*1 merely might because there be some over-
lap. singled A union should not be out in a
manner that deny opportu- it all the
nities for defense afforded other noncom-
petitor participants boycotts. in similar In-
deed, myself agreement I find with Pro-
fessor Handler’s view that an automatic
finding of liability antitrust after a deter- activity
mination that union nonexempt per
“would be a approach se with a ven-
geance.” Handler, Labor and Antitrust: A History,
Bit of 40 Antitrust L.J.
(1971). Moreover, some consideration given
should be to the other defendants’
contentions that the restraint was forced
upon through them pressure union and not
through any desire of their own.
Perhaps none of the defendants can satis-
fy the rule analysis, of reason it is
premature on this record to decide whether
the restraint violates the antitrust laws.
That determination initially must be made
by the district reviewing court after all
relevant A considerations. shortcut is not
appropriate in this case. Accordingly, I
would remand to the district court with
dirеctions that exemption if the labor is not applicable,
found to be the rule of reason applied
should be to the antitrust claims. America, Appellee,
UNITED STATES of
MORRISON, Hazel, Appellant.
No. 78-2258.
United States Court of Appeals,
Third Circuit.
Argued Feb. 1979. May
Decided 1979.
Rehearing Rehearing En Banc July 10,
Denied 1979. July Amended *2 agents case shows that record Agency Drug effected Enforcement unjustified interference with willful and right
Mrs. Morrison’s sixth that both of counsel.2 We conclude counts (argued), Salvatore J. Cucinotta Philadel- against Morrison should be phia, Pa., appellant. prejudice. dismissed with (argued), William E. Asst. U. Ball S. Vaira, Atty., Atty., Peter F. U. Walter S. S. I. Jr., Batty, Brigance Leadbetter, Bonnie Pa., Philadelphia, Asst. U. Attys., S. Cucinotta, May On Salvatore appellee. lawyer, Morrison’s with Assistant met U.S. agent D.E.A. Den-
Attorney Riley Jack WEIS, Before HUNTER Circuit engaging in Malloy purpоse nis of MARKEY, Judges, and Chief Judge, of the pre-trial negotiations. At least from that Appeals.* Court of Customs and Patent date, knew that Mrs. Mor- represented by
rison was
counsel. Subse-
quently, agent Malloy
by
was contacted
an-
THE
OPINION OF
COURT
Stephen Hopson.
other
agent,
Hop-
D.E.A.
HUNTER,
III,
Judge:
investigation
JAMES
Circuit
son
engaged
dealer,
gain
heroin
Mrs. Mor-
and wished
On June
the Appellant, Hazel
cooperation
investigation.
rison’s
in that
Morrison,
on
was indicted
two counts of
Hopson
Malloy was aware that
wanted to
illegally distributing heroin in violation of
Morrison,
negotiate with Mrs.
and knew
841(a)(1) (1976).
trial,
U.S.C.
Prior
§
Hopson
coopera-
to “solicit
wished
she filed a
Motion
Dismiss the Indict-
against
tion.”
the case
Malloy discussed
ment
Prejudice,
with
alleging denial of her
Hopson,
“generally”
Morrison
sixth and
fourteenth amendment
Hopson was allowed to examine the file on
effective
assistance
counsel and her four-
Hopson
trial.
pending
also had
teenth amendment
to a fair
trial.
“two or
with Assistant
three” conversations
The motion to dismiss was heard in the
Attorney Riley
in which Morrison’s
United States District Court for the East-
“name
up”.
came
ern
Pennsylvania
District of
and was denied
opinion.
Immediately
23, 1978,
August
after the an-
On
agents Hop-
nouncement of the district court’s
son
Bradley
and James
visited defendant’s
motion,
denying the
Morrison
knowledge
entered an
home with
neither the
nor
open conditional plea
guilty
permission
to one count
of her counsel. At
time
of distribution.1
was subsequently
Hopson questioned
She
sen-
Morrison about the
Mrs.
tenced
years imprisonment,
to five
period prior
with a
source of her heroin
special parole
years
arrest;
term of three
to follow.
to her
that she
fac-
*
Markey,
Judge
Honorable Howard T.
appeal,
Chief
ment. On
we are not free to canvass
the United States Court of Customs and
findings
Patent
the record
fact.
and make our own
C.,
Appeals, Washington,
sitting
designa-
D.
However, accepting all factual statements over
tion.
dispute, adopting
plead-
which there is no
ings
taking
submitted
guilty plea
contingent upon appeal
1. The
testimony
at face
who
value the
ruling
of the district court’s
to this Court. witnesses,
government’s
were the
we still find
approved
guilty plea
the use of the conditional
pattern
impermissible
conduct
Zudick,
in United States v.
Finally, he that should think she The government reads Weatherford quality representation about the that, holding as in the of absence demon money she would for the receive amount of prejudice, no sixth vio strable ($200) that she paying attorney was Cuci- disagree. lation occurs. Weather- Upon departing, gave notta. he defendant ford, de was asked to telephone his number. presence of termine whether an under police strategy meeting cover at a officer immediately Mrs. Morrison called attor- between a his counsel ney Cucinotta, who to went her home. amounted The to a violation. constitutional there, he While Morrison called police officer, in fact invited when given number she plans had been and made defendant, exclusively pur attended agent Hopson to meet between noon and pose preserving identity his undercover m. p. day. However, 1:00 of the next anything that he had and did not relate day Hopson next did not arrive as sched- meeting. during heard the course of uled, appeared warning at The Fourth Circuit Appeals Court of p. about 6:00 m. The defendant told him concluded that “whenever company she had speak, and couldn’t knowingly arranges permits intrusion and that in event she her law- wanted attorney-client into the yer present. departed. day Hopson One sufficiently right endangered to counsel is yet later Mrs. Morrison received another Bur require to and a new trial.” reversal surprise agent Hopson. visit from Accord- Weatherford, (4th sey 528 F.2d ing Hopson’s testimony repeated reversed, 1975). Supreme Court The statements he had made his first reasoning every intrusion into the that not visit. attorney-client relationship is a violation of government “readily The concedes that counsel, agents attempting erred in to elicit rejected per Circuit’s se test. Fourth cooperation working of Morrison without The Court’s narrow one. through attorney.” facts, On these being only “[tjhere Court held no are confronted the proverbial with neither tainted evidence communica blunder, constable’s overzealousness prosecution, strategy tion of defense pursuit en- legitimate otherwise law purposeful and no intrusion Weather- Rather, pattern forcement ends. ford, we have there was no violation the sixth upon conduct calculated to intrude amendment.” at S.Ct. at destroy relationship. holding 845. This is not broad enough to jail”. going agents Mrs. Morrison testified that ass [was] testified judge they specifics warned her that the trial in her did not recall the of this courts”, the “worst SOB in the federal that he conversation. people”, “goddamn “hates black and that her
support
wrongfully
that the
This test
interpretation
motivated or in-
urges
us, namely
adequately justified
entirely
ment
upon
that mere fail-
interference
gain
ure
consistent
rationale
Weather-
advantage
or tactical
evidence
ford,
purpose
any finding
from an
which itself identified
as
intrusion bars
factor to
in the
be considered
context
amendment violation.
Indeed,
challenged eavesdropping.
since
in the
applies,
eavesdrop-
Weatherford
police
Weatherford
officer
intruded
context,
ping
preju-
when there is both no
necessary
that it was
extent
dice to defendant’s case and no wrongly
meetings
at
physically present
defense
motivated
the attorney-client
intrusion into
preserve
cover,
intrusion was neither
relationship. This leaves untouched a vast
wrongly
adequate
nor without
motivated
range of conduct which does constitute a
justification,
upheld
have been
and would
recognizable
to effec-
Accordingly,
under the
we con-
Via test.6
*4
tive assistance of counsel.4 In the case of a
clude
us
that
does not bar
Weatherford
deliberate attempt actually to sever or oth-
finding
from
on the facts before
a violation
erwise to interfere
the attorney-client
us.
relationship, a
more explicitly
much
intru-
offense,
sive
analysis
proceed
must
government
dif-
The
next
advances
ferently. Here,
appropriate
it is
to consider
a sixth
contention that even if we find
the purpose
propriety
agent’s
violation,
we are limited to or
conduct and its
dering
effect
or
suppression
either
of evidence
rights
attorney-client
and the
relationship.5
argues
new
that
government
trial. The
ap
had cause to consider this issue in Via v.
since neither of
orders would be
these
Cliff,
(3d
1972). There,
case,
470
propriate
precluded
F.2d 271
Cir.
we are
this
prison
readily
officials were accused wrongfully
granting
from
at all. We
any relief
preventing
attorney
an
cоntacting
agree
from
new trial are fre
suppression
that
prisoner-client during
period
quently
forms
relief
appropriate
immedi-
ately before
govern
trial. We advanced
The
the test
amendment violations.
that,
previous
interference was either ment
of our
has cited a number
“[if]
wrongly motivated or
adequate jus-
without
decisions
relief was ordered.
wherein such
tification,
infringement However,
suggests
an
none
cases even
of those
[it constitutes]
constitutional
two forms of relief
Id.
novel rule that these
[the]
counsel.”.
at 275.
principle
are
There is no
ad-
exclusive.7
Indeed,
applied
narrowly
inaptness
examples
Weatherford
7. Two
even
demonstrate
eavesdropping
government’s authority
in the
proposition
context.
In United States
Levy,
(3d
1978),
v.
533
remedy
through
which would
duct
is not amenable
vanced
suppression
of conviction.
or reversal
power
limit our
the indictment
dismiss
appear
should such a
warranted.
deterrent
What
is whether dis-
remains for decision
appropriate
missal of the indictment
Cliff,
purposeful
In Via v.
we found
this case. The
the circumstances of
interference with the
rela-
agents’
actions
ment has conceded that
tionship
claim
made out a colorable
to relief
error,
the admitted
urges
were
but
request
was no
under
1983. There
§
essentially
harmless.
error was
relief
the nature of
of an indict-
dismissal
appreciate
fails to
apparently
ment
that case.
In Gallarelli v. United
the sixth
amendment.
States,
1971),
Hazel 28,1978 indicted two on June counts REHEARING SUR PETITION FOR illegally distributing in heroin III, HUNTER, Judge. Circuit JAMES 841(a)(1). 31, 1978, May of 21 U.S.C. On § rehearing Appel- Cucinotta, petition for filed attorney, Morrison’s Salvatore above been having lee in the entitled case met with an Assistant United Attor- to the in' judges participated who ney Malloy, agent submitted and with an Dennis (D.E.A.), the decision this court and to all Drug Agency Enforcement judges other available of the circuit pretrial negotia- circuit purposes engaging service, Therefore, regular judge active who at May tions. least from having on, in the concurred asked knew that Morri- rehearing, majority and a circuit represented by son was counsel. On Au- judges regular the circuit ser- 23, 1978, active gust agents Stephen Hop- having rehearing by vice not voted for Bradley son and James visited Morrison’s banc, court in petition permission knowledge home without the separate opinion denied. A Denial of Sur According of her counsel.1 Rehearing being Petition for filed opiniоn, at Garth, joined Judge by Judge Adams and Hopson questioned Mrs. Morrison about Judge Rosenn. source heroin period of her arrest;
prior to her that she GARTH, term;3 Judge, facing jail Circuit dissenting from a stiff observed Mrs. Morrison testified that denying Order Petition for Rehearing: judge trial warned her that the case was grant government’s petition vote to courts”, the federal the “worst SOB in that he *6 people”, “goddamn view, and “hates black that my banc. the jail”. going to ass The testified [was] panel opinion, which now the will become they specifics recall that did not the of this circuit, law of illogical this hаs reached an conversation. result —a result which bears no he could make recommendations to panel evil which properly the has Attorney the U.S. as to whether she government condemned. this case a heavy should receive lenient or sen- agents sought to with rela- interfere tence; and told about tionship a between criminal and defendant protection plan for ment’s informers. However, despite her counsel. an acknowl- Hopson questioned also Mrs. Morrison edged absence of to the defend- money pay about how much she to ant, panel a finding He Mr. Cucinotta. then stated that he violation has ordered that work, suggest- had seen her counsel’s indictment with- dismissed —a sanction to ed Mrs. Morrison that she retain a precedent out in this or other circuits. urged also public defender instead. He
Inasmuch as under operating public this circuit’s her to obtain services procedures, only cooperate in banc over- court wished to with defender if she ride panel’s published opinion (Internal Finally, the D.E.A. he Operating p. Procedure I voted have quality she should think about the pan- court banc reconsider representation to she receive would el’s this case —a money ($200) decision which amount of she was visit, Malloy Hopson spoken Hopson, Prior to this with with discussed Morrison’s case Malloy concerning Hopson Hopson Morrison. was in- had certain discussions with an dealer, vestigating gain Attorney a heroin wished Assistant which Mor- cooperation investigation. Morrison’s in that rison’s name was mentioned. depart- Upon II attorney paying Cucinotta. telephone
ing,
gave
he
made
no excuse
There can be
number.
agents in
improper conduct
strenuоusly
Nonetheless, I most
encounter, Morrison
by this
Undaunted
result of
analysis and the
disagree with the
came
attorney, who
immediately called her
panel
logic of
panel opinion. The
Mor-
presence,
her home.
In Cucinotta’s
scrutiny. Ap-
bear
simply
will
given her
telephone
rison called the
number
think
panel cannot
parently
because
attempt
in at
by Hopson. Apparently
to correlate
appropriate
an
sanction
agents,
the D.E.A.
verify the misconduct of
inexcusable, con-
nonprejudicial,
albeit
Hopson
meet
between
plans
she made
case,
has
government
duct of
Hop-
day.
the next
p.m.
noon and 1:00
extreme sanction
impose
decided
time,
son did not arrive at
scheduled
infirmity in
dismissing the indictment.
however,
p.m.
6:00
He
but came instead at
com-
opinion is
reasoning
by Morrison
departed upon being informed
by the result. Dismissal
pounded
speak,
and could not
company
that she had
any prej-
absence of
despite the
her attor-
that in
event she wanted
the misconduct
udice to the defendant
August
ney present.
day,
The next
unjusti-
completely
visit from
Morrison received another
fied.
According
Hopson’s testimony
Hopson.
A
he had made
repeated
the statements
Court,
in Weatherford
during his first visit.
Bursey, 429
S.Ct.
trial,
Motion to
Prior to
Morrison filed a
all inva-
L.Ed.2d 30
held that not
Prejudice,
Dismiss the Indictment with
relationship by
sions of the
alleging
fourteenth
denial of her sixth and
to a
government agents
give
rise
amendment
to effective assistance of
In that
sixth amendment violation.
counsel and her
fourteenth
defendant,
sued
Bursey,
criminal
was de-
to a fair trial. This motion
informant, un-
Weatherford,
opinion by
the district court.
nied
alia,
1983, alleging,
inter
der 42 U.S.C. §
thereafter,
Immediately
appearing with her
Bursey’s
violated
that Weatherford had
Cucinotta, Morri-
attorney
same
Salvatore
attending two
rights by
plea
guilty
son entered a conditional
attorney.
Bursey and his
meetings with
sen-
one count of distribution.
She was
intru-
that such an
Rejecting
argument
years imprisonment,
five
followed
tenced to
of the sixth
per
sion was a
se violation
special
years.
parole
term of three
On
amendment,
reasoned
court
*7
appeal,
panel
this court reversed the
“[tjhere being
tainted evidence
no
judgment
remanded to the
of sentence and
strategy
case,
of defense
no communication
to
the
district court with an order
dismiss
intru-
prosecution,
purposeful
to the
and no
Weatherford,
the
prejudice
indictment with
because
was no violation
by
sion
there
..” 429
government
.
had interfered with Morrison’s
Sixth Amendment
845.2
U.S. at
97 S.Ct. at
right
to counsel!
Although
defendant(s).”
Cliff,
the
fendant, Levy, conviction attacked his on case rise to give a sixth ground government informant, that a violation under standards established co-defendant, posing as a had violated the Bursey, supra. But con- Weatherford privileged relationship Levy between cluding constitutional violation oc- that a attorney and had disclosed confidential way panel’s in no curred should lead to strategy government personnel. defense holding be indictment must dis- held, prejudice this court to the defend- indicates, Levy opinion missed. As the dis- presumed ant be in such a case: appropriate missal of the indictment knowing Where there is a invasion of when the harm to the defendant cannot attorney-client effectively by cured means. less drastic where confidential information is dis- contrast, present This by does not closed to the we think that prejudice situation where the defеndant there are overwhelming considerations ways. cannot be In- remedied in alternate militating against a standard which tests deed, presents where situation by weigh- showing there has been whatsoever ing prejudicial how defense the by prejudiced the defendant has been disclosure is. government’s misconduct. There is no
claim
com-
that confidential
munications were revealed to the
inquiry
think
into
ment as a
result
conduct
stop
must
point
at the
where attorney-
agents.
any claim that
Nor is there
client
actually
confidences are
disclosed
attorney
Morrison’s confidence
agencies
enforcement
conduct,
by governmental
undermined
responsible
investigating
prose-
guilty plea
that her
it.
induced
cuting
Inexplicably,
turns the
at 208-09.
F.2d
head;
Levy
rationale
it reasons
its
holding
This
is fully consistent with
preju-
was not
because the defendant
Bursey, supra,
Weatherford v.
which indi-
diced,
of the indictment is the
dismissal
cates that
the sixth amendment will be
remedy.3
analysis
available
This
is funda-
violated whenever there is “communication
Pe-
mentally flawed. As the Government’s
strategy
defense
Rehearing
acutely points
tition for
In Banc
.
.
. .” 429
at
“
S.Ct. at 845. out,
analysis
panеl’s
.
.
.
reduces
Concluding that a
following
sequitur:
sixth amendment viola-
non
Since
occurred,
tion
Levy
reprehensible,
agents’
court determined
conduct was
[D.E.A.]
relief;
that dismissal of
granted
the indictment was the
some
defendant must be
only appropriate remedy
sup-
because
infor-
and since
was no disclosure
there
mation revealed
press
re-try,
proper.”
infor-
or trial to
dismissal
*8
mant
part
public
addition,
panel opinion
sig-
had become
works a
domain.
if Morrison has
established a
Indeed,
decision,
panel’s
as a result of the
finding
defendant
himself in this situation
may
only
While these
not be the
conceiv-
by
prejudice
be better
alleging
off
able circumstances in which
by
than
claiming
he was harmed
dismissal,
uphold
empha-
...
government’s misconduct.
In the latter
here,
Fields,
emphasized
size
as was
in
case, may
granted
be
a new trial or if he
that, espe-
that the sanction is so drastic
pled
has
guilty,
plea may
be vacated.
cially where serious criminal conduct is
But if he
proving
succeeds in
the absence of
involved,
truly
it must be
reserved
prejudice,
indictment,
panel’s
under the
extreme cases.
opinion, will be dismissed.
from the court’s order which denies it.
Judge joins in ROSENN this dissent.
Judge also votes ADAMS
banc, he believes because in view of
the position in Brow- Second Circuit sufficiently
ard the issue case is
important to warrant the attention of the
full Court. This would particularly seem
so, observes, since the Broward brought attention of
before its was filed. MART,
MAJOR’S FURNITURE INC. CORPORATION, INC.,
CASTLE CREDIT Company,
Canter Consumer Discount Inc., Company, Robert’s Furniture
Appeal of CASTLE CREDIT
CORPORATION, INC.
No. 78-1912. Appeals,
Third Circuit.
Submitted Under Third Circuit Rule
12(6) Jan. 1979.
Decided June
