Lead Opinion
In this case, the defendants challenge the district court’s refusal to grant a new trial after it was discovered that a peremptorily challenged venireman accidentally served in the place of a proper member of the jury. We affirm.
I
Nicodean Mark Bilecki and Edna Mae Bilecki were charged with willful failure to file federal income tax returns. Nicodean Mark Bilecki was also charged with filing a false W-4 form. They were tried before a jury, with a magistrate presiding. On September 18,1986, the jury returned a verdict of guilty. When the jury was polled, it became apparent that an error had occurred. One member of the jury, Mr. Holt, had been peremptorily struck by the defense, but had taken a seat in the jury box in place of one of the proper jurors, Ms. Yasquez, and had sat through the four-day trial. When the mistake was discovered, the jury was dismissed and an off-the-record conference was held in chambers. Back on the record, the defense moved for a new trial, the government did not object, and the magistrate granted the motion.
On September 22, the government moved for reconsideration, arguing that the defense had waived any objection to the inadvertent seating of the stricken venireman, and requested reinstatement of the jury verdict. The magistrate denied the motion. On appeal, however, the district judge reversed the order for a new trial, and ordered reinstatement of the verdict. The district court then denied the defendants’ motion to reconsider its order. After reinstatement of the verdict and sentencing, the defendants now appeal the issue to this court.
II
The ultimate question of this case is whether, after a guilty verdict in a criminal trial, the discovery of the inadvertent seating on the jury of a venireman peremptorily challenged by the defense is grounds for a new trial. The district court, in reversing the magistrate’s decision to grant a new trial, found that there were insufficient grounds for a new trial. Generally, we review the grant or denial of a new trial only for abuse of discretion. In this case, however, the question is, more precisely, whether the district court utilized the proper legal standard in its exercise of discretion. The district court relied on United
The court in Cole tied its holding to Texas cases applying such a rule. Id. at 381 (citing Acosta v. State,
We approve of the district court’s application of Cole to the facts of this case. As noted in Levesque,
Since no timely objection was raised, we turn to Rule 52(b) which provides that courts may notice “plain errors or defects affecting substantial rights” even when no timely objection is made. Plain errors are those that “should have been apparent to the trial judge without objection, or that strike at the fundamental fairness, honesty, or public reputation of the trial.” United States v. Perez,
In reviewing for plain error, we assimilate the prejudice element of Cole and the other cases. Cole does not indicate what prejudice would be sufficient to warrant a new trial, or how such prejudice could be shown. The defendants argue that, in reality, there is no way to show prejudice since, if a juror could have been shown to be
Ill
We now return to a preliminary matter. The defendants argued below and continue to assert on appeal that the government waived its objection to a new trial by not opposing the motion when it was made. We see no reason why the government’s failure initially to oppose a new trial justifies our reversing the district court’s action. The government filed a timely motion for reconsideration in which it presented its reasons why a new trial was not necessary. The question then is whether this motion satisfied the contemporaneous objection requirement of Rule 51. “This salutory rule has its roots in obvious considerations of finality of the criminal trial process, of judicial efficiency, and of avoiding trials by ambush.” Perez,
IV
By reversing the magistrate’s order granting a new trial, the district court effectively denied the defendants’ motion for new trial. We review the grant or denial of a new trial only for abuse of discretion. Having already held, above, that the district court applied the proper legal standard to the fact situation before it, we now further hold that the district court did not abuse its discretion in reversing the magistrate’s order for a new trial. The defendants’ convictions are
AFFIRMED.
Dissenting Opinion
dissenting:
I must dissent. The majority holds that the failure to make an objection to the improper seating of a juror who was peremptorily struck was untimely and amounted to a waiver of that strike. Further, no prejudice was shown. The majority rests its holding on United States v. Cole,
The analysis by the majority fails both on the waiver of objection issue and on the prejudice issue. Under the due diligence requirement of Cole, the Bileckis’ attorney did not waive the right to object to the improper juror. Under the facts of this case, making the objection at the time the jury was polled was enough to preserve the objection. Thus, I would remand for a new trial on this basis alone. But further, the majority focuses upon a prejudice requirement that is not and should not be the law. Such a requirement in this situation defeats the policy behind peremptory challenges.
In reaching the plain error rule, the majority ignores the test, as stated in Cole, to decide if there has been a waiver of objection:
... it is the duty of the parties to advise the court of any errors in seating of struck jurors before the jury is impaneled. If the defendant has not exercised sufficient diligence to perceive the error and call it to the court’s attention in timely fashion, prejudice must be shown to obtain a new trial.
Applying the due diligence test of Cole to our facts, I follow the trial judge (magistrate by consent of the parties) in finding due diligence on the part of the Bileckis’ attorney, and thus the situation is readily distinguishable from Cole. When seating the jury, the deputy read the list out loud, excluding the members who had been struck peremptorily, while Bileckis’ counsel followed along. Bileckis’ counsel then by the court’s words had no reason to suspect an improper juror. The error occurred when a Mr. Holt, who properly had been struck, went into the jury box in place of a Ms. Vasquez when her name was called by the court as “Mr. Vasquez.” Not only did the court refer to Vasquez as a “Mr. Vasquez,” but also Ms. Vasquez’ first name is “Lupe,” a name that defense counsel could readily have assumed was a male’s name. Counsel then was not put on notice. After the name was called off incorrectly by the court and no one responded, counsel saw Mr. Holt take a place in the box. Absent a non-requisite memory for names and faces counsel had no reason to suspect that the wrong person was in the box or that “Mr. Vasquez” was supposed to be a female. Even the majority opinion admits that we do not require the attorneys to memorize the faces of those chosen and those excused.
In Cole, the counsel had no like excuse. Defense counsel should have become aware of the improper juror during the jury selection process or during the trial, but he did not. After each side made its peremptory strikes in Cole, the court read correctly the list of jurors to counsel to check for errors. A few minutes later the court again read aloud the list of selected jurors so that they could take their seats in the jury box. The court, however, this time mistakenly failed to call a Ms. Platt’s name, so that one of the jurors who had been peremptorily struck by defendant remained in the jury box — a Mr. Wiggs. Simply checking the names on the list as the court read them would have put counsel on notice that a mistake had been made.
Defense counsel in Cole explained that he did not learn of the error because he was taking notes while the names were being called out. The court correctly found this excuse inadequate. It noted that the improper juror was the opposite sex of the correct juror, so that even if defense counsel was distracted at the time of the roll call, he had four days of trial to realize that there was an extra man on the jury panel.
A critical factor in this case, not present in Cole, is that the trial judge made a specific factfinding that the error occurred through no fault of anyone, and this finding means there was a finding of no lack of diligence on the part of defense counsel.
I must conclude that the Cole test of due diligence does not expose a lack of diligence by Bileckis’ counsel in this case. Even though Bileckis’ counsel took an active role in the process of jury selection, a venireman was misseated through an administrative mistake of the court with an uncalled person presuming to take a seat on the jury. Because the error was justifiably found by the trial judge to be through no fault of anyone, including defense counsel, the right to object was not waived.
Prejudice
The majority rests its holding on a required showing of prejudice under Cole once it is determined that the right to object is waived.
Unlike the majority and Cole, I would not have prejudice as any part of the test. See State v. Thompson,
It should be remembered that a ‘peremptory challenge’ is an arbitrary and capricious species of challenge to a certain number of jurors without showing any cause.... It is not essential to such a challenge that any bias or prejudice on the part of a juror be shown_ Defendant’s statutory right to challenge ... peremptorily is a right of rejection and not of selection.
The authority relied upon by the majority and the district court is a slender reed. The Texas cases, of course, are not controlling since procedure is at issue. In any event, the 1975 Texas case, Ascosta v. State,
The First Circuit case, Levesque, treated as analogous in the majority opinion, involved a minor error far removed from a challenged juror being seated. In that case a second alternative juror was seated instead of the first alternative. Note that both were qualified jurors, neither had been made the object of a challenge. This casual error is remote, indeed, from the seating of a challenged juror by calling the wrong sex, with a challenged juror, perhaps eager to serve and perhaps even eager to convict, taking a seat in the jury box even though his name was never called.
When a defendant can show that a venireman is biased or prejudiced, that venireman will be struck for cause. The remaining veniremen are technically legally fit to serve. The peremptory challenge then gives counsel a further step in choosing the jury that will actually hear the case. The attorney is by law given the right to strike a fixed number of veniremen who, although legally qualified, have the personality, educational background, vocation, or any other factors the accused and
The majority expresses concern as to a possible ramification if there is no required showing of prejudice. Defendants could be able to gamble on a favorable verdict, and only when the verdict is unfavorable, raise the objection that the jury was improper.
Under our facts, there is simply no evidence at all of any improper role played by Bileckis’ counsel. The trial judge made a specific finding to the contrary which is not challenged in any way.
Conclusion
The trial judge correctly found that a properly challenged venireman took a seat on the jury that convicted the Bileckis with no fault on the part of the Bileckis or their counsel. Simply because, reasonably lacking knowledge, Bileckis’ counsel failed to object until after the verdict was returned did not amount to a waiver. No one in the courtroom knew of the error, except perhaps the juror who decided to sit on the jury although he was not called. Counsel used due diligence in the seating and selection of the jury panel. Further, prejudice was inherent in negating the peremptory challenge. The rights of the accuseds demand a new trial before a properly chosen jury in this criminal prosecution.
Notes
. In the case before us, also a male was seated in the jury box in place of a female. The failure to detect the error is fully understandable, however, because contrary to Cole, the Vasquez name was called as a male. Further, Ms. Vasquez' first name, if it was mentioned in court, is commonly masculine as well as feminine.