Lead Opinion
A jury convicted Maurice Cooke for attempted possession of piperidine with intent to manufacture phencyclidine, 21 U.S.C. §§ 841(d)(1) and 846, as well as using and carrying a firearm during and in relation to a drug trafficking crime, 18 U.S.C. § 924(c)(1). In this appeal, Cooke does not challenge his attempted possession conviction; however, he does contend that the evidence was insufficient to support a conviction for using and carrying a firearm in relation to a drug crime and that the “using and carrying” jury instruction given by the district court was erroneous. We reverse Cooke’s § 924(c)(1) conviction and remand for a new trial on that charge.
I. BACKGROUND
While employed as a Youth Manager at the Marion County Juvenile Center in Indianapolis, Larry Whitley met Michael Spicer, who was incarcerated at the Center. Whitley recruited Spicer to burglarize a local chemical company and steal a fifty-five-gallon drum of piperidine, a list I chemical
After both of these deliveries, Cooke contacted Whitley and complained about the quality of the piperidine. Therefore, Whitley again recruited Spicer to burglarize Riley Chemiсal and instructed him to get regular piperidine this time rather than methyl pi-peridine. Spicer agreed. However, unbeknownst to Whitley, Spicer had now admitted to the Indianapolis police that he committed the Riley Chemical burglary at Whitley’s behest, and was now cooperating with the police in connection with their continued investigation. Working with Spicer, the police arranged to make a controlled delivery of piperidine to Whitley (referred to in the record as a “reverse-sting” operation). In late May 1995, Spicer notified Whitley that he had obtained the piperidine. Whitley, in turn, notified Cooke, who told Whitley that he would get back to him with details regarding when he would arrive in Indianapolis. Cooke subsequently informed Whitley that he would arrive at the Indianapolis airport at 4:00 p.m. on June 1.
Whitley was unable to make the 4:00 o’clock connection with Cooke because he was arrested at his home earlier that day for his attempted possession of piperidine. Whitley now began to cooperate with the police. He informed them that Cooke was in Indianapolis waiting to receive the piperi-dine. Working with the police, Whitley phoned Cooke at the hotel where he was believed to be staying. Cooke questioned Whitley about why he was not at the airport as planned and informed Whitley that he had spoken earlier to Whitley’s wife, who was hysterical and thought that the police were outside. Whitley told a cover story to calm Cooke and arranged to meet with him at the hotel in thirty minutes. Because it took the
Whitley testified that when he found Cooke, the latter was “leery of the whole situation” because of what Whitley’s wife had told him on the telephone; however, Whitley reiterated his cover story and assuaged Cooke’s reservations. Cooke then rented a vehicle so that he could drive the piperidine back to California. Cooke and Whitley decided that they would load up the vehicle either that night or the next morning. Whitley informed Cooke that he had a five-gallon can of piperidine in his truck to assure him that it was “the right stuff.” Noting that he could not tell anything by looking at it, Cooke declined Whitley’s invitation to examine the container. Whitley offered to give Cooke a ride to the rent-a-car parking area so that he could pick up his rented vehicle. When they arrived at the truck, Whitley pointed out the'five-gallon container. Cooke asked where the rest of it was and Whitley said he had it stored somewhere. Whitley testified that “we put his bag in the back of the truck, and he got in the one side and I got in the driver's side.” At that point, Cooke was arrested and Whitley was taken back into custody. A search of Cooke’s luggage, a garment bag which was recovered from the bed of the truck, revealed an unloaded .38 caliber semiautomatic handgun, a fully loaded clip, and a plastic bottle containing thirteen rounds of ammunition. The gun and ammunition were found in a small compartment inside the garment bag.
Cooke was charged and convicted by a jury of attempted possession of piperidine with intent to manufacture phencyclidine, 21 U.S.C. §§ 841(d)(1) and 846, as well as using and carrying a firearm during and in relation to a drug trafficking crime, 18 U.S.C. § 924(c)(1). He was sentenced to 180 months’ imprisonment (120 months on Count 1 and 60 months consecutive on Count 2) and a term of supervised release of three years. On аppeal, Cooke contends that the evidence was insufficient to support his conviction on the firearm count and that the district court’s jury instructions as to that count were erroneous.
II. DISCUSSION
With respect to the firearms count, the district court instructed the jury as follows:
To sustain the charge of carrying or using a firearm during and in relation to a drug trafficking crime, the government must prove each of the following propositions: (1) that the defendant used or carried a firearm; and (2) that this use or carrying was during and in relation to a drug trafficking offense____
In order to demonstrate that the defendant carried or used the firearm referred to in Count 2 of the indictment, the government is not required to show that a defendant actually carried the firearm on his person during the commission of a controlled substances felony. The phrase “use or carry” is broader than physical possession. It is sufficient if you find that at a given time the defendant had the ability and intent to control the firearm and the circumstances of the case show that the firearm facilitated or had a role in the crime being committed. Having a gun accessible during a drug transaction is sufficient to meet the “use or carry” requirements of 18 U.S.C. § 924(c).
The fact that defendant never had an opportunity to brandish or discharge a gun does not mean that the gun was not used for purposes of the term “use” in Count 2 of the indictment. It is enough that the firearm facilitated or had a role in the*1293 crime such that its presence increased the likelihood of success of the drug offense as a means of protection or intimidation, whether or not a discharge in fact occurred, or if its presence provided the defendant with the security and confidence needed to undertake the alleged drug offense.
Jury Instructions 20, 22,28.
Citing the Supreme Court’s decision in Bailey v. United States, — U.S. -,
There can be little doubt that the instructions given in Cooke’s trial were plainly erroneous in light of Bailey,
As is now well established in this Circuit,
(1) if all the evidence presented qualifies as either active-employment “use” or “carry,” the court will affirm a conviction despite the bad instruction, (2) if none of the evidence presented qualifies as either active-employment “use” or “carry,” the court will reverse the conviction outright, and (3) if some of the evidence presented could qualify as either active-employment “use” or as “carry,” but other evidence presented points to mere possession or some other type of now-defunct, inactive “use,” the court will reverse the conviction and remand for a new trial, since one cannot be sure whether the jury convicted on the proper or improper basis.
Cotton,
The evidence presented at Cooke’s trial relating to the firearm was extremely scant and revealed little more than that at the time Cooke was arrested — while sitting in the passenger compartment of the truck — his garment bag, which contained the unloaded handgun and ammunition, was located in the bed of the truck by the container of piperi-dine. Cooke’s counsel elicited the following testimony from Whitley as to how Cooke’s bag made it into the back of the truck:
Q. Now, Mr. Cooke had some luggage at that time; right? When he was walking out to the trunk?
A. Yes.
Q. Did you help him with his luggage?
A. Yes, I did.
Q. Did you help him put his luggage in the back of the pickup truck?
A. I think so. I think I did, yes.
Transcript at 11 — 12. Thus there were arguably three evidentiary bases upon which the jury might have rested its guilty verdict as to the § 924(c)(1) charge: (1) Cоoke’s pistol-containing luggage was placed in the bed of the truck along with the piperidine, and either (2) Cooke carried his luggage to the truck while in the process of consummating the piperidine sale or (3) Cooke accompanied Whitley as the latter carried the bag to the truck.
Consistent with the erroneous instructions given in this case, the jury could have determined that the presence of the weapon in Cooke’s garment bag — either while it was sitting in the bed of the pickup truck or while being carried (whether by Cooke or Whitley) — constituted “use” of the weapon because it facilitated the transaction by giving him a sense of confidence and security. However, the government now concedes that the evidence cannot support a conviction under the “use” prong of § 924(e)(1) and our independent review yields the same conclusion. See Gonzalez,
Accordingly, the inquiry must shift to whether a properly instructed jury could have convicted Cooke under § 924(e)(l)’s “carry” prong. The term “carries” as used in § 924(c)(1) is not one that has yielded to precise definition. Over seven years ago, a panel of this Court observed that “[djefining
First, there can be no doubt that a defendant who possesses a weapon on his or her person is carrying the weapon. See Bailey, — U.S. at • — —,
This definition is far too narrow. Webster’s dictionary lists 23 separate definitions of “carry,” only the eighth of which is limited to “wearing] or hav[ing] on one’s person.” Merriam-Webster’s Collegiate Dictionary 175 (10th ed.1993). We cannot imagine that Congress intended so slim a meaning. Fortunately, we need not consider all 22 other definitions — the first suffices: “to move while supporting: TRANSPORT.” Id.
[T]he jury necessarily found that the firearm in Fuentes’ purse on the front passenger seat of Lopez’ and Fuentes’ truck was “in the defendants’ possession or under the defendants’ control at the time that a drug trafficking crime was committed as alleged.” We conclude that in doing so, the jury also necessarily found that either Lopez or Fuentes transported the firearm “on or about” his or her person such that the firearm was “immediately available for use.” The firearm in this case was found in Fuentes’ purse on the front passenger seat, within reaching distance of Lopez and Fuentes and less than a foot away from the 270 grams of heroin. Quite simply, no rational jury could have found that the pistol was “in the defendants’ possession or under their control” without also necessarily finding that either Lopez or Fuentes “carried” the firearm (in the purse) to the truck.
It is evident from the foregoing that a properly instructed jury in this case could have convicted Cooke under § 924(c)(l)’s “carry” prong if it found that Cooke personally carried his garment bag, which contained his pistol and ammunition, when he and Whitley walked to the truck at the Indianapolis airport. A jury reasonably could have inferred from this evidence that Cooke transported the weapon in his garment bag while en route to the truck in the process of attempting to possess piperidine. There is no discernible difference between Cooke’s act of carrying his luggage containing a pistol and ammunition to the truck in this case and the defendant’s act of carrying a purse containing a gun to the truck in Lopez or the defendant’s act of carrying a briefcase containing a gun and pipe-bombs to his garage in Manning. We fully concur with our sister circuits, and therе can be no serious doubt, that the act of transporting a weapon in any one of these types of hand-held baggage constitutes “carrying” the weapon for purposes of § 924(c)(1). Plainly, in such cases the weapon is “on [the defendant’s] person or within his reach, available for immediate use.” Baker,
If the evidence that Cooke carried his weapon-containing garment bag to Whitley’s truck was the only evidence in this ease relating to the firearm, the inquiry would be at an end and Cooke’s conviction would be affirmed. However, there was other evidence relating to the firearm. Specifically, (1) the jury might have found from the testimony that Whitley, not Cooke, carried the weapon-containing garment bag to the truck, and (2) there was evidence that at the time of his arrest, while he was seated in the passenger compartment of the truck, Cooke’s garment bag was located in the bed of the truck in close proximity to the piperidine. It is possible that the jury rested its guilty vеrdict on one or both of these pieces of evidence. As explained above, such evidence cannot support a conviction under § 924(c)(l)’s “use” prong. We now consider whether it can support a conviction under the “carry” prong.
It is readily apparent that if the jury was of the opinion that it was Whitley, not Cooke, who carried the garment bag, then it could not have properly convicted Cooke for “carrying” the weapon since he was not do
At the time of the arrest the weapon was not being transported at all. In Baker, a panel of this Court found that “there is little question that transporting a gun in a car within reasonable reach constitutes ‘carrying’ for the purposes of § 924(c)(1).”
In light of our conclusion that this evidence cannot support a carrying conviction because the truck never moved the weapon, it is both unnecessary and imprudent to consider a second potential reason why this evidence cannot support such a conviction — namely, the weapon sitting in the bed of the truck was not “carried” by Cooke because it was not immediately accessible to him, while he was sitting in the passenger compartment of the truck. However, because of certain statements contained in this Court’s recent Molina opinion, a brief discussion of this important issue is warranted.
The circuits are split on the issue of whether a weapon that is aboard a moving vehicle must be immediately accessible to the defendant in order to support a “carrying” conviction under § 924(c)(1). Compare United States v. Riascos-Suarez,
This Circuit has not yet expressly held that such a showing is required. While our Baker opinion did agree with the Sixth Circuit and held “that a defendant who transports a gun on his person or within his reach, available for immediate use, during and in relation to a drug trafficking crime may— consistent with Bailey — be convicted of carrying a firearm under § 924(c)(1),” immediately after announcing this holding, the Baker panel limited it as follows:
We note, however, one significant limitation to our holding today: Riascos-Suarez appears to hold that a defendant may be convicted for carrying a firearm only if the weapon is within the defendant’s reach and immediately available for use. While it is certainly true that at some point a defendant’s access to a firearm being transported becomes so distant and attenuated that he can no longer be said to be carrying it, we do not decide today how immediate his access must be in order to sustain a conviction under § 924(c)(1). We do not, for example, offer an opinion today on whether a defendant who has drugs and a fully operable and loaded gun locked in the trunk of his ear could be convicted under § 924(c)(1) for carrying a firearm. Rather, wе hold simply that at least where a defendant is transporting a weapon within his immediate reach, he may be convicted under § 924(c)(1).
Although in Baker we declined to decide whether the presence of a firearm and drugs in the trunk of a car would be sufficient for a conviction under § 924(c)(1), today we state that it would, noting that a gun does not have to be within a defendant’s immediate reach____ If a firearm and drugs are in the same place, and the gun has been moved at all, such as with a car, then both the carrying and relation prong have been established even if both the gun and the drugs are locked together in the trunk of a car.
Molina,
Because the Court cannot determine upon which of the three evidentiary bases — one proper, the other two not — the jury rested its conviction in this case, Cooke’s § 924(c)(1) conviction must be reversed and remanded for a new trial on that charge.
Reversed And Remanded.
Approximately four months after this case was argued, Cooke sought leave of this Court to file a supplemental brief asserting additional grounds for reversal that were not previously raised or argued. Specifically, Cooke now maintains that his trial counsel, Mr. Steven Riggs, rendered ineffective assistance and that racial bias tainted the selection of his jury. Although Coоke is mindful of this Court’s frequent admonishments against bringing ineffective assistance claims on direct appeal, see, e.g., United States v. Walls,
It is well established under Strickland v. Washington,
In particular, after careful review of the record, we find the following 13 bases for Cooke’s ineffective assistance claims to be patently without merit: (1) Counsel’s waiver of Cooke’s right to a speedy trial by twice requesting a continuance to pursue plea negotiations and once not contesting the government’s motion for a continuance; (2) Counsel’s failure to move for disqualification of the trial judge after she informed counsel that her college-aged daughter had held a summer intern position at Riley Industries (the chemical company from which the piper-idine was stolen) earlier in the year during which Cooke’s trial was held, but that she did not bеlieve that this circumstance warranted recusal or disqualification under 28 U.S.C. § 144 or 455(a); (3) Counsel’s failure to demand a “full scale evidentiary hearing” to determine whether a juror viewed Cooke while handcuffed in the courthouse, and if so, whether Cooke was prejudiced thereby. The trial judge found that the incident posed no problem after she questioned the juror (outside the presence of the other jurors) about it and the juror stated that she “did not pay [any] attention” to Cooke being escorted by the Marshal; (4) Counsel’s inquiries to the trial judge regarding her specific procedures for conducting voir dire of the jury and exercising strikes; (5) Counsel’s failure to utilize a peremptory challenge to a juror who, on his own initiative, admitted to the Court that, in an effort to avoid jury duty, he had falsely represented on a juror questionnaire that he harbored racial prejudice when, in fact, he did not; (6) Counsel’s failure to object to the trial judge’s efforts toward conducting an efficient trial and completing it within two days; (7) Counsel’s failure — in an effort to save time — to cross-examine Larry Whitley about threatening Michael Spicer in connection with his efforts to get Spicer to return to Riley Industries and steal more piperidine; (8) Counsel’s failure to object to proceeding with closing arguments into the early evening hours after the judge informed counsel that this was the jurors’ preference; (9) Counsel’s alleged advice to Cooke not to take the witness stand (because his prior criminal conduct might be revealed as might his marriage to a white woman, which could possibly alienate some jurors) even though Riggs recognized it was possible that the jury might believe him; (10) Counsel’s failure in closing argument to explicitly ask the jury to return a not guilty verdict; (11) Counsel’s alleged advice to Cooke not to speak directly with the probation office in connection with that office’s preparation of a presentence report; (12) Counsel’s purportedly deficient cross-exаmination of Whitley (which at one point seems to suggest that Cooke was engaged in illegal activity to support a business venture) and his failure to pursue several lines of evidence, including (i) Counsel’s failure to call certain witnesses for purposes of impeaching Whitley, including two witnesses who would testify as to Whitley’s drug use; (ii) Counsel’s failure to transcribe an audiotape so that the jury could better decipher what was being said; (iii) his failure to call Michael Spicer (one of the government’s cooperating individuals) in an effort to elicit testimony concerning to whom Whitley really sold the stolen piperidine; (iv) Counsel’s failure to call Cooke’s nephew to testify “about [Hollywood Dazzlers] videotapes”; and (13) Counsel’s failure to present an entrapment defense. With respect to all of these purported bases for Cooke’s ineffective assistance claim, we have no hesitation in concluding that Mr. Riggs’ advocacy was not objectively unreasonable. The two rеmaining grounds for Cooke’s ineffective assistance claim are intertwined with his Sixth Amendment claim, which is discussed immediately below. Although those two grounds are as unavailing as the others, it is convenient to defer discussion of them until after disposing of the Sixth Amendment claim.
Cooke raises two interrelated arguments concerning the racial make-up of the jury venire and panel. First, he maintains that his Sixth Amendment rights were
Although it is not entirely clear, Cooke’s supplemental brief suggests that he may also be complaining under Batson v. Kentucky,
As should be evident from the foregoing, Cooke’s contention that his trial counsеl rendered ineffective assistance by failing to lodge objections on Sixth Amendment grounds to the composition of the veni-re and petit panel is meritless. Although the presence of only one African-American on the venire might warrant some inquiry into the methods for selecting jurors used by the Indianapolis district court, that fact alone would not be a sufficient basis for raising a Sixth Amendment objection and the record does not suggest that any other bases for
For the foregoing reasons, Cooke’s belatedly raised grounds for reversal are without merit.
Notes
. "The term 'list I chemical' means a chemical specified by regulation of the Attorney General as a chemical that is used in manufacturing a controlled substance ... and such term includes ... (J) piperidine and its salts.” 21 U.S.C. § 802(34).
. See 21 U.S.C. § 812(c), Schedule 111(b)(7); see also 21 C.F.R. § 1808.12(e)(4).
. A truck belonging to a law enforcement officer was used for the reverse sting. The record reflects that an officer drove the truck to the airport, where it was then parked in the parking lot with the piperidine placed in the bed of the truck. For ease of exposition, this opinion shall occasionally refer to this truck as “Whitley's truck.”
.Cooke objected to the use of the phrase "it is sufficient if” as used in Instruction 22 and suggested that it be replaced with "You should determine whether,” arguing that the former phrase had the effect of lessening the government's burden. Cooke also proposed that the word “is” in the last sentence of Instruction 22 be replaced by "may be” because the word “is" might be understood as a directive whereas "may be” would leave the jurors with the understanding that they were to make a determination. See Transcript at 11-96—II—99. Although there is a small degree of overlap between the Bailey issues and those raised during defense counsel's colloquy with the judge during the instructions conference, it is apparent that the basis of counsel’s objection was not the distinction in meaning between "use" and "carry” or the proper construction of either of these terms. Hence this issue was not properly preserved for appeal and we review only for plain error.
. Of course, Judge Barker cannot be faulted for giving these instructions, for Bailey had not yet been decided at the time of Cooke's trial and the instructions were generally compatible with circuit precedent. See United States v. James,
. Although Bailey was only decided a little over one year ago, a quick WESTLAW search indicates that this Court has already decided at least thirty appeals raising Bailey issues.
. Of course, now that the Bailey decision has dramatically constricted the range of conduct constituting "use” of a firearm, delineation of the parameters of the term "carries” takes on heightened significance.
. The fact that Cooke's gun and ammunition were contained in a zipped, inner compartment of his garment bag, does not render the weapon unavailable fоr immediate use. We leave for another day the question of whether a weapon stored in a locked container within a piece of luggage is immediately accessible.
. Because Cooke was charged with neither conspiracy nor aiding and abetting, we need not consider whether, on this view of the facts, Cooke might properly have been convicted under theories of co-conspirator or accomplice liability for Whitley’s act of carrying the weapon.
. The government — no doubt eager to obtain a favorable ruling and thereby foreclose any possibility of a successful collateral attack raising these issues — has joined in Cooke's request to resolve Cooke’s ineffective assistance claims,
Concurrence Opinion
concurring.
In light of this court’s recent decision in United States v. Molina,
Neither Molina nor Cooke’s case presents faсts that require us to resolve the question reserved in Baker. In Molina, as the concluding paragraph of the opinion makes clear, “a rational trier of fact could have found beyond a reasonable doubt that the loaded weapon was within Molina’s reach.”
Concurrence Opinion
concurring.
I concur in the result reached by the majority, but I write separately because my colleagues’ opinions leave the unfortunate impression that the validity of this court’s very recent and very clear decision in United States v. Molina,
