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United States v. Orm Hieng
679 F.3d 1131
9th Cir.
2012
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*1 IV Petitioners have not

Because established error, need not discuss the other Bau- we petition man factors. The for mandamus DENIED. America, UNITED STATES Plaintiff-Appellee, HIENG, Defendant-Appellant. ORM

No. 09-10401. of Appeals, United States Court Circuit. Ninth Argued Aug. and Submitted 2011. May Filed 2012. *4 years’ imprisonment,

to ten minimum sentence under U.S.C. 841(b)(1)(A)(vii). § Hieng moved for relief statutory from the minimum under the 3553(f), “safety § valve” of 18 U.S.C. but persuade failed the district court that he necessary had established the facts qualify for relief.

Hieng appeal. raises several issues in his First, he contends that the district court by allowing erred a law agent enforcement testify regarding statements through interpreter made during post-arrest interview. He argues also the district court in admitting erred testi- mony regarding marijuana the number of property found at the where he was *5 Edgar Eugene Page, Page Page& At- Hieng arrested. contends further that the Law, Sacramento, CA, torneys at for the district court at sentencing erred in find- defendant-appellant. ing that Hieng truthfully provided had not Benjamin Wagner, B. United States At- all possession the information in his torney; Montoya (argued), Laurel J. As- government, thereby in resulting the dеni- Fresno, Attorney, sistant United States safety al of Finally, valve relief. CA, plaintiff-appellee. for the argues that cumulative error resulted in an jurisdiction

unfair trial. We have under 28 § U.S.C. 1291. affirm We the conviction and sentence.

I. objections To the extent were WALLACE, Before: J. CLIFFORD preserved appeal, for we review the dis BERZON, MARSHA S. and JAY S. evidentiary rulings trict court’s for abuse

BYBEE, Judges. Circuit Stinson, v. United States of discretion. (9th Cir.2011). 1196, 647 F.3d 1210 We WALLACE; Opinion by Judge evidentiary rulings review to which no ob by Judge Concurrence BERZON. error. United jection plain was for made OPINION (9th v. Chung, 815, States 659 F.3d 833 Cir.2011). review, WALLACE, plain On error can we Judge: Senior Circuit provide not Hieng relief unless he Hieng appeals Orm from his conviction (1) demonstrates that there an “er (1) and sentence for conspiring to manu- (2) ror”; obvious, the error is “clear or 1,000 facture and distribute than more subject rather than to reasonable dis (2) plants marijuana of and manufac- (3) pute”; the error the appel “affected turing cultivating, and aiding and and rights, lant’s substantial which abetting 1,000 the cultivation of more than ordinary marijuana plants. Hieng casе means” it “affected the by was convicted jury a by proceed- and sentenced the district court outcome of the court district

1136 they fin- (4) eradicated. seriously af- the number When and “the error

ings”; row, fairness, they gave integrity public pulling plants ished feet[s] judicial proceedings.” a member of the team who load- reputation plants truck, — tally their gave ed them on a Marcus, -, U.S. States v. United None of the detectives Detective Jensen. 2159, 2164, 1012 176 L.Ed.2d 130 S.Ct. actual num- remembered the who testified States, (2010), Puckett v. United quoting eradicated, plants they had but ber 1423, 1429, 173 129 S.Ct. 556 U.S. accurate they they gave testified (2009); 266 see also United States L.Ed.2d and saw him number to Detective Jensen Olano, 725, 731-37, 113 S.Ct. v. 507 U.S. (1993). they reported. record the number We review 123 L.Ed.2d findings factual at sen the district court’s kept that he Detective Jensen testified v. error. States tencing for clear United ‍​‌‌​​​​‌‌‌‌​‌‌​‌‌​​‌​‌​‌‌‌​‌​‌‌‌​‌‌‌​​​‌‌‌‌​​​‌​‍tally accurate of the he counted (9th Real-Hernandez, 90 F.3d to him the reported and of the numbers Cir.1996). findings its We will disturb that he add- other detectives. He testified without foundation. Unit unless are manually, ed all the tallies verified his (9th Ajugwo, F.3d ed States addition, tally final in his and entered the Cir.1996). report. tally following The final this meth- 1,039 plants growing od was the vine- II. yard plants growing inside the 28, 2007, August On detectives 1,109 house, plants. for a total of County Department dis- Fresno Sheriffs Hieng’s The thrust of trial defense was large marijuana growing opera- covered a marijuana that he did not know that vineyard tion in a behind residence being grown at the site. He testified that Fresno, They discovered mari- California. *6 him someone named Prasit had offered juana plants growing among grape- the if sign a month he would the lease for $800 twenty in approximately vines fifteen to property stay the and at the house at vineyard. During in the the rows investi- that night. He testified he never entered marijua- gation, detectives also discovered vineyard and that he did not know plants growing na inside the residence. marijuana there was inside the house be- discovering marijuana plants After poor eyesight. cause of his vineyard, in the saw a car leave detectives area, property, government presented circle the and return to The the testimo- They stopped the residence. the car and ny Special Agent of Kunkel of the United plant-growing paraphernalia found on the Drug States Enforcement Administration driver, they Phin. investigated Lem As July who testified that on he inter- property, Hieng sitting detectives found Hieng using interpreter viewed named a chair a tree outside the under house. Rithy questions Lim. Kunkel in En- asked house, investigators discovered Inside glish, which Lim translated into Cambodi- items of identification for both Phin and Cambodian, Hieng responded an. and Hieng. Lim into responses English. translated the that, interview, during the Kunkel testified County Department

Fresno Sheriffs de- Hieng denied that he knew there was mar- simultaneously and tal- tectives eradicated ijuana He claimed that he the house. vineyard. lied the in the Detectives marijuana plants could not see the because that participated who the effort testified poor eyesight. reported of Kunkel his plants by going up eradicated the and row, why that when asked he could not smell pulling cutting marijua- each down keeping tally marijuana, Hieng responded na a mental of that small plants, and accuracy an odor. Kunkel then plants did not have of his translation of an he knew there was no odor. asked how interview.” that he had heard it from Hieng answered Hieng’s attorney objected neither people. why different When asked anoth- trial, presence Lim’s nor raised the marijuana agent er could smell the when possibility that Hieng would want to con- house, Hieng he was in the Kunkel said Hieng’s said, front Lim. attorney

responded cigarette that “it was like My only point of contention is that I’m smoke, They don’t smell the but smokers. only not so sure the accuracy issue is the Kunkel non-smokers do.” also testified of the language Cambodian in this issue. said he had known there was I’m trying get possible, What at is it’s house, marijuana at the he would have just in speaking English as lan- charged per more than month. $800 guage, somebody doesn’t write it government The not call did the inter- down verbatim and they shorthand Lim, Rithy testify. preter, On the first it---- I’m saying regardless of trial, day immediately prior to the selec- what was translated into English, it’s jury, prosecution tion of the moved to possible may the officer have written trial, exclude witnesses from the which the something else down in shorthand or joined. Lim serving defendants anas whatever.... interpreter during proceedings and he responded The district court that Hieng mentioned that he subpoe- had received a would be question entitled to the accuracy na government. from the Lim raised the transcription officer’s of the trans- that if concern he was to be called as a statement, lated accuracy and that of tran- would, perhaps, witness he have to be ex- scription always is an issue whenever a cluded from the courtroom. The govern- statement taken. explained only ment that it intended to call Lim if it impeach Hieng needed to with a III. statement,

prior inconsistent only then purpose establishing for the the accura- A. cy of the Hieng’s translation of statements. clarified that it intended *7 Hieng’s argument first is that the

to call the Hieng’s officer who took state- plain district court by cоmmitted error testify regarding ment to the statement admitting Special Agent Kunkel’s testimo itself and problem did not have a with Lim ny regarding the statements Hieng made remaining the courtroom tri- during the during post-arrest the July interview on al. 2008 because the statements were inadmis The district court responded that the sible under Federal Rule of Criminal Pro 11(f) “only ... potential dispute is if Mr. cedure and Federal Rule of Evidence Lim or Mr. Hieng disagreed with in- the 410 as statements during plea made dis terpretation. you Then would have the government responds cussions. The that right interpreter to call the to him ask the statements were admissible because meaning about the in the Cambodian lan- the circumstances of the interview indicate guage the English language is, versus of what that it a proffer meeting, that a that, was said.” The court concluded private meeting government “the with the interpreter obviously percipient is not a Hieng questions where will answer per a fact witness to haps leading plea agreement. events. This to a In such goes job rather to an intеrpreter meeting, Hieng his as a agreed would have that course, object failure to Of a defendant’s impeach used to statements could be his at trial to the admission of statements differently. if he testified him meeting does not during proffer made a Kunkel’s testi- object not to Hieng did that a valid waiver necessarily mean the Hieng argues now that mony at trial. agreement exists. But from district plain committed error district court a defendant’s failure to perspective, court’s he inquire, sponte, sua whether failing to reasonably object may to such evidence be 11(f) and rights his under Rule had waived that the defen- interpreted indicating as now consider whether Rule 410. We rights under previously dant waived his duty. court had such a district 11(f) Federal Rule of Criminal Procedure Hieng that made his By arguing Rule of Evidence 410. and Federal meeting, the during proffer a statements is con- Hieng argues holding that this that the interview concedes government “[cjourts the maxim that should trary to a discussion. How likely plea constituted every presumption ‘indulge reasonable evеr, may right a defendant waive his not waiver,’ pre- should ‘not against during plea made dis to have statements of funda- acquiescence sume the loss ” him. against cussions used United States Wingo, 407 rights.’ mental Barker v. U.S. Mezzanatto, 210, 115 S.Ct. 513 U.S. 514, 525-26, 92 S.Ct. 33 L.Ed.2d 101 (1995). govern 130 L.Ed.2d 697 (1972) (citations omitted). But even if we presented never the district court ment statutory right speak assume that the agreement. argues, a waiver It how with freely in without fear proffer discussions ever, Hieng’s object that failure to at trial that statements will be used is testimony creates a reasonable Kunkel’s fundamental, holding our does not release agreement that ex presumption such proof from government its burden ists. actually of a waiver is con- existence tested. in-

The district court did not need to quire, sponte, sua whether had disagree propo We do not right waived his not to have the state- sition that if the defendant informs the during proffer ments he made discussions court that he did not waive his district may It a against used him. be that dis- exacting court should be rights, the district trict court error if it allows plain commits requiring government to show thаt that to introduce evidence responsibility put he did. But obviously inadmissible. But it is not defendant, fact in issue rests with the always whether statements made obvious Here, prosecution the court. where proffer are during discussion inadmissi- Hieng’s purpose used statements for a Mezzanatto, expect After we ble. unexpected, given preva would not be routinely prosecutors require, will as waivers, Mezzanatto the district lence of *8 holding proffer meeting, condition for a reasonably may presumed court have that suspects agree that that their statements object that Hieng’s failure to meant he may impeachment. be used for the Where agreed that his statements were admissi proffer meeting a has held plain ble. The district court committed no a defendant and the defendant testi- failing inquire, sponte, in sua error trial, at fies his own defense district Hieng rights. whether had waived his surprised court would not be a defendant B. object government’s does not to the use of prior during argues inconsistent statements made the ad Hieng also Agent proffer meeting. Special the mission into evidence of 1139 Hieng violated his Kunkel’s Sixth has not identified anything right record suggesting Amendment be confronted with that Lim anything was him. other than against language the witnesses He contends conduit. The rec- ord Lim stripped highly court him of the indicates was a competent that the district Lim, interpreter. interpreter interpreted only to confront when it He not right at concluded, the interview in prior dispute, but also during selection of the trial in private and meetings Lim not a jury, percipient or fact between and, therefore, Hieng attorney. and his There is no indi- witness did not need to cation that Lim trial, any had motive to mis- testify. At never asserted a translate. The district court we, therefore, properly Lim right to confront treated Lim language as a mere conduit plain review for error. Nazemian, Hieng. Under Hieng did In United States v. Nazemian have constitutional right to con- that, we appropriate held under circum front Lim because the interpreted state- stances, a person may testify regarding dirеctly ments are attributable to Hieng. by statements made the defendant through Hieng argues that Nazemian has interpreter without raising either hear been by overruled v. Washing Crawford say or Confrontation Clause issues because ton, 36, 541 1354, U.S. 124 S.Ct. are properly statements viewed as the (2004), L.Ed.2d 177 progeny. and its As a own, defendant’s and the defendant cannot three-judge panel, we are bound circuit claim that opportunity he was denied the precedent unless the United States Su 522, to confront himself. 948 F.2d 525-26 preme Court or an en banc court of our Cir.1991). (9th A defendant and an inter circuit has “undercut theory or reason preter are treated as identical for testimo ing underlying prior precedent circuit purposes nial if the interpreter acted as a way such a that the clearly cases are language “mere conduit” or agent of the Gammie, irreconcilable.” Miller v. defendant. Id. at 528. The district court (9th Cir.2003) (en banc). F.3d We must determine “whether the translated now determine whether and its Crawford fairly statements should be considered progеny directly overruled Nazemian or (i.e., speaker” statements of the whether whether the cases clearly are irreconcil interpreter can be deemed a language able. conduit) case-by-case on a basis. Id. at Crawford, In Supreme Court held determination, In making 527. “testimonial” statements are district court must consider all relevant not admissible unless the declarant is un factors, party “such as which supplied the available and the defendant had a prior interpreter, whether interpreter had opportunity for cross-examination. distort, any motive to mislead or the inter U.S. at 124 S.Ct. 1354. over preter’s qualifications skill, Crawford language Roberts, ruled Ohio 448 U.S. and whether actions taken subsequent to (1980), S.Ct. 65 L.Ed.2d 597 which the conversation were consistent with the had held that statements are ad statements as translated.” Id. Where the missible if the court determined that they trial, object defendant ‍​‌‌​​​​‌‌‌‌​‌‌​‌‌​​‌​‌​‌‌‌​‌​‌‌‌​‌‌‌​​​‌‌‌‌​​​‌​‍does not the re sufficiently were Crawford, reliable. See viewing court will hold there is plain error 61-62, 124 541 U.S. at S.Ct. 1354. only if the evidence the record indicates *9 that plainly the district court not Supreme developed should Court further interpreter language have treated the a principle proclaimed as the in in Crawford Massachusetts, conduit. Id. Melendez-Diaz v. 557 U.S. 1140 may fairly a be that statement 2527, L.Ed.2d 314 determines

305, 129 S.Ct. Mexico, directly original speaker, to the (2009), New Bullcoming v. attributed and — 2705, U.S. -, engage 180 L.Ed.2d in the Craw- 131 S.Ct. the court would then Melendez-Diaz, (2011). the Court respect In to that analysis only ford analysis” of which Where, here, that “certificates held as original speaker. a substance weight the of reported defendant, the Sixth is the speaker cocaine con contained that the substance application be- simply has no Amendment statements. S.Ct. testimonial stituted complain cannot that he a defendant cause analysts who Accordingly, the at 2532. opportunity to confront was denied the purposes witnesses for signed them were himself. in Similarly, Amendment. Id. of the Sixth that there is some tension recognize We the held that Con Bullcoming Court analysis and the the Nazemian betweеn when was not satisfied frontation Clause approach recent Court’s Supreme a forensic labo prosecution introduced in- Our threshold Confrontation Clause. containing a testimonial cer ratory report a which asks whether quiry in Nazemian “through the in-court tification may di- statement be attributed translated sign the certifica of a scientist who did speaker and not be rectly original to the report or observe the test perform tion literally interpreter to the who attributed 2710. 131 S.Ct. at ed the certification.” it, of the law principles stems from uttered that, if it clear These cases make Roberts, Abandoning Ohio v. of evidence. introduced, is a testimonial statement essentially might be read as di- Crawford opportunity for requires Amendment Sixth analysis from vorcing Sixth Amendment person who made the confrontation of Crawford, 541 the law of evidence. See They ques do not address the statement. (“Leaving the at 124 S.Ct. 1354 U.S. whether, makes a speaker tion when to the regulation of out-of-court statements through interpreter, statеment would render the Confron- law of evidence the court to requires Amendment Sixth powerless prevent even tation Clause interpreter. attribute the statement to the practices”). flagrant inquisitorial the most cases, therefore, of these are di None hand, On the other holding in Nazemian. rect conflict with our Crawford that follow it continue to use cases clearly The cases are also not vocabulary the law of evidence them apply we can Naze irreconcilable because analyses. example, For Amendment Sixth running afoul of mian without Crawford. “hearsay” the Court often uses term held in Nazemian that whether We of out-of-court referring type when interpreter must be considered declar may require confrontation. statements conduit, ant, is a language rather than a See, at e.g., Crawford, 541 U.S. inquiry, and that confrontation threshold (“In sum, even if the Sixth S.Ct. 1354 concerns do not even arise the statement solely is not concerned with Amendment may fairly directly attributed to the be primary hearsay, is its testimonial If a court speaker. 948 F.2d at 525-26. at 124 S.Ct. 1354 object....”); id. that the statement must be were to hold (“Where nontestimonial is would, it un interpreter, attributed to the sue, the Fram wholly it is consistent with statement, Crawford, ask whether the der flexibility the States design ers’ to afford testimo applied interpreter, as law....”); development their so, nial. If the statement could not be 813, 823, Washington, 547 U.S. Davis v. confron opportunity admitted without (2006) 165 L.Ed.2d But if the court 126 S.Ct. interpreter. tation of the *10 1141 (“We ... conclude that must decide whether the Con- We the district court failed only apply to applies proper hearsay analysis. frontation Clause to testimoni- However, and, so, we hearsay; if whether the record- need not reverse if al the rec- Further, ord indicates that qualifies”). call Detective Jensen’s ing of a 911 even testi- mony was admissible may under established testimonial statements be admitted n withoutconfrontation hearsay exceptions. may if “We affirm the they are offered evidentiary district court’s ruling on establishing “for other than purposes grounds supported by the and, record.” Unit- truth the matter asserted” of there- Ibarra-Pino, v. 1000, ed States 657 fore, F.3d nonhearsay. Crawford, constitute (9th Cir.2011). 1354, n. citing 541 U.S. S.Ct. Street, 409, 414,

Tennessee v. 471 U.S. Detective Jensen did not base his (1985). S.Ct. 85 L.Ed.2d 425 testimony as to the total plant count on his We conclude that the Court’s recent personal knowledge. own According to provide Confrontation Clause cases no Jensen, he and other detectives eradicated guide respect interplay, clear with if marijuana plants in growing vineyard any, between the Confrontation Clause and by row row. Jensen testified that each of the law evidence. Even there is some kept detective track of the number of tension, approach interpreted our state- plants he personally eradicated as clearly ments is not inconsistent with the went down each row and then reported line of cases. Without a further their tallies to him at the end of each row. Crawford Court, from the pronouncement we con- Other detectives participated who in the binding clude Nazemian remains еradication corroborated Jensen’s testimo ny. circuit. this Jensen recorded each tally detective’s

by writing it on a notepad piece down or a C. paper. day, of The next manually Jensen tallies, added the accuracy verified the of Hieng also contends that the dis addition, his and entered the total number by allowing trict court erred Detective plants of report. his testimony, Jensen’s which was based on hearsay reports, prove the total number Hieng correctly argues that Jensen’s marijuana plants by of eradicated testimony respect to the total number County Fresno Sheriffs detectives. hearsay. was on based The Fed- object testimony hearsay did not to this on eral Rules of Evidence define as co-defendant, grounds at trial. His Lem (1) “a statement that: the declarant does Phin, however, objection raised that on at testifying not make while at the current least four occasions. Even though Hieng (2) hearing; party trial or offers join objection, did not Phin’s we review for to prove evidence the truth of the matter abuse of plain discretion rather than error asserted in the statement.” Fed.R.Evid. sufficiently because the matter 801(c). tally by The total offered Jensen brought to the attention of the district at trial was a sum based on a number of Hardy, court. See United States v. statements made out of court a number (9th Cir.2002) (“Al F.3d 612 n. 1 declarants. The offered though Hardy’s object counsel did not prove this total to the truth of the matter agent’s testimony, objection by his asserted the declarants’ out-of-court preserved co-defendant’s counsel the issue statements. Because Jensen’s defendants”), citing for both entirely hearsay, United States was founded almost on it Brown, (9th 562 F.2d 1147 n. 1 should not have been admitted unless all of Cir.1977). underlying statements the tes- *11 intent to offer the state notice of the to the rule able exception an

timony fit within including the de particulars, ment and its 802, 805. hearsay. Fed.R.Evid. against address, so that the clarant’s name and trial, the separate occasions On three to meet it.” opportunity has a fair party objections to Phin’s cоurt sustained district 807(b). showing any Fed.R.Evid. Without that it testimony ground the on Jensen’s provided this re the therefore, hearsay and could on was based that the notice should be quired notice or However, its truth. offered for not be Bachsian, 4 excused, see United States his method for fully explained after Jensen (9th Cir.1993), will not we F.3d court over- the district counting plants, argument that the government’s accept and admit- hearsay objection ruled Phin’s the testi properly admitted district court that the relia- testimony, “finding ted the Therefore, we mony under Rule 807. by each was such that bility of the method hearsay must review whether the state being communicated officer’s count relied on fall within ments which Jensen down, goes to the that that then written hearsay exceptions. established admissibility.” weight, not the testimony involved three Jensen’s rul court’s definitive The district hearsay, of which must con levels of each objection hearsay does ing on Phin’s exception an in order for the testi form to any exceptions invoke established mony to be admissible. Fed.R.Evid. 805. hearsay. The Federal against the rule level, testimony ‍​‌‌​​​​‌‌‌‌​‌‌​‌‌​​‌​‌​‌‌‌​‌​‌‌‌​‌‌‌​​​‌‌‌‌​​​‌​‍At the most basic Jensen’s not include a “relia Rules of Evidence do he reports the out-of-court incorporated reliability bility” exception. While County Fresno Sher received from other hearsay exceptions, all the touchstone of Department iffs detectives. These re themselves—not the trial exceptions ports present are admissible under the the crite judge’s intuitive conclusions—are impression exception for statements sense hearsay evidence is suffi ria for whether “describing explaining an event or con ciently to overcome the rule reliable dition, immediately after the made while or hearsay. against it.” Fed.R.Evid. perceived declarant 808(1). government argues appeal on that Detective Jensen’s fits Here, eradication exception to within Rule the residual marijuana plants constitutes an event that Jen against hearsay. the rule Detective perceived by par the detectives who testimony might very satisfy well sen’s in it. These dеtectives described ticipated requirements of Rule How general 807.1 taking place the event while it was ever, government completely ignores reporting the number of had requirement. Rule 807’s notice Under the at the just counted to Detective Jensen rule, hearsay statement is admissible reports end of each row. Their Detec if, “only hearing, impress the trial or present before tive Jensen were sense proponent gives party adverse reason- ions.2 through generally provides proponent can obtain rea-

1. Rule 807 for the admis- that the efforts; sion of statements under the follow- sonable ing conditions: (4)admitting purposes it will best serve (1) justice. equivalent the interests of the statement has of these rules and circum- trustworthiness; 807(a). guarantees stantial Fed.R.Evid. (2) it is as evidence of a material offered fact; Judge disagrees applica- with our 2. Berzon (3) present impression exception tion of the sense probative point it is more on the reports who counted of the detectives it is offеred than other evidence which and, eradicating level of in was The second them while the mat- tally Jensen’s sheet is the note memory, Detective ter was fresh in his accurately *12 pad paper upon which Jensen recorded recorded that tally count on his sheet. reported by tallies his own tallies and the sheet, therefore, tally The contains Jen- detectives. The did his fellow sen’s recorded recollection of his own plant attempt tally to introduce Jensen’s not counts. to respect With the other detec- evidence, into but Jensen testified sheet counts, tives’ Detective Jensen testified report in his that the total he entered accurately that he recorded the numbers tallies he recorded on the the sum of the each detective him reported to immediate- tally tally This sheet falls comfort sheet. him ly they gave after their verbal reports, ably exception within the for recorded rec while the matter was fresh his mind. 803(5). A ollections. FecLR.Evid. record Therefore, tally the sheet аlso contains a (A) ed recollection is record that: is on “[a] record of Detective Jensen’s recollection of a once matter witness knew about but the other detectives’ utterances of their enough testify now cannot recall to well present sense impressions. tally The (B) accurately; fully and was made or would, therefore, sheet be admissible not- by adopted the witness when the matter withstanding hearsay its character. memory; was fresh in the witness’s (C) accurately reflects the witness’s knowl Finally, we have Detective Jen edge.” Id. report. sen’s formal Detective Jensen

Detective Jensen did not recall the num- based his on this hearsay docu determine, plants personally ber of he eradicated. ment. We must at least with However, plants count, he counted those as he respect plant to the total whether Concurrence, 803(1) marijuana plants. See Part “event” as used in Rule must be con- ruling expands excep- I. Her fear that this strained reasonable time limits. But that beyond justified. does not mean an tion its limits is not event must be instantane- ous. Contrary Judge to Berzon's characteriza- Here, reported the detectives the number of tion, reports the detectives’ were not "calcula- plants they saw at the end of each row. We tions derived their observations.” Con- from disagree Judge do not Berzon that the currence 5089. The detectives did not arrive probably eradication of each row took "some reported through at the numbers a mathemat- reports minutes.” But the detectives’ are suf- process. They simply plant ical counted each ficiently close in time to the actual observa- they Counting ordinary observed. is an significant tion that there is not a risk that aspect and fundamental of observation. It is memory faulty reports. loss caused The time way keep Counting a to track of the details. may each detective have waited between complex thought process is not the sort of viewing reporting their counts interposes step "an intermediate between give оpportunity did not them a substantial receipt present impression of the sense reflect or deliberate as to whether would and the utterance.” See Edward J. Imwinkel- provide an accurate count or an inflated one. reid, The Need to Resurrect the Present Sense Judge expresses Berzon a concern that the

Impression Hearsay Exception: Relapse A might testify detectives not have had to before (2009). Hearsay Policy, 52 How. L.J. jury present impression excep- if the sense Judge reports Berzon views the detectives' applies. tion But if statements are impressions aas "cumulation of sense over a testimonial, then the Confrontation Clause time, period through thought mediated a subject will ensure that the declarant process easily that could contain errors.” cross-examination. If the Confrontation Essentially, Judge Concurrence 5088. Ber- apply does Clause and evidence is suffi- plant sighting zon considers each bring to be exception cient statement within an rule, separate interpret "event.” We need not there is no reason to insist narrowly. Certainly, testimony. term so the term on in-court D. rec- a recorded report constitutes Jensen’s ollection. Hieng’s triggered a conviction statutory imprison minimum sentence of that, testified on Detective Jensen years. ten ment U.S.C. eradication, manually cal- he day after 841(b)(l)(A)(vii). § He contends that the record- plant counts culated sum court should have relieved him district the total tally sheet and entered ed on the statutory from the minimum under the total of the tallies The report. in his 3553(f). § safety valve 18 U.S.C. tally a matter that on the sheet is recorded safety apply court refused to district *13 because, at once knew Detective Jensen Hieng it did not find that valve because time, tally point in he had the sheet one “truthfully provided to the Govern had personally performed him and front of evidence[he had] ment all information and However, he could not recall addition. concerning the offense.” 18 U.S.C. at the time of the trial accurately that totаl 3553(f)(5). § the district We review tally sheet because he did not have the error. finding court’s factual for clear him. recorded his recollec- before Jensen finding Hieng that The district court’s report immediately total in his tion of the truthfully prove provided failed to that he sheet, tally it from the calculating after to the all the information and He testi- while it was fresh his mind. clearly he had not evidence erroneous. report that he recorded in his fied the total trial, testimony at it appears Based on his accurately knowledge regard- reflected his only Hieng provided information to the Therefore, tally ing the total in the sheet. that government regarding the offense was report Detective Jensen’s statement his somebody sign hired him named Prasit marijuana plants as to the total number of stay a contract and to at the house at qualifies as a recorded recollection night. He denied that he had knowl- plants to the total number of re- respect edge marijuana growing operation. of the sheet. See Fеd. tally corded on the However, Hieng’s conviction that indicates 803(5). R.Evid. jury testimony that did believe his marijuana knowledge he had no sum, In while the district court did not growing operation. Hieng actually If did rigorously apply the rules of evidence to marijuana growing opera- know about the hearsay underlying each level of Jensen’s tion, it logical would be to infer he had testimony, ultimately it reached the cor- more information or evidence about the testimony rect result. Detective Jensen’s operation previously provided. than he had regarding plant count was based total evidence, conflicting Given the the district aon recorded recollection of the numbers well that Hieng court could have found had sheet, tally tally listed on his sheet. The information or evidence that he withheld in turn was a recorded recollection of Jen- concerning marijuana growing op- had reports sen’s own activities and the verbal eration. Finally, of his fellow detectives. the re-

ports present of the other deteсtives were Hieng argues that the district court impressions. sense was ad- because, committed clear error in deliver- sentence, missible because each level of it ing its misstated some of the upon which it was based fell within an presented. evidence that had been For exception established to the rule. example, pronouncing the sentence from See Fed.R.Evid. Therefore, bench, 805. court mistakenly the district Hieng there was no reversible error. said that had been recruited knew, Chan, tion Vanthy pages report by someone he on 5080-81 that the into the gone he had never Hieng said the detectives who “eradicated” the mari- However, these were not backyard. juana plants as to the number of the district court based upon facts which qualifies present counted as a sense was not entitled finding its 803(1) impression under Rule of the Fed- Rather, relief. the district safety valve eral Rules of Evidence. As I explain in that “it is not believable that court found concurrence, Parts I and II of this apply- smelled, Hieng would not have seen Mr. ing present exception sense marijua- presence and known of the profoundly facts of this case distorts the (Sept. Tr. at Sentencing na.” 28:2-3 exception applies beyond it far 2009). rejected Hieng’s The court claim to supported by realm its underlying ratio- Court, safety valve relief because “[t]he nale. jury, like the does believe that there was Indeed, parties neither the nor the dis- very evidence to show Mr. substantial suggested trict court ever excep- that this totality of Hieng’s knowledge under the applied tion majority here—the has insert- staying the circumstances. He was *14 it ed into this case on its own initiative. marijuana grow site. And an indoor mari- government The argued that the admission juana grow as well.” Id. at 28:24-29:3. of the marijuana The evidence that the district court actual- officers’ count of the ly Hieng on to find that must have relied plants should be affirmed based on Feder- marijuana growing opera- known about the 807, al Rule of Evidence the residual ex- supports finding. tion that Its inference ception tо hearsay rules. I agree. that finding from had more easily The officers’ count falls within the previ- information or evidence than he had 807, scope applying of Rule that Rule ously government shared with the implicates problems none of the by created n Therefore, permissible. there was no applying present impression sense ex- clear error the district court’s factual ception. findings. addition, In explain III, as I in Part although agree I with opinion’s conclu-

E. Nazemian, sion that United States v. Finally, Hieng contends that even if er- (9th Cir.1991), “clearly F.2d 522 is not so rors committed the district court were irreconcilable,” Gammie, Miller v. individually, harmless when considered (9th Cir.2003) (en banc), F.3d their cumulative effect un- resulted v. Washington, 541 U.S. Crawford above, explained fair trial. As Hieng has (2004), S.Ct. 158 L.Ed.2d 177 as to not shown that the district court commit- permit three-judge panel to overrule errors, multiple ted harmless or not. Fur- Nazemian, I vitality believe the continued thermore, sufficiently the record is not of Nazemian after is an issue developed to allow us to rule on Hieng’s Crаwford that merits en argument appropri- halfhearted that his trial counsel banc review in an provide failed to effective assistance. To ate case.

the extent cumulative error is a valid doc- I.

trine, it is simply inapplicable here. opinion present The relies on the sense AFFIRMED. impression 803(1), exception, Fed.R.Evid. BERZON, Judge, concurring: Circuit support admissibility of Fresno County Department ‍​‌‌​​​​‌‌‌‌​‌‌​‌‌​​‌​‌​‌‌‌​‌​‌‌‌​‌‌‌​​​‌‌‌‌​​​‌​‍deputies’ I Sheriffs majority opinion concur in the with one exception: I agree regarding cannot with the asser- statements the number mari- of contrast, only field. As Rule evidence in the defendant’s

juana plants marijuana row-by-row, destroyed probative point on the which it they “is more the number of deputies tallied is offered than other evidence gave those numbers they picked had proponent through can obtain reasonable Jensen, their Detective who recorded efforts” admissible. Fed.R.Evid. According opinion, to the statements. 807(a)(3). Therefore, excep- if the residual of deputies’ descriptions calculations were were to the officеrs would ordi- apply, tion marijuana field and the destruction narily required testify, still be whether im- present therefore admissible as sense required or not were so under the however, ex- pressions. application, That Clause, for such Confrontation 803(1) beyond well its limits. tends Rule probative would be the most evidence of is, argue The did not before That their actions. evidence nor before us that the the district court only be would admissible under Rule 807 present impression applies. sense to the extent that it was not available via district court did not rule on the basis Thus, testimony. permits direct Rule 807 exception. We therefore have had no this exception a much narrower That it briefing on the issue. occurred to majority’s expansion rules than does the this previously no one associated with case Rule 803. present impression that the sense excep- analysis highlights problem This might enough to apply tion is reason make with the notion that recording Jensen was Moreover, application suspect. its while fact, present impression: sense In he imaginative, majority’s analysis bends recording *15 was not sense im- officers’ exception shape that out of in a manner they collecting pressions when were cases, that, seriously in other could under- marijuana Instead, plants. what Jensen mine the rules. to testified was the result of a mental begin by noting I that what while the marijuana process counting series of — majority’s of what a pres- view constitutes collected, and, plants they while were ulti- leads, impression ent sense on the facts of mately, determining many how there were case, relatively this to a narrow admission in large total. Because of the number of evidence, application its other cases marijuana plants, the detectives could not a much exception. could lead to broader plants just determine the total number of Here, deputies’ because the counts of the them, by looking at but interpose had to testimonial, marijuana plants they were period over some of time —some minutes required were under the Confrontation at least —a for determining mental method testify, thereby allowing jury Clause plants. the number of This sort of cumu- credibility. to assess the officers’ See impressions period lation of sense over a 68-69, Crawford, 541 124 U.S. S.Ct. time, through thought process mediated However, if 1354. the calculations were errors, easily that could contain is neither if example, nontestimonial —for the officers “present” impression,” nor a “sense and is reporting

were their counts order to 803(1). encompassed by therefore not Rule counting coordinate efforts rather than to 803(1) provides exception Rule a narrow evidence, record see United States Solo- (9th Cir.2012) rule for statements “de- rio, 669 F.3d 943 —there scribing explaining an event or condi- requirement they testify, would be no tion, immediately made while or after the so evidence of their calculations could be perceived exception declarant it.” The is opportunity admitted without for the jury credibility. grounded premise to assess their Under in the that “substantial opportunities minimize the for mistake or and statement of event contemporaneity pro- when mental prevarication or con- occur likelihood of deliberate negate the “[spontane- beyond necessary those to connect a but cesses misrepresentation,” scious 803(1) key impression description. factor.” Fed.R.Evid. to a verbal ity is the sense as a qualify rationale, note. To advisory committee’s exception’s “language, The a statement impression, sense present history strongly suggest that ... there do event, simultaneously must occur delay beyond acceptable be no an should is allowable” slight lapse “a although and the perception hiatus between cerebel- possible.” is not contemporaneity “precise lum’s of an uncalculated ver- construction Id. Waltz, description.” Jon R. The Pres- bal Impression Exception to the ent Sense impressions present reason sense Against Hearsay: Origins Rule and At- inherently reliable is be- are considered (1981) tributes, Iowa L. Rev. contеmporaneously de- cause statements added). (emphasis unlikely are to reflect scribing an event opportunity memory provide loss or Here, the statements as to the deputies’ McFarland, D. Present Douglas lie. See they number of had collected were Live in the Impressions Cannot Sense calculations derived their observa- from (2001). Past, L. Rev. 28 Fla. St. U. tions, reports but were not of the observa- pivot exception is The fundamental analy- themselves. Such purposeful tions produc- thought process “nature of the impressions of sense after the fact is sis rather than the substan- ing the statement present impres- not covered sense the statement.” Edward J. tive content of exception. they Because did not sion sim- Imwinkelreid, The Need to Resurrect plant each as it but ply report saw Excep- Impression Hearsay Present Sense rather, collecting at the end of their Hearsay Policy, 52 Relapse A tion: counting process, reported to Jensen the (2009). Closeness How. L.J. calculation, results оf their the officers and the event time between the statement had time to reflect and therefore not both eliminating the un- is therefore critical truth, and, importantly, to tell the more introduced when declar- reliability *16 opportunity to make mistakes opportunity to reflect on and ants have the calculation. Contempora- interpret the event. See id. caselaw, as well as that of Our Circuit’s ability declarants’ expression neous limits circuits, supports interpre- a narrow other misremember; or “[w]hen to lie present impression sense ex- tation of the involving an thought process complex, is analysis: with this ception consistent step receipt between the of intermediate 803(1) (cid:127) either qualify [FRE under “[T]o and the ut- impression sense present 803(2)], an out-of-court statement terance,” longer qualifies. or the statement no contemporaneous with nearly must be Id. the incident described and made with true, course, process- that mental It is of little chance for reflection.” Bemis v. eyes see or thе ears interpret es what (9th Edwards, 1369, 1373 Cir. 45 F.3d hear, opportunity that not for error so all 1995). is eliminated through processes those (cid:127) present sense theory [the “The behind people through contemporaneity. Some utterance, excited impression, only others can hear are colorblind and that the exceptions state of is mind] misreport ranges, they so will limited tone misrep- for greater the circumstances contemporaneously perceive. they what resentation, is the the less reliable exception seeks to present But the sense 1148 percep- rather than near simultaneous fact [the [T]he

declaration.... Woods, through several v. went tions.” United States defendant] Cir.2002). (7th ample he had indicates that drafts F.3d upon his statements. time to reflect the extension of the Again, although by the Thus, provided any evidence exception present impression sense United States was unreliable.” letter may seem rela- circumstances of this case (9th Faust, Cir. F.2d v. harmless, because tively I do think is (internal 1988) quotаtions citations and actual testify to their the detectives did omitted). only could not tes- impressions, and sense (cid:127) inquiry on the foundational making “In they reported. We tify as to the number 803(1) (pres- admissibility under [FRE case, however, as if to consider this have (excited 803(2) impression), ent sense present if the testify, did not because 803(3) (state mind)], utterances), of exception apply, does impression sense factors: must evaluate three the court testify had to at all. I they might not have chance for re- contemporaneousness, possibly see how that scenario could do not flection, United and relevance.” underpinnings the basic comport with Ponticelli, 985, 991 622 F.2d States v. rule, scope or with the limited (9th Cir.1980), overruled on other 803(1). of Rule v. De by United States grounds (9th Cir.1984). F.2d 1255 Bright, 730 II. (cid:127) makes a statement de “The declarant that we should re- suggesting I am not very near the scribing the event at or Instead, rely I would on what verse. ... admit time of the observation We argue the catchall government does because the circum —that the statement hearsay exception applies. opinion given— under which it was stances substantively indicates that Rule 807 immediately after an observation-—di pretrial that the lack of appropriate, but substantially opportunity minish why fatal. I don’t see that is so. States v. notice is fabrication.” United (1st Cir. McElroy, 587 F.3d First, Hieng objected has not that he 2009). I notice. As far as received insufficient (cid:127) temporality requirement must “[T]he determine, can the current record does passage rigorous be because indicate whether there was sufficient no- time—or the lack thereof —is the effec- know, may have tice. For all we there proxy reliability for the tive been. of the declaration.” substance United substantively, More even there Green, 556 F.3d 155-56 States *17 was, notice, in there proper pretrial not (3d Cir.2009). There, the declarant’s fact, during a of notice the tri- good deal only problematic statement was testimony was introduced— al—before the time, lapse of a 50 minute because government pro- as to how the wanted to responding also he was to but because opinion explains, govern- ceed. As the by explain DEA to requests Jensen’s calcula- ment tried to introduce event. Id. times, court tions several but the district (cid:127) “A declarant who deliberates about hearsay objections. Eventually, sustained say provides to statements for what however, fully ex- methodology was particular possi- a reason creates the court admitted the plained, and the district not con- bility that the statements are There is no indication whatsoev- evidence. and, likely, are more temporaneous, an intent to invoke Rule of events er that notice of interpretations calculated

1149 difference, III. would have made and way on the sprung the evidence was no view, In my holding in Nazemian “[Fjailure give pretrial defense. notice rests, bottom, pre-Crawford at on a under party if had an will be excused the adverse standing unity hearsay of the between con attack the trustworthiness opportunity to cepts and analysis. Confrontation Clause v. Bach- of the evidence.” United States Moreover, ultimate its conclusion—that a Cir.1993). (9th sian, 796, F.3d translator’s out-of-court version of a testi Moreover, perspec- examined from the monial statement subject need not be given tive of Rule and that the detec- cross-examination at in great trial —seems (and that, testify opinion tives did as the holdings tension with the of Melendez- explains, reported once the totals to Jen- Massachusetts, Diaz v. 557 U.S. evidence, hearsay sen are in other excep- (2009), S.Ct. L.Ed.2d 314 tally report), tions cover the sheet and — Mexico, U.S. -, Bullcoming v. New only “hole” that has to be covered Rule (2011), 131 S.Ct. 180 L.Ed.2d 610 quite 807 is narrow. The district court that laboratory reports may not be admit careful to was ensure the officers’ testimony by ted without the individuals trustworthy, information was that other who conducted the laboratory tests. evidence the same toward end was not Translation from language one to another available, and that admission of the evi- is much of a less science than conducting purposes dence servеd the of the evidence tests, laboratory and so much subject more 807(a). rules. See Fed.R.Evid. The court dispute. to error and ability Without the testify that each insisted officer first as to to confront person who conducted the methodology extracting, counting, his translation, party a cannot test the accura marijuana reporting the number of cy of the translation in the manner in plants. Proceeding way in this ensured which the Confrontation Clause contem jury that the had the chance to assess the plates. I therefore believe that this issue credibility of each of the officers who col- should be considered en banc at some Further, plants. lected the Rule 807 is juncture. so, majori- context-specific, and unlike the Here, however, the issue was not raised ty’s expansion present impres- sense trial, error, plain so our review is for exception, sion does not threaten future and the translator was in fact in the court cases to leave the rule in the dust. called, room and could have been introduc- sum, my In concern is we not bend ing an additional consideration —whether it seriously shape exception out of matters that the did not call a grounded applicable. in precepts not here readily translator who was available to the Although present the role of the sense does, Quite possibly plain defense. it but narrow, impression exception here is error review under these circumstances it a trial applicable, proceed could allow complicate would contort and our consider- without of the detectives ation of a novel constitutional issue. I actually who saw and collected the mari- would therefore await a case in which the juana plants, opening up huge hole in the question properly raised at trial and that, I hearsay rule. would hold instead *18 would then hear that case en banc. record, hearsay excep- on this ‍​‌‌​​​​‌‌‌‌​‌‌​‌‌​​‌​‌​‌‌‌​‌​‌‌‌​‌‌‌​​​‌‌‌‌​​​‌​‍the catchall applies tion and that either the notice re-

quirement was waived because not raised by Hieng harm- lack of notice was

less.

Case Details

Case Name: United States v. Orm Hieng
Court Name: Court of Appeals for the Ninth Circuit
Date Published: May 11, 2012
Citation: 679 F.3d 1131
Docket Number: 09-10401
Court Abbreviation: 9th Cir.
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