Lead Opinion
When Mariano Meza-Rodriguez, a citizen of Mexico, was arrested in August 2013, he was carrying a .22 caliber cartridge. But it was what he did not have— documentation showing that he is lawfully in the United States — that concerns us now. His immigration status made his possession of the cartridge a crime under 18 U.S.C. § 922(g)(5), which prohibits foreigners who are not entitled to be in the United States (whom we will call “unauthorized aliens”) from possessing firearms. Meza-Rodriguez moved to dismiss the indictment that followed, arguing that § 922(g)(5) impermissibly infringed on his rights under the Second Amendment to the Constitution. The district court denied his motion on the broad ground that the Second Amendment does not protect unauthorized aliens. That rationale swept too far, and we do not endorse it. The court’s judgment, however, was correct for a different reason: the Second Amendment does not preclude certain restrictions on the right to bear arms, including the one imposed by § 922(g)(5).
I
Meza-Rodriguez was brought to this country by his family when he was four or five years old. Without ever regularizing his status, he has remained here since that time. His current troubles began just before midnight on August 24, 2013, when City of Milwaukee police officers responded to a report that an armed man was at a local 'bar. The officers obtained a surveillance video showing a man pointing an object that resembled a firearm. Witnesses later identified that man as MezaRodriguez. A few hours later, the same officers responded to a different report of a fight at a neighboring bar. The officers broke up the fight and recognized MezaRodriguez as the man from the surveillance video. After a foot chase, they apprehended him and patted him down. This brief search turned up a .22 caliber cartridge in his shorts pocket.
The government later filed an indictment alleging that Meza-Rodriguez had violated 18 U.S.C. § 922(g)(5). That statute states, in pertinent part, that:
[i]t shall be unlawful for any person ... (5) who, being an alien—
(A) is illegally or unlawfully in the United States;
or
(B) except as provided in subsection (y)(2), has been admitted to the United States under a nonimmigrant visa to ... possess in or affecting commerce, any firearm or ammunition....
Meza-Rodriguez moved to- dismiss the indictment on the ground that § 922(g)(5) imposes an unconstitutional restraint on his Second Amendment right to bear arms. The magistrate judge recommended that the district court deny the motion, relying in part on the conclusion that the Second Amendment does not protect unauthorized aliens. The district court concurred and denied Meza-Rodriguez’s motion. MezaRodriguez then pleaded guilty pursuant to an agreement with the government and preserved this issue for appeal. See Fed. R. Crim. P. 11(a)(2). The district court sentenced Meza-Rodriguez to time served with no supervised release, and he was later removed to Mexico. Meza-Rodriguez filed a timely notice of appeal from his conviction.
II
Before addressing the merits, we must ensure that Meza-Rodriguez’s removal to Mexico has not rendered his appeal moot. We may not entertain this appeal unless it represents a live case or controversy. See U.S. Const, art. Ill, § 2. To satisfy this requirement, Meza-Rodriguez “must have suffered, or be threatened with, an actual injury traceable to the defendant and likely to be redressed by a favorable judicial decision.” Spencer v. Kemna,
With the benefit of supplemental briefing from the parties, for which we thank them, we are satisfied that Meza-Rodriguez meets this standard. The immigration laws declare that any person who has been removed from the United States and who has committed an aggravated felony is permanently inadmissible. See 8 U.S.C. § 1182(a)(9)(A)(ii). As matters presently stand, Meza-Rodriguez meets both requirements for this permanent bar: he has been removed, and his violation of 18 U.S.C. § 922(g)(5) is an aggravated felony. See 8 U.S.C. § 1101(a)(43)(E)(ii).
Indeed, it is possible, though not certain, that a § 922(g)(5) violation might also qualify as a crime involving moral turpitude (CIMT). The latter term is not defined by statute, see Marin-Rodriguez v. Holder,
Thus, if Meza-Rodriguez loses this appeal, he cannot return to the United States. If he wins, he does not face a permanent bar to admission. The possibility of returning to this country is a “tangible benefit” to Meza-Rodriguez; likewise, his current inability to reenter is a “concrete and continuing injury.” The appeal is therefore not moot.
The decision in Diaz might appear at first glance to be in some tension with that conclusion, but a closer look shows that it is not. Diaz also involved an unauthorized alien who had completed his sentence and had been removed from the country before we heard his appeal. See Diaz,
The consequences of Meza-Rodriguez’s conviction are not theoretical; his right ever to reenter the United States hangs in the balance. Diaz recognized that “statutory disabilities such as loss of the right to vote or the right to own a gun” are sufficient to save an appeal from- mootness. Id. at 346. Meza-Rodriguez faces a comparable statutory disability. Diaz thus actually supports our conclusion that this appeal presents a live controversy. See also United States v. Ashraf,
Ill
Meza-Rodriguez argues that 18 U.S.C. § 922(g)(5) impermissibly infringes on his rights under the Second Amendment to the Constitution. We review the constitutionality of federal statutes de novo. See United States v. Sidwell,
We first tackle the question whether the Second Amendment protects unauthorized non-U.S. citizens within our borders. The Amendment provides that “the right of the people to keep and bear Arms, shall not be infringed.” U.S. Const. amend. II. The Supreme Court has confirmed that this language confers an “individual right to possess and carry weapons.” District of Columbia v. Heller,
This issue was not, however, before the Court in Heller. While some of Heller’s language does link Second Amendment rights with the notions of “law-abiding citizens” and “members of the political community,” see Heller,
Other language in Heller supports the opposite result: that all people, including non-U.S. citizens, whether or not they are authorized to be in the country, enjoy at least some rights under the Second Amendment. (Although it is hard to find good data about the percentage of noncitizens in the United States before 1820, see Bureau of the Census, U.S. Dep’t of Commerce, Historical Statistics of the United States 1789-1945: A Supplement to the Statistical Abstract of the United States (1949), available at http://www2.census. gov/prod2/statcomp/documents/Historical StatisticsoftheUnitedStatesl789-1945.pdf, immigration in the late 18th century was a common phenomenon. And such provisions as Article I, section 2, paragraph 2, which limits membership in the House of Representatives to persons who have been “seven Years a Citizen,” and Article II, section 1, paragraph 4, which requires the President to be “a natural born Citizen, or a Citizen of the United States, at the time of the Adoption of this Constitution,” show that the drafters of the Constitution used the word “citizen” when they wanted to do so.)
Heller noted the similarities between the Second Amendment and the First and Fourth Amendments, implying that the phrase “the people” (which occurs in all three) has the same meaning in all three provisions. See Heller,
The conclusion that the term “the people” in the Second Amendment has the same meaning as it carries in other parts of the Bill of Rights is just the first step in our analysis. We still must decide what it means. The Supreme Court has spoken on this issue, albeit obliquely. In Verdugo-Urquidez, the Court determined that the Fourth Amendment did not protect a noncitizen brought involuntarily to the United States against a warrantless search of his foreign residence. See Verdugo-Urquidez,
At a minimum, Verdugo-Urquidez governs the applicability of the Fourth Amendment to noncitizens. For Fourth Amendment rights to attach, the alien must show “substantial connections” with the United States. See, e.g., United States v. Vilches-Navarrete,
Given our earlier conclusion that the Second and Fourth Amendments should be read consistently, we find it reasonable to look to Verdugo-Urquidez to determine whether Meza-Rodriguez is entitled to invoke the protections of the Second Amendment. See Verdugo-Urquidez,
The government counters with two arguments. First, it contends that unauthorized noncitizens categorically have not accepted the basic obligations of membership in U.S. society and thus cannot be considered as part of “the people.” Second, it argues that Meza-Rodriguez’s unsavory traits, including his multiple brushes with the law, failure to file tax returns, and lack of a steady job, demonstrate that he has not sufficiently accepted the obligations of living in American society. We take the latter point first. We do not dispute that Meza-Rodriguez has fallen down on the job of performing as a responsible member of the community. But that is not the point. Many people, citizens and noncitizens alike, raising Fourth Amendment claims are likely to have a criminal record, but we see no hint in Verdugo-Urquidez that this is a relevant consideration. Such a test would require a case-by-case examination of the criminal history of every noncitizen (including a lawful permanent resident) who seeks to rely on her constitutional rights under the First, Second, or Fourth Amendment. Not only would this test be difficult to implement; it would also create the potential for a noncitizen to lose constitutional rights she previously possessed simply because she began to behave in a criminal or immoral way. The Second Amendment is not limited to such on-again, off-again protection. Instead, the only question is whether the alien has developed substantial connections as a resident in this country; Meza-Rodriguez has.
The government’s argument might have some force if Verdugo-Urquidez represented the Supreme Court’s only relevant holding, but it does not. In Plyler v. Doe,
Appellants argue at the outset that undocumented aliens, because of their immigration status, are not “persons within the jurisdiction” of the State of Texas, and that they therefore have no right to the equal protection of Texas law. We reject this argument. Whatever his status under the immigration laws, an alien is surely a “person” in any ordinary sense of that term. Aliens, even aliens whose presence in this country is unlawful, have long been recognized as “persons” guaranteed due process of law by the Fifth and Fourteenth Amendments. Shaughnessy v. Mezei,345 U.S. 206 , 212 [73 S.Ct. 625 ,97 L.Ed. 956 ] (1953); Wong Wing v. United States,163 U.S. 228 , 238 [16 S.Ct. 977 ,41 L.Ed. 140 ] (1896); Yick Wo v. Hopkins,118 U.S. 356 , 369 [6 S.Ct. 1064 ,30 L.Ed. 220 ] (1886). Indeed, we have clearly heldthat the Fifth Amendment protects aliens whose presence in this country is unlawful from invidious discrimination by the Federal Government.
Meza-Rodriguez satisfies both those criteria. He has lived continuously in the United States for nearly all his life. During that time, his behavior left much to be desired, but as we have said, that does not mean that he lacks substantial connections with this country. Plyler shows that even unauthorized aliens enjoy certain constitutional rights, and so unauthorized status .(reflected in the lack of documentation) cannot support a per se exclusion from “the people” protected by the Bill of Rights. In the post-Heller world, where it is now clear that the Second Amendment right to bear arms is no second-class entitlement, we see no principled way to carve out the Second Amendment and say that the unauthorized (or maybe all noncitizens) are excluded. No language in the Amendment supports such a conclusion, nor, as we have said, does a broader consideration of the Bill of Rights.
B
Meza-Rodriguez’s ability to invoke the Second Amendment does not resolve this case, however, because the right to bear arms is not unlimited. See Heller;
The Supreme Court has steered away from prescribing a particular level of scrutiny that courts should apply to categorical bans on the possession of firearms by specified groups of people, though it has said that rational-basis review would be too lenient. See Ezell v. City of Chicago,
Congress’s objective in passing § 922(g) was “to keep guns out of the hands of presumptively risky people” and to “suppress[ ] armed violence.” Yancey,
The government also argues that § 922(g)(5) reflects the likelihood that unauthorized immigrants are more likely to commit future gun-related crimes than persons in the general population. It offers no data to support that assertion, however, and we have our doubts about its accuracy. The government extrapolates from the fact that persons who are here illegally have “show[n] a willingness to defy our law” to the conclusion that they are likely to abuse guns. This may go too far: the link to firearms is unclear, and unlawful presence in the country is not, without more, a crime. See Arizona v. United States, — U.S. -,
Congress’s interest in prohibiting persons who are difficult to track and who have an interest in eluding law enforcement is strong enough to support the conclusion that 18 U.S.C. § 922(g)(5) does not impermissibly restrict Meza-Rodriguez’s Second Amendment right to bear arms. We thus Affirm the district court’s denial of his motion to dismiss.
Notes
. Because this holding creates a split between our circuit and the Fourth, Fifth, and Eighth Circuits, supra at 668-69, this opinion has been circulated to all active judges pursuant to Circuit Rule 40(e). No judge voted to hear the case en banc.
Concurrence Opinion
concurring in the judgment.
I concur in the judgment. Unlike the majority, I have doubts that the Second Amendment grants undocumented immigrants the right to bear arms, as my read of District of Columbia v. Heller,
In choosing to confront the issue, the majority roots its constitutional analysis in the common use of the phrase “the people” by the First, Second, and Fourth Amendments, and the Supreme Court’s suggestion in United States v. Verdugo-Urquidez,
Conversely, who is part of our “national community” and whether (and how) an undocumented immigrant can establish a “sufficient connection” under Verdugo-Urquidez remains unsettled. And Heller provides considerable reason to doubt that an undocumented immigrant can enjoy Second Amendment rights at all. The Court’s analysis professes to “start ... with a strong presumption that the Second Amendment right is exercised individually and belongs to all Americans.” Id. at 581,
However, as the majority recognizes, Heller only addressed the question whether the right protected by the Second Amendment is an individual or a collective one, not which individuals possess the right. See Heller,
Accordingly, I would refrain from addressing the scope of the Second Amendment and, further, creating a conflict with the law of the Fourth, Fifth, and Eighth Circuits.
