Lead Opinion
In October of 1991, Defendant was charged with conspiracy to manufacture psi-locybin, manufacturing psilocybin, and manufacturing less than fifty marihuana plants. Defendant was also charged with six counts of carrying and using firearms in relation to the above drug offenses. Defendant pleaded guilty to the drug offenses and consented to a bench trial on the firearms charges where he was subsequently convicted on all counts. Defendant now appeals.
I.
A.
Defendant contends the trial court erred in denying his motion to suppress evi-
In this case, the warrant included the following description of the property to be searched: “Location of the search will be Tee Pee Ranch Phase II, Type II Subdivision, Catron County, New Mexico, Lots 128 and 129. Lots 128 and 129 are located at the intersection of Wilderness Lane and Lance Lane.” (Def.Ex. A, Attachment “B”).
As conducted, the search encompassed a camping trailer, the cabin in which Defendant was residing, and the surrounding grounds.
Our standard of review for the denial of a motion to suppress is to accept the trial court’s findings of fact unless clearly erroneous and to view the evidence in the light most favorable to the government. United States v. Anderson,
The Fourth Amendment provides that “no warrants shall issue ... without particularly describing the place to be searched.... ” The Supreme Court has noted that
the Warrant Clause of the Fourth Amendment categorically prohibits the issuance of any warrant exсept one “particularly describing the place to be searched....” The manifest purpose of this particularity requirement was to prevent general searches. By limiting the authorization to search to the specific areas ... , the requirement ensures that the search will be carefully tailored to its justifications, and will not take on the character of the wide-ranging exploratory searches the Framers intended to prohibit.
Maryland v. Garrison,
As we have previously stated, a “ ‘description is sufficient if [it] enables the officers to ascertain the place to be searched’ with reasonable effort.” United States v. Sturmoski
In the instant case, the warrant only authorized the search of specified subdivision lots. No mention was made of any residence or other structures to be searched. Thus at issue is the question of whether a warrant authorizing the search of subdivision lots permits officers to conduct a search of a residence located thereon.
The government attempts to overcome the lack of particularity of the description of the place to be searched by referring to the facts contained in the search warrant affidavit. The government asserts the affidavit specifically mentioned the residence, indicated its owner, and related that prior to applying for the warrant, the officers had surveilled the premises and had become confident of its location.
In addition, the government urges us to adopt the reasoning of the trial court, which denied Defendant’s motion to suppress based on United States v. Alexander,
We find both of these positions unpersuasive. In United States v. Leary,
It is true that the particularity of an affidavit may cure an overbroad warrant, but only “where the affidavit and the search warrant ... can be reasonably said to constitute one document. Two requirements must be satisfied to reach this result: first, the affidavit and search warrant must be physically connected so that they constitute one document; and second, the search warrant must expressly refer to the affidavit and incorporate it by reference using suitable words of reference.”
(quoting 2 W. LaFave, Search and Seizure § 4.6(a), at 241 (2d ed. 1987). In the instant case there is no indication in the record that the affidavit was physically attached to the warrant. .Furthermore, there are no words of reference in the warrant incorporating the allegations and factual assertions of the affidavit. Accordingly, we hold that the government may not rely on the affidavit to cure the warrant’s lack of particularity in describing the place to be searched. See United States v. Williamson,
We likewise find the trial court’s reliance on Alexander to be unpersuasive under the circumstances of this case. Unlike the instant case, the warrant in Alexander specifically authorized the search of all buildings located at a particular street address. In the instant case, the location was merely described as two numbered subdivision lots. Where a warrant only identifies the property to be searched by subdivision lots, there is some ambiguity as to the scope of the area to be searched. The description could refer just to the ground itself, or to the ground and all structures, including residences located on the subdivision lot.
We are of the view that under such circumstances and given our well-founded tradition of recognizing the sanctity of the home, a warrant authorizing the search of a lot of land without a more precise definition of the scope of the search is inconsistent with the particularity requirement of the Fourth Amendment, and does not suffice to authorize a search of a residence located on the land. As the Supreme Court has noted,
*1396 the “physical entry of the home is the chief evil against which the wording of the Fourth Amendment is directed.”
The Fourth Amendment protects the individual’s privacy in a variety of settings. In none is the zone of privacy more clearly defined than when bounded by the unambiguous physical dimensions of an individual’s home — a zone that finds its roots in clear and specific constitutional terms: “The right of the people to be secure in their ... houses ... shall not be violated.” That language unequivocally establishes the proposition that “[a]t the very сore [of the Fourth Amendment] stands the right of a man to retreat into his own home and there be free from unreasonable governmental intrusion.”
Payton v. New York,
By our holding, we do not intend to cast doubt on our prior decisions approving of the search of vehicles not specifically mentioned where an otherwise valid search of а residence and surrounding structures has been approved. See Sturmoski,
We recognize that the rule of law we announce today is at odds with positions taken by the Eighth and Ninth circuits. United States v. Williams,
In addition, we have serious reservations about condoning a search of a residence whenever the word “premises” is contained in a warrant. The warrant used in the instant case utilized a standard form, which required that a box be checked indicating whether a “person” or “premises” is to be searched. We cannot accept the position that checking a box that fortuitously uses the word “premises” in boiler plate, as was done in this case, would always authorize the search of a residence at any given location. In fact, the Williams court impliedly recognized our concern by focusing on the magistrate’s actual intent when choosing to use the word “premises.” In our view, the preferred method for indicating the search of a residence is always to indicate in the warrant that a residence will be searched. At the very least, we hold that a residence may not be searched when the property description is ambiguous as it was in the instant case.
B.
Having concluded that the warrant was overbroad in that it failed to particularize the area to be searched, we must now determine whether this defect required the exclusion of evidence in this case. In United States v. Leon,
As the Supreme Court stated in Leon, “the suppression of evidence obtained pursuant to a warrant should be ordered only on a case-by-case basis and only in those unusual cases in which exclusion will further the purposes of the exclusionary rule.” Id.,
In determining whether the Leon exception should be applied, the
“good faith inquiry is confined to the objectively ascertainable question whether a reasonably well trained officer would have known the search was illegal despite the magistrate’s authorization.” ... To answer this “objectively ascertainable question,” we are to consider “all of the circumstances,” and assume that the executing “officers have a reasonable knowledge of what the law prohibits.”
Leary,
After reviewing the record in this case, and in light of the new rule we announce today, we cannot say that the officers acted in bad faith in relying on the property description contained in the warrant. This is particularly so since the rule we announced today is contrary to existing United States Court of Appeals precedent from other circuits. Under these circumstances, we hold that a disciplined application of the рrinciples enunciated in Leon precludes exclusion of the evidence.
One final point concerning Leon deserves mention. This court could have simply affirmed the trial court on the good faith issue without first discussing the underlying Fourth Amendment issue, i.e., the validity of the warrant. Indeed, the rule set forth in Leon concerning the sequential order of analysis in good faith cases is primarily one of discretion. However, a close reading of Leon reveals that, while the Supreme Court intended to vest lower courts with discretion, the preferred sequence is to address the Fourth Amendment issues before turning to the good faith issue unless there is no danger of “freezing” Fourth Amendment jurisprudence or'unless the case poses “no important Fourth Amendment questions.” See Leon,
The soundness of this practice is apparent from examining the facts of the case before us today. In this case, the officers аcted in good faith because they relied on a warrant issued by a neutral magistrate and the officers genuinely believed that the word “lot” and the boilerplate language in the warrant allowed them to search the residence. This belief was reasonable in part because this practice had not been ruled unconstitutional prior to today. If we were to have avoided addressing the underlying Fourth Amendment question today, a magistrate could le
II.
Defendant also argues that evidence seized in the home should be suppressed because it was obtained in violation of the “no-knoek” rule, 18 U.S.C. § 3109. Defendant argues that police officers were not justified in a no-knock entry because exigent circumstances did not exist in this case. The term “exigent circumstances” requires that the officers hold an objectively reasonable belief that there is an urgent need for immediate action. United States v. Stewart,
Our review of the record in this ease indicates that police conduct was justified. Prior to executing the warrant, police became aware through an informant of Defendant’s statement that he intended to shoot it out with police rather than be arrested. In addition, officers were aware of a prior occasion in which Mr. Dahlman had reached for a weapon when he was in the process of being arrested. The officers were forced to approach in daylight, along an open road in full view of the cabin. As the officers approached the residence, the occupants were alerted to their presence by the barking guard dog. The daylight enabled the occupants of the cabin to see outside, while the police were unable to see into the cabin. After considering the particular facts of this case, we hold that the officers could reasonably have believed that exigent circumstances existed. Accordingly, we hold that the no-knock entry into Defendant’s cabin was justified and that Defendant’s contentions in this regard are without merit.
III.
Defendant also contends that the trial court erred in denying him a two point reduction in calculating his offense level pursuant to U.S.S.G. § 3E1.1. The thrust of his argument is that it was unfair for Defendant’s codefendant to receive a reduction when he was denied such a reduction, given their respective pleas. In reviewing sentences imposed under the Sentencing Guidelines, we are limited to determining whether the sentence “(1) was imposed in violation of law; (2) was imposed as a result of an incorrect application of the sentencing guidelines; (3) is outside the applicable range ...; or (4) was imposed for an offense for which there is no applicable sentencing guideline and is plainly unreasonable.” 18 U.S.C. § 3742(e) (1988). We give “due deference to the district court’s application of the guidelines to the facts,” id., while reviewing the application fully for errors of law. United States v. Havens,
Defendant pleaded guilty to only three counts of a multi-count indictment. As we have previously noted, “a guilty plea to [only part] of a multi-count indictment does not necessarily entitle a defendant to a reduced offense level based on acceptance of responsibility.” Id. The guidelines similarly note that “[a] defendant who enters a guilty plea is not entitled to a sentencing reduction ... as a matter of right,” U.S.S.G. § 3El.l(c), and only “[i]n rare situations [may] a defendant clearly demonstrate an acceptance of responsibility ... even though he exercises his constitutional right to a trial” and puts the government to its burden of proof. U.S.S.G. § 3E1.1, comment, (n. 2). We find none of the four factors listed in section 3742(e) applicable to this case. Nor do we find the district court’s factual findings to be clearly erroneous. Accordingly, under the circumstances of this case, we hold that the trial court did not err in refusing to give Defendant a two-point reduction in his offense level based on his overall acceptance of responsibility.
IV.
Defendant next contends that the trial court erred in determining his base offense level by utilizing U.S.S.G. § 2D1.1 when determining the weight of marihuana seized. Defendant asserts the actual weight of the marihuana seized was only 753.7 grams, but that his sentence for the marihuana was based on a statutory formula which computed the weight at 4,500 grams by multiplying the number of plants (45) by 100 grams. Defendant asserts this formula is arbitrary and capricious and urges this court to adopt the reasoning in United States v. Streeter,
After setting forth the appropriate base offense level for a particular controlled substance, the Sentencing Guidelines provide as follows:
In the case of an offense involving marihuana plants, if the offense involved (A) 50 or more marihuana plants, treat each plant as equivalent to 1KG of marihuana; (B) fewer than 50 marihuana plants, treat each plant as equivalent to 100G of marihuana. Provided, however, that if the actual weight of the marihuana is greater, use the actual weight of the marihuana.
U.S.S.G. § 2D1.1 (n. *).
In Streeter, the Eighth Circuit concluded that § 2Dl.l’s scheme of considering each plant as the equivalent of 100 grams of marihuana in cases involving less than fifty plants was inconsistent with 21 U.S.C. § 841(b)(l)(D)’s mandate that weight alone be determinative in cases involving less than fifty plants.
The decision to treat each plant as equal to 100 grams is premised on the fact that the average yield from a mature marihuana plant equals 100 grams of marihuana. In controlled substance offenses, an attempt is assigned the same offense level as the object of the attempt (see § 2D1.4). Consequently, the Commission adopted the policy that, in the case of fewer than fifty marihuana plants, each plant is to be treated as the equivalent of an attempt to produce 100 grams of marihuana, except where the actual weight of the usable marihuana is greater.
U.S.S.G. § 2D1.1, comment, (backg’d).
We are of the view that congressional acceptance of subsequent amendments to § 2D1.1 requires application of this section. See United States v. Thompson,
V.
Defendant contends that counts four through nine of the superceding indictment failed to аllege the necessary scienter element of the 18 U.S.C. § 924 charges. Specifically, Defendant argues that the indictment failed to allege that Defendant committed these offenses with knowledge. In making this argument, Defendant relies on United States v. Hawkins,
An indictment need only meet minimal constitutional standards, United States v. Edmonson,
VI.
Defendant also asserts that there is insufficient evidence to support his convictions on counts four through nine, the § 924 charges. We will reverse only if we conclude
In United States v. Parrish,
In Parrish, we explained that this element requires a nexus between the readily accessible gun and the offense. We described the nexus in that case as follows:
Firearms are used by narcotics dealers to protect themselves, their drugs, and their money. In this way guns facilitate the illеgal drug activities. As the Eighth Circuit has pointed out, the “mere presence and ready availability at a house where drugs are dealt” is sufficient to establish use of a firearm under section 924(c) [United States v. LaGuardia,774 F.2d 317 , 319 (8th Cir.1985) ]. The cases interpreting the requirements of section 924(c) evidence a presumption of a nexus between the firearm and offence when an individual with ready access to the firearm is involved in a drug trafficking offense. However, a defendant charged with a drug trafficking offense may overcome this presumption by presenting some evidence suggesting the firearm was present for a reason other than facilitating the drug operation.
Parrish,
VII.
Finally, Defendant argues that the trial court erred by improperly and arbitrarily merging some of the § 924 counts in the indictment and thereafter imposing consecutive sentences on the counts that were not so merged. We find this argument unpersuasive. In this case the trial court found that both firearms facilitated all three of the underlying offenses. This court has previously held that where a gun is paired with different drug offenses, assessment of multiple penalties under 18 U.S.C. § 924(c) is appropriate. United States v. Abreu,
To summarize, while we reject the trial court’s conclusion that the warrant adequately indicated that a residence would be searched merely by using the word “premises,” we affirm the conviction because we find the evidence to have been properly admitted
The judgment of conviction and the sentence are AFFIRMED.
Notes
. Defendant does not contend that the warrant was wanting for probable cause, or that no probable cause existed to seize the items listed.
. Defendant has also argued on appeal that the warrant did nоt authorize a search of a trailer wherein officers discovered evidence of Defendant's drug activities. We hold that this argument has been waived by the Defendant’s non-conditional guilty plea to the drug charges. During Defendant's plea allocution, the following colloquy took place:
THE COURT: Do each of you understand that by pleading guilty that you waive the right now or in the future to object to the legality of your confession, admission or the seizure of any evidence in connection with the respective charges against you? Is that understood, Mr. Dahlman?
MR. DAHLMAN: Yes, your honor.
MR. LEYBA: (Defendant’s attorney) Your Honor, may I add to that. We are not pleading to the whole indictment. Some of these charges are going to be tried by the Court, so we're not giving up the right with respect to the guns.
(Tr. Vol. Ill, at 58-59.)
.A no-knock entry of the cabin was conducted which included the "rake and brake” of a cabin window and the detonation of an explosive device intended to distract and disorient the cabin's occupants.
Defendant has argued both in the trial court and on appeal that the no knock entry was unjustified under the circumstances of this case, and that the evidence seized in the home should be suppressed as a result. We address this argument infra, Part II.
. At issue in Alexander was whether the warrant authorized the search of a trailer located on the premises where the warrant authorized the search of "all buildings, out buildings, garages, yard areas, trash containers, storage areas and containers usеd in connection with or within the curtilage of said premises and buildings.” Id. at 1300.
. In Meyer, a warrant was issued to search premises known as "80 acres in the name of [the defendant]” and described in geographical terms. Meyer,
In Williams, a warrant authorized the search of premises located in the county of Josephine described as follows: Canyon Creek Mine No. 1, 2, and 3 in Township 39 South, Range 9, Section [sic] 10 and 11, Willamette Meridian.
Williams,
. 21 U.S.C. 841(b)(1)(D) provides that:
In the case of less than 50 kilograms of marihuana, except in the case of 50 or more marihuana plants regardless of weight, ... such person shall, ... be sentenced to a terms of imprisonment not more than 5 years....
Concurrence Opinion
dissenting in part and concurring in the judgment.
I concur in the judgment affirming the district court’s deniаl of defendant’s motion to suppress evidence obtained in his cabin. I write separately, however, because I cannot endorse the sweeping principle outlined by the majority in Part I.A. of its opinion.
In Part I.A. the majority enunciates the principle that the use of the term “premises” in a warrant with only a description of a tract of land does not bring a residence on that land within the scope of the warrant. Such a general rule is not justified under the Fourth Amendment.
Both the Eighth and the Ninth circuits have held, contrary to the majority’s holding in Part I.A., that the term “premises” should generally be construed to include a residence. United States v. Williams,
As the majority points out, the Supreme Court has said:
The manifest purpose of [the] particularity requirement [of the warrant clause of the Fourth Amendment] was to prevent general searches. By limiting the authorization to search to the specific areas ..., the requirement ensures that the search will be carefully tailored to its justifications, and will not take on the character of the wide-ranging exploratory searches the Framers intended to prohibit.
Maryland v. Garrison,
Applying these principles, I would hold that in this case the term “premises” in the
I do not disagree with the substance of Part I.B. of the majority’s opinion, but under the analysis outlined above I would not reach the good faith exception question in this case. The evidence found in defendant’s cabin falls under the valid warrant and is therefore admissible on that ground.
I respectfully dissent from Part I.A. of the majority opinion but concur in the judgment affirming the district court.
. The most recent definition of the term "premises” is much the same though with some qualification: "Land with its appurtenances and structures thereon. Premises is an elastic and inclusive term and it does not have one definite and fixed meaning.” Black’s Law Dictionary (6th ed. 1990).
