UNITED STATES OF AMERICA, Plaintiff-Appellee, v. STEPHANIE MOHR, Defendant-Appellant.
No. 01-5002
United States Court of Appeals for the Fourth Circuit
Argued: December 6, 2002. Decided: February 3, 2003.
Before WILKINSON, Chief Judge, MOTZ, Circuit Judge, and James P. JONES, United States District Judge for the Western District of Virginia, sitting by designation.
PUBLISHED. Affirmed by published opinion. Judge Motz wrote the opinion, in which Chief Judge Wilkinson and Judge Jones joined.
COUNSEL
ARGUED: Fred Warren Bennett, BENNETT & NATHANS, L.L.P., Greenbelt, Maryland, for Appellant. Steven Michael Dettelbach, Assistant United States Attorney, Greenbelt, Maryland, for Appellee. ON BRIEF: Booth M. Ripke, BENNETT & NATHANS, L.L.P., Greenbelt, Maryland, for Appellant. Thomas M. DiBiagio, United
OPINION
DIANA GRIBBON MOTZ, Circuit Judge:
A jury convicted Stephanie Mohr, a Prince George‘s County, Maryland police officer, of unlawfully releasing her police dog in violation of
I.
On September 21, 1995, Officer Wendell Brantley, of the Takoma Park, Maryland Police Department, was conducting surveillance in the Holton Lane area of Prince George‘s County because of a number of commercial burglaries in that area. At approximately 2 a.m., Officer Brantley spotted two men on the roof of the Sligo Press building. He called for assistance and several Takoma Park officers, including
Bonn, with corroboration from three other police eyewitnesses, testified to the government‘s version of how and why Mohr released her police dog on Ricardo Mendez, one of the suspects on the roof. After the helicopter arrived, the officers ordered the suspects to come to the back of the roof. Mendez and the other suspect, Jorge Herrera-Cruz, did so and held their hands in the air, as directed by the officers. Then, again as directed by the officers, the suspects climbed down from the roof, keeping their hands in the air, and eventually facing the officers, who surrounded them in a semicircle, some with their guns drawn. Bonn testified that the suspects followed all police commands.
As the suspects stood with their hands up in the air, Delozier approached Bonn and asked: “Sarge, can the dog get a bite?” Bonn “responded with one word, which was yes.” Bonn testified that “[a]t that time, [the suspects] still had their hands in the air and they weren‘t doing anything.” Bonn then witnessed Delozier and Mohr have “a very, very brief exchange,” followed by Mohr releasing the dog. The dog attacked Mendez, who “still had his hands in the air when . . . the dog bit him in the leg. [He] went down screaming and continued to scream.” Bonn testified that, prior to Mohr‘s release of the dog, Mendez did not make “any sudden movement,” did not “fail to comply with police command[s],” did not “lower his hands,” and did not “attempt to flee in any way.” Bonn did not hear any K-9 warning prior to Mohr‘s release of the dog or at any point during the evening.2 As a result of the incident, Bonn pled guilty as an accessory-after-the-fact to a civil rights violation and testified for the government pursuant to a plea agreement.
It was subsequently discovered that Mendez and Herrera-Cruz were homeless and were simply sleeping on the roof. The parties stipulated that the Takoma Park Police Department charged both men with burglary in the fourth degree. Charges against Mendez were subsequently dismissed. Herrera-Cruz was jailed for 60 days, appeared in court without an attorney and pled guilty; he was sentenced to time served.
On September 20, 2000, a federal grand jury returned an indictment charging Mohr and Delozier with violating
II.
Mohr first and principally contends that the district court erred in admitting, pursuant to Federal Rule of Evidence 404(b), evidence of two subsequent acts of her intentional misuse of a police dog.
Rule 404(b) provides that “[e]vidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith” but may be admissible for “other purposes, such as proof of . . . intent.” The rule “is understood as a rule of inclusion,” United States v. Queen, 132 F.3d 991, 994 (4th Cir. 1997), and covers evidence of both prior and subsequent acts. See United States v. Germosen, 139 F.3d 120, 128 (2d Cir. 1998) (“The fact that the evidence involved a subsequent rather than prior act is of no moment.“); United States v. Hadaway, 681 F.2d 214, 217 (4th Cir. 1982) (“[S]ubsequent conduct may be highly probative of prior intent.“).
A court weighs the admissibility of Rule 404(b) evidence in a four-part test. Queen, 132 F.3d at 997. The evidence must be (1) relevant to an issue, such as an element of the offense; (2) necessary “in the sense that it is probative of an essential claim or an element of the offense“; (3) reliable; and (4) admissible under Federal Rule of Evidence 403, in that its prejudicial nature does not “substantially outweigh[ ]” its probative value. Id. Rule 403 requires exclusion of evidence “only in those instances where the trial judge believes that there is a genuine risk that the emotions of the jury will be excited to irrational behavior, and that this risk is disproportionate to the probative value of the offered evidence.” United States v. Powers, 59 F.3d 1460, 1467 (4th Cir. 1995) (internal quotation marks omitted).
We review the district court‘s decision as to admissibility of evidence for an abuse of discretion, and will not find an abuse unless a decision was “arbitrary and irrational.” United States v. Weaver, 282 F.3d 302, 313 (4th Cir. 2002). We afford the district court wide dis-
A.
The first evidence of Mohr‘s misuse of a police dog involved her release of a police dog on Kheenan Sneed, a 16-year-old African-American boy. Sneed, his mother, and Mohr all testified about the incident.
Their testimony revealed that on the evening of August 3, 1997, Mohr and her police dog tracked a possible suspect who had run from police after committing a commercial burglary in Oxon Hill, Maryland. In a nearby residential neighborhood, Sneed slept in a neighbor‘s backyard hammock. Sneed was awakened by a dog biting his leg and pulling him out of the hammock, and a female officer striking him in the back of his head and on his right shoulder with a flashlight or baton. The dog remained on Sneed‘s leg after he was handcuffed. Sneed urinated on himself while the dog bit him. He testified that he did not hear any type of K-9 warning prior to the dog bite. Sneed also testified that he never tried to run away from the officer, never threatened her, and never resisted in any way. He was not charged as a result of the incident.
Mohr testified that she believed Sneed was the suspect based on her dog‘s track of the suspect‘s scent. When she saw Sneed in the hammock, she gave two K-9 warnings, received no response, and then released the dog. She testified that Sneed struggled with the dog and attempted to injure him, so she struck Sneed with her flashlight to keep him from injuring the dog. When another officer then told her that Sneed might not be the suspect, Mohr took the dog “off right away and backed off.”
Mohr does not contest the reliability of the evidence relating to the Sneed incident. Moreover, the incident was certainly relevant; both the Sneed incident and the incident at issue in the instant case involved Mohr‘s unreasonable release of her police dog. See Queen, 132 F.3d at 997 (“[T]he more similar the prior act is . . . to the act being proved, the more relevant it becomes.“). In fact, in her appellate brief, Mohr recognizes the relevance of the Sneed evidence, arguing
Mohr does, however, strongly challenge the necessity of this evidence. The government maintains that it was necessary to prove an element of the § 242 offense, namely Mohr‘s willful release of her police dog on Mendez. In this case, to demonstrate a violation of § 242, the government had to establish, inter alia, that Mohr acted (1) willfully, that is with “the particular purpose of violating a protected right made definite by the rule of law” or “recklessly disregard[ing] the risk” that she would do so (2) under color of law, (3) to deprive Mendez of a right protected by the Constitution of the United States. United States v. Johnstone, 107 F.3d 200, 210 (3d Cir. 1997) (interpreting Screws v. United States, 325 U.S. 91 (1945)); see United States v. Brown, 250 F.3d 580, 584 (7th Cir. 2001); United States v. Cobb, 905 F.2d 784, 787 (4th Cir. 1990). Thus, the government clearly bore the burden of proving, beyond a reasonable doubt, that Mohr released her dog, willfully intending to deprive Mendez of his constitutional right to be free of excessive force. Evidence of Mohr‘s release of her police dog on Sneed was probative of willfulness because it suggested that, on at least one other occasion, Mohr used her police dog in a way that recklessly disregarded the risk that her actions would violate a citizen‘s right to be free from the use of excessive force.
Nevertheless, Mohr argues that evidence of the Sneed incident was not necessary to establish her willful intent because the government had “a mass of [other] evidence” of intent, including testimony as to: the suspects’ surrender before Mohr released the dog, the blatant impropriety of Delozier‘s request that Bonn allow the dog “to get a bite,” prevailing practices on use of police dogs, and Mohr‘s alleged efforts to lie and cover-up any wrongdoing.3 The problem with this argument is that Mohr specifically disputed her intent at trial. She her-
Mohr‘s final contention with respect to the Sneed evidence is that, even if relevant, reliable, and necessary, it should have been suppressed under Rule 403 because it unfairly prejudiced her by “paint[ing]” her as a “racist” white police officer, releasing her “attack dog” on a “defenseless African-American child.” Actually, we believe that the potency of this evidence lay in its graphic demonstration that Mohr unreasonably released her police dog on an innocent, clearly unresisting young person — regardless of the race or sex of that person. If believed, such evidence would, of course, severely damage Mohr‘s defense, but “[u]nfair prejudice under Rule 403 does not mean the damage to a defendant‘s case that results from the legitimate probative force of the evidence.” 2 Jack B. Weinstein & Margaret A. Berger, Weinstein‘s Federal Evidence, § 404.21[3][b] (Joseph M. McLaughlin, ed., 2d ed. 2002) (emphasis in original). Indeed, our adversarial system depends on opposing parties offering evidence that will strengthen their respective positions and damage that of their opponents.
Rather, Rule 403 only requires suppression of evidence that results in unfair prejudice — prejudice that damages an opponent for reasons other than its probative value, for instance, an appeal to emotion, and only when that unfair prejudice “substantially outweigh[s]” the probative value of the evidence.” Id. (emphasis in original); see also United States v. Grimmond, 137 F.3d 832, 833 (4th Cir. 1998). In this case it does not seem to us that any unfair prejudice resulted from the fact that Sneed happened to be an African-American and that the government noted his race in its opening statement. And, in any event, any possible unfair prejudice certainly did not “substantially outweigh” the probative value of the Sneed evidence.
This is especially so given the instructions provided the jury by the district court. The court explained that “Mohr [was] not on trial for
B.
Mohr also contends that the district court abused its discretion in admitting testimony regarding her threat to release her police dog on Jocilyn Hairston‘s “black ass” if Hairston lied about the whereabouts of her fugitive brother. Hairston, her mother, and Mohr testified about the incident.
In July 1998, Hairston, an African-American woman about thirty-seven years old, and her mother lived in Capitol Heights, Maryland. One evening, some time after 11:30 p.m, three officers arrived at Hairston‘s home looking for her brother, who had violated his probation in California. Mohr, accompanied by a police dog, was one of these officers. After the officers learned from Hairston that her brother was not there, one of the male officers asked if they could search the house; Hairston replied “sure.” While they searched, Mohr and the dog remained on the top step of the stoop and Hairston stood in the doorway of the house. Hairston asked Mohr if she could move because she was “scared of the dog,” who was jumping up. Mohr said no. Hairston testified that Mohr then said: “I‘m going to let him in. He‘s going to bite your black ass and your brother if I find out he‘s in there.” Mohr‘s tone of voice and demeanor were “nasty” when she “said the comment about the black ass.”
In her testimony, Hairston‘s mother identified Mohr as the officer with the dog and confirmed her daughter‘s testimony regarding the “black ass” comment. Mohr testified that she did not recognize Hairston or her mother and that she had only a “vague recollection of the call for service, but . . . nothing stuck out from that call.”
We do address, however, one specific argument that Mohr raises as to the asserted prejudicial nature of the Hairston evidence. Mohr contends that, even if the district court properly found the evidence admissible, the court should have redacted any reference to Hairston‘s “black ass” as “extremely prejudicial.” Of course, a district court should, when possible, eliminate inflammatory language. In this instance, however, we agree with the district judge that the “black ass” portion of Mohr‘s threat cannot be reasonably separated from the threat itself.4
Without that phrase, Mohr could argue that Hairston misunderstood her or that she merely issued a legitimate warning. Indeed, in her appellate brief, Mohr argues precisely this: “[A]ll Ms. Mohr did — sans the alleged racism — was warn that she would release the dog if and only if it were established that the residents were lying to police, that they were harboring a known fugitive who was suspected of armed bank robbery.” The “black ass” portion of Mohr‘s remark could not be redacted from the remainder of it without changing the meaning of that remark. Therefore, the district court did not abuse its discretion in not redacting it.
C.
Mohr makes two additional general challenges to the 404(b) evidence that require brief discussion. She maintains that after the government failed to obtain her conviction for violation of § 242 at the first trial, it decided to “play the race card” to “improperly inflame the passions of the jury” by seeking admission of evidence of bad acts involving African-Americans, which had not been part of its case at the first trial, and that the district court improperly acceded to the government‘s request and allowed “irrelevant references to racism to infect the trial.” Mohr also contends that the district court admitted “too much” Rule 404(b) evidence. The record provides no support for either argument.
Prior to the second trial, the government did file a written motion to admit evidence, which had not been admitted at the first trial, of
Perhaps more importantly, the district court‘s careful treatment of this evidence eliminated the possibility of such a strategy even if that had been the government‘s intent. After examining written materials relating to the six proffered incidents and conducting a pre-trial hearing, the district court permitted the government to introduce evidence of only two of the six incidents — the Sneed and Hairston incidents — and reserved ruling on a third incident, which the government did not subsequently seek to admit. The Sneed evidence did not demonstrate racism on Mohr‘s part, just willfulness. A portion of the Hairston evidence did suggest racism but that portion could not be eliminated without depriving the Hairston evidence of its probativeness. In any event, that testimony did not “infect” the trial. Rather, during the eleven-day trial, only two witnesses briefly testified for the government about each of the incidents, and Officer Mohr testified in her own defense and provided the jury with her version of the incidents. Moreover, as noted within, the district court carefully instructed the jury as to the limited relevance of this evidence. Given this record, we cannot conclude that the district judge admitted “too much”
III.
Mohr also asserts that the testimony of the government‘s rebuttal expert exceeded that allowed under the Federal Rules of Evidence. Although the government maintains that we should review Mohr‘s challenge to certain aspects of the expert testimony for plain error, we believe that Mohr adequately preserved all of her objections to the expert testimony. Accordingly, we review the district court‘s decisions with respect to admission of the expert testimony for abuse of discretion. Martin v. Cavalier Hotel Corp., 48 F.3d 1343, 1358 (4th Cir. 1995).
A.
Paul Mazzei, Mohr‘s basic training officer, now the owner of a law enforcement training and consulting group and the deputy director of the Prince George‘s Municipal Police Academy, testified as the first defense witness. He recounted what he had taught Mohr about the “use of force continuum and reasonable force and police safety.” He explained that use of a K-9 would be considered “less lethal force” and “would fall in the same area” as “an intermediate weapon,” such as a baton.
Mazzei also testified about Mohr‘s training as to specific arrest scenarios. For example, an evening burglary in progress at a commercial location was to be considered “a very high-risk situation,” in which a suspect‘s failure to comply with commands “increases the risk,” and a suspect‘s waistband area “is one of the highest risk areas where individuals could secrete firearms.” She was further taught that when a suspect, “in a moderate-to-high-risk situation,” drops his hands to the area of the waistband, it is an “extremely hazardous time” and officers must “evaluate the situation and take control as quickly as possible with the level of force that would be most reasonable to do so.” Throughout his testimony, Mazzei used the terms “reasonable” and “totality of the circumstances” and discussed a “reasonable” use of force. Mohr then testified in her own defense and provided the
James Fyfe, a New York City police officer for sixteen years and now a professor of criminal justice and use-of-force consultant to police departments, testified for the government in rebuttal. Like Mazzei, Fyfe placed a K-9 on the use of force continuum, but he put a K-9 “just below deadly force” and above an impact weapon. He opined that, based on Mohr‘s trial testimony, her release of the K-9 “was not in accord with prevailing police practices in 1995.” His opinion was based on “tak[ing] into account the totality of the circumstances and the idea that police should use no more force than is necessary, reasonably necessary, in the totality of the circumstances.” Fyfe then discussed a number of the factors in Mohr‘s version of events and concluded that “in those circumstances, it seems to me that the use of the dog on such a quick movement was inappropriate because there were less drastic ways of apprehending these folks . . . who had given no indication that they were armed in any way.” He further explained: “[W]here you‘re facing a potential foot race between the dog and a human being, you have plenty of time to give the warning because the dog is certainly going to outrun the human being and apprehend him. So I don‘t think this was a split-second decision. . . . [T]here‘s no reason why you can‘t give a [K-9] warning like that and still have plenty of time for the dog to apprehend the individual.”
B.
Mohr acknowledges that
Mohr suggests that Kopf only resolves the question of whether any expert testimony on use of police dogs is permissible; she acknowledges the admissibility of Fyfe‘s testimony as to “where a K-9 falls on the use of force continuum” but insists that, notwithstanding Kopf, much of Fyfe‘s remaining testimony was inadmissible because it “impermissibly told the jury what decision to reach.” Specifically, Mohr challenges Fyfe‘s testimony that: (1) Mohr violated “prevailing police practices nationwide in 1995“; (2) a police officer should use no more force than “reasonably necessary, in the totality of the circumstances“; (3) Mohr‘s release of the dog was “inappropriate“; (4) Mohr had “plenty of time to give [a K-9 warning]“; and (5) there was “no reason” not to give a warning. Mohr contends Fyfe‘s “prevailing police practices” opinion was not proper rebuttal and that none of these opinions assisted the jury, which needed no expert to aid it in resolving the common sense issue of what is reasonable force.
Mohr reads Kopf too narrowly. In Kopf, we specifically rejected the contention that expert testimony of the sort Mohr challenges would not properly assist a jury. We noted that
Although we held that the facts of every case, especially the type of force involved, would determine whether expert testimony could
In this case, Mazzei and Mohr testified extensively as to her training, their view of the K-9 and use of force, and the reasonableness of Mohr‘s release of her dog in light of the arrest factors. Given this testimony, the district court did not abuse its discretion in permitting the government to offer Fyfe‘s rebuttal testimony, which closely mirrored that discussed in Kopf. Specifically, the court did not abuse its discretion in allowing Fyfe to testify that Mohr‘s use of her police dog was “was not in accord with prevailing police practices in 1995” and to rebut the import of the combined testimony of Mohr and her training officer that her actions were both consistent with her training and reasonable based on the various factors surrounding the arrest.
IV.
Finally, Mohr argues that Dennis Bonn, on redirect examination, should not have been permitted to (1) read to the jury a prior consistent statement that he made to the FBI because he had a pre-existing motive to lie and (2) explain his motivation for making that statement, namely his fear that he would fail an upcoming polygraph examination. Mohr contends that this testimony violated
A.
During the government‘s investigation, Bonn initially gave inconsistent statements to the FBI and failed to mention his verbal assent
On direct examination, the government did not question Bonn about the written statement or show it to the jury. Mohr‘s counsel, however, showed Bonn the written statement during cross-examination, questioned him about it, and quoted some of the statement to Bonn, asking him to verify that the statement was his language, that it was voluntary, and that Bonn had reviewed “every word” of the statement and signed it. Mohr‘s counsel also suggested improper motives for Bonn to fabricate the admission in the statement including (1) a provision in his plea agreement that shielded him from prosecution for another offense; (2) a 40-day delay in pleading guilty so that he would not face deferral of his pension benefits for 10 years; (3) being permitted to plead guilty to a lesser offense; and (4) the possibility of a downward departure for substantial assistance.
The district court permitted the government on redirect to ask Bonn to explain why he admitted his exchange with Delozier in the written statement. In doing so, the district court noted that the government provided “advance warning” about the issue in order to allow the defense to avoid it entirely, but that Mohr‘s counsel had “opened with the witness” the contents of the statement by showing it to him on cross-examination. On redirect, in response to the government‘s question as to why he made the admission, Bonn explained that he decided “to come clean” because he “knew the polygraph wasn‘t going to come up well.” The government then had Bonn read the statement to the jury. On recross, Mohr‘s counsel elicited testimony from Bonn that, at the time he made the written statement, he knew polygraphs were not admissible in court, were “inherently unreliable,” and that he made the decision not to take the polygraph. Mohr‘s counsel also elic-
B.
Mohr maintains that Bonn‘s reading of his written statement to the jury and testimony about it on redirect violated
Mohr also maintains that the district court abused its discretion, under Rule 403, in permitting Bonn to explain, on redirect examination, that concern over an impending polygraph examination caused him to make the written statement. Again, we agree with the district court that Mohr “opened the door” to Bonn‘s testimony on redirect by suggesting, in cross-examination, other improper motives for Bonn to make the statement, and thus the district court did not abuse its discretion in permitting the testimony. See United States v. Williams, 106 F.3d 1173, 1177 (4th Cir. 1997) (finding no abuse of discretion where district court permitted hearsay testimony on redirect examination
V.
This charged, notorious, highly publicized case requiring two full trials demanded good judgment and a steady hand from the district court. Our careful consideration of both the record and Mohr‘s appellate arguments persuade us that Mohr received precisely that. The judgment of the district court is in all respects
AFFIRMED.
DIANA GRIBBON MOTZ
UNITED STATES CIRCUIT JUDGE
