United States v. Pablo Calvillo-Palacios, 860 F.3d 1285

Lead Opinion

Concurrence by Judge Owens

OPINION

O’SCANNLAIN, Circuit Judge:

We must decide whether a “crime of violence” sentencing enhancement to a sentence for illegal reentry after deportation can be based on a prior Texas state conviction for aggravated assault.

I

Pablo Calvillo-Palacios, a native and citizen of Mexico, was indicted in the District of Arizona for illegal reentry after deportation in violation of 8 U.S.C. § 1326, enhanced by § 1326(b)(2), on December 3, 2014. He had been found walking north of the Mexican border near Douglas, Arizona after having been deported from Laredo, Texas. He pled guilty to the indictment without a plea agreement.

On March 3, 2015, the United States transferred a motion (previously filed in the Southern District of Texas) to the District of Arizona to revoke Calvillo-Pa-laciоs’s supervised release for a previous illegal reentry conviction¹ on the grounds that he had violated the terms of supervision. Calvillo-Palacios appeared with counsel and admitted to the allegations contained in the government’s motion to revoke.

At sentencing, the district court found that Calvillo-Palacios’s advisory guideline range was 70-87 months’ imprisonment for the illegal reentry violation, based on a criminal history category of V and a total offense level of twenty-one, which was calculated using a base offense level of eight with a sixteen-level prior conviction enhancement, and a three-level reduction for acceptance of responsibility. The sixteen-level sentencing enhancement, was pursuant to U.S.S.G. § 2L1.2(b)(l)(A)(ii) which applies if a defendant was deported after, inter alia, “a conviction for a felony that is ... a crime of violence.”² Calvillo-Palac-ios’s enhancement was based on his prior felony aggravated assault conviction in 2005 in violation of Texas Penal Code §§ 22.02 and 22.01.

Calvillo-Palacios contested the sixteen-level enhancement, maintaining that the Texas аggravated assault statute of conviction was overbroad and thus could not qualify as a crime of violence. The district court rejected his argument and imposed the sixteen-level enhancement. After granting a downward variance, it sentenced Calvillo-Palacios to fifty-four months of imprisonment followed by three years of supervised release for the illegal reеntry violation.

For the supervised release violation, the district court revoked Calvillo-Palacios’s supervised release and sentenced him to an additional twelve months imprisonment, with six months to run concurrently and six months to run consecutively to the illegal reentry violation.

Calvillo-Palacios timely appealed.

II

Calvillo-Palacios contends that the district court erred by concluding that his conviction for aggravated assault under Texas Penal Code §§ 22.01 and 22.02 was a crime of violence for purposes, of U.S.S.G. § 2L1.2(b)(l)(A)(ii).³

A

To determine whether a prior state conviction qualifies as a crime of violence, we employ the categorical approach set out by the Supreme Court in Taylor v. United States, 495 U.S. 575, 602, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990). Thus, we ask whether the statute of conviction “is categorically a crime of violence by assessing whether the ‘full range of conduct covered by [the statute] falls within the meaning of that term.’” United States v. Grajeda, 581 F.3d 1186, 1189 (9th Cir. 2009) (alteration in original) (quoting United States v. Juvenile Female, 566 F.3d 943, 946 (9th Cir. 2009)). A statute of conviction that punishes conduct that is not covered by the federal definition of a “crime of violence” cannot be a “crime of violence.” United States v. Benally, 843. F.3d 350, 352 (9th Cir. 2016).

If the statute does not qualify as a categorical “crime of violence,” we ask whether it is “a so-callеd ‘divisible statute.’ ” Descamps v. United States, — U.S. -, 133 S.Ct. 2276, 2281, 186 L.Ed.2d 438 (2013). A statute is “divisible” if it lists “multiple alternative elements” as opposed to “various factual means of committing a single element.” Mathis v. United States, — U.S. -, 136 S.Ct. 2243, 2249, 195 L.Ed.2d 604 (2016).

Where a statute is divisible, we apply the “modified categorical approach” under which we “consult a limited class of documents, such as indictments and jury instructions, to determine which alternative element formed the basis of the defеndant’s prior conviction.” Descamps, 133 S.Ct. at 2281. Then we “do what the categorical approach demands: compare the elements of the crime of conviction (including the alternative element used in the case) with the elements of the generic crime.” Id.

B

In relevant part, Texas Penal Code § 22.02, which ‍​​‌​​‌‌​​‌‌‌​​‌​‌‌​‌‌‌​‌​‌‌‌‌‌​‌‌‌‌‌​​‌​‌‌‌‌‌‌​‌‍defines aggravated assault, provides that:

(a) A person commits an offеnse if the person commits assault as defined in § 22.01 and the person:

(1) causes serious bodily injury to another, including the person’s spouse; or

(2) uses or exhibits a deadly weapon during the commission of the assault.

And, Texas Penal Code § 22.01 defines simple assault such that:

(a) A person commits an offense if the person:

(1) intentionally, knowingly, or recklessly causes bodily injury to another, including the person’s spouse;

(2) intentionally or knowingly threatens another with imminent bodily injury, including the person’s spouse; or

(3) intentionally or knowingly causes physical contact with another when the persons knows or should reasonably believe that the other will regard the contact as offensive or provocative.

The Texas Court of Criminal Appeals has held that § 22.02(a) provides two “means of committing aggravated bodily assault.” Landrian v. State, 268 S.W.3d 632, 538 (Tex. Crim. App. 2008) (emphasis added). In contrast, § 22.01(a) lists “three separate and distinct assaultive crimes.” Id. at 536; see also Marinos v. State, 186 S.W.3d 167, 174-75 (Tex. App. 2006). Thus, as'the parties agree, under Mathis, 136 S.Ct. at 2256, § 22.01(a) is divisible, but § 22.02(a) is indivisible.

Turning to the charging documents for Calvillo-Palacios’s aggravated assault conviction, the indictment alleged that he “intentionally and knowingly threaten[ed] [the victim] with imminent bodily injury ... and did use and exhibit a deadly weapon to-wit: a FIREARM AND A KNIFE, during the commission of the assault.” Thus, there is no dispute that Calvillo-Palacios committеd a simple assault in violation of § 22.01(a)(2) (“intentionally or knowingly threatening] another with imminent bodily injury”), which became aggravated assault by application of § 22.02(a).

C

While the parties do not debate the contours of Calvillo-Palacios’s statute of conviction, they do contest whether § 22.02(a) qualifies as a crime of violence.⁴ Under U.S.S.G. § 2L1.2(b)(l)(A)(ii), a conviction is a crime of violence “if it either (1) constitutes one of the crimes listed in the ‘enumerated offense’ prong of the definition, or (2) ‘has an element the use, attempted use, or threatened use of physical force against the person of another’ under the definition’s second clause, referred to as the ‘element’ prong or test.” Grajeda, 581 F.3d at 1189-90 (quoting U.S.S.G. § 2L1.2 cmt. n.l(B)(iii)).

1

Calvillo-Palacios argues that by its plain language the Tеxas statute fails the element prong because it does not require “the use, attempted use, or threatened use of physical force against the person of another.” § 2L1.2 cmt. n.l(B)(iii). Texas Penal Code § 22.01(a)(2) penalizes “intentionally or knowingly threatening another with imminent bodily injury,” and Texas Penal Code § 22.02(a)(1) penalizes the causation of “serious bodily injury,” but neither provision says anything exрlicitly about the use of force, (emphasis added). Calvillo-Palacios maintains that the terms “bodily injury” and “physical force” are “not synonymous or interchangeable” and thus his statute of conviction cannot qualify as a crime of violence.

While Calvillo-Palacios’s argument might be persuasive in other circuits,⁵ we have already rejected it, repeatedly holding that threat and assault statutes necessarily ‍​​‌​​‌‌​​‌‌‌​​‌​‌‌​‌‌‌​‌​‌‌‌‌‌​‌‌‌‌‌​​‌​‌‌‌‌‌‌​‌‍involve the use of violent, physical force. Thus, in a case remarkably similar to this one, United States v. Juvenile Female, 566 F.3d at 947-48, we concluded that 18 U.S.C. § 111(b), which provided a harsher penalty for “assault involving a deadly or dangerous weapon or resulting in bodily injury,” was a crime of violence under 18 U.S.C. § 16(a).⁶ Id. at 947 (quoting United States v. Vallery, 437 F.3d 626, 630 (7th Cir. 2006)). We explained that a defendant charged with “assault resulting in bodily injury, necessarily must have committed an act of force in causing the injury.” Id. at 948 (emphasis added).

Similarly, in United States v. Villavicencio-Burruel, 608 F.3d 556, 561-63 (9th Cir. 2010), we concluded thаt California Penal

Code § 422, which criminalized “willfully threaten[ing] to commit a crime which will result in death or great bodily injury to another person,” was categorically a crime of violence under § 2L1.2(b)(l)(A)(ii). In United States v. Melchor-Meceno, 620 F.3d 1180, 1184 (9th Cir. 2010), we held that Colorado Revised Statutes § 18-3-206, which penalized “knowingly plac[ing] or attempt[ing] to place another person in fear of imminent serious bodily injury” by “any threat or physical aсtion,” was a crime of violence “under the element prong of U.S.S.G. § 2L1.2.” We observed that “[i]t is impossible to conceive of a situation involving fear of imminent serious bodily injury without a threat of force.” Id. at 1185. Likewise, in United States v. Cabrera-Perez, 751 F.3d 1000, 1007 (9th Cir. 2014), we determined that Arizona Revised Statutes § 13-1203(A)(2), was a crime of violence under 18 U.S.C. § 16(a). We reasoned that “[ijntentionally placing another person in reasonable apprehеnsion of imminent physical injury,” “has as an element ‘the use, attempted use, or threatened use of physical force against the person or property of another.’ ” Id. (quoting 18 U.S.C. § 16(a)). Most recently, in Arellano Hernandez v. Lynch, 831 F.3d 1127, 1130-32 (9th Cir. 2016), we reaffirmed that California Penal Code § 422 is a crime of violence, explicitly rejecting the reasoning of the Fourth and Fifth Circuits to the contrary.⁷

Even more importantly, Arellano Hernandez noted the Supreme Court’s reasoning in United States v. Castleman, — U.S.-, 134 S.Ct. 1405, 188 L.Ed.2d 426 (2014), which disposes of the idea that one could knowingly or intentionally cause bodily injury without the use of some type of physical force.⁸ 831 F.3d at 1131. Castle-man explicitly rejected the poison hypothetical frequently employed by other circuits—the notion that one could cause bodily harm without using physical force by administering poison. See 134 S.Ct. at 1415. According to the Court, “ ‘use of force’ ... is the act of employing poison knowingly as a device to cause physical harm.” Id. It “does not mattеr,” that “the harm occurs indirectly, rather than directly (as with a kick or punch).” Id. “ ‘[B]odily injury’ must result from ‘physical force.’ ” Id. at 1414.

Although the Supreme Court reserved the question of whether bodily injury requires violent, physical force of the type required by U.S.S.G. § 2L1.2, Castleman, 134 S.Ct. at 1413, our court has already addressed the issue—in the context of assault statutes, bodily injury entails the use of violent, physical force as Juvenile Female, Villaviceneio-Burruel, Melehor-Me-ceno, Cabrera-Perez, and Arellano Hernandez demonstrate.⁹

2

Calvillo-Palaeios next argues that Texas law defines bodily injury in such a way that it does not require the violent, physical force necessitated by Johnson, 559 U.S. at 140, 130 S.Ct. 1265. Texas Penal Code § 1.07(a)(8) defines “[b]odily injury” as “physical pain, illness, or any impairment of physical condition.” Calvillo-Palacios maintains that the last definition, “impairment of physical condition,” could оccur without violent, physical force.

Yet, even assuming that Calvillo-Palac-ios is correct, he ignores the fact that he was convicted not merely of simple assault in violation of Texas Penal Code § 22.01(a)(2) but also of aggravated assault in violation of Texas Penal Code § 22.02(a).

Section 22.02(a)(1) requires an assault that “causes serious bodily injury to another.” (emphasis added). Texas Penal Code § 1.07(a)(46) defines “[sjerious bodily injury” as “bоdily injury that creates a substantial risk of death or that causes death, serious permanent disfigurement, or protracted loss or impairment of the function of any bodily member or organ.” Obviously, such injury is significantly greater than mere “impairment of physical condition.” Since under Johnson, 559 U.S. at 143, 130 S.Ct. 1265, a simple slap can qualify as violent, physical force, there ‍​​‌​​‌‌​​‌‌‌​​‌​‌‌​‌‌‌​‌​‌‌‌‌‌​‌‌‌‌‌​​‌​‌‌‌‌‌‌​‌‍is no question that a simple assault which is аggravated by means of serious bodily injury under § 22.02(a)(1) is a crime of violence.

3

Calvillo-Palacios also contends that an aggravated assault committed by “use or exhibition of a deadly weapon” under § 22.02(a)(2) is not a crime of violence. However, we have repeatedly found that threats involving deadly weapons qualify as crimes of violence.

For example, in Camacho-Cruz v. Holder, 621 F.3d 941 (9th Cir. 2010), we explained that “[ajssault with а deadly weapon ... necessarily entails the threatened use of force against the person of another.” Id. at 943 (emphasis, added). Thus, we held that Nevada Revised Statutes § 200.471, which prohibits “intentionally placing another person in reasonable apprehension of immediate bodily harm” and adds a penalty enhancement “[i]f the assault is made with the use of a deadly weapоn or the present ability to use a deadly weapon,” is categorically a crime of violence under 18 U.S.C. § 16(a). Id. at 942-43.

Camacho-Cruz soundly rejected the idea that one must actually harm someone with a deadly weapon in order for there to be violent, physical force:

[T]he defendant, by using a deadly weapon, intentionally create[s] in another person a reasonable fear of immediate bodily harm: Contrary to Petitioner’s assertions, whether the defendant actually intends to harm the victim or whether any harm does, in fact, result is irrelevant. Section 16(a) does not require an actual application of force or an injury to the victim. Rather, the threatened use of force is sufficient for a crime to constitute a crime of violencе.

Id. at 943; see also Juvenile Female, 566 F.3d at 947-48 (holding that a “threat to inflict injury upon the person of another,” which involves “a deadly or dangerous weapon,” under 18 U.S.C. § 111(b) “always ‘threaten[s] [the] use of physical force’ ” (quoting United States v. Chapman, 528 F.3d 1215, 1219-20 (9th Cir. 2008); 18 U.S.C. § 16(a))).

While Calvillo-Palacios further attempts to distinguish § 22.02(a)(2) by pointing out that it penalizes “using or exhibiting a deadly weapon,” he misconstrues Texas law. Calvillo-Palacios maintains that “exhibit” is broader than “use.” But, interpreting § 22.02(a)(2), thе Texas Court of Appeals has remarked that while one “can use a deadly weapon without exhibiting it,” “it is doubtful one can exhibit a deadly weapon during the commission of a felony without using it.” Campbell v. State, 128 S.W.3d 662, 672 (Tex. App. 2004) (quoting Patterson v. State, 769 S.W.2d 938, 941 (Tex. Crim. App. 1989) (en banc)), overruled on other grounds by Brumbalow v. State, 432 S.W.3d 348 (Tex. App. 2014). Thus, Calvillo-Palacios’s attempt to differentiate between “use” and “exhibit” fails.

There is no question that the second means of committing an aggravated assault under § 22.02(a)—using or exhibiting a dеadly weapon—constitutes a crime of violence.

D

Thus, although § 22.02(a) is indivisible, both means of committing an aggravated assault under this subsection— (1) causing serious bodily injury or (2) using or exhibiting a deadly weapon—entail the use of violent, physical force. Aggravated assault under Texas Penal Code § 22.02(a) is a crime of violence for purposes of U.S.S.G. § 2L1.2(b)(l)(A)(ii).¹⁰

Ill

Although Calvillo-Palacios also аppealed the district court’s revocation of his supervised release and the sentence imposed for violating the terms of this release (No. 16-10077), he raised no issue and no arguments in his opening brief in this regard. Federal Rule of Appellate Procedure 28(a) requires a party’s opening brief to contain “a statement of the issues presented for review,” and an “аrgument ... [with] appellant’s contentions and the reasons for them.” Thus, Calvillo-Palacios has waived his ability to contest the district court’s revocation of his supervised release, see Greenwood v. FAA, 28 F.3d 971, 977 (9th Cir. 1994) (“We review only issues which are argued specifically and distinctly in a party’s opening brief.”), and the appeal must be dismissed. See Ninth Circuit Rule 42-1.

IV

No. 16-10039 is AFFIRMED and No. 16-10077 is DISMISSED.

Notes

1 . On June 15, 2009, Calvillo-Palacios pled guilty in the Southern District of Texas to illegal reentry in violation of 8 U.S.C. § 1326(b)(2). He was sentenced to a term of imprisonment of three years followed by three years of supervised release.

2 . Calvillo-Palacios was sentenced under the 2015 version of the Sentencing Guidelines, so all references to the Guidelines in this opinion refer to that version. The Guidelines have since been amended, removing subsection § 2L1.2(b)(l)(A)(ii), and now base enhancements on the length of a prior sentence. See U.S.S.G. § 2L 1.2(b) (2016).

3 . We review Calvillo-Palacios’s sentence for plain error. Although Calvillo-Palacios objected to the application of the sixteen-level crime of violence enhancement below, he did so on the basis of a different theory (arguing that the statute was indivisible and overbroad because it containеd a mental state of recklessness). See United States v. Pimentel-Flores, 339 F.3d 959, 967 (9th Cir. 2003) (“[Wjhere a party fails to raise an objection below, an appellate court may entertain ‍​​‌​​‌‌​​‌‌‌​​‌​‌‌​‌‌‌​‌​‌‌‌‌‌​‌‌‌‌‌​​‌​‌‌‌‌‌‌​‌‍such an objection 'when plain error has occurred and an injustice might otherwise result.' " (quoting United States v. Flores-Payon, 942 F.2d 556, 558 (9th Cir. 1991))). Nonetheless, whether a prior conviction qualifies as a crime of violence under U.S.S.G. § 2L1.2(b) is reviewed de novo. United States v. Guzman-Mata, 579 F.3d 1065, 1068 (9th Cir. 2009).

4 . At the outset, we reject the government’s contention that Calvillo-Palacios conceded that his aggravated assault conviction was a crime of violence. Calvillo-Palacios vigorously contested the application of the sixteen-level crime of violence sentencing enhancement (albeit on different grounds) in district court, and when he acknowledged that an eight-level enhanсement might apply, it is not clear what the basis for this concession was. Further, this court is "not bound by a party’s concession as to the meaning of the law.” United States v. Ogles, 440 F.3d 1095, 1099 (9th Cir. 2006) (en banc).

5 .Calvillo-Palacios is correct that other circuits have found that statutes which criminalize causation of bodily injury are not crimes of violence because someone could be injured without the use of physical forсe—poisoning is a prototypical example. See, e.g., Whyte v. Lynch, 807 F.3d 463, 467-72 (1st Cir. 2015); United States v. Torres-Miguel, 701 F.3d 165, 167-71 (4th Cir. 2012); United States v. Villegas-Hernandez, 468 F.3d 874, 879-82 (5th Cir. 2006); United States v. Perez-Vargas, 414 F.3d 1282, 1285-87 (10th Cir. 2005); Chrzanoski v. Ashcroft, 327 F.3d 188, 192-96 (2d Cir. 2003).

6 . 18 U.S.C. § 16(a) defines a "crime of violence” as "an offense that has an element the use, attempted use, or threatened use of physical force against the person or property of another”—an almost identical definition to the one provided in U.S.S.G. § 2L1.2 cmt. n.l(B)(iii).

7 . Indeed, our holdings in Arellano Hernandez and Villavicencio-Burruel are in direct conflict with the Fourth Circuit’s holding in Torres-Miguel, 701 F.3d at 167-71, which concluded that California Penal Code § 422 is nоt a crime of violence.

8 . Castleman dealt with the common law definition of physical force, which can be satisfied by a mere touching. Id. at 1413. In Johnson v. United States, 559 U.S. 133, 140, 130 S.Ct. 1265, 176 L.Ed.2d 1 (2010), the Court held that in the context ofl8U.S.C.§ 16 (and thus U.S.S.G. § 2L1.2) " 'physical force’ means violent force—that is, force capable of causing physical pain or injury to another person,” more than an offensive touch. In Castleman the Court explicitly declined to reaсh the question of whether "the causation of bodily injury necessarily entails violent force.” 134 S.Ct. at 1413. Castleman soundly rejects the idea, however, that bodily injury can occur without some type of physical force. Id. at 1414. And taken together, Castleman and Johnson might appear to suggest that bodily injury entails violent force.

9 . Calvillo-Palacios’s reliance on the Supreme Court’s opinion in Leocal v. Ashcroft, 543 U.S. 1, 125 S.Ct. 377, 160 L.Ed.2d 271 (2004), is not to the contrary. While Leocal made it plain that merely causing "serious bodily injury” is not enough to make an act a crime оf violence, it reached this conclusion on the basis of mens rea. Id. at 9-11, 125 S.Ct. 377. The Court held that accidental or negligent behavior is not sufficient to violate 18 U.S.C. § 16(a) (and thus U.S.S.G. § 2L1.2). Id. at 9-10, 125 S.Ct. 377. There is no question that the Calvillo-Palacios's statute of conviction, Texas Penal Code § 22.01(a)(2), applies only to intentional or knowing behavior.

Notably, outside the context of knowing or intentional behavior, we have fоund that statutes which penalize the causation of bodily injury do not qualify as crimes of violence. See United States v. Hernandez-Castellanos, 287 F.3d 876, 879-81 (9th Cir. 2002) (determining that Arizona statute which criminalized "recklessly endangering another person with substantial risk of imminent death or physical injury” did not require "a risk that physical force will be used against another” under 18 U.S.C. 16(b)); see also United States v. Lopez-Patino, 391 F.3d 1034, 1037-38 (9th Cir. 2004) (per curiam) (concluding that Arizona statute which penalized "causing] a child ... to suffer physical injury or abuse” was overbroad for purposes of U.S.S.G. § 2L1.2(b)(1)(A) but finding under the modified categorical approach that intentional or knowing conduct in violation of the statute was a crime of violence).

While one could read Hemandez-Castella-nos and Lopez-Patino as supporting the proposition that bodily injury can be caused without the use of violent, physical force, the endangerment ‍​​‌​​‌‌​​‌‌‌​​‌​‌‌​‌‌‌​‌​‌‌‌‌‌​‌‌‌‌‌​​‌​‌‌‌‌‌‌​‌‍and child abuse statutes at issue in thosе cases are distinct from the threat and assault statutes at issue in Juvenile Female, Villavicencio-Burruel, Melchor-Meceno, Cabrera-Perez, Arellano Hernandez, and this case.

10 . Because we hold that Texas Penal Code § 22.02(a) is a crime of violence under the element prong, there is no need to address the government’s argument that it is also a crime of violence under the enumerated offense prong.

---

Concurrence Opinion

OWENS, Circuit Judge,

concurring:

I fully join Judge O’Scannlain’s opinion. I refer the reader to my concurrence in United States v. Perez-Silvan, 861 F.3d 935, 2017 WL 2784971 (9th Cir. 2017).

Case Details

Case Name: United States v. Pablo Calvillo-Palacios

Court Name: Court of Appeals for the Ninth Circuit

Date Published: Jun 28, 2017

Citations: 860 F.3d 1285; 2017 U.S. App. LEXIS 11502; 2017 WL 2784963; 16-10039, 16-10077

Docket Number: 16-10039, 16-10077

Court Abbreviation: 9th Cir.