Lead Opinion
Opinion for the court filed by Circuit Judge BROWN.
Dissenting opinion filed by Circuit Judge TATEL.
Appellant, Queen Nwoye (“Nwoye”), was convicted of conspiring with a male accomplice, Adriane Osuagwu (“Osuagwu”), to extort money from Dr. Ikemba Iweala (“Iweala”), by threatening to expose their brief extramarital affair to his wife and the medical licensing board. At trial, Nwoye’s attorney proffered evidence in support of a duress defense. The district court permitted Nwoye to testify as to the facts of her alleged duress, but declined to instruct the jury about the defense. Nwoye now appeals her conviction on the grounds that the district court improperly denied her a duress instruction and improperly instructed the jury on venue. Because Nwoye is not entitled to a duress instruction and because there was no plain error regarding the venue instruction, we affirm.
I
After Nwoye, a native of Nigeria, came across Dr. Iweala’s name on prescriptions she handled as a pharmacy technician, she left phone messages pretending to be a relative of his in order to get his attention. She succeeded, and for a few months in 2002, Nwoye and the doctor were lovers. The romantic part of their relationship ended amicably, and Nwoye and Iweala remained friendly. Nwoye, who had earned an accounting degree in Nigeria, was married and had children. She began attending nursing school sometime after her affair with Iweala and has since graduated and is a registered nurse.
In the summer of 2005, Nwoye and her husband agreed to a separation. Around the same time, she met Osuagwu and began a romantic relationship with him. In
At trial, Nwoye testified she did not want to extort money from Iweala but that, throughout this extortion scheme, Osuagwu physically abused her and forced her to participate. At his insistence, she wore a Bluetooth earpiece so the two could be in constant telephone contact and so Osuagwu could monitor her conversations and activities. She also claimed that Osuagwu said he was an FBI agent, as well as a nurse. He threatened to kill her if she failed to cooperate. She feared contacting the police because she thought Osuagwu could use his supposed law enforcement connections to discover her betrayal and retaliate against her.
Based on these alleged threats, Nwoye’s attorney requested the jury be instructed on a duress defense.
II
The affirmative defense of duress is only available to a defendant who shows she acted “under an unlawful threat of imminent death or serious bodily injury.” United States v. Bailey,
This Court has affirmed denials of the duress defense even in quite harrowing situations. In Gaviria, we denied the defense for a defendant whose teenage daughter was in the physical custody of a co-conspirator, with a history of physical abuse against the daughter, who coerced the defendant’s cooperation for thirteen months “by reminding him that [the daughter] was ‘in his hands.’ ”
Our sister Circuits have imposed a similarly high bar. In United States v. Alicea, the Second Circuit denied the defense to female defendants forced to transport drugs after having been raped by their captors, told they were under constant visual surveillance during a nine-hour plane flight, and threatened with the deaths of their families if they failed to cooperate because they could have “complainfed] to the cabin attendants” during the flight or sought assistance from Immigration and Customs officers after landing.
Without denying the compelling nature of Osuagwu’s alleged threats or of the abuse Nwoye claims to have received, Nwoye’s testimony falls far short of the duress claimed in, and ultimately denied by, our precedents. She had ample opportunities to notify law enforcement either directly or indirectly or, even more basically, to avail herself of “reasonable, legal alternative^] to committing the crime,” Jenrette,
Finally, Osuagwu spent nearly two weeks in California, thousands of miles
Nwoye counters that she was especially vulnerable as a recent immigrant who believed her fate was in the control of a corrupt law enforcement agent. She relies on the Ninth Circuit’s decision in United States v. Contento-Pachon,
Assuming Contento-Pachon is applicable, the critical question is whether Nwoye’s belief was objectively reasonable, see United States v. Posadar-Rios,
Second, we squarely held in Gaviria that Contento-Pachon is distinguishable from eases where a defendant “had access to a number of’ people other than allegedly corrupt police officers, including relatives, and from cases involving conspiracies lasting for months at a time rather than for one “single flight,” which by their length present more opportunities for escape.
Finally, Nwoye suggests the mere whiff of battered woman syndrome (BWS) arising from these facts should alter the duress determination or the application of Contento-Pachon. Nwoye was permitted to testify at length about the facts of her abuse, but she did not present BWS as a theory of defense at trial. In fact, although Nwoye described some threats and physical abuse, her theory is devoid of the other usual indicia supporting a BWS defense — expert witnesses testifying to the effects of isolation, financial dependence, or estrangement from family members. E.g. United States v. Marenghi,
Like the defendants in Gavina and Jennell, and unlike the defendant in Contento-Pachon, Nwoye had access to relatives, classmates, and teachers with whom she could seek refuge. She was not under constant visual surveillance. The conspiracy in which she participated lasted for months. Even if we found Nwoye’s belief regarding the dangers of contacting police objectively reasonable, it would not excuse her failure to simply seek sanctuary with others, particularly in the weeks when Osuagwu was thousands of miles away. Because she had several reasonable options, no reasonable juror could have found Nwoye lacked a legal alternative to committing the crime. The district court correctly declined to instruct the jury on the affirmative defense of duress. Bailey,
Ill
The conspiracy instruction given by the district court did not require the
Here, there was no error of any kind. Venue is a jury question only if “the defendant objects to venue prior to or at the close of the prosecution’s case-in-chief,” “there is a genuine issue of material fact with regard to proper venue,” and “the defendant timely requests a jury instruction.” United States v. Haire,
Nwoye chooses to focus on procedure, arguing that the question of venue cannot be left in the hands of the judge to be decided by a preponderance of the evidence, e.g. United States v. Morgan,
IV
The district court properly denied Nwoye’s request for a duress instruction and did not plainly err in its jury instruction relating to venue. The conviction is therefore
Affirmed.
Notes
. Before Nwoye testified, the government objected to the proposed instruction but stated it would nonetheless not prevent Nwoye from testifying to these threats or her alleged abuse.
. Nwoye claimed at trial that she tried to confess to Iweala once, and that he would not listen to her. But this attempt came weeks into the extortion plot and after the parking lot incident, which demonstrated to Iweala the likely hollowness of any promise by Nwoye to renounce her role in the plot.
. That this was a viable option is borne out by the fact that Nwoye eventually did precisely that even though nothing had changed with regard to the threat Osuagwu posed: Nwoye simply testified that her "consciousness came back,” at which point she returned to her husband’s home and from there contacted the EFCC in her home country of Nigeria. Tr. 440, Nov. 1, 2007. And in fact, a month after that, Nwoye voluntarily flew to California to visit Osuagwu, apparently no longer concerned he would harm her.
Dissenting Opinion
dissenting:
Born, raised, and educated in Nigeria, Queen Nwoye came to the United States only five years before the events in this case. At her trial, Nwoye took the stand and gave a harrowing account of her rela
When Osuagwu learned that Nwoye had had a previous affair with a married man, Ikemba Iweala, he demanded that she introduce him to Iweala. Osuagwu suspected that Iweala would be willing to pay a handsome amount to keep the affair secret. When Nwoye refused to make the introduction, Osuagwu beat her, she capitulated, and the extortion began. When she later resisted continuing with the plot, Osuagwu beat her until she was “helpless.” Id. at 373. Each time Nwoye met with Iweala, Osuagwu either accompanied her or, as Nwoye’s phone records confirm, monitored her by phone. He hit her when she failed to “do [her part) right” and threatened to “strangle” and “bury [her] right in [her] house” if the scheme was exposed. Id. at 374, 381. “I was so scared. I didn’t know who to talk to.” Id. at 380. She followed Osuagwu’s instructions because “I was scared. I was so scared of this guy.” Id. at 371.
Nwoye testified that Osuagwu told her that he worked for the FBI. Asked by the government why she never called the police about the extortion or Osuagwu’s threats, Nwoye explained that she thought that police “all work together for the government” and that reporting him would lead to “more trouble.” Id. at 417. “It’s not easy,” she testified. “This is an FBI guy. He would find out.” Id. at 400. When the prosecutor pointed out that law enforcement agents could be arrested if reported, Nwoye responded, “Who are you going to tell?” Id.
Based on this testimony, Nwoye requested a duress instruction. The district court refused, and the jury convicted her.
* * *
Duress is a classic affirmative defense. To prevail on a duress defense, a defendant must convince the jury that (1) she “acted under the threat of immediate death or serious bodily injury,” United States v. Gaviria,
Given our obligation to take Nwoye’s testimony as true and to view all evidence in the light most favorable to her, the record contains more than enough evidence to have warranted a duress instruction. Nwoye testified that Osuagwu repeatedly beat her and threatened to kill and bury her in her own house unless she followed through with the extortion. This threat is hardly vague or speculative. By any definition, it qualifies as “act[ing] under the threat of immediate death or serious bodily injury.” Gaviria,
The only question, then, is whether Nwoye had a reasonable legal alternative to committing the crime. The government presents a sensible legal alternative: call the police! And the court agrees, as do I, that calling the police would have been a wise choice. But Nwoye has a response. Because she believed that Osuagwu worked for the FBI, she feared not only that anything she reported to the police would get back to him and that he would kill her, but also that — and again because she thought he was part of the FBI — the police would neither protect her nor investigate him. “This,” she testified, “is an FBI guy. He would find out.” “Who are you going to tell?”
To the American-born, highly educated, legally sophisticated judges of this court, Nwoye’s fears are unreasonable. They fault her for “provid[ing] no evidence of corruption beyond her eonclusory assertion that police and FBI ‘all work together for the government’ and that anything she told the authorities would find its way to Osuagwu.” Maj. Op. at 465. But to obtain a duress instruction, she needed no evidence that police were actually corrupt or that they actually worked together or that they would actually tell Osuagwu that she reported him. She needed only a reasonable belief that the police would refuse to protect her, and reasonableness is quintessentially a question for the jury. United States v. Gaudin,
None of the cases the court cites support taking the question of reasonableness from the jury. In Jenrette, the defendant testified that he was under duress to accept a bribe because the two bribe-givers “deliberately portrayed themselves as mobsters” and that “because he suffers from paranoia induced by alcoholism, this ‘gangster image’ induced a reasonable fear of imminent danger.”
Nor do the two out-of-circuit cases the court cites support its position. Both lack the evidence lying at the very heart of this case: testimony that contacting the authorities would provoke, rather than prevent, the threatened act. See United States v. Alicea,
Finally, our sister circuits have required duress instructions in circumstances similar to Nwoye’s. In United States v. Contento-Pachon, the Ninth Circuit held that the defendant, who testified that he believed police in Colombia served as paid informants for drug traffickers, was entitled to a duress instruction because although he had time to contact these authorities or to flee with his wife and three-year-old child, “[a] juror might find that this was not a reasonable avenue of escape.”
* * *
Nwoye’s claim is simple and fundamental to the criminal process. She asks that her defense of duress be heard by a jury of her peers. To be sure, had the district court given a duress instruction, the jury might have disbelieved her or found her fears to be unreasonable. But it is the jury’s job to make that decision, not this court’s to decide how it would vote in a juror’s place. I dissent.
