This appeal challenges a number of district court rulings, made in the course of a lengthy and highly publicized criminal trial. Almost all of the claims raised are without merit and easily resolved. One issue — the government’s use of information obtained by other prisoners from the appellant while he was incarcerated pending trial — requires more attention. We conclude that the district court did not err with respect to the testimony it admitted. But important constitutional interests are implicated whenever the government uses information obtained from a defendant, after arrest, outside the presence of that person’s attorney. And, while the record before us amply supports the district court’s holding that the government did not cross the line and use information that was obtained illegally, we write to point out how close to that line the government came.
BACKGROUND
In December 1993, five people in western New York were killed, and several others were injured, by package bombs. All of the individuals who received bombs in the mail were relatives of appellant Michael Stevens’
While he was incarcerated, Stevens made several attempts to convince fellow inmates to assist him in disrupting the investigation of his crime. His trust was misplaced. At least seven of the prisoners he contacted sought to provide the government with the information they learned, in the hopes of receiving benefits in return.
At trial, defense counsel objected to the introduction of testimony from these inmates, arguing that the information being proffered was obtained in violation of Stevens’ constitutional right to counsel because the prisoners were acting as government informants when they received it. Although the government conceded that some of the testimony was properly excluded, it argued, and the court agreed, that evidence provided by three of Stevens’ fellow inmates was admissible.
One of these, Maximillion Franco, testified to conversations in which Stevens asked him to locate someone who could make a payment on a rental storage locker. Some of Stevens’ statements concerning the locker led Franco to believe that the locker might contain explosives. After Stevens gave Franco the locker number and the telephone number of the storage facility, Franco called the government and offered to make this information available to them.
In court, Franco said that he had had two conversations with government agents. During the first, he obtained a promise that if he provided the government with useful information he would receive some cash benefit. At the second, six days later, he gave the government the evidence that he had gotten from Stevens. Franco ultimately received $600 for his testimony. In addition, since he was to be extradited to Texas (where he is currently jailed) he was promised a letter to his parole board there, describing his cooperation. The district court concluded that all of the incriminating information had been received by Franco before he had initiated contact with the government. At that time, he was not yet a government informant. Accordingly, the court held that his testimony was admissible.
Barry Berman, another prisoner, testified that Stevens sought his help in formulating an alibi for December 27 and 28, 1993. Stevens gave Berman three documents — one statement to be signed by Stevens’ mother, and two to be signed by his co-defendant. He asked Berman to give the statements to Stevens’ girlfriend, who would then get the signatures. Berman stated that Stevens had said that he intended to kill the co-defendant after the co-defendant had signed the alibi.
Like Franco, Berman had several conversations with government agents. Though Berman had initiated contact with the government agents and had met with them two or three times while still in jail, only later, when he was free, did he give the government the documents he obtained from Stevens. Berman admitted, moreover, that it was after he had telephoned the government, and offered to cooperate, that Stevens had given him some of the documents. But he said that this had happened solely at Stevens’ own direction. Berman also stated that he received approximately $700 in exchange for his cooperation.
A third government -witness, David Streb, testified that Stevens had talked with him about Stevens’ plan to kill his co-defendant. Streb immediately contacted government agents and offered to provide them with information. In exchange, he hoped to get his own sentence shortened. Streb had several meetings with Stevens after this initial contact with the government. In some of these,
On the basis of this and much other evidence, Stevens was convicted on sixteen counts related to the possession and use of explosive devices. He was sentenced to four terms of life imprisonment without possibility of parole, and several other terms of years to be served either concurrently or consecutively with these life terms. He now appeals, asking this Court to reverse his conviction because of the use of testimony allegedly obtained in violation of his constitutional rights. He also claims a variety of other trial errors.
DISCUSSION
A. The Testimony by Stevens’ Fellow Inmates
Stevens contends that the government’s use of testimony offered by inmates with whom he had spoken while incarcerated violated his Sixth Amendment right to counsel under the rule announced in
Massiah v. United States,
Stevens argues that the three inmates to whom he gave the incriminating statements and documents admitted at trial were acting as government informants throughout their communication with him. Although he apparently concedes that his initial contact with each of them occurred before they had formalized agreements with the government, Stevens asks us to conclude that they were informants within the meaning of Massiah throughout their interactions with him. He argues that if an inmate receives information from another inmate and subsequently transmits it to the government, that information is inadmissible under the Massiah rule whenever the information is received in the hope of exchanging it for a benefit (for example, trading it for a reduction in sentence).
This contention fails for two reasons. First, to treat every inmate who hopes to cut some future deal as a “government informant” is to extend the idea behind
Massiah
far beyond its natural reach, and that we are not willing to do. Second, Stevens himself initiated the conversations with Franco, Ber-man, and Streb during which they obtained the challenged information. And the
Massi-ah
rule does not apply to statements made completely voluntarily by an accused.
United States v. Accardi, 342
F.2d 697, 701 (2d Cir.),
cert. denied,
Massiah
is supposed to cover situations that “look” like government interrogations. Just as the Sixth Amendment is not violated-even after counsel has been requested-if a defendant begins confessing to police officers without any prompting or questioning by those officers, so the right to counsel is also not infringed when a defendant approaches an informant and admits to a crime without any urging on the part of the informant.
Kuhlmann v. Wilson,
There is support in the record before us for the conclusion that contact between Stevens and the other inmates was primarily at his own behest and that this continued to
We wish to point out, however, that the government appears to have strayed dangerously close to the Massiah line in this investigation. We do this because Massiah demarcates a constitutional boundary, because we wish to avoid even inadvertent crossings of that boundary by the government, and because few things are more troubling to courts than the need to exclude important evidence as a result of careless government behavior.
We note that, in the case before us, the government was initially less than forthcoming about precisely when Stevens gave incriminating information to Franco, Berman, and Streb. The affidavit of the investigating officer did not provide a sufficiently clear explanation of the timing and nature of the various contacts the inmates had with Stevens and with government agents. As a result, the district court at first declined to reach a judgment on the admissibility of the testimony provided by these informants. Judge Telesca, instead, felt compelled to hold hearings outside the presence of the jury before letting any of the witnesses testify.
At these hearings, the court allowed the government to make an offer of proof concerning the circumstances in which the information provided by each witness came to the government’s attention. Each of these witnesses, and the investigating officers with whom they had spoken, affirmed that the initial contact with the government had been made by the informants themselves, and that no government official had asked or even encouraged the prisoners to obtain information from Stevens. The inmates further stated that anything they received from Stevens after the initial government contact had not been “deliberately elicited” by them, but had, instead, come entirely at Stevens’ own prompting.
The district judge credited the statements made in the government’s original, inadequate, affidavit and in the hearings he had required prior to the presentation of each witness’ testimony. There being no suggestion that the court’s conclusions as to these essentially factual questions lacks support in the record, we will not disturb the court’s findings. But we note that a judge of less experience and ability might not have taken the precautions that Judge Telesca did. Had that happened, and especially since the government has long been on notice that the use of prison informants risks treading on the constitutional rights of an accused at a time when the accused is “particularly susceptible to the ploys of undercover Government agents,”
United States v. Henry,
Stevens raises a number of other issues on appeal. Although none of them ultimately has merit, we address each of them briefly.
1. Venue
Stevens asserts that the pre-trial publicity in his case was so substantial, and contained so much inherently prejudicial information, that the district court should have granted his request for a change of venue. A district court has discretion to decide whether to transfer a case because unfavorable press makes a fair trial unlikely, and “we will overturn the denial of such a motion only upon a clear showing of abuse of that discretion.”
United States v. Maldonado-Rivera,
Substantial publicity alone is not enough to require a change of venue.
Dobbert v. Florida,
Of course, even if the media coverage was not unusually harmful, Stevens might have had a right to a change of venue had he been able to show that the impanelled jury was in fact impermissibly biased. Stevens does not, however, put forward any evidence of actual prejudice. He makes conclusory statements that the judge was not sufficiently “thorough” in questioning jurors about their ability to “lay aside [their] impression[s] or opinion[s] and render a verdict based on the evidence presented in court,”
Irvin v. Dowd,
The jury that was selected was composed of individuals who maintained that, although they had heard of the case through media reports, they nevertheless believed they could reach a verdict based solely on the evidence presented to them in the courtroom. This is what the law requires.
See Knapp v. Leonardo,
2. Request to Serve as Co-Counsel
Stevens also challenges the district court’s decision to deny his motion-made just after the start of jury selection-to serve as “co-counsel” at his trial. It is unclear whether Stevens intended this motion as a request to represent himself-without any legal assistance-or as a request to work with his lawyers in his own defense. Whichever way the motion is construed, the district court acted well within its discretion in denying the request.
A defendant in a criminal trial has an absolute right to represent himself, and to reject the aid of legal counsel. If a defendant asks to proceed
pro se
before the trial commences, that request must be granted.
United States ex rel. Maldonado v. Den-no,
There is, in any event, a crucial difference between a defendant seeking to represent himself and a defendant asking to serve as “co-counsel” in his defense. The defendant has no absolute right to the latter. Instead, “[t]he decision to grant or deny ‘hybrid representation’ lies solely within the discretion of the trial court.”
United States v. Tutino,
Accordingly, we hold that whether Stevens’ motion is viewed as a request to represent himself — made after the start of trial— or a request to serve as co-counsel, the district court did not abuse its discretion in denying the motion.
3. Jury Instructions
Stevens makes two objections to the district court’s jury instructions. First, he argues that the judge erred by refusing to instruct the jurors that, in determining what weight they should give to his statements to the police, they should consider the degree of voluntariness of these admissions. Throughout the trial, Stevens maintained that his statements were obtained under coercive conditions, and that the jurors should accord it less than the usual weight. The defendant does not argue that the coercion of which he complained was at a constitutionally impermissible level. (A magistrate judge had already determined in a suppression hearing that Stevens had made the statements voluntarily, and at a time when he was not under arrest.) But Stevens argues that 18 U.S.C. § 3501, which governs the admission of confessions in trials, requires the judge to instruct the jurors that they can consider the degree of voluntariness of statements in determining what weight to accord to them. By failing to do so, Stevens maintains, the judge committed reversible error.
Stevens’ contention is without merit. This Court has ruled that 18 U.S.C. § 3501 applies only to confessions made during interrogation following arrest or detention.
United States v. Valdez,
The defendant also objects to the court’s instruction that the jurors could consider his use of false names between December 1992 and December 1993 as evidence of consciousness of guilt. Stevens argues that there was evidence at trial indicating that the false names were used in connection with an entirely separate scheme. Accordingly, he maintains, the judge erred in instructing the jurors that they could consider the false names as evidence of consciousness of guilt for the crimes charged in this case.
The jury instruction to which the defendant objects, however, explicitly took safeguards against any such possible misunderstanding. The court stated that the jury could consider the use of the false names “if [it] find[s] that the defendant knowingly used a name other than his own ... with respect to the crimes charged in this indictment,” (emphasis added). Since there was evidence on the basis of which the jury could make such a finding, Stevens’ complaint about this instruction is without merit.
Stevens challenges a number of the judge’s evidentiary rulings, primarily on the ground that the court allowed testimony concerning the defendant’s prior bad acts, in violation of Federal Rule of Evidence 404(b). A trial judge has broad discretion to regulate the admission of evidence, and we will reverse a district court’s conclusions only if they constitute a clear abuse of discretion-that is, if “the district court acted arbitrarily and irrationally.”
United States v. Myerson,
Rule 404(b) provides that “[e]videnee of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith.” But this Circuit takes an inclusive approach to prior bad act testimony: such testimony can be admitted for any purpose except to show criminal propensity.
See United States v. Brennan,
As to each of the pieces of evidence to which Stevens objects, adequate other reasons for admission existed. Accordingly, we cannot say that any were offered only to show criminal propensity. For example, the court’s decision to allow testimony a) concerning the defendant’s comfort with explosives and b) mentioning his subscriptions to magazines containing information about explosives is amply justified by the need to refute the defendant’s claim that he was ignorant about explosives. Similarly, evidence about earlier criminal schemes between Stevens and his co-defendants was admissible to show that the co-defendants had an ongoing relationship with Stevens. Moreover, even were it the case that any of the prior bad act testimony offered by certain government witnesses served no clear purpose other than to suggest criminal propensity, such testimony formed so very small a fraction of any individual witness’s testimony that we cannot say that the district court erred in admitting it.
See United States v. Roldan-Zapata,
CONCLUSION
We have examined all of the defendant’s arguments and found them meritless. The judgment of conviction against appellant Michael Stevens is therefore affirmed.
Notes
. It may, of course, be possible to affirm in such a case if we could conclude that the error was harmless.
See Mealer v. Jones,
