Chester Davis, Martin Lewis, Hassan Ma-jied, and Delano Maxwell (“the defendants”) appeal their convictions and sentences for drug-related offenses. The government cross appeals the district court’s downward departure from the applicable sentencing ranges. We affirm the convictions, vacate the sentences, and remand to the district court for resentencing.
I. Background
On September 22, 1989, Luther Bass telephoned Omaha Police Division Narcotics Of
During their investigation, officers discovered that various individuals, including Lewis and Davis, were selling cocaine base in the vicinity of an Omaha housing project. Ma-jied supplied these individuals with the cocaine, and Maxwell, who lived in Des Moines, Iowa, was Majied’s source of cocaine.
The defendants were indicted for conspiring to. distribute and possess with intent to distribute cocaine or a substance or mixture which contained cocaine base (“crack cocaine”), in violation of 21 U.S.C. §§ 841(a)(1) and 846, and for various substantive crimes committed in furtherance of the conspiracy. Jason Calvert and Kelvin Moore were also charged in the indictment. They entered into plea agreements with the government and testified at the defendants’ trial.
The defendants raise numerous issues on appeal, including the district court’s denial of motions to suppress evidence and the sufficiency of the evidence supporting their convictions. They also challenge on various grounds the sentences that the district court imposed.
II. Suppression Issues
A. Wiretap Evidence
The defendants contend that the district court erred in refusing to suppress the evidence obtained from the wiretap placed on Majied’s phone. They first argue that the evidence should have been suppressed because the wiretap recordings were not sealed immediately upon termination of the authorization.
Title III of the Omnibus Crime Control and Safe Streets Act of 1968, 18 U.S.C. § 2510-2520, sets forth the procedures that law enforcement officers are to follow when using electronic surveillance, including wiretaps, during the course of an investigation. Section 2518(8)(a) requires that “[ijmmedi-ately upon the expiration of the period of the order, or extensions thereof, such recordings shall be made available to the judge issuing such order and sealed under his directions.” If the recordings are not sealed immediately and the government cannot provide a satisfactory explanation for the delay, the contents of the recordings and all of the evidence derived therefrom must be suppressed. United States v. Feiste,
Pursuant to Title III, law enforcement officers presented to a judge an affidavit and application for authorization to intercept telephone conversations over Majied’s telephone, and the judge signed an order authorizing the wiretap. On December 21, 1989, the issuing judge signed an order terminating the authorization. The wiretap recordings were sealed on December 28, 1989. The defendants argue that the district court should have granted their motion to suppress because the government did not adequately explain the seven-day delay in sealing. The district court, however, found that the government had offered a satisfactory explanation: the issuing judge’s schedule. We review the district court’s factual findings on a
Having reviewed the record, we conclude that the district court’s finding that it was the issuing judge rather than the government who specified the date for sealing is not clearly erroneous. On December 21, 1989, the same day that the authorization was terminated, the member of the Douglas County Attorney’s office who was responsible for the wiretaps requested that the issuing judge set a date for sealing, and the judge chose December 28, 1989. In addition to conflicts in his schedule, the judge had to consider the 1989 Christmas holiday as well as an intervening weekend. Intervening weekends, holidays, and the unavailability of the issuing judge are satisfactory explanations for slight delays in presenting wiretap recordings for sealing. See, e.g., United States v. Pedroni,
The defendants also argue that the wiretap evidence should have been suppressed because the application did not establish that other investigative techniques had been unsuccessful. Title III requires that applications for electronic surveillance include “a full and complete statement as to whether or not other investigative procedures have been tried and failed or why they reasonably appear to be unlikely to succeed if tried or to be too dangerous.” 18 U.S.C. § 2518(l)(c). “Whether the statutory requirement is met is to be determined by the issuing judge in a commonsense manner, and the determination is a finding of fact, which can be reversed only if clearly erroneous.” United States v. Macklin,
Section 2518(l)(e) requires a showing of necessity “to insure that wiretaps are not routinely employed as the initial step in an investigation.” Id. at 1326. The comprehensive affidavit accompanying the wiretap application explained various investigative techniques that officers had used during the two-month period between Bass’s call to Ferrell and the wiretap application. For example, Bass cooperated with law enforcement officers, providing them with information and attempting to make controlled drug purchases from the suspects. Officers conducted physical surveillance of the individuals whom Bass had identified and placed pen registers on their telephones. As the defendants point out, some of the investigative techniques provided the officers with useful information. Even if conventional techniques have been somewhat successful, however, a wiretap may still be authorized. United States v. O’Connell,
Davis argues that the district court erred in refusing to suppress evidence seized from his residence by law enforcement officers who failed to comply with the “knock and announce” requirements set forth in 18 U.S.C. § 3109. Section 3109 requires that law enforcement officers knock, announce their purpose, and be refused entry before forcibly entering a residence to execute a search warrant. The government concedes that the officers forced entry into Davis’s residence without knocking and announcing their purpose. Adopting the magistrate judge’s report and recommendation, however, the district court found that exigent circumstances, specifically the officers’ fear for their safety, excused their otherwise improper entry. In considering the district court’s decision with respect to section 3109, we review the district court’s findings of fact for clear error and its application of law de novo. United States v. Schenk,
Noncompliance with the requirements of section 3109 will be excused if exigent circumstances justify the unannounced entry. Sabbath v. United States,
III. Sufficiency of the Evidence
Lewis and Davis argue that the evidence was insufficient to support their convictions. When considering a sufficiency-of-the-evidence claim, we view the evidence in the light most favorable to the government, giving it the benefit of all favorable inferences. United States v. Matra,
To convict a defendant of conspiracy, the government must prove that “there was an agreement to achieve some illegal purpose, that the defendant knew of the agreement, and that the defendant knowingly became a part of the conspiracy.” United States v. Rogers,
We examine first the evidence to determine whether the government established an agreement to distribute cocaine or cocaine base. Such agreement need not be express or formal, United States v. Watson,
The conspiracy established, the question then is whether the evidence was sufficient to establish that Lewis and Davis were part of the conspiracy. “Once a conspiracy is established, even slight evidence connecting a defendant to the conspiracy may be sufficient to prove the defendant’s involvement.” Ivey,
The evidence was also sufficient for a reasonable jury to find that Davis was involved in the conspiracy. On November 22, 1989, Davis accompanied Majied on a trip to Maxwell’s apartment in Des Moines. The purpose of the trip was to pick up drugs. In many of the intercepted conversations, Davis and Majied discussed the money that Davis owed Majied. Additionally, when officers searched Davis’s residence on December 19, 1989, they seized a police scanner and two pagers. An Omaha police officer who trains recruits in the area of undercover narcotics investigations testified that such items are often used by those distributing controlled substances.
IV. Sentencing Issues
All of the defendants appeal their sentences, challenging the constitutionality of 21 U.S.C. § 841 and section 2D1.1 of the Sentencing Guidelines.
A. Constitutionality of 21 U.S.C. § 841 and U.S.S.G. § 2D1.1
All of the defendants argue that the district court erred in denying their constitutional challenge to 21 U.S.C. § 841 and U.S.S.G. § 2D1.1. We disagree.
Relying on statistics that they presented at the sentencing hearing, the defendants contend that the challenged provisions, which provide for the 100:1 ratio between sentences for cocaine base and cocaine powder, have a disparate impact on African Americans. The defendants argue that we therefore should apply a strict scrutiny standard of review and find the provisions violative of the constitutional principle of equal protection. The defendants, however, recognize that we consistently have held that the challenged provisions do not deny equal protection of the law because there is no evidence that Congress or the Sentencing Commission had a racially
In support of their argument, however, the defendants have, offered only statistical and anecdotal evidence concerning the racially disparate impact of the 100:1 ratio. As we stated in Lattimore, such “numbers do not indicate a violation of equal protection in the federal constitutional sense.”
B. Base Offense Level
Under the Guidelines, a defendant’s base offense level for drug crimes is calculated according to the identity and quantity of controlled substance attributable to the defendant. See U.S.S.G. § 2D1.1. The government must establish by a preponderance of the evidence both the type and quantity of drug attributable to each defendant. United States v. Monroe,
Claiming that the'district court erred in determining both the identity and quantity of the controlled substance for which they were responsible, Davis, Lewis, and Maxwell challenge the district court’s determination of their base offense levels.
We first consider the district court’s determination that the substance for which the defendants were responsible was cocaine base rather than cocaine powder. The defendants argue that the cocaine was often in powder form when Maxwell and Majied distributed it and that they therefore should not be held accountable for cocaine base. While Maxwell and Majied sometimes distributed cocaine powder, they distributed it to other members of the conspiracy who then converted it into cocaine base. When Lewis, Calvert, Moore, and Davis sold cocaine in the vicinity of the housing project, it was in the form of cocaine base. Maxwell and Majied were aware that their eoeonspirators were converting the powder to cocaine base before distributing it. In fact, Majied provided his coconspirators with directions for converting powder cocaine to cocaine base. Accordingly, the district court did not clearly err in holding all of the conspirators accountable for cocaine base since that was the form in which the cocaine was finally distributed to persons outside of the conspiracy.
Having decided that the district court did not erroneously determine the identity of the controlled substance for which the defendants were responsible, we must next decide whether the court’s quantity determination was proper. In determining a defendant’s base offense level, the district court
The district court found that Davis was responsible for between 50 and 150 grams of cocaine base. In his brief Davis concedes that intercepted telephone conversations refer to at least $1,925 that Davis owed to Majied. At the sentencing hearing, Moore testified that Majied charged $2300 to $2400 per ounce (28.35 grams, see U.S.S.G. § 2D1.1, comment, (n. 10)) of cocaine. As Majied’s coconspirator, however, Davis is also responsible for Majied’s sales to other people if those sales were in furtherance of the conspiracy and were reasonably foreseeable to Davis. Id. § lB1.3(a)(l)(B). During October and November 1989, Majied sold more than 100 grams of cocaine to Moore. Majied was also selling cocaine to Lewis and Calvert during this period. Based upon this evidence, we conclude that the district court did not clearly err in finding that Majied’s distribution of cocaine to others was reasonably foreseeable to Davis and that Davis therefore was responsible for at least 50 grams of cocaine base.
The district court found that Lewis was accountable for between 50 and 150 grams of cocaine base. At the sentencing hearing, Bass testified that he saw Majied distribute to Lewis a quarter of an ounce of cocaine base and a quarter of an ounce of cocaine powder. These two distributions account for approximately fourteen grams of cocaine. Lewis is also responsible for the cocaine that Majied distributed to other people if those amounts were in furtherance of the conspiracy and were reasonably foreseeable to Lewis. As we have noted, Davis owed Majied money for at least twenty grams of cocaine and Majied sold more than one hundred grams to Moore. The district court’s finding that it was reasonably foreseeable to Lewis that Majied was distributing cocaine to others is not clearly erroneous. Moore and Calvert both testified that Lewis was often in the housing project when they were there selling cocaine base for Majied. Additionally, Lewis was present when Majied tried to give Bass cocaine to sell.
We have considered Lewis’s other arguments regarding the district court’s drug quantity determination and find them to be without merit. Accordingly, we find that the district court did not err in determining that Lewis was accountable for 50 to 150 grams of cocaine base.
Maxwell argues that the district court erred in determining that he was accountable for at least 500 grams of cocaine base. The court based its finding on the 13.65 grams of cocaine, which officers seized from Brown’s apartment, that Maxwell had supplied to Brown and the 84 grams of cocaine base and the 1085 grams of cocaine powder
C. Enhancements
1. Weapon Enhancement
Davis, Majied, and Maxwell argue that the district court erroneously enhanced their base offense levels for possessing firearms during the course of a drug offense. Section 2Dl.l(b)(l) of the Sentencing Guidelines provides for a two-level increase if a
When officers executed a search warrant at Davis’s residence, they found a .25 caliber semi-automatic pistol at the back of a homemade stereo speaker cabinet. On top of the speaker, they found Davis’s social security card, birth certificate, and Nebraska identification card. Although the pistol was not loaded, officers found it near a portable police scanner and two pagers. Moreover, officers intercepted a telephone conversation in which Davis informed Majied, who supplied Davis with cocaine, that he had purchased the pistol. Accordingly, we conclude that the district court did not clearly err in finding that it was not improbable that the firearm was connected with the drug conspiracy.
When officers searched Maxwell’s apartment, they seized two weapons: a loaded .22 caliber eight-shot revolver in a holster and a 12-gauge single barrel shotgun with a cylinder-shaped magazine which held twelve rounds. They also seized $4,000 in traveler’s checks and more than $8,000 in currency. Although Maxwell admitted that the weapons were his, he argues that the district court erred in enhancing his sentence because the government failed to prove a sufficient nexus between the drug offense of conviction and his possession of the weapons. We disagree.
Officers found the revolver on the headboard of Maxwell’s bed next to $5,000 in currency. Maxwell claims that the shotgun was for hunting, but he admitted that he had never been hunting. Although the officers did not seize any drugs from Maxwell’s apartment, he sometimes stored cocaine there, and it had been the site of drug transactions. Brown testified that he went to Maxwell’s apartment and gave Maxwell $1,000 in exchange for one-half ounce of cocaine. Maxwell cut the cocaine off a twelve-ineh-long block of cocaine that he had retrieved from a kitchen cabinet. Additionally, Majied twice went to Maxwell’s apartment to pick up drugs. We therefore conclude that the district court committed no error in finding that it was not clearly improbable that the weapons were connected with the drug offense. See United States v. Pou,
Calvert testified that he saw Majied waving a nine-millimeter semi-automatic pistol in the fall of 1989. As Majied notes, mere presence of a firearm is not sufficient to apply the enhancement. United States v. Khang,
2. Role in the Offense Enhancement
Maxwell challenges the district court’s four-level enhancement in his offense level for his aggravating role in the offense. Guidelines section 3Bl.l(a) provides that a defendant’s offense level should be increased by four levels “[i]f the defendant was an organizer or leader of a criminal activity that involved five or more participants or was otherwise extensive.” The district court’s determination of a participant’s role in the offense is a factual finding that we review for clear error. United States v. Nelson,
We have broadly interpreted the terms “organizer” and “leader.” See, e.g., United States v. Horne,
3. Obstruction of Justice Enhancement
Maxwell also challenges the enhancement of his offense level for obstruction of justice. Guidelines section 3C1.1 provides for a two-level enhancement “[i]f the defendant willfully obstructed or impeded, or attempted to obstruct or impede, the administration of justice during the investigation, prosecution, or sentencing of the instant offense.” The provision is not “intended to punish a defendant for the exercise of a constitutional right.” U.S.S.G. § 3C1.1, comment. (n. 1). If the defendant commits perjury, however, he has obstructed justice, and the enhancement applies. Id. § 3C1.1, comment. (n. 3); see also United States v. Dunnigan, - U.S. -, - - -,
D. Downward Departure
The government cross appeals from the district court’s downward departure from the applicable Guidelines ranges, pursuant to 18 U.S.C. § 3553(b) and U.S.S.G. § 5K2.0, p.s. The district court departed downward on the ground that the 100:1 ratio between cocaine powder and cocaine base in the Guidelines has disparately impacted African Americans, finding that “[t]his disparate impact was not contemplated by Congress nor was it considered by the Sentencing Commission in developing the guideline ranges for users of crack cocaine.” United States v. Majied, No. 8:CR91-00038(02),
A sentencing court may impose a sentence that is not within the applicable Guidelines range if the court “finds that there exists an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission in formulating the guidelines that should result in a sentence different from that described.” 18 U.S.C. § 3553(b). Whether the circumstance upon which the district court relies to depart is of a kind or degree that may appropriately be relied upon to justify departure is a question of law that we review de novo. United States v. Passmore,
A downward departure is not justified simply because the Sentencing Commission did not take a factor into consideration. “[A]n asserted ground for departure must be not only one that the Commission did not adequately consider, but also one for which a
Congress specifically intended to provide more severe penalties for cocaine base than those for cocaine powder, and we have held that Congress’s decision to do so was rationally related to its “objective of protecting the public welfare.” United States v. Buckner,
In United States v. Bynum, the Fourth Circuit held that the Sentencing Commission’s failure to consider the disparate impact of the 100:1 ratio is not a ground for downward departure.
Accordingly, we affirm the defendants’ convictions, vacate their sentences, and remand the cases to the district court for re-sentencing within the applicable Guidelines ranges.
Notes
. All references are to the November 1992 Guidelines Manual.
. Although a large portion of the cocaine that Maxwell distributed to Brown was in powder form, the district court held Maxwell accountable for cocaine base. The district court committed no error in doing so, however. Brown informed Maxwell of his intent to convert into cocaine base all of the cocaine powder that Maxwell supplied to him.
