*1 regular service on active having polled requested the Court be (Rule rehearing en banc Procedure; Appellate Local Rules 12) Petition for Fifth Circuit Rehearing En Banc is denied. America,
UNITED STATES Plaintiff-Appellee, Ray HUFFMAN,
Marvin Defendant- Appellant.
No. 72-1013. Appeals,
United States Court of
Sixth Circuit.
Sept. 13, 1972. *2 Appellant
Criminal Procedure. does not deny he that and mailed the letters. wrote conclude We instructions were erroneous and that the court failed Accordingly, comply with 30. we reverse conviction and remand the case for a new trial.
Appellant average is a man of below intelligence, and an avowed homosexual. undisputed history It is that he has a mental disorders and that he was under deeply emotional stress and dis- was turbed at the time wrote these let- he Warner, Louisville, Ky., William T. repeated history He ters. also a has defendant-appellant. for activity. previously criminal He was Barr, Atty., James H. Asst. S.U. writing convicted North Carolina of a George Long, Atty., J. U. S. W. Waver- threatening President, letter and Atty., Louisville, Townes, ley Asst. S.U. conviction, as a result of that he Ky., brief, plaintiff-appellee. for prison fed- transferred from a state to a McCREE, WEICK, PECK Before and prison. eral At the time wrote Judges. Circuit here, letters for which he indicted he was confined the United States McCREE, Judge. Circuit Army Knox, in the stockade at Fort appeal from This is an a convic- having Kentucky, absent with- been tion on three counts of an indictment out leave. charging Huffman mailed three let- During Fort incarceration ters threatened of the lives Knox, confined, period, he was for a to a President and President Vice psychiatric Army ward Ireland Hos- States, violation of 18 U.S.C. § pital intentionally because he cut had 871(a).1 The District Court sentenced own wrists three times the stockade. imprisonment Huffman to for three con- He characterizes these as sui- incidents five-year pursuant current terms to 18 attempts, appellee cide but contends 4208(a)(2). U.S.C. § superficial the cuts were and were Appellant contends that evidence procure tended his release from jury’s support does not determina- the stockade. possessed requisite tion that intent; during instruc- The letters were written June erroneous; tion on letter, intent was and that first The dated June give oppor- court did counsel an was addressed Presi Vice object tunity to to its instructions after dent and stated that kill Huffman would they had been and him if before President did not have Vice begun required had Army its deliberations Huffman released from the within by Rule days provide Federal Rules him and with 871(a) provides: States, § 18 U.S.C. office of President of the United knowingly willfully President-elect, knowing- Whoever de- or the Vice posits conveyance any willfully ly in the mail or for otherwise makes delivery post President, against office or such threat Presi- any letter, paper, dent-elect, letter carrier writ- of- Vice President or other ing, print, missive, or document con- ficer next in the order of succession taining President, threat to take the life of or Presi- the office of or Vice bodily dent-elect, harm inflict the President be fined not more than shall States, $1,000 imprisoned of the United elect, the President- than five more years, the Vice President or other officer or both. next in the order of succession to the $100,000 daughter, The dollar bills.2 lives of President’s 21, 1971, Secretary State, Secretary letter, second dated June Edgar Interior, (the It informed addressed to the President. J. Hoover Director plans Investigation), him made that Huffman had Bureau that he had kill the President and Vice President. It Vice further stat days undergo ed decided to kill the President that Huffman intended to killing change the Vice President.3 sex before become first wom *3 1971, letter, 27, was third dated an June President of the United States.4 the President and stated addressed to trial, At Huffman’s defense was up mind” had “made Huffman suffering that he a from plan pursuant to a to kill the President disturbance at time wrote let he whereby become the Huffman would ters, and that it was so serious that he owner least of “at one-half of doing did not what he and know letter also threatened States.” The could not to the re conform conduct 18, June, 1971 2. June 3. 21 1971 Agnew Spiro Nixon, T. Vice-President of Mr. Richard President House, AVashington, D. C. White U.S.A. House, AVashington, Dear Sir: AVhite D.C. being writing I am held at stockade. Fort Knox am Dear sir. I this letter to here for I you plans I have been about a month. inform I have made Agnew prisons Kentucky, have in the in been kill since I but Vice-President you Carolina, thought North Florida. are Since have it about a little I have de- you days in Number S. Two command over U. cided to kill I kill before Army you very you Agnew. feeling seem like a smart man should make you good you so I know do not me to kill want to know will about you. you Now, day you. if don’t me to kill want 6 to 8 to live before I kill you, you say. days going do as I will The reason I am wait two before I kill President —kill President get Army 1. You will me out of the Agnew through so can watch them days today day within 14 from 18th this you knowing [sic] hole this —that year June, of give you That will 1971. time can be counted hours on his toe. days you get 12 about after this you Just remember are to die and will letter. get praise all the for it. get $100,000.00 2. You will me and My gay name, Marvin R. Huffman. 20, send it me in 50 dollar bills and Joanne. you quite it better do [sic]. June, 1971 get money 3. You will from the Nixon, Richard bank, anyone you and not let do see be- President of the United States - anything you
cause better Washington, House, White D.C. your depends understand life it. on Get it? Dear Sir: thought you just my up One final do it and I have made mind to kill you quite you day your do it dam [sic]. You know ten the next kill days very long daughter day you is not to live. in ten are after dead you myself, Now to tell a little about and then —and then let about or 60 - years old, very my I am boys put high of places some of 6 feet Washington very 1 inch tall. I wear a size 10 and then soon - ladies my great plan size 14 ladies I will be to start able of My just blouse. does, being hair looks like a woman the owner of at least of one-half you. and I would love to kill You the United But of I will States. course you letter, will following live if do as this have named men killed: you you My if don’t will die. address You, Secretary Secretary State, Ray Huffman, 67079661, is Marvin U.S. Edgar Interior, and, Hoover, J. Stockade, Post Post Office Box A Fort course, gold I will take care of all the Knox, Kentucky. just out of Fort Knox and with all think My number, cell plus South K Cell. killed killed Vice-President (s) Ray get my changed Marvin Huffman and the as I same sex .5 comports makes available support with and the law In quirements of knowledge testimony one scientific modern defense, he submitted continuing Barrett, serve to aid L. psychologist, Curtis of a Dr. development federal law. tests several Jr., administered who had had types Huffman of different questions consideration twice, occasion on one him interviewed responsibility pertaining rebuttal, the four hours. about insanity de- offers when defendant testimony of submitted Government follows: fense are as Jr., Trawiek, John D. psychiatrist, Dr. Huffman suffering interviewed had a mental who 1. Was August County Jail commission Jefferson illness at time of the over an period of “somewhat for a the crime? purpose Dr. principal hour.” The pre- 2. Was that illness such as to with Huffman interview Trawick’s wrongfulness knowing vent his trial, competency to stand to determine *4 his act ? he was testified that Trawiek but Dr. about conclusions able to form some also as Was the mental illness such ear months Huffman’s state incapable substantially to render him lier. conforming to the re- of conduct his charged quirements of the law he is re- parties written submitted Both violating ? with insanity quests instructions on request, defense. In his written as a negative finding to the first A as Attorney as- United the Assistant States negative findings question to or our decision he followed that serted questions both the second and third Smith, 404 F.2d United States v. rejection insanity require of the would 1968). we ex- (6th that case Cir. finding toas An affirmative defense. approval pressed of the standards plus question, the first affirmative in its Draft, stated Law Institute American finding the or either the second as to (Official Penal 4.01 Model Code § require question, a would third 1962)6 : guilty” de- “not because of verdict of responsibili- criminal lack of fendant’s ty. generally to elect adhere We now to responsibility test of the criminal Model Penal Code. the judgment [stated in] of court inIf provides testimony a psychiatric believe it to be a test which lay
We
comprehend;
to the second
readily
one which
in relation
will
no issue
bodily
life
to take the
more but
or
I will not be homosexual
harm
President,
very
woman,
the state-
a
first woman
President
mistake,
can’t
the result
States and
fools
ment not be
United
thing
stop
duress,
does
The statute
or coercion.
a
me.
dam
to
actually
say
boy,
require
I think I
the defendant
The sweet
or
should
carry
threat.
out the
Knox
intend to
little woman
Fort
sweetest
Roy
Ray
(quoting
Stockade,
v.
from
United
Huffman.
at 1369
Marvin
Id.
(9th
874,
States,
(s)
Cir.
F.2d
877-878
Marvin
Huffman
Joanne
1969)).
only recently held,
5. This
has
court
the ALI formu-
Lincoln,
Penal Code
In the Model
Reversed
remanded.
and
States.
reversing
nevertheless is
(dissenting).
WEICK,
Judge
Circuit
grant-
judgment
and is
of conviction
grounds,
It
ing
controverted
Huffman
trial on two
each
a new
to which,
purely
letters
tech-
point out,
indeed write and mail the
I will
President
Vice President
no
nical
has
substance.
threatening
States,
to kill them
opinion
majority
First,
states:
daughter,
and the President’s
“
give
did not
court
.
.
.
[T]he
threatening
have killed
Secre-
object
its
opportunity
counsel
Ed-
taries
of State and Interior
J.
they
been
had
instructions after
gar Hoover,
making
demands
begun
de-
jury had
its
and before
payment
large
money.
sums of
required
Rule 30
liberations
insanity,
Proce-
Huffman's
defense
Criminal
Rules of
the Federal
proof
sharply
and the
on this
issue
dure.”
681,
pro-
Ry. Co.,
F.2d
30 was amended
Bule
Francisco
San
1966) ;
objection
(10th
opportunity
and United
vide an
out
Cir.
683-684
request by
presence
Schartner,
F.2d
States
Advisory
party.
(3d
re
we are not
The Notes
Since
case,
pro-
quired
in this
Committee on Buies state that
issue
to decide this
argu-
permit
“to
to do
vision was intended
full
we decline
so.
ment of
to instructions.”
*7
provides:
30,
1. Rule
Fed.R.Crim.P.
Appeals
8. We
or at
that
the Courts of
the evidence
observe
the close of
“At
sharply
during
are
divided over the issue whether
the trial
earlier
time
such
any party
prejudice
require
reasonably directs,
re
must be shown to
the court
pro
may
requests
obtained
a
versal of
conviction
court
file written
ceeding
compliance
law as set
with
on the
Bule
instruct
Compare
Slaton,
requests.
v.
430
same
United States
in the
At the
time
forth
(7th
(re
1970)
copies
requests
1109,
such
shall
fur-
F.2d
Cir.
1111
denied),
hearing
denied,
parties.
en
cert.
400
The court
banc
to adverse
nished
proposed
475,
997, 91
L.Ed.2d 448
inform
its
U.S.
S.Ct.
counsel
27
shall
(1971)
States,
requests prior
;
F.2d
to their
Carbo v. United
314
action
(rehearing
jury,
718,
(9th
1963)
arguments
Cir.
but
court
745-746
argu-
denied),
denied,
953, 84
after
tire
cert.
U.S.
shall
instruct
377
1626,
(1964) ;
party
completed.
L.Ed.2d
No
S.Ct.
12
498
ments are
Vegas
assign
portion
Las
Plumbers Ass’n
Merchant
error
(9th
States,
732,
charge
lie
v.
210
unless
F.2d
744
or omission therefrom
United
1954),
denied,
817,
objects
retires
Cir.
cert.
348 U.S.
thereto before
;
verdict, stating
29,
(1954)
distinct-
75
99
645
S.Ct.
L.Ed.
consider its
objects
ly
States,
with
which
Hall v.
378 F.2d
the matter
United
1967) ;
objection. Oppor-
(10th
grounds
349
Cir.
Dunn v. St. Louis-
his
196
by
insanity
refuted
the record struction on
under the
claim is
ALI rule
by
quotes
opin-
adopted
panel
in its
this
Court
Court
Smith,
United
ion:
States v.
its instructions: terms disease or ‘mental defect’ do By Court: abnormality include an manifested only by repeated criminal or otherwise Now, any any request for — anti-social conduct.” ? further instructions correctly This instruction embodied agree any ofAll must — 4.01(2) Section of the Official Draft of exceptions? or (1962). Code, the ALI Model Penal Smith, However, adopting after Mr. Warner [defense counsel]: Code, panel 8 in footnote stated: May got approach the bench? I’ve going points. Are “8 one or we two however, not, adopt We do fol argue now ? lowing additional definition endorsed Article, used in ALI: ‘As this By go the Court: can ahead We the terms “mental or disease defect” they’re up them while out. take do not abnormality include only mani right.” Mr. Warner: All repeated fested appears It thus for de- that counsel otherwise anti-social conduct.’ Model permis- fendant did ask the Court 4.01(2) Draft, (Official Penal Code § approach bench, stating sion 1962). purpose of this defini points. had one or He further obviously tional sentence to ex asked, going argue “Are we insanity clude from the definition of replied, go now?” The can “We ‘psychopathic personalities’ who dem up they’re ahead and take them while abnormality principal onstrate mental agreed by out.” counsel Defendant’s ly violation of habitual the law. stating, right.” objec- “All no He made argue The ALI commentators that to procedure, tion to that but on the con- date mental health facilities trary agreed to it. hope nation little for curative offer Rule 51 of Rules of Criminal persons, treatment of these and that requires party Procedure that a make already health are facilities “known to the the action court which he by patients as whom overburdened objection desires court to take prospects for successful treatment to the action of the court and the is, considerably brighter. are however, great dispute There grounds McNeely therefor . . .” . psy over the States, (8th F.2d 353 913 Cir. 4.01(2). chiatric of section soundness 1965); States, Petro v. United 210 F.2d Overholser, Responsibili See Criminal (6th denied, 1954), cert. 347 U.S. ty: Psychiatrist’s Viewpoint, 48 A. 978, 790, (1964). 74 S.Ct. L.Ed. Diamond, (1962), B.A.J. Currens, M’Naghten From Counsel did known to and Be make the Court acquiescence yond, agreement in and with 193-94 Calif.L.Rev. taking (1962).” (Id. *8 the action which the Court was at right.” by replying, “All He never The defendant not call did to at- objection made an thereto. tention of the at time District Court alleged error second fact that footnote 8 of did not is Smith giving adopt perfect 4.01(2) in Court of an otherwise in- the ALI Model Section timity jury.” given presence to As amended shall be make the ob- of the jection hearing jury July 1, 28, 1966, out of the of the Feb. eff. and, request party, of out of given previously Code, no chambers that I don’t feel Penal Court given opportunity to correct the instruction that the instructions which were given jury. adequately to the relative to the which he had mental issue covered related of dimin- issue Rule 30 is clear that— capacity. ished too I think there is party may assign “No as error sanity much there in about and insan- charge portion of the or omission ity, entitled, and I feel that we were objects he therefrom unless thereto entitled, or we are to in- have the its retires to consider before the specifically structed on that issue as stating verdict, distinctly the matter my tendered in instructions.” grounds objects to and the which objection.” of his It is clear that these did objection, any Defendant made no such ei- to the call Court’s attention ther before or returned to after thing concerning the instruction on Sec conduct its deliberations. 4.01(2) tion the ALI Model Penal deliberating, While was still complaining Defendant Code. following quoted place, as did take give special did not opinion: in the Court’s asking requests, and he was the Court to got Judge, “Mr. one I’ve Warner: give previously had The Court them. specific objections in- —two give requests such in the lan refused given. structions as although defendant, guage employed by general
part were in them charge. requests in are contained objection have, sir, These The other is again in on our discussion based footnote 2.2 Defendant, Ray 2. Comes now the Marvin in the case should “If the evidence by and, pursuant Huffman, counsel, you doubt, reasonable with a leave to Rule Rules Criminal the time and whether at idace Procedure, requests acted, alleged offense, tlie Court to instruct the accused effect, act, forced, law in this fol- on the ease as failed to charged lows : in the indict- the crime commit charged compulsion, 1. “To constitute the crime then ment coercion or joint indictment, acquit there must be a the accused. should operation elements, plea an of two essential ‘not the Defendant’s “Under sanity guilty’ an intent act forbidden law and an as to his there is issue alleged do the act. offense. The at the time of criminally person may guilty be found “Before Defendant law does hold insane, prosecution of a crime the must estab- conduct while for his accountable capable lish, beyond doubt, person a reasonable that un- an insane is since forming der the Statute described these instruc- the com- the intent essential tions, Defendant was forbidden do a crime. mission of charged indictment, sanity the act of the Defendant “The alleged intentionally act. that he committed the time of the commission offenses, charged case is a an the crime “The crime element requires proof charged serious which must be established ci'ime specific doubt, beyond can intent before the Defendant reasonable Government every Specific intent, just ele- be convicted. implies, as the term it must establish other general charged. than means more ment the offense intent within the to commit the act. To establish insane “A Defendant is instructions, specific intent, if, meaning the Government must at the of these prove knowingly alleged conduct, that Defendant time of the forbids, purposefully defect, act law of mental disease or result intending capacity appre- to violate the law. in- Such lacks substantial either may tent be determined from all the facts of his conduct or ciate the lawfulness surrounding requirements the case. circumstances his conduct to conform “An act or a failure to act is ‘know- of law. ingly’ done, voluntarily “Notwithstanding if one ac- done the fact committing tentionally, and not because of some other a crime cused of *9 comprehend the nature and reason. been able to brief, appellant respect specific In his counsel tion with to intent as requested by defendant-appel- 'states: the lant? “Finally, the discussed while “II.
both sets of tendered instructions Did the trial court err in fail- ing during refusing give with the counsel recess to an instruc- instructed, respect jury tion with capac- trial before the to diminished ity impulse in- or requested and indicated that the defendant’s irresistible as tendered, by structions, defendant-appellant re- the as were to be ? giv- jected, counsel for defendant was presented “III. Was the evidence argue opportunity or en no to state jury sufficient, as a matter of as to the instructions his law, permit reasonably to jury the to actually by given Court, before defendant-appellant have found the deliberations, began re- jury as its criminally responsible ?” quired Rules of Federal It is submitted that none of these is- E., pp. Criminal Procedure [T. 4.01(2) sues relate to Section (Brief, p. 208-210].” Model Code and the defendant made no statement that It is clear from this ground such claim in his brief as for re- fully by the Court advised counsel was versal. requests for instructions were that comment brief on footnote 8 in complaining that rejected, but he is now is, The footnote Smith. states: “There again opportunity he was no to great dispute psy- however, a over the argue began its de- thém before the 4.01(2).” chiatric soundness of section previously point- liberations. As I support In of this two articles statement argue out, the matter ed he consented to legal psychiatrists No are cited. requests None of 4.01(2) after submission. authority holding ALI cited is the Model dealt with Section is not a sound statement of section Code. law. stating brief, issues day hope yet arrived has presented required by Rule for review as abnormality manifested when 28(a)(2) R.App.P., appellant by repeated anti- or otherwise criminal stated: as a considered conduct will be social defect, proof err of which “I. Did the trial court in fail- or mental disease charge. ing refusing give to an instruc- to a criminal will a defense consequenees act, time of and to know at of his sane the Defendant was offense, you wrong, nevertheless, alleged him if he will find it was impulse may though appear guilty, its it was forced to execution even powerless control, and later times. at which he was consequence was sane earlier de- raised of a mental disease or has “Where a Defendant fect, insanity, acquitted. finds he will be of his issue beyond person in the case “A accused of a crime is not the evidence responsible the accused unless he had sufficient will doubt reasonable alleged power impulse of- to control his the time of commit insane at duty charged. fense, the act it still is throwing light purpose in the case “For the evidence consider all state the mental condition of the accused determination aid including alleged offense, mind, evidence offered the time of the all Jury may insanity, in order evidence consider of his on the issue as to acted state both before the Defendant and after time. determine whether specific intent, issue, however, The material is whether failed act with charged. the Defendant was sane insane at the alleged time of in the case leaves conduct. “If the evidence “Temporary insanity, whether a reasonable doubt as well as with sanity capable longer duration, recognized by the mind of the accused form, specific forming, intent the law. or did charged, “If the evidence in the crime case leaves commit acquit with a reasonable whether accused.” doubt should *10 rapist, permitted, such were ever If
burglar, robber, of chil- thief, molester
dren, com- murderer would have a and a proving
plete that he merely defense in the acts
committed such antisocial insanity.
past to establish not hold does
Footnote 8 Smith prejudicial error for a Court it is 4.01(2). charge on Section my proper opinion, it was charge 4.- plain on Section error 01(2). permits does which but rule plain require er to notice brought to the attention
rors not Court, intended to de
District
Gray
stroy
v.
30. United States
Rule
don,
(4th
I would affirm the
District Court. Key Jefferson, pro. per.
Will Burr, (argued), Richard A. Helm Garrett, III, Kurtz, Richard Pease & W. Atty. (argued), E. Have- Asst. John Gen. Ely, Rudd, lock, Atty. Gen., An- Guess & defendants-appel- chorage, Alaska, lees. MERRILL, Before DUNIWAY JEFFERSON, Key Plaintiff-
Will TRASK, Judges. Circuit Appellant, PER CURIAM. al., Defendants- et M. ASPLUND John appeal from dismissal is an This Appellees. Appel- rights appellant’s action. civil No. 71-2398. assignments error, lant makes three Appeals, United States Court merit. find without all we to be Circuit. Ninth Appellant de that the 1. asserts Sept. 1972. their motion sum fendants waived serving by filing mary judgment filing subsequent their answer summary judgment. their motion for contrary plain reject we 56(b) language of Rule Procedure.
Rules of Civil Appellant asserts that he prescribed by the not receive the notice Federal Rules of Civil Procedure hearing on motion to set aside sum mary judgment. The record establishes adequate notice. that he received Appellant asserts giving effect District Court erred is inconsis- local since that rule
