In this appeal, defendant-appellant Mario Garcia Cortez challenges the adequacy of procedures employed at his sentencing following the entry of a guilty plea in the United States District Court for the East *458 ern District of New York, Bramwell, J. Cortez argues that Judge Bramwell violated Fed.R.Crim.P. 32(a)(1) by failing to ask the appellant directly whether he had had an opportunity to review the government’s presentence investigation report (PSI). Cortez also contends that Judge Bramwell violated Fed.R.Crim.P. 32(с)(3)(D) by failing to attach a transcript of the sentencing proceedings to the PSI upon filing and by failing to respond properly to appellant’s objections to certain factual allegations contained in the PSI.
Cortez was charged in 1986 in two seрarate indictments with two counts of conspiracy to distribute cocaine, in violation of 21 U.S.C. § 846 (1982). On May 12, Cortez appeared before Judge Bramwell to enter a guilty plea to one of the charges in return for the government’s agreement to dismiss the оther indictment. In his plea allocution, Cortez admitted that between January 16, 1986, and January 30, 1986, he had arranged with other co-conspirators to sell one kilogram of cocaine to an individual who turned out to be an undercover government agent. See Aрp. at 25-28. The indictment that the government agreed to dismiss alleged that Cortez and others had arranged in a previous conspiracy to sell eighty-eight kilograms of cocaine to the same undercover officer. That transaction, however, wаs never consummated. See id. at 11-14.
Judge Bramwell agreed to accept Cortez's plea and scheduled sentencing for June 12. He ordered the preparation of a PSI. At the sentencing hearing, Judge Bramwell did not ask Cortez directly if he had had an opportunity to review the PSI. However, Cortez's counsel did urge the district court to disregard a statement in the PSI indicating that federal agents “consider [Cortez] a distributor of large amounts of cocaine.” Id. at 38. He argued that there was no factual basis for that chаrge in the PSI or in the underlying indictment. Judge Bramwell said that he would disregard the allegation, see id,, presumably acting pursuant to Fed.R.Crim.P. 32(c)(3)(D)(ii). The government indicated that it had no objection to the district court's decision.
Moments later, Judge Bramwell sentenced Cortez to еight years in prison and to a fine of $60 assessed pursuant to 18 U.S.C. § 3013 (Supp. IV 1986). The crime to which Cortez pleaded guilty carried with it a maximum prison sentence of fifteen years. In reaching his decision as to the appropriate sentence, Judge Bramwell recited the relevant facts of the underlying offense and alluded to the earlier, unconsummated drug transaction that was the subject of the dismissed indictment. He said:
The defendant’s commission of the instant offense indicates his ability to contact sources оf very large amounts of cocaine and to negotiate its sale. Factors extraneous to the defendant’s efforts stymied this sale in which he was directly involved. It appears that the defendant sentence [sic] should be as a major distributor of cоcaine and should include a significant period of incarceration.
App. at 42.
Cortez subsequently filed a motion for a reduction of sentence pursuant to Fed.R. Crim.P. 35, but Judge Bramwell denied the motion. Appellant then filed a timely notice of appeal tо this Court. However, his appellate counsel, who had represented him at the sentencing below, moved to withdraw as counsel pursuant to
Anders v. California,
*459
We first consider appellant’s claim that Judge Bramwell violated Fed.R. Crim.P. 32(e)(3)(D) by failing to attach a record of the sentencing proceedings to the PSI for filing with the Bureau of Prisons and thе Parole Commission. We note that the literal language of Rule 32(e)(3)(D) does not require that a full record of sentencing proceedings invariably accompany the PSI upon filing. Rather, Rule 32(c)(3)(D) requires that “a written record of ... findings and determinations” madе in response to objections to the PSI “be appended to and accompany” the report. When such objections are made, however, we have referred generally to the rule’s “requirement that the transcript of the sentencing hеaring be appended to the copy of the [PSI] forwarded to the Parole Commission or the Bureau of Prisons.”
United States v. Ursillo,
Appellant also argues that Judge Bramwell violated Rule 32(c)(3)(D) by failing to respond properly to Cortez’s objection to the allegation in the PSI that he was considered “a distributor of large amounts of cocaine.” In essence, Cortez argues that Judge Bramwell reneged on his promise to disregard that allegation when, in imposing sentence, he referred to the appellant as “a major distributor of cocaine.” The pertinent portions оf Rule 32(c)(3)(D) provide that if the defendant or his counsel “allege any factual inaccuracy in the pre-sentence investigation report ..., the court shall, as to each matter controverted, make (i) a finding as to the allegation, or (ii) a dеtermination that no such finding is necessary because the matter controverted will not be taken into account in sentencing.” We have held that strict compliance with these provisions is mandatory.
See, e.g., United States v. Weichert,
We have held that Rule 32(c)(3)(D) “is designed to insure maximum clarity, on thе record, of the sentencing judge’s treatment of any disputed matters in the presentence report.”
Ursillo,
Aрpellant also contends that Judge Bramwell violated Fed.R.Crim.P. 32(a)(1) by failing to ask directly whether Cortez had had an opportunity to review the PSI. Resolution of this claim necessitates some clarification of our interpretation of this particular rule. Rule 32(a)(1) provides that “[bjefore imposing sentence the [district] court shall (A) determine that the defendant and the defendant’s counsel have had the opportunity to read and discuss the presentence investigation report....” The Courts of Appеals have differed in their interpretation of this command. The Seventh Circuit has held that Rule 32(a)(1) requires the district court to “ask the defendant only three [direct] questions, [including] whether he or she has had an opportunity to read the [PSI].”
United States v. Rone,
Soon after
Mays
was decided, we adopted a similar rule, holding that “[i]t is not necessary [under Rule 32(a)(1) ] for the district court to personally question the defendant as to whether he has read the PSI.”
United States v. Sambino,
We agree with the
Mays
Court that the plain language of Rule 32(a)(1)(A) must be read in conjunction with that in Rule 32(a)(1)(C). Whereas Rule 32(a)(1)(A) simply requires the district court to “determine” if the defendant and his counsel have had an opportunity to review the PSI, Rule 32(a)(1)(C) provides that the district court “shall ... address the defendant personally and ask the defendant if the defendant wishes to make a statement in the defendant’s own behalf.” We do not view the difference in language as coincidental.
See Mays,
Finally, we acknowledge the receipt of a letter from Cortez to his new аppellate counsel, dated January 4, 1988 and forwarded to us on January 15, asking that his attorney also assert that his original counsel was ineffective, in violation of the Sixth Amendment. Because this claim was not presented in a timely fashion, we will not rule on it in this аppeal. Cortez may, if he desires, raise this claim in the district court in an appropriate motion, perhaps under 28 U.S.C. § 2255 (1982).
CONCLUSION
For all of the foregoing reasons, we affirm the judgment of the district court. We remand the matter for the limited purpose of having a record of the sentencing proceedings attached to the presentence investigation report, in compliance with Fed. R.Crim.P. 32(c)(3)(D).
