Lead Opinion
Defendant-Appellant Rafael Gutierrez Orozco entered a conditional plea of guilty to one count of possession with intent to distribute marijuana, in violation of 21 U.S.C. § 841, but reserved the right to initiate the present appeal.
Factual & PROCEdural Bacxground
On Sunday, May 4,1997, agent Bollier, a 27 year veteran of the Border Patrol, was parked on Interstate 20 (“1-20”) near Pen-well, Texas on the lookout for illegal alien smugglers. Although dressed in full uniform, Bollier drove an unmarked patrol car with red emergency lights in its grill. Penwell is located 200-300 miles from the United States-Mexican border, and is nearby the Midland-Odessa area. On this particular stretch of 1-20, the nearest large cities are El Paso and Dallas, both of which are approximately equidistant from Penwell.
At about 9:30 or 9:40 that morning, Bol-lier testified on direct examination, he observed a 1988 Ford “supercab” pickup
Bollier next pulled his patrol car up to left side of the truck, so that he was closest to the driver side. The agent then rolled down his window and honked his horn. However, the driver did not look at him.
The pickup truck stopped immediately. The driver of the vehicle jumped out of the truck and started walking back to Bollier. The driver told Bollier that he was from Mexico but did not have any documents. Bollier walked up to close the truck door and saw “a large bundle” of marijuana on the back seat. Bollier then went to the passenger side of the truck and asked Orozco where he was from. Orozco stated he was also from Mexico and did not have any documents. Bollier asked Orozco what was in a white sugar sack on the back seat and Orozco replied that it was full of marijuana. Orozco also said that the back of the pickup held more marijuana. At that time, Bollier read both individuals their rights, placed them in the back seat of his vehicle, and called for assistance. A search of the truck revealed 729.9 pounds of marijuana. Bollier stated he could smell marijuana when he got into the pickup and from the bed of the pickup truck.
On cross-examination, Bollier conceded that he did not know the truck was coming from the Mexico border as there are many routes to get to Penwell, Texas. Bollier also explained that he had stopped numerous loads of aliens on that stretch of road, generally between 9:00 and 10:00 in the morning.
On September 8, 1997, the district court filed an order denying the motion to suppress. After setting forth the law in considerable detail, the court held that the stop should be treated as a roving border stop and that the factors set forth in United States v. Brignoni-Ponce,
(1) his previous experience with alien traffic on this route — notably the substantial number of illegal aliens transported from El Paso to Dallas on 1-20 East;
(2) the usual patterns of traffic on the particular road — here, the fact that in his experience vehicles smuggling aliens on 1-20 East often passed by Penwell, Texas between 9:00 and 10:00 in the morning;
(3) aspects of the vehicle itself, particularly the heavy load of the truck, its weaving, and the tarp over the bed of the truck;
(4) behavior of the passenger — in this case, the fact that Orozco was slumped over in the passenger seat; and
(5) the behavior of the driver, specifically the fact that the driver refused to look at Bollier.
STANDARD OF REVIEW
We employ a two-tier standard of review in evaluating a district court’s denial of a motion to suppress based on an evidentiary hearing. See United States v. Wilson,
Discussion
Border patrol “officers on roving patrol may stop vehicles only if they are aware of specific articulable facts, together with rational inferences from those facts, that reasonably warrant suspicion that the vehicles contain aliens who may be illegally in the country.” United States v. Brignoni-Ponce,
(1) proximity of the area to the border;
(2) known characteristics of the area;
(3) usual traffic patterns on that road;
(4) agent’s previous experience in detecting illegal activity;
(5) information about recent illegal trafficking in aliens or narcotics in the area;
(6) particular aspects or characteristics of the vehicle;
(7) behavior of the driver; and
(8) the number, appearance, and behavior of the passengers.
See United States v. Samaguey,
The first factor, proximity to the border, is a “paramount factor” in determining reasonable suspicion. See id. Although we do not employ a bright line test with regard to this first factor, “a car traveling more than fifty miles from the border is usually viewed as being too far from the border to support an inference that it originated its journey there.” United States v. Jones,
Although the stop was not within fifty miles of the border, other facts existed indicating that the particular stretch of 1-20 was a favored route for illegal alien smugglers. For instance, Bollier had personally captured approximately 20 loads of aliens in the same area over the previous five month period. Accordingly, “the characteristics of the area in which [Bollier] encountered the] vehicle, coupled with his previous experience with alien traffic,” see Brignoni-Ponce,
Other facts, viewed in the light most favorable to the government, further add to the agent’s reasonable suspicion. For instance, his experience taught him that the majority of smugglers passed through that particular stretch of 1-20 on weekends between 9 and 10 a.m., the precise day and time in which Orozco’s pickup was traveling. The truck was also traveling eastbound, the same direction that other smugglers traveled.
Furthermore, certain “[a]spects of the vehicle itself,” most notably that the truck “appear[ed] to be heavily loaded,” justified Bollier’s reasonable suspicion. Brignoni-Ponce,
The trial judge noted that the “driver’s behavior” in addition to agent Bollier’s observation that Orozco was “trying to hide” were factors warranting Bollier’s continual pursuit of the vehicle. Id. Prior to stopping the truck, Bollier pulled next to the truck, rolled down his window to display his uniform and honked at the driver; however, this attempt to grab the driver’s attention failed — yet another sign that something was amiss. We have held that while slouching, alone, may not be a significant factor we look to overall behavior of the vehicle driver. Rodriguez-Rivas,
Viewing these facts under the totality of the circumstances and in the light most favorable to the government as our precedent requires, we conclude that Bollier had reasonable suspicion to stop the truck in which Orozco was a passenger.
ConClusion
For the reasons set forth above, we conclude that Orozco’s motion to suppress was correctly denied. Accordingly, we AFFIRM.
Notes
. The court sentenced Orozco to 120 months' imprisonment and 8 years' supervised release.
. Bollier admitted that the driver had his window down only slightly and that he might not have heard him honking the horn.
. The dissent urges that we are foreclosed from applying the Brignoni-Ponce factors in the instant case because the stop occurred beyond the 100-mile "reasonable distance” zone promulgated in 8 U.S.C. § 1357(a)(3) and 8 C.F.R. § 287.1. Although Orozco did not raise this issue below or on appeal, the dissent nonetheless argues that applying the Brignoni-Ponce factors to stops made outside the 100-mile border zone dilutes the protections afforded under the Fourth Amendment. However, the dissent cites no cases from the Supreme Court or from our Circuit that have so held. To the contrary, two circuits have expressly held that stops and searches made beyond the 100-mile border zone do not foreclose the application of the Brignoni-Ponce factors. See United States v. Magana,
Dissenting Opinion
dissenting:
Because I believe that the roving border patrol stop on 1-20 occurred too far from the border for the agent to have authority to make a stop without probable cause or, even if he had authority, to have had a reasonable suspicion that the vehicle was transporting undocumented aliens, I respectfully dissent.
The roving patrol stop occurred on Interstate 20, a coast to coast highway, 200 to 300 miles from the Mexican border, near Penwell, Texas, which is only about 25 miles from the Texas-New Mexico state line. Thus, the vehicle stopped was traveling on a major transcontinental traffic artery heavily used by motorists from all over the United States and from foreign countries. The place at which the vehicle was arrested was nearer to the Texas-New Mexico state line and numerous population centers in those states than it was to the external United States boundary abutting Mexico. The Border Patrol agent admitted that he could not tell whether the vehicle had come from the border rather than from towns or states within the United States.
The more serious and fundamental question of law presented is whether a Border Patrol agent has the authority, without a warrant or probable cause, to make a roving patrol stop at such a great distance from our nation’s external boundaries. In United States v. Brignoni-Ponce,
But the Supreme Court held that, because no act of Congress can authorize a violation of the Constitution, it must decide “whether the Fourth Amendment allows such random vehicle stops in the border areas.” United States v. Brignoni-Ponce,
In the case of Brignoni-Ponce, the officers had relied on a single factor to justify stopping his car near a closed fixed checkpoint south of San Clemente: the apparent Mexican ancestry of the occupants. The Court held that, although Mexican appearance may be a relevant factor, it in itself does not justify stopping all persons of Mexican ancestry to ask if they are aliens. The Court stated:
We cannot conclude that this furnished reasonable grounds to believe that the three occupants were aliens. At best the officers had only a fleeting glimpse of the persons in the moving car, illuminated by headlights. Even if they saw enough to think that the occupants were of Mexican descent, this factor alone would justify neither a reasonable belief that they were aliens, nor a reasonable belief that the car concealed other aliens who were illegally in the country. Large numbers of native-born and naturalized citizens have the physical characteristics identified with Mexican ancestry, and even in the border area a relatively small proportion of them are aliens. The likelihood that any given person of Mexican ancestry is an alien is high enough to make Mexican appearance a relevant factor, but standing alone it does not justify stopping all Mexican-Amerieans to ask if they are aliens.
Id. at 886-87,
As I read Brignoni-Ponce, the Supreme Court’s authorization of roving Border Patrol stops on the basis of reasonable suspicion is limited to such stops within the 100 mile border zone created by 8 U.S.C. § 1357(a)(3) and 8 C.F.R. § 287.1. It would be unreasonable to assume that the Supreme Court meant to dilute the protections of the Fourth Amendment so as to authorize the Border Patrol to make suspicion-based roving patrol stops anywhere in the United States. The Court’s opinion indicates no such intention. The Court said that the effect of its opinion was to place limits on the Border Patrol’s statutory and regulatory authority to make vehicle stops for the purpose of patrolling the border to prevent the illegal entry of aliens into the United States. The statutory authority itself, 8 U.S.C. § 1357(a)(3) is limited to “a reasonable distance from any external boundary of the United States.” “Reasonable distance” was and still is defined by 8 C.F.R. § 287.1(a)(2), for purposes of automobile stops, as “100 air miles from any external, boundary of the United States or any shorter distance which may be fixed by the district director.... ” Throughout its opinion, the Brignoni-Ponce Court limited its holding repeatedly to the “border area,” referring to the area “within 100 air miles of the 2,000-mile border.” Id. at 882-83,
Additionally, even if we were to make the unwarranted assumption that this court can expand the Border Patrol’s authority to make suspicion-based stops within the 100 mile border zone granted by Congress in 8 U.S.C. § 1357(a)(3), and as defined by 8 C.F.R. § 287.1(a)(2) and the Supreme Court in Brignoni-Ponce, there was no basis for a reasonable suspicion that the defendant was transporting undocumented aliens in the present case. When an immigration stop is not based on probable cause, but purportedly on reasonable suspicion, the distance from the border becomes critical if the circumstances will not permit a reasonable presumption that the traveler came from beyond the international border. See United States v. Melendez-Gonzalez,
The Border Patrol agent evidently first focused his attention on the defendant and his companion simply because they appeared to be of Mexican ancestry. However, “[t]he likelihood that any given person of Mexican ancestry is an alien ... standing alone [ ] does not justify stopping all Mexican-Americans to ask if they are aliens.” Brignoni-Ponce,
Consequently, I believe the roving patrol stop in this case was unlawful because it was not authorized by 8 U.S.C. § 1357(a)(3), 8 C.F.R. § 287.1, or the Constitution as interpreted by the Supreme Court in Brignoni-Ponce and, alternatively, because there was no basis for a reasonable suspicion that the defendant and his companion had entered or transported others into the country illegally.
. I respectfully disagree with footnote three of the majority opinion, (i) I do not agree that two circuits have expressly held that stops and searches made beyond the 100-mile border zone do not foreclose the application of the Brignoni-Ponce factors. As I read United States v. Magana,
