Lead Opinion
In this successive appeal we consider the propriety of Mark A. White’s sentence on his convictions for participating in a drug conspiracy and money laundering. White contends that our remand order following his initial appeal was limited in scope, solely permitting the district court to recalculate his sentence without the vacated murder cross-reference. Therefore, he reasons, the district court exceeded its authority when it applied an obstruction of justice enhancement to White’s sentencing guideline calculation. White also asserts that the district court’s findings of fact do not support the obstruction of justice enhancement, and that the imposition of the enhancement was in violation of the Supreme Court’s recent decision in United States v. Booker, — U.S. —,
I. BACKGROUND
We assume familiarity with the general facts of this case as set forth in United States v. Thompson,
A. The Original Sentencing and First Appeal
At his original sentencing hearing, the district court sentenced White to life imprisonment after concluding that the conspiracy trafficked in more than five kilograms of cocaine and that the United States Sentencing Guidelines (U.S.S.G.) § 2D1.1(d)(1) murder cross-reference enhancement was applicable. The Presentence Report (PSR) also recommended increasing White’s base offense level by two for obstruction of justice in accordance with U.S.S.G. § 3C1.1. The district court, however, chose not to apply the obstruction of justice enhancement because the murder cross-reference enhancement involved parallel relevant conduct and application of both enhancements would have amounted to double counting in violation of U.S.S.G. § 1B1.1.
In Thompson,
B. The Resentencing Hearing
Pursuant to our instructions, the district court resentenced White on June 13, 2003. Prior to White’s resentencing, on November 15, 2002, Dennis Jones, White’s co-conspirator, was resentenced. He was found guilty of the same criminal offenses as White and also lied to police about his whereabouts and participated in the murder’s cover-up. At Jones’s resentencing hearing, also done pursuant to this court’s decision in Thompson, Chief Judge McKinney declined to add the obstruction of justice enhancement, reasoning:
It is true that those statements that I found to support the foreseeability of the murder aren’t related to the offense of conviction in one way, but in another way they are. They are related to the ability of this conspiracy to successfully pursue its ends. I think it is a relatively difficult call to make at this point, and it is my view that I will not add that obstruction of justice at this point.
Despite Chief Judge McKinney’s leniency with Jones, his analysis of the remand order and obstruction of justice enhancement led to a different result at White’s resentencing hearing:
It seems to me that the remand is a narrow remand and it is for me to resen-tence Mr. White without the murder cross-reference. It is, I think, true that the findings that I made at the time that supported what I thought, or that I thought at the time supported a murder cross-reference are the same findings that could possibly then have supported an obstruction of justice .... I was concerned about it then as double counting. And so the issue today is on this remand, would it be permissible for the Court to take the findings that the Appellate Court determined did not support a murder cross-reference and use those same findings to support an obstruction of justice addition because there isn’t any question of double counting anymore. [¶]... ] I think those findings made before do in fact support an*831 obstruction of justice conclusion. [¶]... ] Again, the issue is whether under this narrow remand I can take that step. I don’t believe there’s anything in that remand that requires that those facts no longer be considered. And I will consider them.
Then, in agreement with the PSR’s recommendation and the district court’s own findings of fact, Chief Judge McKinney imposed the obstruction of justice enhancement, sentencing White to 480 for the drug conspiracy charge and to 240 months on each of the other three convictions, to be served concurrently. Jones, however, as a result of the court’s decision not to apply the obstruction of justice enhancement, was sentenced to 350 months in prison.
II. DISCUSSION
White raises three issues on appeal. First, he asserts that the district court lacked jurisdiction to consider whether the obstruction of justice enhancement applies because it was beyond the scope of our remand. Second, he submits that even if the district court acted within the scope of remand, it clearly erred as its factual findings are not supported by the record, and were made in contravention of United States v. Booker, — U.S. —,
A. Scope of Remand
White’s contention that the district court acted outside the scope of the remand by adding the obstruction of justice enhancement to his offense level calculation is a question of law that we review de novo. United States v. Sumner,
Title 28 U.S.C. § 2106 grants appellate courts flexibility in determining the scope of remand.
Our case law has characterized the scope of the remand issue using two analogies: (1) that upon remand the district
If a multicount sentence is a package— and we think it is — then severing part of the total sentence usually will unbundle it. And we do not think it matters what means are used to bring resentencing proceedings before the district court. Under the sentencing package concept, when a defendant raises a sentencing issue he attacks the bottom line.
Id.; see also United States v. Noble,
Likewise, in Polland, we explained, “the vacation of a sentence results in a ‘clean slate’ and allows the district court to start from scratch.”
In Thompson, we found that the district court erred in applying the murder cross-reference enhancement to White’s offense level calculation. Further, we directed that “we remand for resentencing consistent with our ruling.” Taken as a whole, the remand order did not implicitly or explicitly suggest that the district court only eliminate the murder cross-reference enhancement.
White incorrectly asserts that the sentence was not vacated because we did not explicitly use the word “vacate” in our remand order, and therefore did not provide the district court with a “clean slate” or “unbundled package.” Our decision sufficiently altered the sentence to have the effect of vacating his sentence. As we have held, “when there is an alteration in the components of a sentence, the entire sentence is altered. If the alteration contains within itself potential for permeating the whole sentence, the entire sentence can be revisited .... ” Martenson,
Most importantly, the guidelines explicitly preclude the imposition of two enhancements which are based on the same relevant conduct. See U.S.S.G. § 1B1.1 (“Where two or more guideline provisions appear equally applicable, but the guidelines authorize the application of only one such provision, use the provision that results in the greater offense level.”); see United States v. Szakacs,
Our decision remanding stated that the district court’s initial decision to apply the murder cross-reference was not supported by sufficient factual findings. Thus, without a remand order to the contrary, the district court was free to determine whether an enhancement that it was previously precluded from applying based on double counting implications could now be supported by the record.
B. Application of Obstruction of Justice Enhancement
White raises two challenges to the district court’s application of the obstruction of justice enhancement to his sentence. First he argues that the district court’s findings of fact do not support the enhancement because they fail to meet the requisite burden of persuasion. Second, he challenges the propriety of the very method through which those facts were found.
1. Meeting Burden of Persuasion
The guidelines provide that an obstruction of justice enhancement should be applied:
If (A) the defendant willfully obstructed or impeded, or attempted to obstruct or impede, the administration of justice during the course of the investigation, prosecution, or sentencing of the instant offense of conviction, and (B) the obstructive conduct related to (i) the defendant’s offense of conviction and any relevant conduct; or (ii) a closely related offense, increase the offense level by 2 levels.
U.S.S.G. § 3C1.1.
Our prior opinion approved the district court’s finding that White lied to authorities about his whereabouts on the morning of and after the murder of the undercover informant (Willis). Thompson,
White argues that this evidence is insufficient to support the obstruction of justice enhancement. However, if properly found, evidence establishing that White participated in a cover-up of an undercover informant’s murder by both lying under oath during his detention hearing about his whereabouts the night of the murder, and assisting in the attempted destruction of evidence, would certainly qualify him for the obstruction of justice enhancement. Indeed, White’s perjury alone—if properly found—may be sufficient to warrant the enhancement. See United States v. White,
Moreover, a legitimate finding that White had assisted in the attempted destruction of evidence would also be independently sufficient for the obstruction of justice enhancement, as the application note highlights. U.S.S.G. § 3C1.1, App. Note 4(d) (noting that “destroying or concealing or directing or procuring another person to destroy or conceal evidence that is material to an official investigation or judicial proceeding” is an example of obstructive conduct). White’s perjury coupled with his participation in the murder’s cover-up would—if properly found—more than sufficiently demonstrate that the district court did not clearly err in applying the obstruction of justice enhancement.
2. Propriety of the Factual Findings—United States v. Booker
However, as the repeated caveats above suggest, the ultimate propriety of applying the obstruction of justice enhancement here turns on the legitimacy of the method in which the facts supporting the enhancement were found. Toward this end, White argues that the district court’s application of the obstruction of justice enhancement to his sentence violated his rights as interpreted in United States v. Booker, — U.S. —,
“Under [the plain error] test, before an appellate court can correct an error not raised at trial, there must be (1) ‘error,’ (2) that is ‘plain,’ and (3) that ‘affects substantial rights.’ ” United States v. Cotton,
We begin by assessing error. One error that White may argue is that the district court violated his Sixth Amendment right to a jury trial by increasing his sentence—
Indeed, both of the facts upon which the district court justified the obstruction of justice enhancement — namely, that White had (1) lied under oath during his detention hearing about his whereabouts on the night of the murder of the undercover informant; and (2) assisted in the attempted destruction of evidence by scheduling an appointment to have the vehicle in which the murder took place (the Yukon) repaired before it could be examined by the police for evidence — were found solely by the district court. Such sentencing in reliance on supplemental facts neither admitted by White nor proven to his jury beyond a reasonable doubt squarely violates our new understanding of the Sixth Amendment as divined by Booker, and thereby constitutes error.
The procedural posture of this case, however, presents an interesting wrinkle in assessing the propriety of the facts upon which the enhancement was based. The matter before us is a successive appeal. As noted above, we have already visited the findings upon which the district court based its imposition of the obstruction enhancement in our prior opinion. Thompson,
We need not decide today, however, whether our prior decision precludes our ability to assess today a Sixth Amendment challenge to the propriety of these since settled facts. Increasing sentence under the mandatory scheme based on solely judge found facts is not the only error contemplated by Booker. As the government concedes, the mere mandatory application of the Guidelines — the district court’s belief that it was required to impose a Guidelines sentence — constitutes error. See Booker,
In turning to the third and fourth prongs of the plain error standard, we note that the difference between the two elements “is not entirely clear.” Paladino,
This is not a “case[ ] in which one can be certain that the judge would not have given a different sentence even if he had realized that the guidelines were merely advisory.” Paladino,
Accordingly, so that we might complete our plain error analysis, we, “while retaining jurisdiction of the appeal, order a limited remand to permit the sentencing judge to determine whether he would (if required to resentence) reimpose his original sentence.” Id. at 484. Before reaching this decision on remand,
(whether the judge’s conclusion is that he would, or would not, adhere to the original sentence), ‘the District Court should obtain the views of counsel, at least in writing, but ‘need not’ require the presence of the Defendant, see Fed.R.Crim.P. 43(b)(3). Upon reaching its decision (with or without a hearing) whether to resentence, the District Court should either place on the record a decision not to resentence, with an appropriate explanation,’ United States v. Crosby, supra, at *13, or inform this court of its desire to resentence the defendant. (By ‘should’ in the quoted passage, we understand ‘must.’).
Paladino,
C. Due Process Claim
Finally, White argues that his Due Process rights were violated by the district court’s decision to apply the obstruction of justice enhancement to his sentence and not thát of his co-defendant, Jones, when the district court found that they both engaged in substantially identical conduct. Jones was sentenced to 350 months in prison and White was sentenced to'480 months. This court has explicitly rejected similar arguments. We have repeatedly stated, “a disparity among co-defendants’ sentences is not a valid basis to challenge a guideline sentence otherwise correctly calculated.” United States v. Simpson,
III. CONCLUSION
For the reasons stated above, we direct a limited RemaNd of White’s case in accordance with the procedure set forth in this opinion, thus retaining appellate jurisdiction.
This opinion was circulated to the entire court before issuance. All but one member of the court in regular active service voted not to hear the case en banc. Judge Easterbrook voted to hear it en banc.
Notes
. 28 U.S.C. § 2106 states:
The Supreme Court or any other court of appellate jurisdiction may affirm, modify, vacate, set aside or reverse any judgment, decree, or order of a court lawfully brought before it for review, and may remand the cause and direct the entry of such appropriate judgment, decree, or order, or require such further proceedings to be had as may be just under the circumstances.
. The district court properly resentenced White based on the existing record consistent with the this court's decision in United States v. Wyss,
Dissenting Opinion
dissenting from the decision not to hear these appeals en banc.
These cases pose one of the transition problems in implementing United States v. Booker, — U.S. —,
United States v. Paladino,
Although the plain-error standard differs from the standard for retroactive application, whether an error gravely undermines the reliability of the outcome is common to the two inquiries. Given Schriro and opinions such as Edwards v. United States,
The disposition of United States v. Fanfan, which was consolidated with Booker, does not bear on this issue. The remedial majority’s penultimate paragraph says, in part:
In respondent Fanfan’s case, the District Court held Blakely .applicable to the Guidelines. It then imposed a sentence that was authorized by the jury’s verdict — a sentence lower than the sentence authorized by the Guidelines as written. Thus, Fanfan’s sentence does not violate the Sixth Amendment. Nonetheless, the Government (and the defendant should he so choose) may seek resentencing under the system set forth in today’s opinions.
Applying Paladino to no-constitutional-error situations is inconsistent with the reason the remedial opinion in Booker made the Guidelines advisory across the board. The alternative was asymmetric: defendants would have been free to argue for less time in every ease, but when the top of the Guideline range was favorable defendants could have waived their sixth amendment rights and preserved that benefit. The Court stated that Congress would have been unlikely to adopt a one: sided approach.
