Lead Opinion
Defendant, John A. Morrison, appeals his convictions of (1) conspiracy to possess with intent to distribute more than 1500 grams of cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and 846, and (2) aiding and abetting a conspiracy to possess with intent to distribute cocaine, in violation of 18 U.S.C. § 2. Because we find insufficient evidence, we REVERSE Morrison’s convictions.
I.
For the most part, the facts are undisputed. On December 14, 2003, Wayne M. Saunders and Edward J. Gutierrez rented a white 2004 Chrysler from Alamo Rental Agency in Los Angeles, California. Two days later in Illinois, Illinois State Trooper Thomas Sommers observed the car, with California license plates, exceeding the
Gutierrez then gave Trooper Sommers written permission to search the vehicle. During a cursory inspection of the underside of the vehicle, Trooper Sommers noticed that the gas tank had recently been removed and improperly reinstalled, raising a heighten suspicion of illegal activity. Trooper Sommers instructed Gutierrez to drive the vehicle to a nearby Amoco station, allowing several Illinois law enforcement officers to oversee the removal of the gas tank by a mechanic. Three individually packaged, heat-sealed bundles that contained in excess of 1.5 kilograms of cocaine (with a street value of $40,000 to $150,000) were found inside the gas tank. Saunders and Gutierrez were arrested.
Saunders and Gutierrez admitted that a man identified as “Jimbo” (later determined to be Carl DeLoach) hired them to deliver the cocaine to Cleveland, Ohio. DeLoach was to pay them $1,000 for delivering the drugs to Cleveland. Agreeing to assist law enforcement officers, Saunders and Gutierrez proceeded to Cleveland to conduct a controlled delivery of the cocaine to DeLoach. After contacting the Drug Enforcement Administration (“DEA”) in Cleveland, a caravan of Illinois law enforcement officers escorted Gutierrez and Saunders to Cleveland where local DEA agents awaited their arrival.
While in route to Cleveland, Saunders and Gutierrez called DeLoach to update him of their travel progress. Officers monitored and recorded these communications. Nearly eight hours later, the caravan arrived at the Cleveland DEA, where agents quickly briefed the team on the controlled delivery and then proceeded to a Holiday Inn on West 150th Street in Cleveland, Ohio. Gutierrez and Saunders were placed in Room 508, which was equipped with surveillance equipment.
Sometime around 10:30 p.m., Saunders phoned DeLoach to advise him that they had arrived in Cleveland. DeLoach, after providing Saunders with a telephone number, instructed him to call “Johnny Mo” (later identified as the Defendant, John Morrison). Saunders phoned Morrison, as instructed, and was advised by Morrison that he would arrive at the Holiday Inn within 20 minutes.
At approximately 11:11 p.m., Morrison arrived at the Holiday Inn and, with DEA agents monitoring and recording his interactions, exchanged greetings with Saunders and Gutierrez. Morrison jokingly complained about how Saunders and Gutierrez had “stolen his run.” He then informed Saunders that he had conferred with DeLoach, who instructed him to have Saunders follow Morrison in the rented Chrysler to Morrison’s residence, where they should park the Chrysler in the garage. After parking the Chrysler at Morrison’s residence, Morrison was then to drive Saunders to DeLoaeh’s residence in Morrison’s personal vehicle. Morrison told Saunders to phone DeLoach if he wanted to verify the plan. Before Morrison and Saunders’s departure, Gutierrez informed Morrison that he would not be joining them, but requested Morrison to bring “some money” back to the hotel later that evening, to which Morrison agreed.
Prior to leaving the Holiday Inn, Morrison gave Saunders specific instructions to avoid being stopped for traffic offenses. On arrival at Morrison’s residence, Morrison parked his vehicle on the street and directed Saunders to back the Chrysler into the driveway. When Saunders had
In route to DeLoach’s residence, the conversation between Morrison and Saunders was recorded via a device officers had strapped to Saunders. Morrison assured Saunders that they did not have to worry about getting stopped by the police any longer because they were now “clean.” (J.A. at 428, 485, 500). Among other topics of discussion during the ride, Morrison briefly mentioned a recent, unrelated drug bust in Westlake; his acquirement of a commercial drive license; and his ability to drive from Los Angeles to Cleveland in a day and a half.
After arriving at DeLoach’s residence, DeLoach congratulated Saunders, stating to Saunders “You all didn’t get pulled over. You all did good.” (J.A. at 436). DeLoach and Saunders discussed the payment that DeLoach would provide to Saunders and Gutierrez — though there was no discussion about the cocaine. In the presence of Morrison, DeLoach handed Saunders $960 in exchange for the Chrysler keys. De-Loach also gave Morrison $40 for bringing Saunders to his residence. DeLoach then told Morrison that Morrison would not be going to his regular job as a truck driver the next day because he would be working for DeLoach as his “head mechanic.” (J.A. at 488). At that point, law enforcement agents and officers raided DeLoach’s residence, taking DeLoach, Saunders, and Morrison into custody. Unaware of the extent of the investigation, Morrison gave the officers his mother’s home address as his place of residence — though he had not lived with her in 24 years.
On January 13, 2004, Morrison was indicted on one count of conspiracy to possess with intent to distribute more than 1500 grams of cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and 846, and one count of aiding and abetting a conspiracy to possess with intent to distribute, in violation of 18 U.S.C. § 2.
On appeal, Morrison contends that (1) there is insufficient evidence to support his conviction for conspiracy to possess with intent to distribute pursuant to 21 U.S.C. §§ 841(a)(1) and 846; (2) there is insufficient evidence to support his conviction for aiding and abetting a conspiracy to possess with intent to distribute pursuant to 18 U.S.C. § 2; and (3) the district court imposed an unreasonable sentence pursuant to United States v. Booker,
II.
1. The Insufficiency of the Evidence
A. Standard of Review
“In determining the sufficiency of the evidence to support a guilty verdict ‘the relevant question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.’ ”
B. Application to Morrison’s § 841(a)(1) and § 846 Convictions
Under 21 U.S.C. § 841(a)(1), it is unlawful for any person to knowingly and intentionally distribute, or possess with intent to distribute, a controlled substance. Any person who conspires to commit a violation of § 841(a)(1) shall be guilty of conspiracy under 21 U.S.C. § 846. Hence, “[t]o establish a drug conspiracy, the government must prove (1) an agreement to violate drug laws; (2) knowledge and intent to join the conspiracy; and (3) participation in the conspiracy.” United States v. Layne,
In the instant case, two elements of the crime of conspiracy — namely, an agreement and participation — are easily satisfied. There is no question that an agreement existed. Saunders, Gutierrez, and DeLoach each pled guilty to conspiring to possess with intent to distribute cocaine. It is also clear that Morrison participated in the conspiracy — in that he harbored the Chrysler at his residence and drove Saunders to DeLoach’s residence.
The critical evidentiary question, however, is whether, after viewing the evidence in a light most favorable to the Government, any rational trier of fact could conclude beyond a reasonable doubt that Morrison had “the knowledge and intent to join the conspiracy.” Layne,
While a co-conspirator need not know every single detail of the conspiracy, our Court has consistently held that “[pjroof of knowledge is satisfied by proof that the defendant knew the essential object of the conspiracy.” United States v. Christian,
In applying these principles, our Court has reversed conspiracy convictions where there was insufficient evidence of a defendant’s knowledge. In United States v. Wright, for example, we reversed a defendant’s conviction of conspiracy to possess marijuana with intent to distribute where “the slim circumstantial evidence consisted only of: 1) testimony that others could smell raw marijuana in parts of the house [that the defendant agreed to housesit]; 2) [an alleged coconspirator’s] belief or assumption that [the defendant] was paid approximately $1,000 by someone else, and 3) the fact that other people were often paid to babysit the marijuana [in the house].”
Similarly, in a Third Circuit case, United States v. Wexler,
In another case closely analogous to the one before this Court, United States v. Thomas,
In contrast, the defendant in United States v. Hernandez,
Clearly, the emerging and consistent principle is that “conjecture and surmise regarding what a defendant may have intended or known is insufficient to support a conviction.” United, States v. Coppin,
Even when considered in a light most favorable to the Government, the totality of this evidence does not prove beyond a reasonable doubt that Morrison had knowledge of hidden drugs (as opposed to any other contraband) in the Chrysler. The Government points to Morrison’s comment to Saunders and Gutierrez that they “stole his run” as well as his comment to Saunders that they were “clean.” Notably, however, the Government neglected to proffer any evidence as to what Morrison thought he was referring to when he uttered these statements. From this evidence, a reasonable jury could only conclude, at best, that Morrison’s comments established that he knew something illegal was involved with the Chrysler. To conclude that these comments show, circumstantially or otherwise, Morrison’s knowledge of hidden drugs — much less cocaine — is to engage in pure “conjecture and surmise,” an exercise a rational trier of fact is not permitted to engage in.
The same is true of the Government’s observations that Morrison assured Gutierrez of returning with “some money”; that Morrison parked the Chrysler in a locked garage; that DeLoach paid Morrison $40 for escorting Saunders to De-Loach’s residence; that DeLoach paid Saunders $960 in exchange for the Chrysler keys; that DeLoach stated to Morrison that he was to serve as his “head mechanic”; and that Morrison misrepresented his place of residence. Though the totality of the evidence, it bears repeating, admittedly shows that Morrison had knowledge of some illegal activity, what it fails to show is that Morrison knew the purpose of all this activity centered around drugs — the “essential object of the conspiracy” in which he was charged. See Christian,
The strongest evidence of Morrison’s knowledge of the hidden drugs relates to his mentioning of an unrelated drug bust in Westlake. It is still difficult, nonetheless, to see how a brief mentioning of an unrelated drug bust would lead to a reasonable inference that Morrison knew cocaine was hidden in the Chrysler. While there is definitely something “fishy” about Morrison’s motivation for initiating this discussion, we have consistently held that “the government’s case will not succeed merely because there is something ‘fishy’ about the defendant’s conduct.” Coppin,
Notwithstanding, since “charges of conspiracy are not to be made out by piling inference upon inference[,]” Direct Sales Co.,
Finally, although an intent to distribute may be inferred from knowingly possessing a large quantity of an illegal substance, see United States v. White,
It is not within our role, to be sure, to determine whether we believe Morrison to be guilty of a conspiracy to possess with intent to distribute cocaine. That was the jury’s role. And, “[ajlthough we respect the role of the jury, we also recognize that juries make mistakes.” Wright,
The fact that the instant jury chose to disbelieve Morrison’s exculpatory testimony does not (and should not) relieve the Government’s constitutional burden of proving its version of events beyond a reasonable doubt. Cf. United States v. Rahseparian,
Of course, this is not to say that Morrison’s testimony may not be used as corroborative circumstantial evidence of his guilt. It clearly could. See id. at 1263. However, because the Government, not Morrison, carries the burden of proof throughout the entire trial, Morrison’s unbelievable narrative cannot be used as a sword against him where the Government has not otherwise proffered sufficient evidence of his guilt. Cf. United States v. Burse,
Or else, we would be effectively reducing (or shifting) the Government’s burden where a defendant chooses to exercise his constitutional right to testify and offer a defense at his own trial. This would, in turn, establish a precedent whereby defendants, irrespective of the insufficiency of the Government’s evidence, would be forced into an untenable conundrum: either to exercise their constitutional right to testify (with the attendant possibility that the Government’s burden would be
Accordingly, since the totality of the evidence — circumstantial or otherwise — fails to reasonably show that Morrison had knowledge of either (1) the hidden drugs in the Chrysler (as opposed to any other contraband) or (2) a conspiracy to distribute those drugs, we reverse Morrison’s conviction for conspiring to possess with intent to distribute cocaine.
C. Application to Morrison’s 18 U.S.C. § 2 Conviction
Morrison next challenges his conviction for “aiding and abetting a conspiracy to possess with intent to distribute cocaine.” 18 U.S.C. § 2 provides that anyone who “aids, abets, counsels, commands, induces or procures” in the commission of an offense against the United States is punishable as a principal. The Government must offer proof that a defendant had knowledge of the underlying substantive offense (i.e., conspiracy to possess with intent to distribute). See United States v. Hill,
The Government, as we have repeatedly said, simply has not proven beyond a reasonable doubt that Morrison had knowledge of the hidden drugs, much less of a conspiracy to distribute those drugs. At best, it has only shown that Morrison had knowledge of some illegal activity. However, “[a] generalized belief or suspicion that something illegal is going on is not sufficient for a rational jury to find ... aiding and abetting....” See United States v. Pena,
Accordingly, we reverse Morrison’s conviction of aiding and abetting a conspiracy to possess with intent to distribute cocaine.
III.
For the foregoing reasons, we REVERSE the jury conviction of Morrison for (1) conspiracy to possess with intent to distribute cocaine and (2) aiding and abetting a conspiracy to possess with intent to distribute cocaine.
Notes
. It should be noted that Morrison disputes the credibility of the officer who testified that Morrison locked his garage door. However, as “ ‘[ajttacks on witness credibility are simple challenges to the quality of the government’s evidence and not the sufficiency of the evidence,’ ” United States v. Gibbs,
. The indictment also charged DeLoach, Saunders, and Gutierrez, who ultimately pled guilty pursuant to plea agreements.
. Notably, the sufficiency-of-the-evidence standard does not merely amount to some superficial, flexible “common sense” analysis (that is, whether any rational trier of fact could have found the crime’s essential elements through "common sense” alone). Though "common sense” certainly factors into the equation, the sufficiency-of-the-evidence standard clearly requires more than this — to wit, beyond a reasonable doubt. See Pearce,
. As the Court of Appeals for the Fourth Circuit has explained, "Requiring that the defendant's connection to the conspiracy be ‘slight’ in no way alleviates the Government’s burden of proving the existence of the conspiracy and the defendant’s connection to it beyond a reasonable doubt. The term ‘slight’ does not describe the quantum of evidence that the Government must elicit in order to establish the conspiracy, but rather the connection that the defendant maintains with the conspiracy.” United States v. Burgos,
. In light of our conclusion that there is insufficient evidence that Morrison had knowledge of any sort of drug (as opposed to any other contraband), we need not determine whether, in this case, the Government must have proven that Morrison had knowledge of cocaine in particular. Cf. United States v. Lopez-Medina,
. The Government appears to have made this argument to the jury also, in arguing that "[Morrison and Saunders did not] need to talk about cocaine. It [was] understood. That is how close they are.” (J.A. at 1020) (emphasis added).
. This realization is why our Court has reversed jury convictions even where a defendant has proffered an unpersuasive exculpatory story. See, e.g., Coppin,
Dissenting Opinion
dissenting.
I respectfully dissent. Because I believe ample evidence was presented to infer Morrison’s knowing participation in the drag conspiracy in this case, I would affirm the jury’s guilty verdicts.
A criminal conspiracy conviction may be supported solely by circumstantial evidence. United States v. Crayton,
The evidence presented to the jury here included: (1) the undisputed existence of a December 14, 2003 conspiracy between Saunders and DeLoach to transport 1.5 kilograms of cocaine with a street value of $150,000.00 from Los Angeles to Cleveland for a price of approximately $1000.00; (2) the drug transporters, Saunders and Gutierrez, remained in phone contact with DeLoach during the trip, and were eventually directed by DeLoach to contact Morrison and were sent to a Cleveland hotel; (3) Morrison met Saunders and Gutierrez at the hotel on December 16, 2003 at De-Loach’s direction; (4) Morrison commented to Saunders that Saunders “just stole my run,” that he could have used the money, and that he could have made the delivery in less time than it had taken Saunders; (5) while at the hotel, Morrison offered to Gutierrez to retrieve his payment from DeLoach, and to return to the hotel with the money; (6) with Saunders driving the rental car from the hotel and Morrison driving his own vehicle, Morrison cautioned Saunders to keep his speed up and not “hit your lights” to avoid a police traffic stop; (7) Morrison took control of the California rental car and parked it in his own garage, positioning the gas tank of the car (which had contained the cocaine) to the rear of the garage, then locked the garage door; (8) Morrison then drove Saunders to DeLoach’s house using his own vehicle, while commenting to Saunders that police in Cleveland Heights are a problem but the two of them are now “clean” and don’t need to worry; (9) Morrison watched as Saunders handed the rental car keys to DeLoach in exchange for $960.00, with DeLoach telling Saunders “You done good, you didn’t get stopped”; (10) DeLoach paid Morrison $40.00; (11) DeLoach, anticipating that the cocaine must be removed from the rental car’s gas tank, told Morrison that he didn’t need to go to work the next day because Morrison was going to be DeLoach’s “main mechanic”; and (12) Morrison falsely gave arresting officers his mother’s address as his own instead of his true address, where he had parked the rental car. This circumstantial evidence was not required to “remove every reasonable hypothesis except that of guilt.” United States v. Ellzey,
Given the significant value of the drugs being delivered, a fair common sense inference arises that Morrison would not have been given the important role of directing and securing delivery of the drugs to De-Loach without Morrison having knowledge of the nature of the contraband. Also given Morrison’s detailed knowledge of the elaborate plans surrounding the delivery, common sense allows the fact-finder to infer Morrison’s knowledge that the goods were illegal drugs. Viewing the evidence presented to the jury “in the light most
