Defendant Marian Sanders appeals from a judgment of conviction and sentence entered on August 13, 1999, following a one-day bench trial in the United States District Court for the Southern District of New York (Richard C. Casey,
Judge).
The District Court found Sanders guilty of: (1) possessing a firearm after having been convicted of a felony, in violation of 18 U.S.C. § 922(g)(1); (2) being in possession of a firearm while subject to a court restraining order, in violation of 18 U.S.C. § 922(g)(8); and (3) possessing a firearm on which the manufacturer’s serial number had been removed and obliterated, in violation of 18 U.S.C. § 9220c).
1
The District
I.
The District Court based its calculation of Sanders’s criminal history category on the Presentence Report (“PSR”) prepared by the United States Probation Office (“Probation Office”). The PSR determined that Sanders had three prior cоnvictions, earning him a total of seven criminal history points. Included in that total, pursuant to U.S.S.G. § 4Al.l(c),
3
was one point for Sanders’s April 12, 1995 misdemeanor conviction for fare-beating
(i.e.,
jumping a turnstile to enter a subway without paying), a theft of services proscribed by New York Penal Law § 165.15(3).
4
Sanders had been sentenced to a discharge conditioned on performance of one day of community service for this conviction. Based on these calculations, the PSR determined that Sanders had a criminal history category of IV, and recommended that he be sentenced to between 51 months and 63 months’ imprisonment. Prior to sentencing, Sanders filed a letter objecting to the inclusion of the point for his fare-beating conviction. Without thе point for fare-beating, Sanders noted, his criminal history score would be six, and he would fall into criminal history category III, rather than IV,
5
with the result that his sentencing range would be 41 to 51 months. The District Court rejected Sanders’s argument and, relying on
United States v. Martinez-Santos,
II.
As a general rule, § 4Al.l(c)
6
of the Sentencing Guidelines provides that any misdemeanor conviction that carries a fine or term of imprisonment of fewer than sixty days results in a single criminal history point. Section 4A1.2(c)(l), however, provides an exception to this rule, listing 15 specific offenses (“Listed Offenses”) “and offenses similar to them” that are to be counted
only
if “(A) the sentence [for the prior offense] was a term of probation
We recently have held, in
United States v. Martinez-Santos,
We review the District Court’s interpretation and application of § 4A1.2(c)
de novo,
and note that the classification of offenses as “similar” to those listed in § 4A1.2(c) is a matter of federal law, though the prior offenses are defined and the sentences are imposed under state law.
See id.
at 198. The District Court in the instant case determined that
The District Court’s rationale for counting Sanders’s fare-beating conviction is unacceptable for several reasons. First, although thefts of services, inсluding fare-beating, qualify as Class A misdemeanors under New York state law, we, like the Seventh and Ninth Circuits, look to the actual conduct involved and the actual penalty imposed — rather than to the range of possible conduct or the range of possible punishments — when determining whether a prior offense is “similar” to a Listed Offense.
See United States v. Booker,
Further, while Martinez-Santos does not require district courts to apply the Hardeman multi-factor test verbatim, or in some robotic fashion, it does dictate that thе similarity of prior and Listed Offenses be evaluated in light of these (and any other reasonably relevant) factors. Accordingly, we think it significant that all of the Hardeman factors point to a finding that Sanders’s fare-beating offense was similar to the Listed Offenses. Nоtably, fare-beating by jumping a subway turnstile: (1) shares elements in common with at least one of the Listed Offenses (i.e., “[ijnsufficient funds check”); (2) is an offense often subject to lenient punishment; (3) is perceived as a relatively minor offense, as indicated by the lеvel of punishment; (4) is arguably less culpable than several of the Listed Offenses, including “[prostitution,” “Resisting arrest,” “[n]on-support,” “[ljeaving the scene of an accident,” and “[hindering or failure to obey a police officer;” and (5) does not necessarily “indicate[] a likelihood of recurring criminal conduct.”
In
Martinez-Santos,
we left it to the District Court, on remand, to determine whether the defendant’s conviction for fare-beating by jumping a subway turnstile was similar to the Listed Offenses. For the reasons stated above, and in the interest of securing uniform treatment of prior convictions for the same offense,
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we now conclude that a single prior fare-beating conviction based on the jumping of a subway turnstile cannot be considered “catеgorically more serious” than the offenses
III.
The sentence imposed by the District Court is vacated and the cause remandеd for resentencing only.
Notes
. Section 922 provides in relevant parts:
(g) It shall be unlawful for any person—
(1) who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year;
(8) who is subject to a court order that—
(A) was issued after a hearing of which such person received actual notice, and at which such person had an opportunity to participate;
(B) restrains such person from harassing, stalking, or threatening an intimate partner of such person ...; and
(i) includes a finding that such person represents a credible threat to the physicаl safety of such intimate partner ... or
(ii) by its terms explicitly prohibits the use, attempted use, or threatened use of physical force against such intimate partner ...
to ship or transport in interstate or foreign commerce, or possess in or affecting commerce, any firearm or ammunition....
(k) It shall be unlawful for any person knowingly to ... possess or receive any firearm which has had the importer's or manufacturer's serial number removed, obliterated, or altered and has, at any time, been shipped or transported in interstate or foreign commerce.
. Sanders's other claims are addressed in a summary order filed simultaneously herewith.
See United States v. Sanders,
No. 99-1486,
. U.S.S.G. § 4A1.1 provides in relevant part:
The total points from items (a) through (f) determine the criminal history category ...
(а) Add 3 points for each prior sentence of imprisonment exceeding one year and one month.
(b) Add 2 points for each prior sentence of imprisonment of at least sixty days not counted in (a).
(c) Add 1 point for each prior sentеnce not counted in (a) or (b), up to a total of 4 points for this item.
. Section 165.15 provides in relevant part:
A person is guilty of theft of services when:
3. With intent to obtain railroad, subway, bus, air, taxi or any other public transportation service without payment of the lawful charge therefor ... he obtains or attempts to obtаin such service or avoids or attempts to avoid payment therefor by ... stealth, deception or mechanical tampering....
. The government points out in its brief that after the preparation of the PSR, but prior to sentencing, Sanders was convicted of an additional felony, for which he was eventually sentenced to five years’ imprisonment. The government contends that this conviction and sentence should earn Sanders at least one, and possibly as many as three, аdditional criminal history points on remand, leaving Sanders with a criminal history category of at least IV, irrespective of the inclusion of his fare-beating conviction. However, Sanders’s PSR was never updated to reflect this additional felony, nor was the felony made part of the record below. Accordingly, we can not consider it on appeal.
. See text quoted supra note 3.
. The 15 Listed Offenses of § 4A1.2(c)(2) are as follows:
Careless or reckless driving
Contempt of court
Disorderly conduct or disturbing the peace
Driving without a license or with a revoked
or suspended license
False information to a police officer
Fish and game violations
Gambling
Hindering or failure to obey a police officer
Insufficient funds check
Leaving the scene of an accident
Local ordinance violations (excluding local
ordinance violations that are also criminal
offenses under state law)
Non-support
Prostitution
Resisting arrest
Trespassing.
. The government argued at sentencing that under
United States v. Labella-Szuba,
. The District Court, at sentencing, mistakenly referred to theft of services as a "Class B,” rather than a "Class A," misdemeanor. Hоwever, this appears to have been a simple misstatement, as the Court also noted that the offense was punishable by up to one year in prison.
. Compare, for instance, the District Court’s ruling in the instant case or in
Martinez-Santos
with
United States v. Gregory,
No. 90 CR. 0046(RWS),
