United States v. MonzelUnited States v. Monzel
Opinion for the Court filed by Circuit Judge GRIFFITH.
In December 2009, respondent Michael Monzel pled guilty to possession of child pornography. One of the images he possessed depicted the petitioner, who proceeds in this matter under the pseudonym “Amy.” Amy subsequently sought $3,263,758 in restitution from Monzel. The district court, however, awarded what it called “nominal” restitution of $5000, an amount it acknowledged was less than the harm Monzel caused her. Amy challenges the award in a petition for mandamus and by direct appeal. We grant her petition in part because the district court admitted the restitution award was smaller than the amount of harm she suffered as a result of Monzel’s offense, and we dismiss her direct appeal because it is not authorized by statute.
I
A
This case involves the interplay of three statutes.
Finally,
B
On December 10, 2009, respondent Michael Monzel pled guilty to one count of distributing child pornography in violation of
In an order entered on January 11, 2011, the district court awarded Amy $5000 in what it called “nominal” restitution. Even though the court had “no doubt” that this
Amy now petitions for a writ of mandamus under
II
As a preliminary matter, Amy has filed a motion to waive the 72-hour statutory deadline for deciding her mandamus petition. Monzel and the government both oppose her motion on the ground that the time limit cannot be waived at the sole discretion of the crime victim. We think Monzel and the government are right: Amy may not unilaterally waivе the statutory deadline, but the passing of that deadline does not defeat our jurisdiction to decide her petition.
Amy asserts that the CVRA gives a crime victim a personal, waivable right to a decision on a petition for mandamus within 72 hours, but nothing in the language of the statute supports that view. No such right is mentioned among the enumerated protections afforded to crime victims,
see
Missing the deadline, however, does not deprive us of jurisdiction. In
Dolan v. United States,
— U.S. -,
To begin with, like
Ill
We must first decide the standard of review that applies to petitions for mandamus filed under the CVRA. This is an open question in our circuit. Monzel and the government both urge us to apply the traditional standard for mandamus, under which Amy must show that: (1) she has a clear and indisputable right to relief; (2) the district court has a clear duty to act; and (3) no other adequate remedy is available to her.
See Power v. Barnhart,
There is a circuit split on the standard of review for mandamus petitions brought under the CVRA. Three circuits apply the traditional mandamus standard urged by
We think the best reading of the statute favors applying the traditional mandamus standard. To begin with, there is no indication that Congress intended to invoke any other standard. That Congress called for “mandamus” strongly suggests it wanted “mandamus.”'
See Morissette v. United States,
Finally, the abbreviated 72-hour deadline suggests that Congress understood it was providing the traditional “extraordinary remedy” of mandamus.
In re Brooks,
Amy’s arguments that Congress provided ordinary appellate review but called it “mandamus” are not persuasive. Instructing courts to “ensure” that a crime victim is afforded certain rights,
Amy’s resort to legislative history fares no better. She points particularly to a comment by Senator Feinstein, one of the CVRA co-sponsors, that
IV
To prevail on the merits of her petition for mandamus, Amy must show that she has a clear and indisputable right to relief, that the district court has a clear duty to act, and that she has no other adequate remedy.
See Power,
A
As a crime victim Amy has a “right to full and timely restitution as provided in law,”
It is a bedrock rule of both tort
5
and criminal law that a defendant is only liable for harms he proximately caused.
See
Restatement (Third) of Torts: Liability for Physical and Emotional Harm § 26 cmt. a (2010) (calling proximate cause a “requirement[ ] for liability in tort”);
6
W. Page Keeton et al., Prosser and Keeton on the Law of Torts § 41, at 263 (5th ed. 1984) (“An essential element of the plaintiffs cause of action for negligence, or ... any other tort, is that there be some reasonable connection between the act or omission of the defendant and the damage which the plaintiff has suffered. This connection usually is dealt with by the courts in terms of what is called ‘proximate cause’____”); Wayne R. LaFave, Substantive Criminal Law § 6.4, at 464 (2d ed.2003) (“[For] crimes so defined as to require not merely conduct but also a specified result of conduct, the defendant’s conduct must be the ‘legal’ or ‘proximate’ cause of the result.”);
see also id.
§ 6.4(c), at 471 (“The problems of [proximate] causation arise in both tort and criminal settings, and the one situation is closely analogous to the other.... [T]he courts have generally treated [proximate] causation in criminal law as in tort law....”). The purpose of this rule is clear: “legal responsibility must be limited to those causes
Here, nothing in the text or structure of § 2259 leads us to conclude that Congress intended to negate the ordinary requirement of proximate cause. By defining “victim” as a person harmed “as a result of’ the defendant’s offense, the statute invokes the standard rule that a defendant is liable only for harms that he proximately caused. That the definition does not include an express requirement of proximate cause makes no difference. “Congress [is] presumed to have legislated against the background of our traditional legal concepts which render [proximate cause] a critical factor, and absence of contrary direction” here “[is] taken as satisfaction [of] widely accepted definitions, not as a departure from them.”
United States v. U.S. Gypsum Co.,
We find the Fifth Circuit's argument to the contrary unpersuasive. In its recent decision, that court emphasized that other restitution statutes define “victim” as a person
“directly and proximately
harmed as a result of’ the defendant’s offense,
e.g.,
id.
§ 3771(e), whereas § 2259(c) defines “victim” as a person harmed merely “as a result” of the defendant’s offense. But this difference in language tells us nothing about Congress’s intent in passing § 2259, because the definitions in those other statutes were all enacted
after
§ 2259.
Compare
Antiterrorism and Effective Death Penalty Act of 1996, Pub.L. No. 104-132, sec. 205(a)(1)(F), § (a)(2), 110 Stat. 1214, 1230 (codified at
We similarly find little reason to conclude that Congress intended to eliminate the requirement of proximate cause for the categories of loss in
2
Because restitution awards under
But the very sources upon which Amy relies undermine her argument. Prosser, whom she quotes at length, states that “[s]uch entire liability is imposed” where two or more causes produce a single “result” and “either cause would have been sufficient in itself’ to produce the result or each was “essential to the injury.” Keeton et al., supra, § 52, at 347. Here, Monzel’s possession of Amy’s image, which the district court found added to her injuries, was not “sufficient in itself’ to produce all of them, nor was it “essential” to all of them. Amy’s profound suffering is due in large part to her knowledge that each day, untold numbers of people across the world are viewing and distributing images of her sexual abuse. See Mot. for Restitution at 6 (“The truth is, I am being exploited and used every day and every night somewhere in the world by someone.”); Gov’t’s Mem. of Law Regarding the Victims’ Losses at 8 (“Every day of my life I live in constant fear that someone will see my pictures and recognize me and that I will be humiliated all over again.”). Monzel’s possession of a single image of Amy was neither a necessary nor a sufficient cause of all of her losses. She would have suffered tremendously from her sexual abuse regardless of what Monzel did. See also Keeton et al., supra, § 52, at 346 (stating that “entire liability” is generally not imposed “where there is [a] factual basis for holding that [the] wrongdoer’s conduct was not a cause in fact of part of the harm”). Similarly, the Restatement (Third) of Torts, upon which Amy also relies, instructs that an “indivisible injury” is “one in which the entire damages were caused by every legally culpable act of each person.” Restatement (Third) of Torts: Apportionment of Liability § 26 reporters’ note cmt. g (emphasis added). As before, the government has not shown that Monzel caused the entirety of Amy’s losses.
Joint and several liability may also be appropriate under § 3664(h) where there is more than one defendant and each has contributed to the victim’s injury.
See
The district court did, however, clearly err by awarding an amount of restitution it acknowledged was less than the harm Monzel had caused. Under § 3664(e), the government bears the burden of demonstrating the amount of loss the victim suffered “as a result of the [defendant’s] offense.” In this case, because the government failed tо submit “any evidence whatsoever” regarding the amount of Amy’s losses attributable to Monzel, 11 Restitution Order at 3, the district court said it had no basis upon which to calculate the amount of harm Monzel had proximately caused her and so decided to award “nominal” restitution of $5000, id. at 5.
But in the very next sentence the court said it had “no doubt” that this award was “less than the actual harm” Monzel had caused Amy.
Id.
at 5. This was clear and indisputable error. A district court cannot avoid awarding the “full amount of the victim’s losses,”
We recognize, of course, that determining the dollar amount of a victim’s losses attributable to the defendant will often be difficult. In a case such as this one, where the harm is ongoing and the number of offenders impossible to pinpoint, such a determination will inevitably involve some degree of approximation. But this is not fatal.
On remand, the district court should consider anew the amount of Amy’s losses attributable to Monzel’s offense and order restitution equal to that amount. Although there is relatively little in the present record to guide its decisionmaking on this, the district court is free to order the government to submit evidence regarding what losses were caused by Monzel’s possession of Amy’s image or to order the government to suggest a formula for determining the proper amount of restitution. The burden is on the government to prove the amount of Amy’s losses Monzel caused. We expect the government will do more this time around to aid the district court. We express no view as to the appropriate level of restitution, but emphasize that in fixing the amount the district court must rely upon some principled method for determining the harm Monzel proximately caused.
B
To prevail on her petition, Amy must also show that mandamus is her only adequate remedy.
See Power,
Amy argues that even though she was not a party below, she has a direct interest in the district court’s restitution order and should therefore be allowed to appeal. Her argument, however, overlooks that she is seeking to appeal part of Monzel’s
sentence.
Regardless of the rules that govern nonparty appeals in other contexts, “the default rule [is] that crime victims have no right to directly appeal a defendant’s criminal sentence.”
Aguirre-González,
Amy claims that several cases from this and other circuits reflect “well-recognized authority ... permitting non-parties to appeal decisions in criminal cases which directly harm their rights.” Pet’r’s Mot. to Consolidatе Appeal with Mandamus Pet. at 8. But none of the cases she cites involved a request by a victim to alter a defendant’s sentence. Rather, all of them concerned disclosure of information in which the non-party had some interest.
See id.
at 8-9 n. 4 (citing
United States v. Antar,
The CVRA does not alter this rule. To begin with, “where a statute expressly provides a particular remedy or remedies, a court must be chary of reading others into it.”
Transamerica Mortg. Advisors, Inc. v. Lewis,
It is also significant that while Congress expressly authorized the government to assert victims’ rights on direct appeal under
Amy also argues that she is entitled to a direct appeal because two other circuits permitted crime victims to appeal restitution orders prior to the enactment of the CVRA, a statute that was intended to broaden, not narrow, available remedies.
See United States v. Perry,
Amy responds that the cases preventing victims from appealing restitution orders are irrelevant because they were decided under the Victim and Witness Protection Act (VWPA), which, unlike
But the victim in
Perry
was not appealing an order
awarding
restitution; rather, she was appealing an order affecting her ability to
enforce
an order awarding restitution.
See Perry,
Moreover, the CVRA and thе MVRA differ significantly in the extent to which they provide remedies for challenging restitution orders. The MVRA may provide victims an opportunity to submit affidavits detailing their losses,
see
For these reasons, we hold that Amy may not directly appeal her restitution award and we grant the government’s motion to dismiss her appeal. 16 Mandamus is Amy’s only recourse to challenge the award.
V
We grant Amy’s petition for mandamus in part and instruct the district court to consider anew thе amount of her losses attributable to Monzel and to order restitution equal to that amount. We further dismiss Amy’s direct appeal of her restitution award and dismiss as moot her motion to consolidate her mandamus petition with her direct appeal.
So ordered.
Notes
. The CVRA states that “[a] crime victim has the following rights”:
(1) The right to be reasonably protected from the accused.
(2) The right to reasonable, accurate, and timely notice of any public court proceeding, or any parole proceeding, involving the crime or of any release or escape of the accused.
(3) The right not to be excluded from any such public court proceeding, unless the court, after receiving clear and convincing evidence, determines that testimony by the victim would be materially altered if the victim heard other testimony at that proceeding.
(4) The right to be reasonably heard at any public proceeding in the district court involving release, plea, sentencing, or any parole proceeding.
(5) The reasonable right to confer with the attorney for the Government in the case.
(6) The right to full and timely restitution as provided in law.
(7) The right to proceedings free from unreasonable delay.
(8) The right to be treated with fairness and with respect for the victim’s dignity and privacy.
. Amy directs our attention to an unpublished order from the Eleventh Circuit that granted a victim’s motion to waive the 72-hour deadline.
See
Order,
In re Stewart,
No. 10-12344 (May 21, 2010). Even were we inclined to give an unpublished decision from another circuit weight that we do not give our own,
see
D.C.Cir. R. 36(e)(2) ("[A] panel's decision to issue an unpublished disposition means
. Senator Feinstein's remark that "while mandamus is generally discretionary, [
. Similarly, there is no reason to read Senator Feinstein's statement that
. Although
. The Restatement (Third) of Torts uses the term "scope of liability” in favor of "proximate cause.” See Restatement (Third) of Torts- Liability for Physical and Emotional Harm § 26 cmt. a.
. For example, without the requirement of proximate cause, if a victim who needed counseling as a result of Monzel’s crime were to suffer injuries in a car accident on the way to her therapist, she would be entitled to restitution from Monzel for any medical expenses relating to the accident,
see
., The Fifth Circuit suggests that restricting the proximate cause requirement to § 2259(b)(3)(F)'s catch-all category would not "open the door to limitless restitution.”
Amy Unknown,
. The government agrees with Amy that the best reading of
. Amy’s effort to analogize Monzel's possession to participation in a "joint enterprise” with "mutual agency, so that the act of one is the act of all,” Pet. for Writ of Mandamus at 24 (quoting William L. Prosser, The Law of Torts § 52, at 315 (4th ed. 1971)), also fails. There is no evidence at all in the record that Monzel acted "in concert” with othеrs to distribute and possess Amy’s image, as is required for such enterprise liability to apply. Keeton et al., supra, § 52, at 346.
. In an opinion issued several months prior to the restitution order, the district court concluded that Amy’s "alleged losses were proximately caused by Monzel's possession of [her] image[].”
United States v. Monzel,
. The Sixth Circuit’s position on the issue is unclear. In
In re Acker,
. The
only
case Amy points us to where a court has allowed a crime victim to appeal part of a defendant’s sentence is
United States v. Kones,
. Moreover, only one circuit' had ever allowed a victim to appeal the
amount
of restitution.
See Kones,
. In any event,
Perry
is not the only case to consider a victim’s right to appeal an MVRA restitution order. In
United States v. United Security Savings Bank,
. Amy also argues that she is entitled to appeal the district court’s restitution order under the collateral order doctrine. Because she cannot directly appeal her restitution award in any event, the collateral order doctrine is of no help to her.