United States v. McCallUnited States v. McCall
Defendant-Appellant Rafi Wali McCall was charged in a two-count indictment with twice distributing 50 or more grams of cocaine base (“crack”) to Erma Williams and for doing so both times within 1000 feet of a school. A jury convicted McCall on both counts, finding that he violated
I. FACTS AND PROCEEDINGS
On March 22, 2007, Erma Williams signed a eooperating-individual agreement with the Odessa (Texas) Police Department (the “OPD”) in the hope of obtaining leniency for her husband, who had been sentenced to a lengthy prison term for his involvement in drug trafficking. She agreed, in her words, to “set up” McCall, her “longtime friend,” from whom she had occasionally bought crack over the past decade. The OPD scheduled Williams to participate in a controlled buy of crack from McCall the same day that she signed up to be a cooperating individual. Williams agreed and made arrangements over the phone to purchase two ounces of crack from McCall at his home, which phone calls were recorded by the OPD and admitted into evidence at trial.
OPD detectives searched Williams and her car before she left to meet McCall. During that search of her car, OPD detectives disсovered 22 grams of crack. (Williams disclaimed ownership of the crack and had not, at the time of trial, been prosecuted for its possession.) The detectives then closely observed Williams as she traveled to McCall’s house, met with him in his car in the driveway, then left as planned to meet members of the OPD. At that time, she gave the detectives a substance that was later identified as 53.81 grams of crack, which she testified McCall sold to her on credit.
On March 27, 2007, the OPD gave Williams $1000 in marked bills to pay for the crack that McCall had sold to her on credit. She also attempted to make a second controlled purchase that day, but McCall was out of drugs. The next day, however, Williams went back to McCall’s house, again under surveillancе and again after detectives searched her and her car, this time without finding any drugs. She testified that on this occasion McCall gave her a substance that was later determined to be 57.25 grams of crack, which she turned over to OPD detectives as arranged. The district court admitted the recording of the video surveillance of Williams at McCall’s house that day and also admitted a partial audio recording of the transaction.
At trial, the following colloquy between the government prosecutor and one of the government’s witnesses, OPD Detective Frederico Nayola, occurred on redirect examination:
[Government]: “Okay. And Ms. Williams said, the first time she met with you, that the suspected source of the crack in her car was from a Jamie McCoy, street name Snake, correct?”
[Detective Nayola]: “She mentioned his name.”
[Government]: “Okay. In fact, Mr. McCoy has been so kind to come here and watch his friend on trial, correct?”
[Detective Nayola]: ‘Tes, sir. He’s seated in the back seat.”
[Government]: “And you know him and you know what he does, correct?”
[Detective Nayola]: “I know he sells crack cocaine.”
[Government]: “As well as some of these other people here, correct?”
The defense оbjected before Detective Nayola could answer the last question. The trial judge sustained the objection and gave a curative instruction, and the defense did not move for a mistrial.
Also during its direct examination of Detective Nayola, the government submitted evidence of McCall’s prior crack distribution conviction over a timely defense objection based on
Regarding the distance between McCall’s house and Gale Pond Alаmo Elementary School, the statutorily relevant sites under
After the government rested, the defense moved for a judgment of acquittal
II. ANALYSIS
1. Evidence of Guilt by Association
A. Standard of Review
When, as here, the defendant does not move for a mistrial, we review the failure of the district court to grant a mistrial sua sponte for plain error only. 2 To establish plain error, the defendant must show that “(1) there is an error, (2) the error is clear or obvious, and (3) the error affects his substantial rights.” 3 “An error is considered plain, or obvious, only if the error is clear under existing law,” whether in existence at the time of trial or announced during the pendency of the defendant’s direct appeal. 4 If all three criteria are met, we may exercise our discretion to correct the error, regardless of waiver for failure to move, if the error “seriously affects the fairness, integrity, or public reputation of judicial proceedings.” 5
B. Merits
No reasonablе prosecutor could have been unaware that the complained-of testimony elicited from Detective Nayola on redirect was inadmissible and highly prejudicial. In this and all other circuits, “a defendant’s guilt may not be proven by showing he associates with unsavory characters.” 6 We have held that evidence that “one is married to, associated with, or in the company of a criminal does not support the inference that that person is a criminal or shares the criminal’s guilty knowledge.” 7 An associate’s attendance at a “friend’s” criminal trial, which is a constitutional right enjoyed by savory and unsavory characters alike, is no better evidence of a defendant’s guilt. Careful prosecutors presumably heed our admonition in United States v. Singleterry against attempting to obtain convictions based on guilt-by-association evidence. 8 There, we said that “[t]o appear as counsel in federal court is a privilege which may be forfeited.” 9 There is no excuse for such blatant disregard of the bounds of acceptable questioning.
The precise issue presented by McCall in this appeal, however, is not whether the effort by the prosecutor to elicit guilt-by-association evidence was itself improper, but whether the failure of the district court to declare a mistrial
sua sponte
was plain error, irrespective of the district court’s exclusion of the evidence and curative instruction. Our cases do not support a conclusion of plain error here. In
United States v. Pando Franco,
we upheld the “refusal” of a district court to order a mistrial after the government attempted to elicit similar evidence.
10
As the word “refusal” indicates, the defendant had moved for a mistrial, so our review
The guilt-by-association testimony in this case is undoubtedly more prejudicial than that in Pando Franco, and the curative instruction given in this case was not as efficacious as that given in Pando Franco. But the other evidence of McCall’s guilt is quite strong: eyewitness testimony, corroboration from audio and video sources, law enforcement testimony, and evidence from the search of McCall’s home. When that evidence is viewed in the very limited perspective of our plain error review, it trumps any differences between the relative magnitudes of the prejudicial effect (smaller) and efficacy of the curative instruction (greater) in Pando Franco and this case. We hold that the failure of the district court to declare a mistrial sua sponte was not plain error.
2. Evidence of Extrinsic Offenses
A. Standard of Review
We review a decision to admit evidence of prior offenses for abuse of discretion.
12
The abuse of discretion standard is “heightened,” however, when evidence is admitted under
B. Merits
Threshold matters, such as the extrinsic character of the prior offense evidence and
The crime with which McCall was charged, distribution of crack, required the government to prove that he
The government’s contention that the extrinsic offense evidence is relevant to proof of absence of mistake, however, is unavailing. McCall never contended that he accidentally or mistakenly distributed crack to Williams; to аllow extrinsic offense evidence as proof of the absence of conditions that McCall never contended were present would eviscerate the exceptional nature of admission under
On the second step of
Beechum,
Williams’s testimony about her history of purchasing crack from McCall presents no
As for the evidence of McCall’s prior crack distribution conviction, the second step of Beechum presents a closer question in light of United States v. Jackson. 28 The facts of Jackson and this case are quite similar. In Jackson, as here, “[a]t trial, [the defendant] never made any arguments based on intent. His defense was clearly laid out to the jury in his opening statement. His defense was simply that the government had the wrong man.” 29 As in Jackson, there is also other substantial evidence here of McCall’s intent, e.g., the testimony of Williams. The government’s description of McCall as an “experienced, high level crack dealer[ ]” during its opening argument is analogous to the prosecutor’s reference to Jackson as “local talent.” 30 There may be reason to give special attention to the second step of Beechum when evidence is relevant only to the issue of general intent, for which there will almost always be other evidence and which is at issue in almost every prosecution.
We need not reach such questions today, however, because any error in admitting evidence of McCall’s prior drug conviction and prior drug dealings with Williams was harmless beyond a reasonable doubt. The government has borne its burden that other admissible evidence, like Williams’s testimony, the audio and video tapes, and the testimony of the police officers, demonstrates that McCall’s substantial rights were not prejudiced. There is ample other evidence of his guilt. In Jackson, the case turned “heavily on the testimony of [a person with] .... a five-hundred dollar-a-week cocaine habit at the time ... [who] told onе FBI agent that he was using such large quantities of drugs and alcohol[ ] at the time ... that he could not remember where in the state he was.” 31 That witness’s testimony was riddled with inconsistencies about who was involved — including, but not limited to, whether he himself was involved in the crimes, the amount of money he had received, and the number of crimes he had committed. 32 Unlike here, no video or audio tapes were available from which the defendant could be identified, and the crimes were not carried out under the close supervision of police officers directing controlled buys.
3. Sufficiency of the Evidence
A. Standard of Review
McCall moved for a judgment of acquittal on both counts of the indictment,
United States v. Phillips, 36 is similarly distinguishable. There, the defendant objected only to the sufficiency of the evidеnce that the loss or damage that he caused was in excess of $5000. Loss in excess of that amount was an element of the crime.
i. Sufficiency of the “Within 1000 Feet” Evidence
Under
If Sparks exemplifies what is unquestionably sufficient evidence of distance, United States v. Applewhite, 48 cited by McCall, is an example of what should be deemed insufficient. There, the police measured some distance, but they did not measure the distance from the school to the apartment where the drug transaction took place. Instead, the police measured only the distance to the address of the apartment building. The D.C. Circuit considered that evidence insufficient. The sufficiency of the evidence in the instant case depends not so much on the precision of the measurement, 49 or the plausibility of any “spatial leeway” between the government’s evidence and actual proof of the 1000-foot distance, 50 but on whether there exists any evidence of any distance that is sufficiently accurate and probative to convince a reasonable trier of fact beyond a reasonable doubt. The only evidence in this record is (1) an unsealed aerial photograph of the neighborhоod that depicts a part of the Odessa neighborhood where the school and McCall’s house are located, and (2) Detective Nayola’s imprecise and conclusional lay opinion about the distance between the two. We address each in turn.
(a) The Aerial Photograph
Detective Nayola, through whom the aerial photograph was introduced, did not testify that he knew how it was confected, its scale, or its deviation; neither did he testify that he possessed any special knowledge, other than that possessed by all drivers, that could form the basis for an opinion about distances between objects on aerial photographs from merely driving a car from time to time in the vicinity. The jurors were therefore left with nothing but
We need not decide today when, for all cases, an aerial photograph without scale is sufficient evidence that two places are within 1000 feet of each other. A reasonable juror cannot “guestimate” a distance beyond a reasonable doubt that is “around” two thirds of the way to the 1000-foot mark (an estimate of which we can take notice, 52 but, without the cirсle on the photograph, the jury could not). The 1000-foot mark is the point at which doubt is the greatest because the call is the closest. Absent some innate Cartesian concept of the sizes of houses or lots in neighborhoods in Odessa, its typical block measurements in feet, or something similar, a reasonable juror would have to entertain a reasonable doubt about a distance that is “about” two thirds of the distance at which uncertainty reaches its maximum and inflection point. 53
(b) Detective Nayola’s Opinion
Because without the circle or some indication of scale and distance on it, the aerial photograph is useless, the jurors were left with only the non-expert opinion testimony of Detective Nayola. Other than eliciting that he had driven the relevant streets “over 100 times,” the government laid no foundation for Detective Nayola’s lay opinion testimony that the house and school are within 1000 feet of each other.
54
He did not testify that he had ever had an occasion to note the distance between Gale Pond Alamo Elementary and McCall’s house (or any other distance between points in the neighborhood), or that he had ever “clocked” the distance on his odometer, or that he possessed a preternatural facility for instantaneously conjuring the distance between any two points in a neighborhood with anything approaching
The myriad ways that the government easily and simply could have proved the static, objective fact of the distance between the elementary school and McCall’s house unavoidably influences the content that we give to the concept of what a reasonable juror must see and hear to know a distance beyond a reasonable doubt. For example, the government could have offered testimony from a witness who measured the distance, or who could authenticate the circle as accurately superimposing a 1000-foot radius on the aerial photograph, or introduced a witness who knew how the aerial photograph was confected and knew its scale. Or, the government could have tendered, inter alia, a map with scale, or a certified copy of a public record of the distance, or an official publication of the distance. It also could have emulated the successful prosecutor in Sparks by having a qualified official testify. The circle, far more sufficient evidence of the distanсe, was excluded on the first day of a trial that continued for a second day; and the government did not rest until six more witnesses had testified. Yet at no point after its preferred method — the photo with the circle on it — was excluded, did the government bother to seek leave to obtain and offer probative evidence of the distance; and nothing in the record reveals an impediment to it having done so.
We have no choice but to reverse McCall’s convictions for violating
ii. Sufficiency of the Remainder of the Evidence
McCall’s complaints about the sufficiency of the evidence that he distributed 50 or more grams of crack to Williams are based on concerns that, except in extraordinary cases, we commit to the jury’s singular competence. He claims that Williams’s interest in helping her husband rendered her testimony too unreliable. He points to contradictions in it and to her unusual behavior in expressing remorse to the judge for her testimony. He highlights Williams’s ability to hide drugs on her person in a manner that would not have been detected by the pat-down searches conducted prior to her controlled buys. He notes that Williams was briefly out of view of the OPD officers who were conducting surveillance of her drive from the police station to McCall’s house and from McCall’s house to the place of her post-buy meeting with the officers. He observes that drugs were found in Williams’s car before the first controlled buy, yet Williams was not arrested. We may accept all of this as true, but to conclude that the evidence was not insufficient, we need only quote from United States v. Brookins, another case that involved controlled buys substantially similar to those here:
Brookins argues that the testimony of the confidential informant was not at all credible, because the informant is an admitted drug user and was being paid by the Government for his assistance in the effort to arrest and convict Brookins. This argument is not properly raised before this Court; it is axiomatic that it is the jury, and not the court, which is to weigh the credibility of witnesses and decide who to believe. Brookins was entitled to present to the jury all of his evidence impeaching the informant’s credibility (which he did), and the jury was entitled to weigh that evidence as it saw fit. In any case, it is clear that even without the testimony of the informant, the tape recording and testimony of the FBI agents would have been enough to sustain Brookins’ convictions. 56
Able counsel for McCall extensively cross-examined Williams on the veracity of her account and highlighted other possible explanations of how Williams came to hand over crack to the OPD officers with whom she met on both occasions after leaving McCall’s house. But in the end, the jury believed Williams and the government’s other witnesses. That settles the matter for this case in the absence of findings of incredibility as a matter of law or the like. McCall has pointed us to nothing that would so qualify.
III. CONCLUSION
For the foregoing reasons, we REVERSE McCall’s convictions under
Notes
. The copy of the photograph entered in evidence has a large circle circumscribed on it, and the title of the photograph reads “GALE POND ALAMO/1000 FT BUFFER." We reproduce the photograph as an appendix to this opinion.
.
.
United States v. Salinas,
. Id.
. Id. (internal quotation marks omitted).
.
United States v. Singleterry,
.
United States v. Forrest,
.
. Id. at 1020.
.
. Id. at 395.
.
United States v. Arnold,
.
United States v. Miller,
.
United States v. Jackson,
. Id.
.
United States v. Crawley,
.
United States v. Nguyen,
.
. Id. at 911.
. Id.
.
See United States v. Manganellis,
.
United States v. Buchanan,
. United States v. Webb, 625 F.2d 709, 710 (5th Cir. 1980).
.
Webb,
.
See, e.g.,
1 McCormick on Evidence § 190 (6th ed. 2006) ("Thus, if the defendant does not deny that the acts were deliberate, the prosecution may not introduce the evidence merely to show that the acts were not accidental.”). By and large our cases have followed this rule, frequently citing McCormick.
See, e.g., United States v. Brookins,
. See generally Joel D. Lieberman & Jamie Arndt, Understanding the Limits of Limiting Instructions, 6 Psychol. Pub. Pol'y & L. 677 (2000) (collecting and analyzing empirical research on the effect of limiting instructions).
.
United States v. Miller,
.
. Id. at 355.
. Id. at 356.
. Id. at 358.
. Id. at 358-59.
.
. Id.
. Id.
.
.
Huff v. United States,
.
United States v. McDowell,
. Id. at 312 (internal quotation marks and ellipses omitted).
.
United States v. Bryant,
.
United States v. Gulley,
. McCall’s argument under
United States v. Powell,
His next argument, that the government was required to prove that the school was public or private, and not a charter school, also fails.
United States v. Bledsoe,
.
.
Sparks,
.
Brookins,
.
United States v. Campbell,
.
United States v. Panton,
.
. In Applewhite, precision was important because the distance from the school to the apartment building's address was already quite close to 1000 feet. See id.
. The D.C. Circuit has a line of cases on this issue.
See, e.g., United States v. Harrison,
. Recall that the circle, which ostensibly indicated a 1000-foot radius around Gale Pond Alamo Elementary School, was not admitted into evidence.
. We base this on the circle that the district court did not admit into evidence. If the government would have us accept that an aerial photograph without scale could ever allow a reasonable person to determine a distance beyond a reasonable doubt, something that we assume only arguendo, it must also concede that the actual distance between the two points is a necessary component of our reasonableness inquiry. In this case, the government can suffer no prejudice by our use of its evidence, admissible or not, for this inquiry, because it had the incentive under the Double Jeopardy Clause to put its strongest case forward at trial.
. The fаct that the photograph, with the circle still on it, was shown to the jury heightens our concern that its conclusion about distance might have been based, at least in large part, on the un-admitted circle.
.Even though this is a question of the sufficiency of the evidence, and not whether Detective Nayola's lay opinion testimony was properly admitted, we have looked to the basis of an expert's opinion when we have examined the sufficiency of the evidence.
See Stevenson v. E.I. DuPont De Nemours & Co.,
.
See, e.g., United States v. Ortega Reyna,
.