Lead Opinion
This case and other cases decided this day raise the question as to what standard should be applied in deciding the Fourth Amendment constitutionality of x-ray searches of the stomach, manual body cavity probes, and detention to determine if persons entering the United States are carrying contraband narcotics in their bodies.
The Search
Shortly after she arrived at Miami International Airport from Bogota, Colombia, Vega-Barvo was noticed by a customs inspector. His suspicions were initially aroused because she was a South American woman traveling alone and although she was conservatively dressed, she was carrying only one piece of poor-quality luggage. Based on these observations, the inspector detained Vega-Barvo at a secondary inspection area for questioning. Upon inquiry into the reason for her trip, Vega-Barvo explained that she was a tourism promoter and she had come to Miami with the intention of putting together tours to the area. She added that she owned a travel agency. Vega-Barvo’s credibility was damaged, however, by her responses to more specific questions and an examination of her passport, customs declaration, and airline ticket. The inspector noted a number of inconsistencies with her claim to be a businesswoman. First, her poor handwriting on the customs declaration evidenced a lack of education and her passport showed no other trips. Second, her ticket had not been obtained through her travel agency but had been purchased for cash from a travel agency she had never heard of and she did not know the price or the date of purchase of the ticket. Third, she had no business cards, little or no cash, and no credit cards or checks. Finally, she could name no hotels or persons in Miami she planned to contact in arranging her tours. Throughout the questioning Vega-Barvo exhibited signs of extreme nervousness, such as handwringing and a rapidly pulsating carotid artery.
On the basis of these circumstances, Vega-Barvo was taken to a search room where she was patted down by a female agent with negative results. Meanwhile, the inspector searched Vega-Barvo’s one bag and discovered it “contained mainly rags.” He also attempted unsuccessfully to verify her claim to have reservations at the Hotel Presidente. When Vega-Barvo returned, she was asked how she planned to get to her hotel. She responded she would take a cab but was unable to explain how she would pay for the ride when it was pointed out that she had no money.
At this point the customs inspector concluded Vega-Barvo was carrying drugs internally and read the Miranda rights to her. A Drug Enforcement Agent then intervened and repeated the Miranda rights, obtaining a waiver from her. He reques
Vega-Barvo was transported to a local hospital where she signed the necessary consent forms and was x-rayed. The x-ray revealed foreign objects in her stomach. When advised of this she confessed to swallowing 135 cocaine-filled condoms. These condoms were eventually retrieved from her fecal matter. They did indeed contain cocaine.
Prior to trial, Vega-Barvo moved to suppress the cocaine on the grounds that the x-ray search violated her Fourth Amendment rights. The trial court denied the motion finding that Vega-Barvo consented to the search. Vega-Barvo renews her Fourth Amendment challenge in this Court arguing that her consent was not voluntary and that the search was unreasonable. Because we hold this was a reasonable border search, we need not address the consent issue. Whether the consent was valid or not, this was not a physically forced procedure.
The Standards
Border searches have a unique status in constitutional law. The Supreme Court has consistently held that border searches are not subject to the probable cause and warrant requirements of the Fourth Amendment. United States v. Ramsey,
This Court has applied this reasonableness requirement by adopting a flexible test which adjusts the strength of suspicion required for a particular search to the intrusiveness of that search. As intrusiveness increases, the amount of suspicion necessary to justify the search correspondingly increases. This approach attempts to balance the privacy interests of the international traveler and the Government’s interest in controlling the flow of contraband. See United States v. Sandler,
Fifth Circuit cases prior to October 1, 1981, see Bonner v. City of Prichard,
No articulable suspicion is required for routine border searches which only intrude slightly on a person’s privacy. Himmelwright,
The arguably greater intrusion involved in internal body searches has never been addressed by this Court in circumstances similar to the cases that were argued together and which are decided today. Several earlier cases approving such searches at the border involved the greater quantum of suspicion provided by an informant’s tip. United States v. Briones,
To determine the “intrusiveness” level of the internal body searches involved in today’s cases, it is necessary to decide whether intrusiveness is to be defined in terms of whether one search will reveal more than another, or whether intrusiveness is to be interpreted in terms of the indignity that will be suffered by the person being searched. For example, is an x-ray more intrusive than a cavity search because it will reveal more than the cavity search, or less intrusive because it does not infringe upon human dignity to the same extent as a search of private parts? A person can retain some degree of dignity during an x-ray, but it is virtually impossible during a rectal probe, despite the more limited scope of such a search. Another consideration in measuring the intrusiveness of a search is risk of injury. This factor must be considered independently of the indignity or extensiveness of the search.
Although not conclusively decided in this Circuit, the precedents clearly indicate that to determine the level of intrusiveness of a search, we must focus on the indignity of the search, and that extensiveness alone does not control. As the Supreme Court stated in Schmerber v. California,
[I]t is simply fantastic to urge that such a procedure performed in public by a policeman while the citizen stands helpless, perhaps facing a wall with his hands raised, is a “petty indignity”. It is a serious intrusion upon the sanctity of a person, which may inflict great indignity and arouse strong resentment----
Id. at 16-17,
[T]he circumstances surrounding a checkpoint stop and search are far less intrusive than those attending a roving-patrol stop. Roving-patrols often operate at night on seldom-traveled roads, and their approach may frighten motorists. At traffic checkpoints the motorist can see that the other vehicles are being stopped, he can see visible signs of the officers’ authority, and he is much less likely to be frightened or annoyed by the intrusion.
United States v. Ortiz,
This Court, also, in applying the Fourth Amendment to border searches has been guided by its perception of the indignity of government actions. We noted in United States v. Sandler,
This indignity analysis pervades the border search cases throughout the other circuits. See, e.g., United States v. Nieves,
We hold therefore that personal indignity suffered by the individual searched controls the level of suspicion required to make the search reasonable. The question then is how an x-ray search plays out against this standard. After examining a wide variety of Fourth Amendment cases, we have isolated three factors which contribute to the personal indignity endured by the person searched: (1) physical contact between the searcher and the person searched; (2) exposure of intimate body parts; and (3) use of force. These factors tend to control the level of insult to personal privacy visited upon the victim of a search.
The physical contact factor has been noted in both body and personal effects searches at airports. Boarding passengers are commonly required to walk through a magnetometer and their luggage is passed through a magnetometer or an x-ray machine. This screening procedure although deemed a Fourth Amendment search has been regarded by courts as less intrusive than an officer performing a pat-down or personally examining the contents of the passenger’s luggage. United States v. Henry,
The embarrassment caused by the exposure of intimate body parts is often a determinative factor in the constitutionality of border searches. Distinctions have been drawn between total strip searches and strip searches which only require exposure of parts of the body commonly displayed in public. E.g., United States v. Rice,
Finally, considerable indignity results when a person is physically forced to submit to a search. This issue received the Supreme Court's attention in Rochin v. California,
In evaluating the indignity of x-ray searches in view of these three factors, we first note some general characteristics of x-rays. X-rays do not require physical contact, they do not expose intimate body parts, and hospitals generally will not perform an x-ray procedure without a person’s consent. Additionally, although not falling clearly under any of the three factors, an x-ray is one of the more dignified ways of searching the intestinal cavity. See Florida v. Royer,
Vega-Barvo argues, however, that despite the x-ray’s inoffensive nature, its medical dangers control the intrusiveness issue. It must be conceded without need for analysis that as medical danger increases because of a search procedure, so must the reasons for conducting the procedure. See Sandler,
Despite these unfortunate circumstances, there is insufficient record evidence of the normal medical dangers of x-rays to support a conclusion that an x-ray search is more intrusive than a strip search. The Miami customs inspectors follow the procedure of taking a suspect to a hospital where a physician conducts the x-ray examination. Without a more generalized showing that routine abdominal x-rays pose a significant health risk, it would be inappropriate to impose stringent Fourth Amendment constraints on their use in border searches.
The Ninth Circuit has reached the opposite conclusion on x-rays. In United States v. Ek,
Customs inspectors need not seek a search warrant to perform either an x-ray or any other type of border search. While it appears that this has become standard operating procedure in the Ninth Circuit for internal body searches, see United States v. Ek,
The Decision
Having concluded that the customs inspectors x-ray procedures were no more intrusive than a strip' search, the facts must now be evaluated in light of the level of suspicion required by the reasonable suspicion test in the context of a strip search. Reasonable suspicion to justify a strip search can only be met by a showing of articulable facts which are particularized as to the person and as to the place to be searched. Himmelwright,
This Court has decided several border strip search cases involving the smuggling of drugs. Where the search has been upheld, the defendant has dressed in a suspicious manner, and either was evasive in answering questions or excessively nervous. See, e.g., United States v. Walters,
The only case in this Circuit or the former Fifth Circuit in which the contraband was excluded because of an unreasonable search was United States v. Afanador,
The instant facts do not mesh neatly with any of the previous cases because different modes of smuggling are involved. Himmelwright and other similar cases involved Americans on drug-buying excur
Many of the factors supporting reasonable suspicion will seem innocent enough if evaluated independently and without the expertise of an experienced customs inspector. Yet, the Supreme Court has recognized that “when used by trained law enforcement officers, objective facts, meaningless to the untrained, can be combined with permissible deductions from such facts to form a legitimate basis for suspicion of a particular person ...” United States v. Cortez,
In this case, a number of factors, when combined, support a finding of reasonable suspicion. The customs inspector’s initial observation of Vega-Barvo and search of her personal effects revealed that: she was a South American traveling alone; she arrived from a drug-source country; she was carrying a single piece of poor quality luggage which “contained mostly rags”; she had no credit cards or checks; and she showed signs of extreme nervousness. During questioning, VegaBarvo claimed to own a travel agency and be in Miami to put together a tour. This story was not credible in light of the facts already discovered. We conclude that the customs inspectors’ suspicion that VegaBarvo was carrying cocaine internally was reasonable under the law, and that this suspicion rendered the non-forced x-ray, performed by a physician in a hospital, reasonable. See United States v. Clymore,
We recognize that this holding conflicts with United States v. Quintero-Castro,
AFFIRMED.
Notes
. No. 82-6037 United States of America v. Padilla,
No. 82-5941 United States of America v. Pino,
No. 82-6056 United States of America v. Henao-Castano,
No. 83-5006 United States of America v. Mosquera-Ramirez,
No. 83-5064 United States of America v. Castaneda-Castaneda,
No. 83-5278 United States of America v. De Montoya,
Dissenting Opinion
dissenting:
The court today decides seven cases regarding persons detained and searched at our border and found to be internal carriers of contraband.
At the outset, it is important to keep in mind that these eases do not concern immigration matters, or the right of a person to enter or remain in the country. These are customs cases and involve what things may be brought into the country and under what circumstances. Therefore, the rule fashioned today applies not only to poor and illiterate foreigners, but also applies to everyone crossing the border, including United States citizens returning to this country.
The constitutional issue posed in these cases is not an easy one, and it is a matter of first impression in this circuit. The resolution of the issue requires a balancing between the effort to ferret out criminal activity on the one hand and the necessity to protect rights guaranteed by the fourth amendment to the Constitution of the United States.
On two matters I am certain: First, the degree of suspicion necessary for an x-ray search at the border should not be probable cause. Second, the majority has correctly rejected the Ninth Circuit’s requirement that x-ray searches be conducted only after a magistrate issues an order based upon an affidavit showing that there is a “clear indication” or “plain suggestion” that the person is carrying contraband within the body. United States v. Quintero-Castro,
The Fifth Circuit and this circuit have utilized a two-tier standard in border search cases. The first tier is termed “mere suspicion.” The second tier is termed “reasonable suspicion.” Within this second tier, the amount of “reasonable suspicion” required increases with the intrusiveness of the search. More “reasonable suspicion” is required for a body cavity search (probing of body cavities) than a strip search (removal of clothing).
“Mere suspicion” is sufficient to permit a pat-down search at the border, as such searches are a part of routine border inspection. United States v. Sandler,
In Sandler, the court concluded that examination of a person by ordinary pat-down or frisk, the requirement that outer garments such as coat or jacket, hat or shoes, be removed, that pockets, wallet or purse be emptied, are part of the routine examination of a person’s effects which require no justification other than the person’s decision to cross our border. The fact that such a search occurs at a border makes it reasonable within the meaning of the fourth amendment. Id. at 1169. Thus, no suspicion other than the subjective response of a customs official who considers that the circumstances make such a search appropriate is necessary.
In this circuit, the standard for conducting a strip search at a border requires that customs officials have “reasonable suspicion” that the party to be searched is concealing contraband on his person. United States v. Carter,
“Our cases have recognized three distinct kinds of border searches of persons: frisk or pat-downs, strip searches, and body-cavity searches. These three categories are subject to different standards because of the varying degrees of intrusion that they entail.” United States v. De
Where along the sliding scale of reasonable suspicion should an unconsented to x-ray search fall? I dissent in this case because of my disagreement with the majority’s placement of x-ray searches on the sliding scale. As I view these cases, two issues, not one, must be decided: (1) what level of suspicion is required before a suspected “swallower” may be detained for more than the reasonable time required for questioning, and (2) what level of suspicion is required to subject a suspected swallower to an x-ray search.
As to the first issue, involving detention, I would hold that to detain a person longer than is reasonably necessary for questioning and investigation of leads, customs officials must have the same suspicion necessary to conduct a strip search, i.e. a particularized reasonable suspicion. Reality indicates that mere detention, in these cases, will always result in consent or a search. I would hold that the search begins when the period of detention for questioning becomes unreasonable. Consequently, that is the time strip search reasonable suspicion must be present.
As to the x-ray search, I would hold that the highest standard of reasonable suspicion would apply.
I realize that the x-ray search standard I urge, without an informant’s tip, may be difficult to reach. On the other hand, since detention based on a lower standard over a long period of time, under these circumstances, equals a search or consent, customs officers should be able to ferret out the internal carriers of contraband from innocent travelers.
. I dissent for the reasons expressed herein in United States v. Henao-Castano; United States v. Padilla; United States v. Mosquera-Ramirez; and United States v. Castaneda-Castaneda.
I concur in upholding the searches in United States v. DeMontoya and United States v. Pino, because the searches were based on valid consents.
In Castañeda-Castañeda, I dissent for the reasons herein expressed and because customs official's trickery did not result in merely a confession, but a consent to search. While the majority has correctly cited the confession by trick cases, it has not cited any case which indicates that consent to search may be lawfully produced by trickery. Case law dictates that consent to search must be voluntarily given. One can hardly act voluntarily without knowing the true facts. United States v. Smith,
The shackling of the appellant to a wheelchair in Henao-Castano is not only highly intrusive, but constitutes arrest and imprisonment.
. It is time for the Eleventh Circuit to identify this third level of suspicion by a separate name. Perhaps, “substantial suspicion” would be workable.
