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United States v. Michael E. Yates
554 F.2d 342
7th Cir.
1977
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*1 provisions modify supercede any or 19(d) 554, 556, 557 other than or § America, UNITED §§ STATES to those proper speci- officers Plaintiff-Appellee,

limitation 556(b)(3). fied § Secretary cannot un- simply Thus the YATES, Defendant-Appellant. E. Michael supercede authority to possess derstood APA as sees fit. provisions authorization to deviate from his States Court of operates hearing officers use of § Circuit. Seventh appointment only after Argued Feb. qualified persons would of otherwise payment achievement mote the benefits. The modification

compensation Rehearing Denied June 19(d) 554 require- supersession § § respon- very limited one. ments is a was formulat- suggestion

dents’ § way place upon Congress in such a making rigid requirement specific APA references to the

and numeric can holding make

require procedures APA modifications of

limited particular legisla- of a form of use draftsmanship. We decline to intrude

tive legislative process into the

extensively.

In view of our the lan- conclusion acts appropriation covers ad-

guage of enact- proceedings

versarial of those acts did contravene the 559, necessarily follows

requirements BRB must the orders be set Accordingly, petitions Director’s

aside. granted, are BRB’s

for review orders aside, set causes are remanded any remaining legal resolution of questions.

factual GRANTED,

PETITIONS ORDERS SET

ASIDE, REMANDED. AND CAUSES

government to attempt prove these as- sertions, but it developed that the state- ments were hearsay based on to the extent proffered evidence purported to cover Clark, Vernon, 111., Roy Eugene Mount them. defendant-appellant.

for nicely We need not in weigh this case the Schwarz, Atty., J. Henry A. U.S. Clifford extent and under which circumstances hear Proud, Atty., Louis, 111., East St. Asst. U.S. say evidence bemay considered in the sen plaintiff-appellee. tencing See, e. g., Williams v. New process. 241, 1079, 93 L.Ed. WOOD, and SWYGERT Williams v. (1949); 1337 358 CHRISTENSEN, Judges, and Senior Dis- 576, 421, 79 U.S. S.Ct. 3 (1959); L.Ed.2d 516 Judge.1 trict United v. States 432 (7th F.2d 1136 denied, cert. 1970), Cir. 91 CHRISTENSEN, Judge. Senior District S.Ct. 27 (1971); L.Ed. 625 United Chewning, (9th was Cir. appellant, indicted on two 1972). Cf. States Schipani, knowingly intentionally pos- counts 435 denied, (2d 1970), F.2d 26 Cir. sessing distributing plead- cocaine. He U.S. presentence guilty (1971); count. After Weston, investigation, probation officer’s F.2d 626 1971). Nor is it hearing, impris- necessary him to sentenced to evaluate argument defendant’s years a term of four in light onment for with a of Rule 32(c)(1), (c)(3)(A), parole Fed.R.Crim.P., term of three to follow special pre prepared by confinement. second count was the probation officer is to be the single primary claim pressed dismissed. on this source of infor mation on which sentencing judge improp- is that the sentence is to be appeal prejudicial and that there must be erly hearsay evidence for a determining the defendant rebut claimed in sentence.2 The record permitted Defendant was to deny does substantiate claim. the accu racy hearsay statements and did not requested The court had counsel for the accuracy government defendant to furnish report. The record indicates impos to the information officer for the ing sentence the disregarded purposes presentence report. Both hearsay statements or claims and acted right reserved the direct- upon the basis of the presentence report. to the ly court additional evidence sup- opposition port defendant’s motion Although the defendant claims that probation. At the sentencing hearing, judge displayed a change of attitude toward counsel made defendant’s a statement but hearing him after testimony, objected by government claims made the record does not bear this out. On the that defendant reported counsel had been before contrary, was ever men- marijuana have tioned, sold after released on had pointed out that bond, drugs and that he had sold high favorable he had received at the permitted school students. The court appearance time of initial of the de- Utah, sitting designation. personally occurring 1. Of District of between himself and the defendant. He further testified on Agent Brunholtz testified basis others, furnished to him purchased cocaine from the defendant on defendant during supplied junior March and high two occasions local school (the students, following transactions which were the basis his arrest he had of- indictment) marijuana sell fered to informant sell, police department. had offered him heroin. All of a local This was the hear- by Agent say testimony testified to objected. these were Brunholtz to which defendant dispelled by been violated because him had before hearsay, majority misappre- has presentence point argument hended Yates’ demonstrates The record also 32(c)(1)1 Fed.R.Crim.P. 32. directs hearsay objected reference the United States Probation Office to make disregarded the sentenc- to prepare arriving at the *3 ing judge report upon investigation. a upon the reliance placed primary tence he may waive this procedure may find the court record sufficient itself provided by within the limits Being well a 32(c)(3)(A)2 basis consideration, law,5 upon due permit the requires the defendant raised,6 the vulnerable upon and, comment it opportunity the judgment are AFFIRMED. tence and discretion, within the court’s to introduce testimony concerning factual SWYGERT, Judge, dissenting. sections, together, two These taken dem- decisions, by ma- policy clearly by cited the a intended Although onstrate Con- have foreclosed defendant’s ar- channel all factual may gress, to data jority, rights by constitutional were in sentencing through that his the guments the got you 1970), supra; Allen, much as I the you 3. “[A]nd by now, visibly shaken (3d Cir.), nom., that were are the the Court fact F.2d denied sub least, outwardly proceeding, States, at v. United 419 U.S. Liles 94, 95 S.Ct. impressed In that. is—was (1974). 42 L.Ed.2d correct, I him Clark was told Mr. thought your you privately that I that — part: 1. Rule reads in totally quite I shaken it. am not were probation service of the court sure, my impression however Mr. presentence investigation shall make you reading pre- this [the of is correct I— report and imposition court before the it, report] discussing I have sentence granting of sentence or the your reservations about some serious unless, permission bation this. I think and the attitude about court, presen- the defendant waives a this, you pretty blunt about Court is may tence acting only way and in Court court finds that there is in the record infor- doing something else. . . .” meaningful mation sufficient to enable the sentencing discretion, exercise of court give “I [the explains , record. weight certainly. . either evidence] going I I’m do well think what report justified pre-sentence from the 32(c)(3)(A) provides: 2. Rule itself, any disregarding testimony other imposing Before sentence , presented . I will do . is will be well within tions and it’s report . . what upon request permit defendant, shall or [statutory] those limita- represented, if his counsel he pre-sentence based on the report presentence investiga- read the tion exclusive my feel actions and I any recommendation as get justified. did think the Court sentence, but not to the extent that in you impression of Yates and it false Mr. opinion your largely appearance in Court from diagnostic opinion might contains ously disrupt which seri- pre-sentence report up.' doesn’t back that the I rehabilitation, program your outside of don’t think actions upon sources of information promise obtained Court have semblance —bear confidentiality, other in- your in Court.” actions which, disclosed, might formation result in otherwise, harm, physical or 841(b)(1)(A) imprison- authorizes U.S.C. persons; or other court shall afford years, not more than fifteen a fine or his counsel an the defendant to- $25,000, or both. of not more than and, at comment thereon the the discretion of court, testimony to introduce 241, 69 Williams New relating any alleged fac- (1949), supra; other tual presentence report. 93 L.Ed. 1337 Wil- contained liams v. 421, (1959), supra; and its There is office probation result of the policy. proba- such reason for good judge’s examination re- office, routinely which handles such pronounced tion port. sentence, how- investigations expertise has the and disin- ever, had also the damag- heard necessary to evaluate terest ing testimony. hearsay-on-hearsay Despite sources, especially hearsayt Proba- judge’s and its the trial disavowment that he was officers, regularly who come into con- tion the hearsay testimony, influenced we are information, with such are in best tact the facts ignoring as well as human nature to determine its value and credibili- position say that this testimony might not have Further, it. reporting ty in perhaps a subconscious influence— objective is a much more filter office one—on sentence. prosecu- such information than federal Because the taken the sen- tor, presented the in this who case. tencing judge was contrary fact, the district court had indicated to expressed by Congress in Fed.R.Crim.P. *4 they should both vacate the sentence and remand relevant information to of- the case to another for resentencing. screening Congress, providing this fice. urging disposition of the case I do which can be waived wish to indicate reflection on the there is sufficient judge. fairness of the trial record, already in the ex- additional infor- pressing pass through it.

mation (c)(3)(A) Rules in- intended that a de-

dicate opportunity meaningful- have an

ly challenge information

sentencing judge. challenge Such can be when the material is contained in made DAKOTA NATIONAL BANK AND however, may, It CO., Banking TRUST a National deny anything but a factu- impossible to do Association, Appellant, is which the defendant

al immediately time confronted for first NATIONAL FIRST BANK AND TRUST especially This true prior FARGO, OF COMPANY National where, case, as in the instant Association, Banking Smith, and James declarant was even identified. original Comptroller Currency, Appellees. persuaded I am not here permit this influence did not information to Government was asked at his decision. The United States Court of argument whether a sentence of oral four Eighth Circuit. normal years was a the Eastern Jan. Submitted of Illinois for such an offense. It District that a normal sentence in the district stated than type offense more four for an Rehearing and Rehearing En Banc generally has a because offender Denied criminal record. The Government prior a usual sentence for

never stated what be in with no record would

person argument, At oral im-

district. year four sentence was not that this

plied

usual; implication can be found in its response question,

speculation,

Case Details

Case Name: United States v. Michael E. Yates
Court Name: Court of Appeals for the Seventh Circuit
Date Published: May 4, 1977
Citation: 554 F.2d 342
Docket Number: 76-2036
Court Abbreviation: 7th Cir.
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