Lead Opinion
Paul Richard Portillo and Daniel Chavez Montellano appeal from the judgment of conviction following a trial by jury in which they were found guilty of armed bank robbery in violation of 18 U.S.C. Section 2113(a) (1970).
Appellants have raised many issues on appeal. Two require detailed analysis. The remainder are either without merit or have already been resolved by existing case law.
For the reasons set forth below, we conclude that the warrantless search of the paper bag found in the trunk of the car was justified as an incident to a vehicle inspection and because of the exigent circumstances confronting the officer. We also hold that appellants whose appeals were pending at the time that United States v. Cook,
VALIDITY OF THE PAPER BAG SEARCH
Appellants contend that the trial court erred in denying their motions to suppress the physical evidence seized from the locked trunk of an automobile without a search warrant.
The government presented the following evidence in justification of the search:
On November 16, 1978, the Norwalk branch office of American Savings and Loan Association was robbed by two armed men, who fled with $747 in cash. On November 20,1978, Los Angeles County Deputy Sheriff James Clem was in a one-man radio patrol car in East Los Angeles. At approximately 2:00 p.m. he was stopped by another deputy who had been patrolling in an unmarked sheriff’s vehicle, and was told that two known felons were in the area in a 1969 green Dodge, license number ZAZ 197. While Clem was talking with the other deputy, he heard a report over his car radio that other officers had observed the two individuals place a paper bag into the trunk of their car. Deputy Clem advised all patrol units in the East Los Angeles area that two known felons were in the general vicinity and then resumed his normal patrol. Later he saw the green Dodge make an illegal left turn. Clem followed the vehicle and attempted to make a traffic stop, but the Dodge entered the freeway before he was able to pull it over. As the driver of the vehicle applied his brakes to make the turn onto the freeway, Clem noticed that the right rear brake light was not working. Clem followed the Dodge onto the freeway and activated his red lights to pull the vehicle over. At that time, Deputy Clem also noted that the license plate registration tags had expired.
When Deputy Clem approached the vehicle, he asked the driver for identification and vehicle registration. Montellano, who was driving the vehicle, stated that he was unable to find the vehicle’s registration. Deputy Clem noticed an open bottle of beer on the floor of the vehicle and an odor of alcohol on the breath of the passenger, Por-tillo. The Deputy ordered both men out of the car and conducted a pat-down search of each individual. He found a small knife on Portillo. Then, while Montellano and Por-tillo sat on a nearby guardrail as ordered, Clem entered the car, opened the glove box, and found the vehicle registration. He removed the key from the ignition and went to the rear of the car to inspect the faulty taillight. He opened the trunk to look at the fixture from the inside, supporting his weight on his left hand which he placed on top of a paper bag in the center of the spare tire hub. He immediately felt a hard object inside the bag which felt like a handgun. He opened the bag and found a fully loaded 38-caliber colt revolver. Also in the
Deputy Clem was cross-examined regarding his reasons for opening the trunk of the Dodge. Deputy Clem explained that it was his experience when a taillight is not working, the malfunction is usually caused by a loose bulb. The only way to determine the nature of the problem is to open the trunk and look at the fixture from the inside. He said that as a matter of his training and experience, he felt he was entitled to conduct an inspection to determine the cause of any mechanical defect which could effect the safe operation of a vehicle on the road. He did not invite the driver to fix the brake light, or obtain permission to open the trunk. He knew that he could have issued a citation and sent the men on their way, but felt that the problems created by driving with a broken taillight would continue. He said that when he looked into the trunk, he saw the bulb hanging away from the receptacle. He then leaned further into the trunk, bracing himself by leaning on the paper bag, which he said was the only clean spot in the trunk. He said that he did not want to put his hand on any of the filthy surfaces, since he was dressed in his deputy’s uniform. It was at this point that he felt the hard object that he “knew” was a handgun, precipitating his search of the two paper bags in the trunk. Deputy Clem declared that “based upon what I found in the bags in the trunk and the information learned over the radio, I felt that the two men might well be robbers and I determined to place them under arrest on suspicion of robbery.” Appellants were arrested on suspicion of robbery and transported to the Sheriff’s Station for booking. They were fingerprinted and photographed, but released when charges were not filed by the Los Angeles County District Attorney.
The Government contends that neither appellant has standing to raise the alleged illegality of the search of the trunk of the Dodge and the seizure of the paper bags containing the automatic weapons. Just prior to trial of this case, the United States Supreme Court decided Rakas v. Illinois,
Rakas held that two passengers in an automobile could not raise fourth amendment violations as to the seizure of items found in the glove box and passenger compartment of the vehicle. The Court noted that the defendants:
[Ajsserted neither a property nor a pos-sessory interest in the automobile, nor an interest in the property seized. And as we have previously indicated, the fact that they were “legitimately on [the] premises” in the sense that they were in the car with the permission of its owner is not determinative of whether they had a legitimate expectation of privacy in the particular areas of the automobile searched ... they made no showing that they had any legitimate expectation of privacy in the glove compartment or area under the seat of the car in which they were merely passengers. Like the trunk of an automobile, these are areas in which a passenger qua passenger simply would not normally have a legitimate expectation of privacy. Id. at 148-49,99 S.Ct. at 433 .
In the instant case, the Government points out that neither appellant has alleged that he has a possessory interest in the property seized.
Under the facts of this case, Portillo is in the same position as were the petitioners in Rakas. He was merely a passenger in the Dodge. He “asserted neither a property nor a possessory interest in the automobile, nor an interest in the property seized.” Rakas v. Illinois,
Montellano, on the other hand, is very much in the same position as was the defendant in Jones v. United States,
The Government seeks to justify the intrusion by Deputy Clem into the trunk of the Dodge on the basis that it was a vehicle safety inspection as authorized by California Vehicle Code Section 2806.
Appellants claim that Section 2806 merely authorizes an officer to issue a citation and not to conduct a search. Further, they argue that since the officer lacked probable cause to enter the trunk, his “pretext” of making a safety inspection does not justify violation of their fourth amendment rights.
Section 2806 has previously been construed in the search and seizure context in California. In People v. May,
The facts before this court in the instant matter are similar to those reviewed in the May case. In May, a deputy sheriff stopped a vehicle which was being operated in violation of a number of vehicle code sections. On closer inspection, the deputy noticed that the A-arm suspension had been cut. Hydraulic tubes protruded past the frame and ran to the rear of the vehicle. Based on past experience, the deputy believed that the suspension system might be dangerous, and that the equipment necessary for such a system would be housed in the trunk of the automobile. The deputy opened the trunk to determine whether the vehicle had an unsafe and illegal suspension system installed. Upon examination of the trunk area, he found several folded baggies in plain view which he believed to contain marijuana.
In reversing the trial court’s suppression of this evidence, the appellate court distinguished what it termed “two entirely different doctrines: the issue of probable cause under the criminal law to invade the suspect’s privacy, and the question of the reasonableness of a vehicle inspection for observed defects having nothing to do with [criminal activity].” People v. May,
Appellant Montellano’s argument that United States v. Patacchia,
Appellants argue that “[a]n individual operating or traveling in an automobile does not lose all reasonable expectation of privacy simply because the automobile and its use are subject to government regulation.” Delaware v. Prouse,
In United States v. Soto-Soto,
The May court said, “[s]uch a search must of course be reasonable .... ” People v. May,
Appellants also argue that the search of the paper bags and seizure of the contents was a violation of their constitutional rights. It is, of course, true that a justified search of an automobile, whether under the so-called “automobile exception” to the warrant requirement of the fourth amendment or pursuant to a valid safety inspection as in this case, does not serve to validate the subsequent warrantless search of a closed container found in that vehicle. In Arkansas v. Sanders,
First, in Arkansas v. Sanders, the Supreme Court pointed out that “[n]ot all containers and packages found by police during the course of a search will deserve the full protection of the Fourth Amendment.”
In the instant case, Deputy Clem was able to identify the contents of the paper bag by touching it. As the Supreme Court observed in Sanders, “some containers (for example a kit of burglars tools or a gun case) by their very nature cannot support any reasonable expectation of privacy because their contents can be inferred from their outward appearance.” Arkansas v. Sanders,
Second, when Deputy Clem opened the trunk of the automobile and placed his hand on the handgun in the paper bag he stood alone by the side of a busy freeway with two suspected felons. Neither of the suspects was handcuffed. They were merely sitting nearby on the freeway guard rail. Portillo, at least, had been drinking. Deputy Clem was faced with a rapidly developing investigative situation which warranted his determining immediately, for his own safety, whether what he felt was in fact a weapon, whether it was loaded or unloaded, and whether, if loaded, the safety was in place. In Sanders, the Court carefully framed the question to be answered by the Court in that case: “whether, in the absence of exigent circumstances, police are required to obtain a warrant before searching luggage taken from an automobile properly stopped and searched for contraband.” Id. at 754,
Finally, as in Terry v. Ohio,
In the instant case, the officer’s initial inadvertent contact with the paper bag which lightly shielded the revolver justified a search “confined in scope to an intrusion reasonably designed to discover guns, knives, clubs, or other hidden instruments for the assault of the police officer.” Terry v. Ohio,
Appellants request that we apply our en banc decision in United States v. Cook,
Appellants in the case before us did not comply with Rule 103 at trial. They did object to the court’s ruling on admissibility of the prior conviction. Moreover, they did not make an offer of proof as to the testimony they would offer but for the court’s ruling. They did not take the stand. In short, appellants are in exactly the same posture before this court as was Cook in his appeal. We cannot conclude that appellants, unaware of the requirements of the yet unpublished Cook decision, can be said to have abandoned the issue of the admissibility of the prior conviction by failing to comply with Rule 103.
Prior to Cook, defendants who believed that the district court had ruled incorrectly were led to believe by Murray that only a Hobson’s choice was available to them. Either they could remain off the stand, thereby foregoing the opportunity personally to present a defense, or they could take the stand and give the prosecutor an opportunity to destroy their credibility by exposing evidence of their prior convictions to the jury. While Murray was still the law, defendants who made the showing required by Rule 103 would still have found themselves precluded from raising the admissibility of their prior convictions on appeal if they did not testify at trial. It is not surprising then that both Cook and appellants failed to make the record contemplated by Rule 103. Our decision to reach the issue of the admissibility of appellants’ pri- or convictions despite their failure to make a Rule 103 record avoids “the brutal absurdity of commanding a man today to do something yesterday.” Lon Fuller, The Morality of Law 59 (1964).
Furthermore, reaching the issue as to the admissibility of the prior convictions despite appellants’ failure to testify comports with the “limited retroaction” rule of Linkletter v. Walker, wherein the Supreme Court said that “a change in law will be given effect while a case is on direct review.”
EVIDENCE OF MONTELLANO’S PRIOR CONVICTION
The district court denied appellant Montellano’s motion to exclude evidence of prior felony convictions and ruled that the Government would be allowed to impeach appellant with a 1971 burglary conviction. Appellant fails to articulate wherein the district court abused its discretion in denying the motion. Rather, appellant states simply that “the denial of the motion was error in that it effectively prevented appellant from presenting any evidence concerning his alibi.” This, of course, is not enough. To obtain relief from this court, appellant must show that he was kept off the stand by a ruling that was, in and of itself, erroneous. It is clear that criminal defendants are not entitled to a false aura of veracity when they take the stand. When an accused elects to become a witness and testify in his own behalf, “his credibility may be impeached, his testimony may be assailed, and is to be weighed as that of any other witness. Assuming the position of a witness, he is entitled to all its rights and protections, and is subject to all its criticisms and burdens.” Reagan v. United States,
Assuming for the sake of argument that Montellano’s assertion of error is that the district court judge abused his discretion by failing to weigh the prejudicial effect of the prior conviction against its probative value, we find no such infirmity in this case. In denying the motion, the trial judge said:
The court’s ruling, as previously stated having balanced the interests, that is, of possible prejudice as against probative value for credibility of (sic) impeachment purposes, it ruled as follows: with respect to defendant Montellano, the Government would be and will be permitted to interrogate as to whether the defendant was convicted of a felony; if they are put to their proofs, there will be permitted proof of the 1971 burglary conviction. There*1323 will be no proof of the nature of the felony adduced by the Government unless it is put to its proofs (emphasis added).
The judge ordered the Government not to mention Montellano’s two other prior convictions, one for carrying a weapon in a penal facility and one for escape.
We recognize that the Government has the burden of persuasion on the issue of admissibility of prior convictions for the purpose of impeaching an accused who chooses to testify on his own behalf. United States v. Cook,
EVIDENCE OF PORTILLO’S PRIOR CONVICTIONS
Appellant Portillo’s contentions regarding the inadmissibility of his prior convictions are quite different from Montellano’s. The court denied Portillo’s motion to exclude his prior convictions which were more than ten years old at the time of trial.
Under Rule 609(b), the prosecution must present evidence upon which the court can determine that the probative value of the remote conviction substantially outweighs its prejudicial effect. This finding must be supported by specific facts and circumstances which demonstrate that the interests of justice require that the evidence be admitted despite the presumption in subsection (b) against its admissibility. See e. g. United States v. Mahler,
In light of the foregoing, Portillo’s case must be remanded so that the district court can conduct proceedings consistent with Rule 609(b). See United States v. Cook,
EYEWITNESS IDENTIFICATION OF MONTELLANO
The Warrantless Arrest
Having determined that the search of the trunk of the Dodge was lawful, we
Appellant complains that he was arrested for “robbery in general,” but cites no authority for his contention that a warrantless arrest must be based upon probable cause that a particular crime has been committed.
Under California Penal Code Section 836(3), Deputy Clem was entitled to arrest appellant if the officer had reasonable cause to believe that appellant had “committed a felony, whether or not a felony [had] in fact been committed.” Cal.Penal Code Section 836(3) (West 1970). Montella-no’s arrest, based upon reasonable cause that he had committed a robbery, was valid even though no felony had been committed by him, or in fact, by anyone.
Pretriai Photographic Displays
Montellano contends that showing an eyewitness surveillance photographs taken of the robbery as it occurred was impermissibly suggestive. In United States v. Ervin,
Rule 12.1(b)
Appellant argues that Balentine should not have been allowed to testify because the Government failed to notify him that her testimony would be used as required by Rule 12.1(b) of the Federal Rules of Criminal Procedure. This argument must fail. The exclusion of testimony of an undisclosed government witness is within the discretion of the trial court. See Fed.R.Crim.P. Rule 12.1(d) & (e). Appellant’s counsel was present at the line-up four days before trial when Balentine first was able to identify Montellano. Appellant has failed to show that he suffered prejudicial surprise from the use of unexpected testimony. See United States v. Myers,
Right to Counsel at Pretrial Line-up
Appellant was afforded substitute counsel at the December 26 line-up. United States v. Wade,
THE OUT-OF-COURT STATEMENT
Testimony elicited by Portillo’s counsel from Special Agent Paige revealed that Henry Sanchez, a witness who did not testify at trial, had identified Montellano as one of the robbers. Any harm done was substantially eased by a cautionary instruction. The trial court’s refusal to strike the testimony if error, was harmless. Fed.R. Crim.P. Rule 52(a); United States v. Kearney,
RIGHT TO SELF-REPRESENTATION
Appellant’s contention that his right to self-representation was denied him due to the district court’s unreasonable restrictions on research is without merit. Appellant had sufficient time to conduct his research prior to trial if he truly wanted to proceed in pro per. The denial of his mo
EFFECTIVE ASSISTANCE OF COUNSEL
Appellant’s statement through counsel on the day prior to trial that he was “not too pleased with what has happened thus far in the case, and he seems to believe that he could probably do at least as good a job as I am doing,” does not show that appellant and his counsel were “embroiled in irreconcilable conflict.” Brown v. Craven,
As discussed above, we find Montellano’s contentions without merit. The judgment as to Daniel Chavez Montellano is AFFIRMED.
Due to the error in the admission of prior convictions, the judgment as to Paul Richard Portillo is REMANDED for proceedings in accordance with this Opinion.
Notes
. The Government argues that the paper bags alone were the subject of a search within the meaning of the fourth amendment, since only an inspection was conducted of the trunk of the Dodge. The Government points out that neither appellant has claimed any property inter
. Section 2806 reads as follows:
Any regularly employed and salaried police officer or deputy sheriff having reasonable cause to believe that any vehicle or combination of vehicles is not equipped as required by this code or is in such unsafe condition as to endanger any person, may require the driver to stop and submit the vehicle or combination of vehicles to an inspection and such tests as may be appropriate to determine the safety to persons and compliance with the code.
California’ Vehicle Code Section 2806 (West 1971).
. We cannot be concerned with whether this court, sitting as a trier of fact, or another trial judge would have believed Deputy Clem’s motives for opening the trunk of the Dodge. It is possible that another trial judge would have found the Deputy’s testimony incredible. It is true that the trial judge knew that Clem was on notice that the men were suspected felons and that they had been observed placing a paper bag in the trunk of the vehicle. Nonetheless, based upon the content of Clem’s testimony and his demeanor on the stand, the trial judge ruled that the evidence found in the trunk should not be suppressed since the Deputy had opened the trunk for a valid purpose under Section 2806 and inadvertently discovered that the bag in the hub of the spare tire contained a hard object which felt like a hand gun. We are bound by this determination of the trial court.
. Rule 103 of the Federal Rules of Evidence provides in pertinent part as follows:
(a) Effect of erroneous ruling. Error may not be predicated upon a ruling which admits or excludes evidence unless a substantial right of the party is affected, and
(1) Objection. In case the ruling is one admitting evidence, a timely objection or motion to strike appears of record, stating the specific ground of objection, if the specific ground was not apparent from the context; or
(2) Offer of proof. In case the ruling is one excluding evidence, the substance of the evidence was made known to the court by offer or was apparent from the context within which questions were asked.
(b) Record of offer and ruling. The court may add any other or further statement which shows that character of the evidence, the form in which it was offered, the objection made, and the ruling thereon. It may direct the making of an offer in question and answer form...
. We are aware that the Supreme Court has circumscribed the limited retroaction doctrine of Linkletter v. Walker in a certain class of cases. In Johnson v. New Jersey,
In Hamling v. United States,
The rule announced in Cook does not involve a constitutionally protected right. Rather, Cook removed an obstacle to appellate review. For that reason, the doctrine of limited retroaction is applicable to appellants’ cases.
. At the time of trial, Portillo had suffered four prior felony convictions: in 1963 for theft, in 1964 for heroin possession, in 1968 for armed robbery and in 1971 for robbery and assault with intent to commit murder. The district court judge ruled that if Portillo took the stand he could be impeached with the 1963 and 1968 convictions without reference to the nature of the crimes involved. Clearly, the 1963 conviction was more than ten years old at the time of trial. There is doubt as to the age of the 1968 armed robbery conviction within the meaning of Rule 609(b). The ten years is to be measured from “the date of conviction or of the release of the witness from the confinement imposed for that conviction, whichever is the later date” .. . Fed.R.Evid. Rule 609(b).
It appears from the record that 1968 is the date of the armed robbery conviction; no evidence was introduced to show otherwise. Since we have determined for the reasons discussed below, that Portillo’s case must be remanded to the district court, this factual uncertainty can be resolved there. We note that the Government’s burden of showing admissibility of prior convictions, United States v. Cook,
Concurrence Opinion
(specially concurring):
I concur in the results reached by Judge Alarcon.
The existence of the equivalent of exigent circumstances justifies the opening of the trunk. The recovery of the weapons identified without opening the sacks raises no Fourth Amendment issue.
Our decision in United States v. Cook,
