a) applied; and (3) that the district court lacked jurisdiction to grant the government’s December 19 motion to correct the clear error
Importantly for Caraballo’s case, Phillips involved only the factual situation, in which a district court " granted a § 3582(c)(2) motion on the merits and imposed a new sentence with a different term of imprisonment. We next turn to Anderson, which involved the factual situation of a denial of a defendant’s § 3582(c)(2) motion, where this Court distinguished Phillips and held that the denial was not a new sentence or sentencing, , and thus that neither the time limit in Rule 35(a) nor any other statutory restriction applied to bar the defendant’s subsequent successive § 3582(c)(2) motion.
B. Anderson and Rule 35(a)
In Anderson, in 2011, the district court denied Anderson’s § 3582(c)(2) motion to reduce his sentence because Guidelines Amendment 750 did not lower his applicable Guidelines range of 360 months -to life imprisonment.
7
. Two. years later, in 2013, Anderson filed a renewed § 3582(c)(2) motion based on Amendment 750, which the district court also denied, finding “no change in circumstance” since its previous ruling that Amendment 750 did not lower his Guidelines range. Id. at 665. Anderson appealed again. Id.
On appeal, this Court held that the district court had jurisdiction in 2013 to consider Anderson’s renewed § 3582(c)(2) motion because the earlier 2011 denial was not a new sentence but a “procedural denial,” and thus that the 2011 denial did not trigger the 14-day time limit in Rule 35(a) or otherwise deprive the district court of jurisdiction to consider a successive § 3582(c)(2) motion. Id. at 667-68.
The Anderson Court distinguished the grant of a § 3582(c)(2) motion , in Phillips from the procedural denial in Anderson. Id. The Anderson Court said that where the district court denies a § 3582(c)(2) motion because the Guidelines amendment does not lower the defendant’s. Guidelines range in the first place, the depial is merely “procedural.” Id, In such procedural denials, “there is no new sentence because the statute does not give the district court jurisdiction to modify a. defendant’s sentence.” Id. at 668 (emphasis added).
The Anderson Court reasoned that the district court’s 2011 denial of Anderson’s first § 3582(c)(2) motion was merely a procedural denial because the district court had determined that Amendment 750 did not lower Anderson’s Guidelines range. Id. And “because Anderson’s motion was not grante,d ... he has not been newly sen
In addition to determining that Rule 35(a) did not apply to such procedural denials, the Anderson Court also examined whether there were any statutory restrictions on filing successive § 3582(c)(2) motions based on the same Guidelines amendment. Id. at 666-67. In Anderson, this Court rejected the government’s argument that a federal prisoner may bring only one motion under § 3582(c)(2) based on the same Guidelines amendment. Id. The Anderson Court expressly held that “§ 3582(c)(2) contains no language that places a limitation on the district court’s jurisdiction to consider successive motions based on the same amendment to the Sentencing Guidelines.” Id. at 667. “Thus, because there is no clearly expressed-jurisdictional limitation on a district court’s ability to hear successive motions based on the same amendment, this Court holds that it would be improper to read one into the [§ 3582(c)(2) ] statute.” Id. In addition, Anderson said: “[F]or whatever other restrictions may be placed on the district court’s ability to consider a successive motion based on the same amendment, none of these potential restrictions are articulated in jurisdictional térms in the statute itself.” Id.
, Having concluded that the district court had jurisdiction to consider the renewed § 3582(c)(2) motion in 2013, this Court in Anderson turned to whether the law-of-the-case doctrine nevertheless applied to bar Anderson’s renewed § 3582(c)(2) motion based on the same Amendment 750. Id. at 668. As explained in Anderson, the law-of-the-case doctrine “provides that ‘an appellate decision binds all subsequent proceedings in the same case not only as to explicit rulings, but'also as to issues decided’ necessarily by implication on the prior appeal.’ ” Id. (alteration omitted) (citing 18B Wright, Miller & Cooper, Federal Practice & Procedure § 4478, at 668-70 (2d ed. 2002)). The Anderson Court recognized that “the law-of-the-case doctrine may be raised 'by the court sua sponte.” Id. at 668-69. The law-of-the-case doctrine is an “important feature” in fulfilling the courts’ “compelling interest in continuity, finality, and efficiency both within cases and within the greater judicial system.” Id. Under the law-of-the-case doctrine, the previous findings of fact and conclusions of law decided in Anderson’s first appeal would be binding and constitute the law of the case in Anderson’s subsequent § 3582(c)(2) proceeding based on Amendment 750. Id.
This Court also noted that one exception to the law-of-the-case doctrine is where the earlier appellate decision was clearly erroneous and would create a manifest injustice. Id. While acknowledging that the district court erred in failing to properly use certain drug equivalency tables, the Anderson Court concluded “there is no manifest injustice to be found” because Amendment 750 “did not affect Anderson’s base offense level” and, thus, “any error on the part of the district court was harmless.” Id. at 669-70. For these reasons, this Court affirmed the'district court’s order denying Anderson’s renewed § 3582(c)(2) motion. Id. at 670.
We would stop our discussion here but for some dicta in Anderson we must also address.
Y. DICTA IN ANDERSON
In dicta, the Anderson Court not only distinguished the grant of a different sentence in Phillips but also ventured further to discuss what it termed a “denial on the merits.” Id. at 667. The Anderson Court
The Anderson Court stated that “[a] district court’s denial on the merits is still, in essence, a new sentence, because in these cases the district court recognizes that the relevant Sentencing Guidelines [a]mendment applies to the defendant to reduce his [Guidelines range, yet chooses to resentence the defendant to the same term of imprisonment after considering various factors.” Id. (emphasis added). After stating that a merits denial is “in essence, a new sentence,” the Anderson Court added: “Thus, the district court’s authority to consider a defendant’s successive motion is likewise limited in this circumstance to - Rule 35(a)’s fourteen-day time limitation.” Id.
The government claims Anderson controls Caraballo’s case because the district court denied his § 3582(c)(2) motion on the merits. The . government relies on Anderson’s statement that “a district court’s denial on the merits is still in essence, a new sentence” that is “limited” by Rule 35(a)’s 14-day time limit. Caraballo argues that this statement in Anderson is pure obiter dictum because Anderson involved only a procedural denial of a § 3582(c)(2) motion and did not involve a denial on the merits.
Of course, if that statement was part of Anderson’s holding, the prior panel precedent rule would compel us to follow it. See United States v. Hunter,
Further, “dicta is defined as those portions of an opinion that are not necessary to deciding the case then before us.” United States v. Kaley,
We agree with Caraballo that Anderson’s statement—about a denial of a § 3582(c)(2) motion on the merits—is dicta. The facts of Anderson involved only-a procedural denial of a § 3582(c)(2) motion where the district court concluded that a Guidelines amendment did not lower the defendant’s Guidelines range and that it therefore lacked statutory authority under § 3582(c)(2) to modify the original sentence at all.
As explained above, Anderson did discuss the different factual situation where the district court concludes that an amend
Having determined that our existing precedent does not bind us, we turn to whether the denial of Caraballo’s first § 3582(c)(2) motion, albeit on the merits, was' a “sentencing” or “a sentence” for purposes of Rule 35(a) and § 3582(c)(2).
VI. DISTRICT COURT HAD AUTHORITY TO CONSIDER THE RENEWED § 3582(c)(2) MOTION
For several reasons, we conclude that under the facts and circumstances here (1) the district court’s denial of Cara-ballo’s first § 3582(c)(2) motion on the merits did not produce a different sentence, or even re-impose the original sentence, and (2) the district court thus had authority to consider Caraballo’s renewed § 3582(c)(2) motion based on the same Guidelines amendment.
First, there is no express jurisdictional limitation prohibiting Caraballo’s renewed § 3582(c)(2) motion. The statute itself does not prohibit successive § 3582(c)(2) motions. As Anderson concluded, § 3582(c)(2) “contains no language that places a limitation on the district court’s jurisdiction to consider successive motions based on the same amendment to the Sentencing Guidelines.”
Anderson is consistent with Supreme Court precedent that requires Congress to “clearly state[ ] that a threshold limitation on a statute’s scope shall count as jurisdictional” before a court can treat the limitation .as such. See Arbaugh v. Y&H Corp.,
While Anderson concluded that the § 3582(c)(2) statute does not, contain an express jurisdictional limitation on successive § (5582(c)(2) motions based. on the same amendment, the Court in Anderson did implicitly use another type of restriction—the law-of-the-case doctrine—to affirm the denial of a successive § 3582(c)(2)
Second, Rule 35(a) does not apply to the denial of Caraballo’s first § 3582(c)(2) motion and did not limit the district court’s authority to consider Caraballo’s renewed § 3582(c)(2) motion. Although Amendment 599 lowered Caraballo’s Guidelines range to 324 to 405 months’ imprisonment instead of life on Counts 1 and 2, the district court declined to exercise its discretion to reduce Caraballo’s original sentence, based on its evaluation of the § 3553(a) factors. As Caraballo emphasizes, in the adjudication of his first § 3582(c)(2) motion, there was never a written pronouncement of a sentence or even a reiteration of the previously imposed sentence. Rather, Caraballo aptly points out what the ■ district court said in its order denying Caraballo’s first §• 3582(c)(2) motion:
Accordingly, it is ORDERED and ADJUDGED that Defendant’s Motion for Retroactive Sentence Reduction Pursuant to Title 18 U.S.C. § 3582(c)(2) and Amendment 599 to the United States Sentencing Guidelines (D.E. 351) is DENIED.
Therefore, the life imprisonment sentence that Caraballo is serving is the one originally imposed upon him when he was convicted. That sentence-was not modified by the district court in response to Carabal-lo’s first § 3582(c)(2) motion. The denial here meant only that the sentence imposed at the time of conviction continued and was not reduced. Cf. Phillips,
To construe the particular ruling in Car-aballo’s case as a “sentencing” or the imposition of “a sentence” for purposes of Rule 35(a) and § 3582(c)(2) is neither a reasonable interpretation of Rule 35(a) nor a reasonable description of what happened with respect to Caraballo’s first § 3582(c)(2) motion. In addition, the Supreme Court emphasized in Dillon the limited scope of § 3582(c)(2) proceedings arid that “a district court proceeding under § 3582(c)(2) does not impose a new sentence in the usual sense.” Dillon,
Before concluding, we point out what we do not decide here. The government has
For completeness, we note that the Fourth Circuit has concluded that there is a non-jurisdictional “implied prohibition” of motions for reconsideration of a prior denial of a § 3582(c)(2) motion. May,
Although the Fourth Circuit agrees that there is no express jurisdictional limitation in the § 3582(c)(2) statute, the Fourth Circuit has concluded that “the clear intent of § 3582. [is] to constrain postjudgmtent sentence modifications.” Id (quoting United States v. Goodwyn,
Because the district court had authority to rule on Caraballo’s renewed § 3582(c)(2) motion, we next consider whether the district court abused its discretion in denying that motion.
Under § 3582(c)(2), the district court must undertake a two-step process. Dillon,
As to step one, the parties and the district court agree that Amendment 599 applies retroactively, that Amendment 599 lowered Caraballo’s Guidelines range, and that Caraballo was eligible for a sentence reduction under § 3582(c)(2).
As to step two, the district court, after explicitly weighing all of the pertinent § 3553(a) factors, found that Caraballo’s life sentence “is sufficient, but not greater than necessary,” to address those statutory factors. In so holding, the district court referred back to the reasons it gave in denying Caraballo’s initial motion for a sentence reduction in July 2015. In that order, the district court clearly and thoroughly explained that life imprisonment remained an appropriate sentence based on the serious and heinous nature of Cara-ballo’s crimes, the need for adequate deterrence, and the need to protect the public from future crimes. See United States v. Williams,
To the extent Caraballo argues that the district court erred in denying him an evi-dentiary hearing on the subject of his remorse, district- courts are not required to hold hearings in § 3582 proceedings or to even have the defendant present. Phillips,
To the extent Caraballo argues that the district court did not give sufficient weight to his post-conviction conduct when it weighed the § 3553(a) factors, the district court is not required to consider such conduct, and the record reflects that the district court did weigh the § 3553(a) factors and Caraballo’s post-conviction conduct when denying his motion. See Williams,
VIII. CONCLUSION
For the foregoing reasons, we affirm the district court’s denial of Caraballo’s renewed motion for a sentence reduction under 18 U.S.C. § 3582(c)(2).
AFFIRMED.
Notes
. The facts underlying Caraballo’s crimes- of conviction were detailed in his presentence investigation report ("PSI”), and the district court adopted those facts at sentencing.
. Counts 1 and 2 carried statutory maximum terms of life imprisonment, while Count 3 carried a statutory maximum of five years’ imprisonment and Count 4 carried a statutory maximum term of 25 years’ imprisonment. Thus, the advisory Guidelines range for Counts 3 and 4 were capped at their respective statutory máximums. Similarly, Count 5 had an advisory Guidelines range of five years, to run consecutively.
. ’ Section § 3582(c) provides in full:
(c) Modification of an imposed term óf im
(1) in any case—
(A) the court, upon motion of the Director of the Bureau of Prisons, may reduce the term of imprisonment (and may impose a term of probation or supervised release with or without conditions that does not exceed the unserved portion of the 'original term of imprisonment), after considering the factors set forth in section 3553(a) to the extent that they are applicable, if it finds that—
(i) extraordinary and compelling reasons warrant such a reduction; or
(ii) the defendant is at least 70 years of age, has served at least 30 years in prison, pursuant to a sentence imposed under section 3559(c), for the offense or offenses for which the defendant is currently imprisoned, and a determination has been made by the Director of the Bureau of Prisons that the defendant is not a danger to the safety of any other person or the community, as provided under section -3142(g);
and that such a reduction is consistent with applicable policy statements issued by the Sentencing Commission; and
(B) the court may modify an imposed .term of imprisonment to the extent otherwise expressly permitted by statute or by Rule 35 of the Federal Rules of Criminal Procedure; and
(2) in the case of a defendant who has been sentenced to a term of imprisonment based on a sentencing range that has subsequently been lowered by the Sentencing Commission pursuant to 28 U.S.C. 994(o), upon motion of the defendant or the Director of the Bureau of Prisons, or on its own motion, the court may reduce the term of imprisonment, after considering the factors set forth in section 3553(a) to the extent that they are applicable, if such a reduction is consistent with applicable policy statements issued by the Sentencing Commission.'
. The rule defines ‘‘sentencing’' as "the oral announcement of the sentence,” Fed. R. Crim. P. 35(c). While the district court did not make an oral announcement of its decision on Caraballo’s initial § 3582(c)(2) motion or even hold a hearing, we have held that, under such circumstances, "the imposition of the [new] sentence occurred .., when the district court’s written order was entered.” See Phillips,
. In Phillips, none of the parties disputed that the district court used the wrong year of the Guidelines and clearly erred in imposing the new 324-month sentence on December 5, 2008,
. An older version of Rule 35(a) provided only a seven-day window to correct a sentence, The rule was amended in 2009 to provide for a fourteen-day time limit. Phillips,
. In Anderson, the defendant’s base offense level was 42 because 'his drug offenses in- ■ volved more than 15 kilograms of crack cocaine. Anderson,
In 2006, Anderson filed a § 3582(c)(2) motion based on Amendment 505, which lowered his base offense level to 38, his total offense level to 42, and his Guidelines range to 360 months to life imprisonment. Id. The district court determined life imprisonment remained appropriate. Id. In 2008, Anderson filed a § 3582(c)(2) motion based on Amendment 706, but even with that amendment, Anderson’s Guidelines range remained 360 .months to life imprisonment. Id at 664-65.
. Although the Fourth and Seventh Circuit courts have ruled that there is no explicit jurisdictional limitation in § 3582(c)(2) and that district courts have subject matter jurisdiction to consider successive § 3582(c)(2) motions, both circuits have concluded that there are other potential non-jurisdictional limitations , on successive § 3582(c)(2) motions, which we discuss later,
. Although the Seventh Circuit held there is no express jurisdictional limitation in the §. 3582(c)(2) statute, the Seventh Circuit also concluded that federal prisoners have only one opportunity, or "one bite at the apple,” to request a sentence modification based on the same Guidelines amendment. United States v. Beard,
In any event, as we explain later, there are non-jurisdictional limitations on successive Or renewed § 3582(c)(2) motions, but we narrowly rule here that there is no jurisdictional limitation when a district court denies, as opposed to grants, an initial § 3582(c)(2) motion and does not impose a different sentence.'
. The Fourth 'Circuit cites Anderson and Beard as also comporting with its "implied prohibition” ruling in May. See
. The Ninth and Third Circuits’ decisions in Trujillo and Wéatherspoon' are cited in May and Beard as adopting a similar implied prohibition on successive § 3582(c)(2) motions. See May,
However, Trujillo and Weatherspoon were much more limited. While acknowledging that there is no express jurisdictional limitation on successive § 3582(c)(2) motions within the statute itself, those courts refused to address the government's arguments regarding non-jurisdictional bars to such motions because the government waived those arguments by failing to timely raise them. See Trujillo,
We follow the example of our sister circuits in Trujillo and Weatherspoon and decline to address the validity or applicability of other potential non-jurisdictional bars to successive § 3582(c)(2) motions because the issue is not now before us.
. The § 3553(a) factors include: (1) the nature and circumstances of the offense and the history and characteristics of the defendant; (2) the need for the sentence imposed to, inter alia, reflect the seriousness of the offense, provide just punishment, afford adequate deterrence, and protect the public; (3) the kinds of sentences available; (4) the applicable sentencing range under tire Guidelines; (5) any pertinent Sentencing Commission policy statement; and (6) the need to avoid unwarranted disparities among defendants. 18 U.S.C. § 3553(a),