In 1990, a jury found Marvin Smith guilty of one count of conspiracy to distribute in excess of five kilograms of cocaine, in violation of 21 U.S.C. § 846. The court allowed Smith to remain free on bond pending his sentencing. Smith never appeared for his sentencing hearing and remained at large for fourteen years. In 2004, the long arm of the law caught up with Smith and the district court sentenced him to thirty years’ imprisonment. Smith appeals his conviction and sentence. We affirm his conviction but vacate his sentence and remand for resentencing.
I.
Darryl Carter and Todd Thompson were Milwaukee-based drug dealers in the late 1980s. In the summer of 1987, when Thompson needed a new source for cocaine, Carter took him to Los Angeles to meet Kevin Diggs. Diggs was the cousin of Carter’s common law wife. Carter knew Diggs well; he had lived in Los Angeles for many years and had previously purchased cocaine from Diggs for his personal use. On that first trip to Los Angeles, Thompson purchased a half kilogram of cocaine from Diggs for resalе in Milwaukee. In the months that followed, Carter and Thompson returned to Los An-geles between four and eight times to purchase more cocaine. On some of these trips, Thompson purchased as much as two kilograms of cocaine from Diggs and one of his associates, Gwain Collins. In late summer 1987, Diggs told Carter and Thompson that they could obtain cocaine from a man known as “June” in Cleveland. Carter, Thompson and a third man, Terry Wynn, subsequently traveled to Cleveland to meet June. June fronted three kilograms of cocaine to Thompson and his associates. In the drug business, “fronting” involves providing drugs at no cost with the understanding that the purchase price will be paid later from the proceeds of sales to third parties.
In February 1988, Wynn brokered two thirty-kilogram cocaine sales from Diggs to a Milwaukee buyer named Jеrome Mann. The next month, Wynn paged Diggs to set up another thirty kilogram purchase from Mann. Diggs called Wynn from Chicago and said he was on his way to Milwaukee to pick up the money for this transaction. Wynn obtained the money from Mann and delivered it to Diggs, Collins and Carter in Milwaukee. Once the money was paid, Wynn traveled to Chicago with Diggs, Collins, Carter and Anthony Heard, where they all checked in to a hotel. After checking in, Diggs told Wynn the cocaine had been sold to another party and they would have tо travel to Detroit to pick up the thirty kilograms. The entire entourage drove to Detroit where, the next day, they visited Smith at his home. The money for the deal was delivered to Smith and counted in the presence of Diggs, Collins, Carter, Heard, Wynn and Smith. The meeting stayed in the mind of at least one of the participants because Smith was apparently very particular about the way he wanted the money stacked as it was counted. After the counting, Diggs and Collins gave Carter a suitcase filled with thirty-seven kilоgrams of cocaine. In addition to the bargained-for thirty kilograms, Diggs was fronting an extra seven kilograms to Wynn on credit. Garter and Heard then delivered the thirty kilograms to Mann in Milwaukee. Telephone records from this time period show dozens of calls between the parties from the various hotel phones, cell phones and Smith’s home phone.
A few weeks later, Diggs called Wynn, ready to complete another deal. Wynn and Heard drove to Chicago and met with Mann’s associates to pick up the money for the deal. The money was counted and delivered to Diggs and Collins. All the parties involved proceeded to a restaurant where Diggs delivered a suitcase full of cocaine to Wynn and Heard. Again a trail of telephone and hotel records showed connections among Mann, Heard, Collins, Wynn and Smith during this time period.
In 1989, Wynn was arrested and agreed to cooperate with authorities in setting up an undercover transaction with Diggs. At this point, Wynn did not have a current number for Diggs but was able to obtain Diggs’ pager number from Collins. After paging Diggs, Wynn had a series of tape-recorded telephone calls with Diggs, setting up a twenty-kilogram cocaine sale.
Smith testified at trial on his own bеhalf. He conceded that he had traveled to Milwaukee to help Diggs collect a debt but denied knowing that the debt was related to the sale of illegal drugs. He also conceded a passing acquaintance with some of the persons involved in these transactions but denied that he took part in any drug trafficking. The jury convicted Smith, the court allowed him to remain free on bond pending his sentencing and, as we noted earlier, he disappeared for fourteen years. On his return to сustody, the district court sentenced him to thirty years’ imprisonment. Smith’s sentencing hearing occurred after this court’s decision in
United States v. Booker,
II.
On appeal, Smith challenges the district court’s limitations on his counsel’s cross-examination of Darryl Carter, one of the witnesses against him. He contends that the district court viоlated his Sixth Amendment right to confront Carter by allowing the prosecutor to invoke Carter’s already-waived attorney-client privilege in order to limit cross-examination. He also argues that the district court abused its discretion in allowing the prosecutor to impeach Smith with the nature of a nearly ten-year old conviction for possession with intent to deliver controlled substances. Finally, Smith challenges the district court’s sentence, which failed to use the Guidelines as advisory and which excеeded the recommended Guidelines sentence without any justification.
A.
Among the people to testify against Smith was Darryl Carter, who had struck a very favorable deal with prosecutors in exchange for his testimony. On cross-examination, Smith’s attorney pointed out that Carter was charged with distributing 103 grams (less than four ounces) of cocaine when in fact he admitted to distributing vastly greater quantities. During the defense counsel’s questioning of Carter on the extent of his plea deal, the government objectеd to questions related to Carter’s conversations with Carter’s own lawyer. The court sustained the objections and restricted the cross-examination: 1
Q: So we’ve got 200 pounds of cocaine you haven’t been charged with, right?
A: Yes.
Q: And how much, sir, based upon your training and experience is one pound of coke worth?
A: About $8,000.
Q: And so if you take a hundred pounds and multiply it times 8,000, you got a lot of money, don’t you?
A: Yes. 2
Q: Never prosecuted for any of that, correct?
A: Yes.
Q: Not only that, the government went and knocked off three counts of what you were charged with, didn’t they?
A: Yes.
Q: And so when all is said and done what you pled guilty to is something where you are facing a maximum of 20 years in prison, right?
A: Yes.
Q: Now, the government told you that if you cooperated they would give you what is called a downward departure, didn’t they?
A: Yes.
Q: And did they tell you what a downward departure was?
A: Yes.
Q: What is it?
A: It would depart from the guidelines, what the guidelines recommend for my sentencing for cooperation.
Q: And as you acknowledge in this Exhibit No. 1 [the plea agreement] your lawyer explained to you how the guidelines operate, didn’t he?
A: Yes.
Q: And in the course of that explanation he wоuld have told you that if you were found guilty of just 103 grams of coke ... you would be a level 12 offender and be looking at 10 to 16 months in prison; didn’t he?
A: No.
Q: Your lawyer never told you that?
A: No.
Q: Well, in this agreement you say he did, don’t you?
A: What the lawyer told me—
Mr. Johnson: Well, Your Honor, I’ll object on a few grounds. One is attorney client privilege. Mr. Carter’s not obligated to testify about his communications with his lawyer. And that’s not what the agreement says they discussed. And just under Rule 403. I mean, Mr. Coffey has made his point. I don’t see the point of beating this to death with Mr. Carter’s plea agreement.
The Court: I’m more concerned about that first point. And I think in fairnеss to the witness you should keep away from that.
Mr. Coffey: Fine.
Tr. at 129-30. At this point, Coffey asked Carter what the court told him his sentence would be under the Guidelines without the benefit of a downward departure. Carter replied that the court told him his Guidelines sentence would be seven years but that the court ultimately sentenced him to four years of probation with the first six months to be served in a work release program. Smith’s lawyer thus established that although Carter admitted to dealing more than 200 pounds of cocaine worth approximately $1.6 million, after his plea deal, he was sentenced to probation without serving a single day in prison. He also established that Carter had been a cocaine addict since at least 1986, and that during the time period covered by his testimony, he had an “unbearable” addiction to cocaine that caused him to forget things, fantasize, see things in his dreams, and left him unable to sleep or eat.
We begin with the government’s assertion of Carter’s attorney-client privilege as an objection to defense questioning. Smith is correct that Carter’s attorney-client privilege belonged solely to Carter and not to the government.
See United States v. Rainone,
In general, we review a trial court’s limitation on the extent of cross-examination for abuse of discretion.
United States v. Nelson,
Hаrmless error analysis applies to errors arising under the Sixth Amendment Confrontation Clause.
Van Arsdall,
B.
In anticipation of Smith testifying in his own defense, his lawyer moved
in limine
to exclude evidence of a prior conviction for pоssession with intent to deliver a controlled substance, an offense for which Smith had been convicted nearly ten years earlier. Smith’s counsel argued that, given the age of the conviction and its similarity to the charged conduct for which Smith was then on trial, the court should exclude it. When the court indicated its intent to allow the government to question Smith about this conviction, counsel asked the court to forbid inquiry into the nature of the felony conviction, limiting testimony to the existence of a felony сonviction on a particular date. After asking the parties for precedent in support of such a restriction, the court ruled that it would allow the government to ask Smith whether he had been convicted of a felony, when he was convicted and what the offense was.
See Campbell v. Greer,
On cross-examination, the government asked Smith about the conviction:
Q: Finally, let me ask you about your description of this case down in Dallas, Texas. You said you were tricked by a friend, is that right?
A: Exactly.
Q: But you were found guilty of the crime, weren’t you?
A: Oh, yes.
Q: And you earlier testified that you were convicted for possession of a controlled substance, correct?
A: Yes.
Q: But that’s not really what you were convicted of, was it?
A: Yes.
Q: Were you convicted оf possession of a controlled substance with intent to deliver?
A: Oh, well, if that’s part of the charge with possession of a controlled substance and with intent to deliver I guess that’s part of it.
Q: That’s what you were convicted of?
A: Yes.
Tr. at 39-40. In closing arguments, the government discussed Smith’s motive to falsify his testimony. The prosecutor pointed out that Smith had a prior conviction for possession of controlled substances, “although he didn’t volunteer at first that it was possession with intent to deliver. But in any event the fact that he has this prior conviction can be considered by you as relevant to his credibility.” Tr. at 645^46. This was the entirety of the government’s argument about the prior conviction.
On appeal, Smith contends that the district court abused its discretion in allowing the government to impeach Smith with the nature of his prior felony conviction. We review the district court’s decision for abuse of discretion.
United States v. Smith,
The district court relied on
Campbell
for the proposition that the government could impeach Smith with the crime charged, the date and the disposition.
See Campbell,
There was no harping or parading here. The government very simply pointed out that Smith did not fully and accurately reveal the рarticular felony at issue and that he tried to explain away his conviction by blaming the crime on a friend who deceived him. All of this was very appropriate under Campbell and White, especially in light of Smith’s attempt to explain away the prior conviction. Nor do we accept Smith’s invitation to reweigh the probative value of this information against its prejudicial effect. Smith suggests that because the ten-year-old conviction was similar to the crime charged and because the proseсution “subtly misused the nature of the prior conviction,” reversal is- warranted. The prosecution did not- misuse the information, even subtly, and argued only that the jury could use it to assess Smith’s credibility. The prosecution did not, as Smith seems to suggest, argue to the jury that because Smith committed a similar crime in the past that he was guilty of this offense. There was no abuse of discretion here.
C.
All that remains is Smith’s sentence. As we noted above, the district court sentenced Smith during the confusing period of time after our decision in
Booker I
but before the Supreme Court’s decision in
Booker II.
The district court declined to use the U.S. Sentencing Guidelines at all, instead exercising its discretion to select a sentence within the statutory range of ten years to life. The court sentenced Smith to a term of thirty years’ imprisonment. This was error. Although the Guidelines are no longer mandatory, a sentencing court must still consult the Guidelines and take them into account when sentencing.
United States v. Baretz,
III.
For the reasons stated above, we affirm Smith’s conviction but vacate his sentence and remand for resentencing.
Affirmed in Part, Vacated and Remanded in Part.
Notes
. The questions here are posed by Smith's attorney, Dennis Coffey, to Darryl Carter. Mr. Johnson is Assistant United States Attorney Mel Johnson.
. Using this figure of $8,000 per pound, the 200 pounds of cocaine would have been worth $1.6 million.
