MEMORANDUM OPINION AND ORDER
THIS MATTER comes before the Court on the Motion to Dismiss the Indictment as Barred by the Statute of Limitations, 18 U.S.C. § 3282(a), and Supporting Memorandum, filed June 20, 2006 (Doc. 39)(“Mo-tion to Dismiss”). The Court held a hearing on this motion on August 17, 2006. The primary issues are: (i) whether Congress intended the statute of limitations for first-degree murder on the San Juan Pueblo to be five years or indefinite; and (ii) whether, if the Court determines that the applicable statute of limitations is five years, the original “John Doe” indictment obtained on June 25, 2002 was adequate to toll the statute of limitations. Because the Court concludes that Congress did not intend to impose any limitations on the investigation and prosecution of crimes for first-degree murder, the Court will deny the motion.
FACTUAL BACKGROUND
Martinez, a San Juan Pueblo Indian, is charged with one count of murdering Joyce Ortiz with malice aforethought and in the commission of aggravated sexual abuse in violation of 18 U.S.C. § 1153 and 18 U.S.C. § 1111. See Redacted Su-perceding Indictment, filed September 13, 2005 (Doc. 2)(“Superceding Indictment”). The homicide occurred in Indian Country, within the exterior boundaries of the San Juan Pueblo in New Mexico. See Motion to Dismiss ¶ 2, at 1. The offense occurred on August 12, 1997. See Superceding Indictment. Martinez lived in the San Juan Pueblo and in the Española, New Mexico area during the years after August 1997 until his arrest in 2005. See Motion to Dismiss at 7.
PROCEDURAL BACKGROUND
The United States had not identified a suspect for the murder of Ortiz before 2002. See id. at 6. On June 25, 2002, a federal grand jury returned a “John Doe” indictment for murder with malice aforethought and premeditation. See Indictment, filed June 25, 2002 (Doc. 1). The June 25, 2002 indictment did not charge murder in the commission of a felony or aggravated sexual abuse, and made no allegation concerning a sexual abuse offense. See id. Additionally, the indictment did not otherwise identify “John Doe” by description or other physical attribute, and did not include a DNA profile description of the offender, though one was available at the time. See Motion to Dismiss at 8; United States’ Response to Defendant’s Motion to Dismiss Indictment at 3, filed July 20, 2006 (Doc. 43)(“United States’ Response”).
The United States obtained a superced-ing indictment against Martinez on September 13, 2005 — over eight years after the commission of the offense.
See
Su-perceding Indictment. Martinez moves the Court, pursuant to 18 U.S.C. § 3282(a), to dismiss the indictment because it is untimely and the statute of limitations bars prosecution at this time. See Motion
LAW REGARDING STATUTE OF LIMITATIONS IN FEDERAL MURDER PROSECUTIONS
The tools for statutory construction that the Court must undertake like first in the language of the statute of limitations and the criminal statutes. Because the language of the statutes do not point in one direction, the Court must also consult the structure of the criminal code and laws regarding the death penalty in Indian Country. Finally, nothing in the legislative history of the statutes suggests the reading of the statute of limitations that Martinez advances.
1.Federal Murder Statute and Punishments.
Federal law defines murder as “the unlawful killing of a human being with malice aforethought.” 18 U.S.C. § 1111(a). Murder is classified as murder in the first degree when it is “willful, deliberate, malicious, and premeditated,” or when it is committed during the commission or attempt of a felony, including aggravated sexual abuse. Id. Murder in the first degree is punishable “by death or imprisonment for life.” 18 U.S.C. § 1111(b).
All murder which does not fall within the enumerated first-degree murder categories is second-degree murder. See 18 U.S.C. § 1111(a). The maximum penalty for second-degree murder is life imprisonment. See 18 U.S.C. § 1111(b).
2. Statute of Limitations.
Congress has not imposed a statute of limitations on the prosecution of crimes that are punishable by death. 18 U.S.C. § 3281 is entitled “Capital offenses,” and states: “An indictment for any offense punishable by death may be found at any time without limitation.” A five-year limitation period exists for non-capital offenses.
See
18 U.S.C. § 3282(a). The Supreme Court of the United States and the United States Court of Appeals for the Tenth Circuit have both expressed the view that “criminal limitations statutes are to be liberally interpreted in favor of repose.”
United States v. Hdbig,
3. Federal Death Penalty in Indian Country.
When federal jurisdiction is premised solely upon “Indian country” — as defined in 18 U.S.C. § 1151 — and the charged offense occurred within Indian Country, a defendant is not subject to a capital sentence, unless the tribe on whose land the offense occurred has elected to have the federal death penalty provisions be operative over its lands.
Notwithstanding sections 1152 and 1153, no person subject to the criminal jurisdiction of an Indian tribal government shall be subject to a capital sentence under this chapter for any offense the Federal jurisdiction for which is predicated solely on Indian country (as defined in section 1151 of this title) and which has occurred within the boundaries of Indian country, unless the governing body of the tribe has elected that this chapter have effect over land and persons subject to its criminal jurisdiction.
Legislative history suggests that Congress enacted 18 U.S.C. § 3598 with the intent of granting Indian tribes a right to elect whether the death penalty applies within their jurisdiction similar to the right that states have tó decide whether the death penalty applies to violations of state law.
See
137 Cong. Rec. S8488, S8490 (daily ed. June 24, 1991)(statement of Sen. Inouye)(“[T]his amendment accords to tribal governments a status similar to that of the State governments, namely that tribal governments, like State governments, can elect whether or not to have the death penalty apply for crimes committed within the scope of their jurisdiction.”). The statute was designed to have limited impact; the statute gives the tribal government the right to make the same election that a state has regarding its own laws.
See id.; United States v. Gallaher,
No. CR-05-224-RHW,
4. Capital Cases not Involving the Death Penalty.
The parties have not cited, and the Court has not discovered in its independent research, any appellate decisions addressing the issue whether a tribe’s not opting for application of the federal death penalty renders a capital offense, such as first-degree murder under 18 U.S.C. § 1111, not capital. Courts have considered, however, whether other events not related to Congressional designation of which offenses are capital serve to invalidate that determination.
In
United States v. Kostadinov,
In reaching its decision, the Second Circuit in
United States v. Kostadinov
acknowledged that the United States had conceded that it would not seek the death penalty because of the constitutional uncertainties that
Furman v. Georgia,
The United States Court of Appeals for the Ninth Circuit, in
United States v. Manning,
The United States Court of Appeals for the Eighth Circuit has similarly turned to the plain language of federal criminal statutes to infer Congressional intent. In
United States v. Emery,
Most recently, in
United States v. Ealy,
The Fourth Circuit rejected the argument, reasoning that, even if Ealy was correct in asserting that the death penalty was unavailable in his case, “whether a crime is ‘punishable by death’ under [18 U.S.C.] § 3281 or ‘capital’ under [18 U.S.C.] § 3282 depends on whether the death penalty may be imposed for the crime under the enabling statute, not ‘on whether the death penalty is in fact available for defendants in a particular case.’ ”
Id.
at 296-97,
Finally, the Court has found only one Tenth Circuit case addressing an issue similar to the one before it. In
United States v. Maestas,
At least one other federal district court has considered a case in which an Indian defendant had been indicted for first-degree murder in Indian country under 18 U.S.C. § 1111 more than five years after the date of the crime. In
United States v. Gallaher,
the Honorable Robert H. Wha-ley, Chief United States District Judge, distinguished the application of 18 U.S.C. § 3598 from other scenarios where judicial or legislative decisions have made the imposition of the death penalty impossible in a given case.
See
Citing
United States v. Manning
— the Ninth Circuit case that distinguished between provisions directed at the nature of the substantive offense and those concerned with mitigating the threat of severe punishment — Chief Judge Whaley also asserted in
United States v. Gallaher
that the “unlimited statute of limitations for capital offenses in [U.S.C.] § 3281 is ‘inextricably tied to the nature of the offense.’ ”
United States v. Gallaher,
2006 U.S. Dist. LEXIS. 39291, at *7 (quoting
United States v. Manning,
LAW REGARDING TOLLING OF STATUTES OF LIMITATIONS
Chapter 213 of Title 18 of the United States Code contains several exceptions to the general five-year statute of limitations for non-capital offenses found in 18 U.S.C. § 3282(a). For example, no statute of limitations applies to individuals who are fugitives or otherwise fleeing from justice. See 18 U.S.C. § 3290.
Chapter 213 also makes a number of exceptions for cases involving DNA evidence. See 18 U.S.C. § 3297. When a defendant is indicted for an offense under Chapter 109A of Title 18, an indictment of an unknown individual will be sufficient to toll the statute of limitations if it includes a description of the individual’s DNA profile. In addition, in all cases where DNA evidence implicates a defendant, 18 U.S.C. § 3297 states that “no statute of limitations that would otherwise preclude prosecution of the offense shall preclude such prosecution until a period of time following the implication of the person by DNA testing has elapsed that is equal to the otherwise applicable limitation period.” Id. The application of 18 U.S.C. § 3297, however, is limited; the statute was enacted on October 30, 2004, and the statute’s application provision states that it “shall apply to the prosecution of any offense committed before, on, or after the date of the enactment of this section if the applicable limitation period has not yet expired.” Id.
ANALYSIS
To the Court’s knowledge, only one other federal court has considered the statute of limitations question presented,
see United States v. Gallaher,
2006 U.S. Dist.
I. CONGRESS DID NOT INTEND TO NEGATE THE CAPITAL NATURE OF FIRST-DEGREE MURDER WHEN IT ENACTED 18 U.S.C. § 3598.
Martinez argues that, because the homicide with which the United States charges him in this matter cannot be punished by death, it is not a capital offense, and the applicable statute of limitations is five years. See Motion to Dismiss at 4. Martinez asserts that, when Indian Tribes or Pueblos exercise their unique prerogative to “opt out,” or prevent, federally charged tribal or pueblo members from facing an otherwise available sentence of capital punishment, it renders applicable the otherwise inapplicable five-year statute of limitations that applies to non-capital offenses.
The task before the Court is one of determining Congressional intent. While the language of the statute is most important in determining Congress’ intent, the language in 18 U.S.C. §§ 3281 and/or 3598 does not give, standing alone, a clear answer. While Martinez’ argument has logic and force, the language in 18 U.S.C. §§ 3281 and 3598 does not, alone, answer the question whether Congress intended the phrase “capital offense” and/or “offense punishable by death” in 18 U.S.C. § 3281 to apply to a class of crimes of a particularly heinous nature that potentially could be punished by death, or to a particular defendant’s offense when the circumstances of the defendant’s prosecution make capital punishment a punitive option.
Martinez does not appear to dispute that, but for 18 U.S.C. § 3598, 18 U.S.C. § 3281 would apply to his case. Thus, the question is whether, by enacting 18 U.S.C. § 3598, Congress intended to amend or modify 18 U.S.C. § 3281’s application to the case.
The Court agrees with the United States that Martinez’ motion overlooks the difference between a statutorily available sentence and the case-specific sentence he potentially faces.
See
United States’ Response at 2. While the Court will and should keep its foot solidly on the base of the statute’s language, the Court also looks at the framework that Congress has created for all federal crimes, penalties, and limitations. In doing such, it appears to the Court that Congress did not want such rules to depend on case specifics as much as on the category of the substantive crime. Moreover, while the Court cannot disregard 18 U.S.C. § 3598, it notes that 18 U.S.C. § 1111 still authorizes the imposition of the death penalty and that Congress has not made any changes to it.
See
A more natural construction of Congress’ language in 18 U.S.C. § 3281 would be that any case to which the death penalty could be applied does not have a limitation. Indeed, the plain language of 18 U.S.C. § 3281 — “[a]n indictment for any offense punishable by death may be found at
any
time
without limitation”
— reflects Congress’ “judgment that some crimes are so serious that an offender should always be punished if caught.”
United States v. Gallaher,
The Court believes the language of 18 U.S.C. § 3598 also supports this conclusion. 18 U.S.C. § 3598 states that “no person subject to the criminal jurisdiction of an Indian tribal government shall be subject to a capital sentence ... unless the governing body of the tribe has elected that this chapter [the Federal Death Penalty Act] have effect over land and persons subject to its criminal jurisdiction.” 18 U.S.C. § 3598. In 18 U.S.C. § 3598, Congress chose to use the adjective “capital” to modify the noun “sentence.” This phrase is distinct from 18 U.S.C. § 3281, which, in its title, uses “capital” to modify the noun “offense.” The Court believes this distinction is significant, because 18 U.S.C. § 3598 makes no reference to any substantive provision of the criminal code or to any statute of limitations; it focuses exclusively on punishment — an aspect of the criminal justice system which does not come into play until the other substantive statutes and statutes of limitations at issue have had their operative effect. The Court will presume that Congress was aware of 18 U.S.C. § 3281 — first enacted in 1948 — when, in 1994, it passed 18 U.S.C. § 3598.
See South Dakota v. Yankton Sioux Tribe,
The Court also does not believe that Martinez’ proposed interpretation of 18 U.S.C. § 3598’s impact on the categorization of capital offenses in Indian Country is well grounded in Congress’ reasons for establishing the tribal opt-in procedure. Martinez has not presented evidence that Congress’ motivation in endowing tribes with the discretion to allow or prohibit capital sentences in otherwise capital-eligible cases occurring on tribal lands was anything other than its desire to show respect for the inherent sovereignty of Indian nations. Nor has Martinez pointed to any legislative material related to the passage of 18 U.S.C. § 3598 indicating that Congress’ view regarding the maximum potential sentence appropriate for capital offenses had changed, or suggesting a modification in Congressional opinion regarding the seriousness of first-degree murder and Congress’ resolve that the
Policy decisions are for Congress and not for the Court. Accordingly, the Court is reluctant to examine the policy implications of a ruling. Nevertheless, it is worth noting, as a possible means of determining Congressional intent, the impact that Martinez’ proposed expansion, if the Court were to adopt it, would have on the otherwise tightly limited circumstances where tribal will may trump that of Congress’ in matters of federal criminal law. First, the expansion would establish a novel framework where the crime of first-degree murder in Indian communities cannot be prosecuted after five years unless unique circumstances are present. Second, it would free Martinez from responsibility for his grandmother’s rape and murder, because his identity as the perpetrator remained unknown in excess of five years from the date of that crime. The Court does not believe that Congress intended these results.
The Court also believes its decision is consistent with federal caselaw that has explored the interplay between the availability of the death penalty and statutes that depend on the “capital” nature of an offense for their application. The Court agrees with the Fourth Circuit’s reasoning in
United States v. Ealy
that, “[e]ven if a court cannot impose the death penalty for an offense, that does not render the offense ‘not capital’ with respect to other statutes ‘predicated in their operative effect upon the concept of a capital crime.’ ”
United States v. Ealy,
Nor does the Tenth Circuit’s decision in
United States v. Maestas
require a different result. Martinez, in his Response to the Court’s Minute Order requesting the parties to comment on the impact of
United States v. Maestas,
agrees that the decision in that case “neither supports nor undermines Mr. Martinez’ position.” Defendant’s Response to the Court’s Minute Order Regarding the Motion to Dismiss the Indictment at 1, filed August 21, 2006 (Doc. 48); Minute Order, filed August 18, 2006 (Doc. 47). In
United States v. Maestas,
the Tenth Circuit evaluated the application of rule 24(b)(1) — a provision specifically tailored to respond to the idio-syncracies of an individual defendant’s case. Rule 24(b)(1) is subtitled “Capital Case,” not “Capital Offense,” and provides twenty peremptory challenges “when the government seeks the death penalty.” Fed.R.Crim.P. 24(b)(1). Indeed, a trial court could not even know whether it should grant a defendant rule 24(b)(l)’s
This conclusion is also consistent with the Tenth Circuit’s language in
United States v. Maestas.
The Tenth Circuit in
United States v. Maestas
stated that, when the United States’ prosecutor stipulated that he would not seek the death penalty, the “case lost its capital nature as charged in the indictment.”
The Court agrees with the United States’ description of Martinez as fortunate to be a member of a limited class of potential defendants who do not face the death penalty, but not so fortunate as to be immune from Congress’ judgment that first-degree murder is a very serious offense. See United States’ Response at 3. The Court denies Martinez’ motion on the basis of statutory interpretation. The Court gleans this interpretation from the statute’s language and framework, and from cases involving similar circumstances. The Court also relies upon consideration of discernible Congressional intent in its careful assignment of punishment for first-degree murder.
In sum, it appears undisputed that 18 U.S.C. § 3281 would apply to Martinez’ case but for 18 U.S.C. § 3598. The language of 18 U.S.C. § 3598 does not, standing alone, suggest that Congress intended to change that application. Moreover, the structure of Title 18 and the available legislative history suggests that Congress intended 18 U.S.C. § 3281 to apply to a class of offenses before conviction and not to be decided — possibly after conviction 2 — on a case-by-case basis. Such an interpretation as Martinez advances would undercut the policy of repose that the statutes of limitations were meant to serve and would directly contravene Congress’ judgment regarding the seriousness of first-degree murder.
II. THE COURT NEED NOT DECIDE WHETHER THE 2002 “JOHN DOE” INDICTMENT TOLLED THE STATUTE OF LIMITATIONS.
The United States does not argue that its 2002 “John Doe” Indictment in this
Martinez was not charged with an offense under Chapter 109A of Title 18 and his 2002 Indictment did not include a description of his DNA profile. Consequently, the exception in 18 U.S.C. § 3282(b) does not apply. The United States also concedes that Martinez was not a fugitive — he was neither sought by nor fleeing law enforcement — and, therefore, 18 U.S.C. § 3290 does not operate to toll the statute of limitations in this prosecution. See United States’ Response at 3-4.
The United States contends that the application of 18 U.S.C. § 3297, which tolls the commencement of any otherwise applicable limitations period until DNA testing implicates an individual, “presents an interesting issue from the standpoint of ret-roactivity.” United States’ Response at 4. The application provision of 18 U.S.C. § 3297 states that it “shall apply to the prosecution of any offense committed before, on, or after the date of the enactment of this section [October 30, 2004] if the applicable limitation period has not yet expired.” Id. While the United States does not waive the argument that retroactive application is appropriate in the context of this statute, it urges the Court not to resolve an issue unnecessary to the denial of Martinez’ motion. Because the Court has already determined that 18 U.S.C. § 3281 is the proper statute of limitations to apply in this case, however, and therefore the statute of limitations for the substantive offense with which Martinez has been charged has not expired, it need not decide for the purposes of this motion whether 18 U.S.C. § 3297 applies in this case.
IT IS ORDERED that the Motion to Dismiss the Indictment as Barred by the Statute of Limitations, 18 U.S.C. § 3282(a), is denied.
Notes
. The Eighth Circuit’s opinion in
United States v. Emery
notes that the crime of the defendant's conviction was committed in 1990.
See
. One purpose of statutes of limitation is to assist prosecutors, defendants, and the courts in determining an individual's prosecutorial status before the parties exert the energy and resources necessary for a prosecution, defense, and adjudication. Martinez’ emphasis on the possible sentence in an individual case is in contravention to this purpose. Taking Martinez’ theory to its extreme, when a defendant was indicted for first-degree murder more than five years from the date of the crime, and is acquitted, but nevertheless found guilty of the lesser included offense of second-degree murder — a non-capital offense — the parties would not know the applicable statute of limitations, and thus defendant’s prosecutorial status, until after the defendant had already been convicted.
