United States v. OlofsonUnited States v. Olofson
David Olofson was indicted for knowingly transferring a machinegun in violation of
I. Background
Robert Kiernicki saw a “for sale” advertisement for a Colt AR-15 rifle that David Olofson had posted at a gas station in New Berlin, Wisconsin. Kiernicki called Olofson at the phone number listed on the ad to inquire about the weapon. Olofson informed Kiernicki that the advertised gun was no longer available but agreed to order and assemble another Colt AR-15 for Kiernicki. In the meantime, Olofson loaned Kiernicki an AR-15 1 and hundreds of rounds of ammunition on four separate occasions. The selector switch on the borrowed AR-15 had three positions: one marked “fire,” one marked “safety,” and one that was unmarked. Olofson and Kiernicki discussed the unmarked setting on July 13, 2006, which was the fourth time that Olofson loaned Kiernicki the weapon. Olofson told Kiernicki that putting the selector switch in the unmarked position would enable the AR-15 to fire a three-round burst with a single pull of the trigger, but the gun would then jam.
While at a shooting range that same day, Kiernicki (for the first time since using the gun) switched the AR-15 to the unmarked position and pulled the trigger; three or four rounds were discharged before the gun jammed. Kiernicki fired the weapon in that fashion several times, and each time it jammed after a short burst of three or four rounds. Police received a telephone complaint of automatic gunfire at the shooting range. When officers arrived at the range, they confiscated the AR-15 from Kiernicki. Kiernicki told the police that he had borrowed the gun from Olofson. Several days later, agents from the Bureau of Alcohol, Tobacco, Firearms and Explosives (“ATF”) interviewed Olofson while executing a search warrant at his home. During that conversation, Olofson acknowledged loaning the AR-15 to Kiernicki.
On December 5, 2006, a grand jury indicted Olofson for knowingly transferring a machinegun in violation of
After the close of the evidence, the court used the definition of a “machinegun” from
II. Discussion
A. Olofson’s Proposed Jury Instruction
Title
any weapon which shoots, is designed to shoot, or can be readily restored to shoot, automatically more than one shot, without manual reloading, by a single function of the trigger. The term shall also include the frame or receiver of any such weapon, any part designed and intended solely and exclusively, or combination of parts designed and intended, for use in converting a weapon into a machinegun, and any combination of parts from which a machinegun can be assembled if such parts are in the possession or under the control of a person.
In
Staples,
the defendant was convicted of possession of an unregistered machine-gun.
At the beginning of its opinion, the Court quoted the statutory definition of “machinegun” from
As used here, the terms “automatic” and “fully automatic” refer to a weapon that fires repeatedly with a single pull of the trigger. That is, once its trigger is depressed, the weapon will automatically continue to fire until its trigger is released or the ammunition is exhausted. Such weapons are “machineguns” within the meaning of the Act.
Id.
at n. 1,
The narrow holding from
Staples
is that
mens rea
was an element of the crime in question — i.e., that the government had to prove the defendant’s knowledge of the features of the weapon (including automatic firing capability) that brought it within the proscriptive purview of the statute.
Id.
at 619,
The same is true of our decision in
Fleischli.
In that case, the defendant was convicted of two counts of possession of machineguns in violation of
We turn now to address what the word “automatically” means as it is used in the definition of “maehinegun” in
Again, “[t]he term ‘maehinegun’ means any weapon which shoots, is designed to shoot, or can be readily restored to shoot, automatically more than one shot, without manual reloading, by a single function of the trigger.”
That interpretation clearly forecloses the argument that a weapon is not a machinegun merely because it
stopped firing
due to a malfunction; indeed, the reason a weapon ceased firing is not a matter with which
In light of the foregoing interpretation, we conclude that Olofsoris proffered instruction was not an accurate statement of the law and that the district court properly-rejected it. Moreover, the district court correctly used
B. Sufficiency of the Evidence
Olofson contends that the evidence presented at trial was insufficient to sustain his conviction. When a defendant challenges the sufficiency of the evidence, we view the evidence in the light most favorable to the government and will reverse the conviction only if no rational jury could have found the defendant guilty beyond a reasonable doubt.
United States v. Castaldi,
Regarding the first element, Kiernicki testified that Olofson loaned him the AR-15 on four occasions, the last of which was July 13, 2006. An ATF agent also testified that Olofson admitted loaning the gun to Kiernicki. In addition, Kiernicki stated that the gun fired three or four rounds (on several occasions) with one pull of the trigger. The government’s expert who test-fired the AR-15 stated that he exhausted a twenty-round magazine with one continuous depression of the trigger and emptied two additional twenty-round magazines in five-or ten-round bursts by intermittently depressing, holding, and releasing the trigger. He also declared that the weapon was intended to fire in such fashions and that a “hammer-follow” malfunction was not the cause. That evidence was adequate to permit a reasonable jury to find beyond a reasonable doubt that Olofson transferred a “machinegun” as defined by
C. Unconstitutional Vagueness
Olofson argues that
To the extent Olofson contends that the statutes are fatally vague due to the way “automatically” is used in the incorporated definition of “machinegun” from
D. Exclusion of Olofson’s Firearms Expert from the Courtroom
The defendant also argues that the district court improperly granted the government’s request to exclude his firearms expert (Len Savage) from the courtroom during the testimony of the government’s firearms expert. Olofson contends that the presence of his expert during the testimony of the government’s expert was essential to the presentation of his case.
Under
At trial, Olofson presented two reasons for opposing the government’s request to exclude Savage from the courtroom. First, he argued that because
Second, Olofson stated that he “would like to have Mr. Savage present to hear” the government expert’s testimony on malfunctions so that he could “rebut or add information” if such testimony was incomplete or incorrect. While no precise incantation is required, we doubt whether those statements advanced the argument that Savage’s presence was essential under
Although it might have been helpful or desirable for Savage to hear the government expert’s testimony, Olofson did not show that Savage’s presence was
essential
to the presentation of his case. Therefore, the district court did not abuse its discretion in denying Savage a sequestration exemption under
E. Denial of Olofson’s Discovery Requests
Prior to trial and pursuant to
Brady,
Olofson made a motion to compel the discovery of evidence he had requested but that the government had not produced. The defendant sought: 1) documentation of the procedures used by the ATF in testing the AR-15; 2) correspondence between the ATF and the manufacturer of the defendant’s AR-15 concerning the use of M-16 parts in early AR-15 rifles; 3) information about changes in the ATF’s registry of AR-15 rifles with M-16 components; and 4) documents pertaining to the ATF’s refusal to register AR-15 rifles with M-16 parts. The district court denied the defendant’s motion on the first day of trial after concluding that the information sought was not exculpatory. On appeal, Olofson claims that the district court committed prejudicial error in denying his
Brady
motion and that he therefore is entitled to a new trial. We review a district court’s decision that evidence need not be produced under
Brady
for an abuse of discretion.
United States v. Dabney,
Under
Brady,
the government is constrained to disclose evidence that is favorable to a defendant and material to either his guilt or punishment.
United States v. Fallon,
Regarding the first non-disclosed item — the ATF’s internal procedures for test-firing AR-15 rifles — Olofson says he wanted that information because “[fjailure to follow those procedures by changing the type . of ammunition in the second test could demonstrate that the tests had been manipulated to arrive at a reversal of the results of the first test.” We do not see how that information could have exculpated Olofson;
With respect to his request for the ATF’s correspondence with the manufacturer of his AR-15 concerning the use of M-16 parts in early AR-15 rifles, the defendant contends that evidence was exculpatory because it was relevant to his knowledge of whether or not' his AR-15 was a machinegun. The district court denied Olofson’s request on the first day of trial. At the sentencing hearing, the court revisited the issue; the court inspected a document
in camera,
stated that it was not exculpatory, and placed it under seal. We subsequently ordered that document to be unsealed. That evidence is a 1983 letter from the ATF to the manufacturer of the AR-15 in which the ATF advised the company that the installation of certain M-16 parts in AR-15 receivers may permit the weapon to fire automatically even though an automatic sear is not present. We agree with the district court that the document is not exculpatory: it has no bearing on Olofson’s knowledge of whether his AR-15 was a machinegun.
8
The letter has
Lastly, Olofson argues that any documents relating to the ATF’s change in registry or refusal to register AR-15 rifles with M-16 components were exculpatory because they could have been used to refute the government expert’s testimony that the M-16 parts in Olofson’s AR-15 made it a machinegun. But the government’s expert did not testify that the AR-15 was a machinegun merely because it had M-16 parts; rather, the expert stated that the AR-15 fired the way it did due in part to the M-16 components. Regardless, like the district court, we do not see how the ATF’s opinions or positions regarding the presence of M-16 parts in AR-15 rifles are the least bit germane to Olofson’s conviction for knowingly transferring a machinegun. The district court did not abuse its discretion in denying Olofson’s motion to compel the government to produce that evidence.
III. Conclusion
In sum, the defendant’s proffered jury instruction was not a correct statement of the law, and the district court properly rejected it. Furthermore, the evidence presented at trial was sufficient to sustain Olofson’s conviction, and
Notes
. Four of the AR-15’s fire control components were parts from M-16 rifles: the trigger, hammer, disconnector, and selector switch.
. According to
. The defendant contends that if that instruction had been given, the jury could have found him not guilty because a malfunction was the reason the weapon stopped firing or, alternatively, was what caused the gun to fire more than one round with a single trigger pull.
. Modern versions of those two dictionaries define "automatic'' in the same terms. Webster’s Third New International Dictionary 148 (2002); Oxford English Dictionary 805 (2d ed.1989).
. For the sake of efficiency and readability, we use the term "shoots” as shorthand for "shoots, is designed to shoot, or can be readily restored to shoot,” unless otherwise indicated.
. The jury heard the testimony of the defendant’s firearms expert about the AR-15's supposed malfunctioning and obviously rejected it; on a sufficiency-of-the-evidence challenge, we will not second-guess the jury’s credibility determinations.
United States v. Brandt,
. Olofson does not present any cogent argument that
. The government’s theory of the case was that the AR-15
functioned
as a machinegun,