ORDER
This matter is before the Court on the Motion Under 28 U.S.C. § 2255 to Vacate, Set Aside, Or Correct Sentence By a Person in Federal Custody, filed by movant, Yvon J. Nazon, on February 14, 1996. For the reasons set forth below, the motion is DENIED, and the Clerk is ORDERED to enter judgment dismissing this case with prejudice.
BACKGROUND
A jury found Yvon J. Nazon guilty of seventeen counts of submitting false Medicaid claims in violation of 18 U.S.C. section 287. Nazon was sentenced to five years of probation, work release, community service, a $51,000 fine, and restitution. He took an appeal and lost.
United States v. Nazon,
Nazon’s current motion alleges that this Court erred by not instructing his jury to decide whether the false claims he submitted to Medicaid were material. Nazon also suggests that the Court erred by telling the jury that, as a matter of law, the Department of Health and Human Services is a “department” or “agency” of the United States within the meaning of section 287. These arguments are not persuasive.
DISCUSSION
I. Source of Relief
A minor threshold question is what source of relief Nazon invokes with his motion. He calls the motion one under 28 U.S.C. section 2255. The Government suggests that because Nazon is not in custody, the motion is actually a request for a writ of error coram nobis.
Only a person in custody under a court’s sentence can bring a section 2255 motion.
Howard v. United States,
The parties seem to concur that although Nazon is not in custody, his unpaid fine and possibly other factors make him an appropriate candidate for a writ of error coram nobis if not for section 2255 relief. The parties also seem to concur that whether a coram nobis or section 2255 proceeding, the issues here would be the same. The Court will approach the issues as the parties have framed them, although it does not thereby endorse the framing as correct.
II. Materiality
As noted, Nazon argues that the Court should have instructed his jury to determine materiality as an element of the charges against him under 18 U.S.C. section 287. That statute states as follows: “Whoever makes or presents ... to any department or agency [of the United States], any claim upon or against the United States, or any department or agency thereof, knowing such claim to be false, fictitious, or fraudulent” thereby violates section 287.
At Nazon’s trial, the Court did not instruct the jury to determine materiality as an element of the section 287 charges. Nazon argues that the Court erred in light of
Unit
*566
ed States v. Gaudin,
— U.S.-,
Gaudin
ruled that a district court erred when it, rather than the jury, decided the question of materiality. The defendant was charged with making false statements in federal loan documents in violation of 18 U.S.C. section 1001. — U.S. at-,
Nazon argues that under Gaudin, his jury should have been instructed that materiality was an element of his offenses that they had to decide. As is common in collateral attacks, the Government offers several counter-arguments that mostly turn on complex procedural doctrines.
A. Procedural Default
The Government first argues that Nazon’s Gaudin argument is barred by the procedural default doctrine. The Government is correct, because Nazon never argued on appeal that materiality is an element of his offenses.
Although Nazon’s source of relief is uncertain, the Court will apply the section 2255 procedural default doctrine here. Courts seem to apply the procedural default rules that have developed around section 2255 motions to petitions for
coram nobis
relief.
See United States v. Barber,
Those rules make clear that a section 2255 motion is “neither a recapitulation of nor a substitute for 'a direct appeal.”
McCleese v. United States,
Nazon’s
Gaudin
argument is a constitutional argument not raised on appeal. The text of
Gaudin
clearly indicates that it is based specifically on the Fifth and Sixth Amendments. — U.S. at-, -,
Regarding cause, the parties appear to agree that Gaudin was an unexpected decision which reversed the then-prevailing view among lower courts that the trial judge ordinarily decides any materiality element of a criminal offense. The Government concedes that because Nazon’s trial and appeal occurred before Gaudin, he had no basis for arguing on appeal that his jury should have decided any materiality element rather than this Court.
However, this does not end the cause analysis in Nazoris favor. Gaudin stands for the proposition that when materiality is an element, the jury decides it. As outlined in *567 more detail below, whether materiality is actually an element of Nazon’s particular offense has been an open question in the Seventh Circuit from the time of Nazon’s trial, through Gaudin, and through the present day. However, Nazon concedes: (1) at trial, he never asked for any materiality determination, whether by the Court or by the jury; (2) at trial, the Court did not treat materiality as an element which it decided as a matter of law; and (3) on appeal, Nazon did not argue that materiality is an element.
So, the Government argues as follows: Na-zon could have argued on appeal (not to mention at trial) that materiality is an element of his charges, but he did not. Because he did not make this first argument on appeal, Nazon also did not reach and could not have reached the primary argument of his current motion, i.e., that under Gaudin, his jury should have decided materiality. Ber cause he never made this primary argument on appeal, he may not make it now. In sum, because Nazon has no cause for not raising the basic and then-available argument that materiality is an element that someone must decide, he has no cause for not raising the subordinate and then-unavailable argument that the jury makes such a decision.
Neither party has offered any authority on this precise notion. However, the Court has identified a Supreme Court ease that appears substantially on point,
Dugger v. Adams,
Dugger
involved a state murder case where the trial judge told the jury that although they could recommend a death sentence, he alone would ultimately decide whether to impose one. These comments did not accurately describe the jury’s role in capital sentencing under the prevailing state law. After the defendant’s conviction became final, the Supreme Court decided
Caldwell v. Mississippi
Nonetheless, the Supreme Court found cause lacking. It stressed that the defendant could have argued before his conviction became final that the trial judge’s comments violated state law, but he did not. Therefore, he had no cause for failing to raise that state law argument. Because the defendant had to prevail on the state law argument to prevail on his
Caldwell
argument, neither could he demonstrate cause for failing to raise the
Caldwell
argument.
Dugger,
Likewise, Nazon failed to raise a necessary element of his subsequently available
Gaudin
claim. Nazon could have argued at trial and on appeal that materiality is an element of his offense, but he did not. The materiality-is-an-element argument is necessary to Na-zon’s
Gaudin
argument — of course, if materiality is not an element, Nazon was not entitled to a jury instruction on it regardless of
Gaudin. See United States v. Elkin,
The Court recognizes that
Dugger
is not a perfect fit. It appears to rest in part on comity considerations that do not exist with a federal defendant.
Besides
Dugger,
the basic purposes that underlie the procedural default doctrine favor deeming Nazon’s
Gaudin
argument defaulted. We apply procedural default rules to federal defendant habeas motions to encourage defendants to raise their arguments where they primarily belong, in the trial court and on direct review, and to guard the finality of convictions.
Singleton v. United States,
In sum, Nazon has not established cause for failing to raise his Gaudin argument before now. Consequently, he cannot cure his default through the cause-and-prejudice exception.
Neither can Nazon cure the default through the exception reserved for cases where refusing to consider the merits of a claim would cause a fundamental miscarriage of justice. Nazon’s counsel has not mounted any meaningful argument toward meeting this exception. Accordingly, the Court will not consider the exception it further.
Nazon’s Gaudin argument is barred by the procedural default doctrine.
B. Retroactive Application of Gaudin
Even assuming Nazon has not proee-durally defaulted his
Gaudin
argument, he is also blocked by the Government’s next argument: that he cannot apply
Gaudin
retroactively because of the doctrine of
Teague v. Lane,
Regardless of whether Nazon seeks
coram nobis
or section 2255 relief,
Teague
potentially governs. Although
Teague
was first applied to state prisoner habeas petitions, it also “applies to attempts by federal prisoners under § 2255 to benefit from constitutional decisions of criminal procedure handed down after their convictions are no
*569
longer subject to direct review.”
Van Daalwyk v. United States,
Nazon expressly or effectively concedes that part of the Teague doctrine works against him. He concedes that Gaudin announced a new rule (a concession the Court accepts arguendo) and that his motion is a collateral attack on a conviction that became final before Gaudin. However, he asserts that Gaudin delivered a statutory interpretation, not a constitutional rule of procedure. He also argues that the Teague exceptions apply. These arguments are unavailing.
Nazon incorrectly insists that
Gaudin
somehow established as a matter of statutory interpretation both that materiality is an element of his offense statute and that the jury must decide the element. As already suggested,
Gaudin
was a constitutional criminal procedure decision, not one of statutory interpretation. The
Gaudin
Court referred to the rule it established as “not only procedural but rest[ing] on an interpretation of the Constitution,” namely, the Fifth and Sixth Amendments. -U.S. at-,-,
Turning to the exceptions, the first can be dispensed with quickly.
Gaudin
in no way decriminalizes a class of conduct or shields a class of persons from punishment. Rather, it merely takes a decision-making duty from the judge and gives it to the jury.
Accord Holland,
Neither can Nazon employ the rarely available second
Teague
exception. That exception only applies to a new rule that bears two aspects: it makes accurate verdicts substantially more likely, and it is necessary to fundamental fairness.
Sawyer,
In short, only those few rules that both substantially enhance verdict accuracy and add to the limited and already well-developed core of “fundamental fairness” principles will qualify for the second
Teague
exception.
See Sawyer,
Here, the two aspects of the second exception work against Nazon, and they seem intertwined. First, the
Gaudin
rule does not make an accurate verdict substantially more likely. What
Gaudin
essentially did was take the materiality decision from the judge and reassign it to the jury. Although judges and juries might go about making the decision in different ways and sometimes reach
*570
different conclusions, a jury is not likely to be regularly and substantially more accurate than a judge.
Accord Holland,
This conclusion accords with a basic purpose of the right to trial-by-jury: vesting power over life and liberty in randomly chosen citizen juries rather than in a static group of judges and prosecutors who, if so inclined, can abuse their power.
Lewis v. United States,
— U.S. -,-,
The Gaudin rule’s aim and effect regarding verdict accuracy also informs the analysis of the fundamental fairness aspect of the second Teague exception. Both before and after Gaudin, a part of any conviction of an offense with a materiality element was and will be that someone decides whether the element has been proved. This Court believes that as long as a conviction rests on a trier’s finding of every element beyond a reasonable doubt, the defendant has received fundamentally fair procedure within the meaning of the second exception. Put another way, although the general right to have a materiality element proved beyond a reasonable doubt might belong to the Teague core of fundamental fairness, the specific Gaudin right to have the jury decide whether it has been proved does not. 2 Either way, the defendant gets an accurate decision-maker, which ensures fundamental fairness.
This Court recognizes that other courts have considered
Gaudin
error and similar error to be serious. Employing a plain error analysis on direct appeal, the Seventh Circuit concluded that
Gaudin
error (i.e., a trial judge deciding materiality) affected a defendant’s “substantial rights” and suggested that such error could never be deemed “harmless” on direct review.
United States v. Ross,
The principles expressed in these cases are noteworthy, but they do not govern Nazon’s motion. None of these cases confronted the *571 precise question before this Court: whether the Gaudin rule enhances verdict “accuracy" and also adds to the “bedrock procedural elements essential to the fairness of a proceeding” within the meaning of the Teague doctrine. None of these cases overcomes the observations above that having the jury rather than the judge decide materiality does not substantially enhance verdict accuracy or remedy some fundamental unfairness. In short, Teague is the specific operative doctrine here, the Gaudin rule is the specific rule at hand, and Teague dictates that the rule should not receive retroactive application.
The second Teague exception embodies a demanding standard that, at bottom, may simply embrace only those rules that are crucial to a criminal trial’s primary function: accurately determining the defendant’s factual guilt or innocence. See 2 James S. Lieb-man & Randy Hertz, Federal Habeas Corpus Practice & Procedure § 25.8, p. 800-01 (2d ed. 1994). The Gaudin rule, which allocates the guilt-or-innocence decision between two similarly accurate decision-makers — as opposed to dictating whether a decision gets made at all — does not fit this bill.
Nazon’s Gaudin argument fails for the additional reason that the Teague doctrine bars retroactive application of Gaudin.
C. Whether Materiality is an Element
Of course, even if Nazon could get past the barriers of the procedural default and
Teag-ue
doctrines, he would still have to show something more basic: that materiality is actually an element of section 287. If not, Nazon had no right to a jury instruction on materiality.
See Elkin,
Whether materiality is an element is a tough question. The Supreme Court has not spoken. Several circuits have issued conflicting rulings or comments on whether section 287 — which nowhere contains the word “material” — has a materiality element. 3 For its part, the Seventh Circuit has only sent uncertain hints. 4 (Once again, these uncertain hints and the split among the other circuits show that Nazon could have argued at trial and on appeal that section 287 has a materiality element.) Because the ruling so far disposes of Nazon’s materiality argument on more than one ground, the Court will not attempt to predict what the Seventh Circuit would decide.
D. “Harmless Error”
Finally, the Government suggests that even if Nazon was entitled to a materiality instruction, the evidence overwhelmingly showed that Nazon’s claims were material. This sounds like a type of harmless error argument. Yet the Government has not attempted to apply the relevant and potentially complex standard. As such, the Court will not address this argument.
III. “Department” or “Agency” Instruction
Nazon’s counsel offers a terse suggestion that the Court erred in instructing his jury as a matter of law that the Department of Health and Human Services is a “department” or “agency” of the United States. He cites
Hubbard v. United States,
— U.S. -,
CONCLUSION
For the foregoing reasons, the Motion Under 28 U.S.C. § 2255 to Vacate, Set Aside, Or Correct Sentence By a Person in Federal Custody is DENIED, and the Clerk is ORDERED to enter judgment dismissing this ease with prejudice.
Notes
.
See generally Gray v.
Netherland,-U.S.-, ---,
. In
pre-Gaudin
practice, some judges may have used a standard less demanding than the reasonable doubt standard in assessing materiality. Gaudin,-U.S. at-n. 1,
.
E.g., United States v. Taylor,
.
See
Fed.Crim.Jury Instruc. of the Seventh Circuit Vol. II, p. 40 (1983) (elements instructions for section 287 containing no express materiality element);
United States v. Catton,
