*1 STATES, Appellee, UNITED MARCUM, Sergeant,
Eric P. Technical Force, Appellant.
U.S. Air
No. 02-0944.
Crim.App. No. 34216. Appeals
U.S. Court of
the Armed Forces.
Argued Oct. Aug.
Decided *2 Appellee: Lau- Colonel
Amicus Curiae Leeker, Margaret Lieutenant Colonel ren B. (on Baines, Captain B. Matthew J. MaClean brief)—for Army, Govern- States Appellate Division. ment opinion of the Judge BAKER delivered the Court.
Contrary pleas, Appellant was con- of dereliction victed officer members un- duty providing alcohol to individuals sodomy, age non-forcible der the by sodomy, assault consummated forcible assault, battery, specifi- and three indecent committing indecent acts viola- cations of 92, 125, 128, and Uni- tion Articles Military Justice [hereinafter form Code UCMJ], 892, 925, 928, §§ and 10 U.S.C. (2000), respectively. Appellant was sen- years, for 10 a dis- tenced to confinement forfeitures, discharge, total and honorable grade. The to the lowest enlisted reduction authority confine- convening reduced the years, approved to six but otherwise ment findings and sentence. the Air Force case reviewed Appeals, affirmed Court of Criminal which findings States and sentence. United Marcum, No. ACM WL 2002). July op. (A.F.Ct.Crim.App. slip following granted of the This Court review BAKER, J., opinion delivered the issues: Court, GIERKE, EFFRON, in which and JJ., ERDMANN, CRAWFORD, joined. C.J., separate concurring opinion filed I ISSUE part dissenting part. and
the result APPELLANT SUFFERED WHETHER (ar- Appellant: Spinner
For WHEN HIS Frank J. ERROR PREJUDICIAL Knott, Beverly Major RE- gued); Colonel B. Ter- TRIAL COUNSEL DEFENSE ry McElyea, Captain L. K. PRIVILEGED COMMUNICA- VEALED Jennifer (on brief). APPELLANT’S Martmck TIONS WITHOUT DURING THE PERMISSION SEN- Appellee: For LeEllen Colonel Coacher APPELLANT’S OF TENCING PHASE Major (argued); R. Rider and Jennifer IN M.R.E. 502 TRIAL VIOLATION OF (on Sigmon Colonel Lance B. Lieutenant AND 511. brief); V. Lieutenant Colonel Robert Combs Taylor Captain C. Smith. II ISSUE F. Appellant: Curiae for Stuart De- Amici THE MILITARY JUDGE lery (argued); Josh and Alison J. WHETHER Goldfoot brief)—for (on THE PAN- ERRED BY INSTRUCTING Nathan The American Civil (on Union, THE Eugene al. R. Fidell EL THAT MAXIMUM SEN- Liberties et brief)—for Military Ex- APPELLANT’S CASE WAS TENCE IN Social Scientists THE LIFE PAROLE WHEN perts. WITHOUT tone, PRESIDENT HAD NOT timing, graphic AUTHORIZED conclude that the THAT FOR APPEL- PUNISHMENT privileged substance of this communication LANT’S OFFENSES. prejudiced Appellant during sentencing. I, light of our decision on Issue we need *3 III parole
ISSUE not decide whether life without punishment sodomy authorized at forcible WHETHER APPELLANT’S CONVIC the time of As a offenses. 125, FOR TION VIOLATING ARTICLE findings, we affirm respect with to the but UCMJ, BY ENGAGING IN CONSENSU respect reverse with to the sentence. (CHARGE II, AL SODOMY SPECIFI 1) I. Issue III BE Article 125 CATION MUST SET ASIDE IN LIGHT THE OF UNITED STATES SU Facts
PREME
HOLDING
COURT’S
IN LAW
TEXAS,
558,
RENCE V.
539 U.S.
Appellant,
cryptologic linguist,
technical
(2003).
2472, 156
L.Ed.2d 508
(E-6),
sergeant
supervising
and the
noncom-
Addressing
order,
these
of
issues out
we missioned
in a flight
officer
of Persian-Farsi
125, UCMJ,
hold that Article
is constitutional
speaking intelligence analysts, was stationed
applied Appellant.
Base,
at Offutt Air Force
Nebraska. His
training
supervising
duties included
air-
rights generally
Constitutional
apply to
newly assigned
Operations
men
to the
Train-
members
the armed forces unless
ing Flight.
terms,
express
express
language
Constitution,
they
inapplicable.
are
off-duty
While
Appellant socialized with
However, Appellant’s
military
actions in the
flight
parties. According
airmen from his
at
context fell
autonomy
outside the zone of
testimony
multiple
members of his
identified
protect-
Court as a
unit,
spent
night
airmen “often”
at Appel-
Among
ed
things, Ap-
interest.
other
following
parties.
lant’s off-base home
these
pellant
sodomy
was convicted of non-forcible
charges
case
resulted from alle-
with a subordinate airman within his chain of
gations by some of these subordinate airmen
An
prohib-
command.
Air Force instruction
Appellant engaged
in consensual and
its such sexual conduct between servicemem-
activity
nonconsensual sexual
with them.
in differing pay-grades
bers
and within the
same chain of command. This instruction
Among
offenses, Appellant
other
provides for potential criminal sanctions
charged
sodomy
with the
forcible
Senior
operation
through
of Article 92. This in-
(SrA)
(E-4).
H
Specifically, Specifi-
Airman
H,
struction evidences that
Airman
Senior
Charge
alleged
cation
II
subordinate,
inwas
“did,
Omaha, Nebraska,
at or near
between
position
easily
where “consent
1 September
on or about
1998 and on or
Texas,
refused.” Lawrence v.
about 16 October
commit
with
(2003).
shall be a court-martial plish government a compelling interest. The may direct. narrowly argue amici that Article 125 is not reaches, among tailored other because con- Scoby, As we stated in United States duct, consensual, off-base, private, inti- terms, By prohibits every its Article 125 activity mate persons married intercourse, kind of unnatural carnal spouses. Arguing their civilian in the alter- fraud, accomplished whether force or native, quoting the amici do Similarly, with consent. the article does distinguish “dispute good between act committed that the interests order and home, privacy per- of one’s with no discipline, security, and in national are im- present partner, son other than the sexual portant. importance But the of those inter- act a public the same committed in irrelevant, simply ests is there no because place strangers, a group front of who they basis conclude that are even rational- fully apprehend in the nature the act. ly sufficiently related to Article let alone (C.M.A.1978). Thus, 5 M.J. justify law advanced its onerous 125 forbids whether it is consensual right’ burdens on the ‘full ‘con- forcible, homosexual, pub- heterosexual or protected by guarantee duct the substantive ” private. lic or liberty.’ arguments, Under both the am- *5 government ici maintain that the has no le- Arguments B. gitimate compelling military interest in Appellant challenges his conviction on the regulating private conduct. ground recognized that a Laurrence constitu- argues The Government Lawrence is liberty tional intimacy interest in sexual be- applicable military in the consenting private. tween in environment adults argues lant that Article 125 due to separate suffers the the distinct and character of same constitutional deficiencies as the Texas military recognized life from civilian life as statute Lawrence because both statutes Supreme Levy, Court Parker v. 417 private sodomy criminalize consensual acts 733, 2547, 94 41 U.S. L.Ed.2d S.Ct. 439 between adults. further contends (1974). argues The Government further light Supreme that in rejection Court’s Supreme expressly because the Court did not Hardwick, 186, v. of Bowers 478 106 U.S. engaging state that homosexual is 2841, (1986), 92 S.Ct. L.Ed.2d 140 right, a fundamental this Court should ana- conviction the Due violates Process Clause. lyze using 125 rational basis stan- a Appellant argues As 125 that Article standard, Utilizing dard review. this is either unconstitutional on its face or un- Government contends Article 125 is constitu- applied constitutional as to conduct. rationally tional it is because related to curiae,* The amici arguing support legitimate Specifically, state interest. position, that Article assert 125 Government maintains that Article 125 crimi- According unconstitutional on its to face. unaccepta- nalizes conduct that “create[s] amici, Supreme placed Court Law morale, high ble risk to the standards of privacy jurisprudence rence within its line of good discipline, order and and unit cohesion” by overruling effectively Bowers and decid recognized by within the Con- consensual, conduct, ing private, sexual 654(a)(15). gress § 10 U.S.C. including sodomy, constitutionally pro is a Whether conviction must be liberty tected interest. See light Supreme set aside in Court’s U.S. at 2472. As with other S.Ct. holding ques- rights, Lawrence is a constitutional fundamental the amici contend that a Ohio, purporting statute to criminalize a tion novo. v. fundamen- reviewed de Jacobellis * Area, opinion Capital Legal The amici curiae referred are ion the National Lambda Fund, represented sup- in the Brief of Amici Curiae in Defense Education Servicemembers Network, port Appellant Legal on behalf of American Civil Defense and Retired Members of Union, Military. Liberties the American Civil Liberties Un- rule, This, general should counsel 184, 190, as a 12 L.Ed.2d U.S. 84 S.Ct. State, court, by the or a attempts (1964). against relationship meaning of the define the Lajivrence The Decision
C.
injury
set its boundaries absent
or to
challenged
petitioners in Lawrence
The
an institution the law
or abuse of
person
constitutionality of a
statute crimi
Texas
protects.
sodomy.
nalizing
sex
See 539 U.S. at
same
Id.
provided
2472. This statute
S.Ct.
Supreme
Court
this framework
Within
if he
person
“[a]
commits an offense
“The
of Bowers
rationale
overruled Bowers:
engages in deviate sexual intercourse with
analysis----
careful
withstand
does
Id. at
another individual
same sex.”
decided,
it was
was not correct when
Bowers
(quoting
Penal
S.Ct. 2472
Texas
ought
today.
It
not to
it is
correct
21.061(a) (2003)).
§Ann.
The
Code
577-78,
binding precedent.”
Id. at
remain
the stat
determined at
outset that
106 S.Ct.
pro
question of
due
posed
ute
substantive
petitioners,
to the Lawrence
respect
With
free as
petitioners
“whether the
were
cess:
stated:
the Court
private
in the
conduct
adults
who,
two
The case does involve
adults
their
Due Pro
exercise of
under the
other,
and mutual consent from each
full
cess Clause of the Fourteenth Amendment
practices common to a
engaged in sexual
564, 123
Id. at
the Constitution.”
lifestyle.
petitioners
are
“pertinent
its
beginning point”
re
private
respect for their
lives.
entitled to
stated,
view,
Supreme Court
was Gris
their
The State cannot demean
existence
Connecticut,
wold
destiny by making
their
or control
(1965).
1678,
205
In our
in Lawrence.
accomplish
not to address
narrowly
or chose
125 is
tailored
contextual,
view,
argues for
this framework
these interests.
review.
analysis, rather than facial
applied
as
Supreme
expressly state
Court did not
military
apparent in the
particularly
is
This
place the
test it used. The Court did
which
context.
the Gris-
liberty interest
Lawrence within
(2)
Military
Context
Lawrence
Lawrence, 539 U.S.
fine of cases. See
wold
564-65,
at
S.Ct. 2472.
123
Griswold
have
this Court
Supreme
Court and
rights. Howev-
Carey address fundamental
and women
recognized that
long
“[m]en
er,
has
determined
Supreme
Court
do not leave constitutional
Forces
Armed
privacy
are funda-
liberty
all
or
interests
judicial protection behind
safeguards and
Lawrence,
rights.
the Court did
mental
military
they enter
service.”
when
identify
liberty interest as
expressly
131,
Mitchell, 39 M.J.
135
v.
States
Therefore,
right.
we
a fundamental
will
States,
(C.M.A.1994)(quoting
v. United
Weiss
presume
such a fundamental
the existence of
163, 194,
L.Ed.2d
127
510 U.S.
military
when the
environment
J., concurring)). “Our cit
(1994)(Ginsburg,
1
con-
Supreme Court declined
the civilian
stripped
may not
of basic
in uniform
be
izens
expressly identify
such a fundamental
text
they have
rights simply because
doffed
right.
Weinberger,
Goldman v.
civilian clothes.”
503, 507, 106
L.Ed.2d
S.Ct.
U.S.
requires
searching con
Lawrence
is
What
omitted).
(1986) (citations
As a
may
inquiry
require
inquiry.
stitutional
This
Bill
consistently applied the
this Court has
beyond
go
a court to
a determination as
Forces,
Rights to members of the Armed
activity at issue falls within col
whether the
express
except in cases
terms of
where
bring
it with
umn A—conduct
a nature to
application inap
make such
the Constitution
interest identified
Jacoby, 11
posite. See United States
B—factors
within column
identified
428, 430-31,
246-47
C.M.A.
C.M.R.
Supreme
as
its
anal
Court
outside
Lawrence
(1960)(“[I]t
protections
that the
apparent
ysis.
analysis
beyond
The Court’s
reached
Rights, except
in the Bill of
those which are
presented.
immediate facts of the ease
by necessary
inappli
expressly
implication
This is reflected
the Court’s decision
cable,
to members
our armed
are available
op
grounds
process
of due
rule
forces.”).
posed
equal protection.
we to hold
“Were
Equal
the statute invalid under the
Protec
time,
At
the same
these constitutional
noted,
Clause,”
Supreme
tion
Court
may
differently to
rights
apply
members
might question
prohibition
“some
whether
they
forces than
do to civilians.
the armed
differently, say,
if
drawn
would
valid
Parker,
at
See
U.S.
S.Ct.
prohibit the conduct both between same-sex
is,
necessity, a
specialized
“The
participants.”
different-sex
Thus,
considering
society.” Id.
how
2472. The
*8
and Fourth Amend-
the First Amendment
acknowledged
emerging
“an
awareness
also
context,
military
in
this Court
apply
ment
gives
protection to
liberty
substantial
prece-
civilian
Supreme
has relied on
Court
deciding
in
to
persons
adult
how
conduct
dent,
con-
specifically
but has
addressed
also
private
pertaining
to
their
lives matters
military
involving
factors
life. See
textual
572, 123
sex.” Id. at
S.Ct. 2472.
Priest,
564, 570,
v.
21
United States
C.M.A.
(1972)(“[T]he
fac-
free
At the same time the Court identified
45 C.M.R.
tors,
delimit,
speech
in the armed services is not unlimited
which it did not
brought
balance with the
place
zone of
and must be
into
conduct outside
Lawrence
Thus,
providing an
open
paramount
ef-
liberty.
door
held
consideration
for the defense of our
scope
fighting
nature
fective
force
courts to address
and
lower
Lawrence,
Country.”);
v. McCar-
as well as
see also United States
identified
(C.M.A.1993)(warrantless
limitations,
thy,
ships consent where fused, military signifi- nuance life the of Applied D. Article 125 Constitutional as Is applicable to An Air Force instruction cant. Appellant? included the of the offenses Appellant at time of dereliction Appellant was following proscriptions. the sodomy, duty, specifications forcible three of relationships between Unduly familiar assault, and of specifications three indecent in which one member exercises members committing an specifications of indecent two authority or over supervisory command regard charge the act. addressed With easily unpro- or can be become other Appellant “not appeal, the found members Similarly, as differences fessional. sodomy, guilty non- guilty of forcible but increase, grade absence of even part As sodomy.” forcible relationship, supervisory command or trial, following additional facts contested may risk the rela- there be more surrounding his conduct were elicited: be, perceived be to be tionship or will sodomy act occurred in off- unprofessional because senior members hours; during off-duty no apartment base organizations normally military exer- military present other members of were authority or or indirect cise some direct conduct; time of the junior organizational more influence over E-6 the supervising and noncommissioned members. flight. in his duties included officer His unprofessional, Relationships are whether H, an training supervising and airmen. SrA they off-duty, detract pursued on or E-4, Appellant super- was one of the airmen authority superiors or from the result H was vised. As SrA subordinate of, in, reasonably appearance or create to, within, directly Appellant’s chain of favoritism, position, office or or misuse of command. organizational goals the abandonment of question Ap- first we is whether ask personal for interests. pellant’s bring conduct was a nature to Instruction, Dep’t. of Air 36-2909 Force within the Lawrence Name- interest. Unprofessional Relation- Professional ly, private, did conduct involve 1,1996). 2.2, (May ships, paras. 3.1 activity consensual sexual between adults? reasons, military has consis- For these case, present the members deter- relationships tently regulated between ser- Appellant engaged in mined non-forcible based on certain differences vicemembers sodomy. This occurred off-base prefer- partiality, grade an effort to avoid pri- Appellant’s apartment it occurred in treatment, improper use ential deciding that vate. will assume without We McCreight, rank. one’s See United States sodomy in jury verdict of non-forcible (C.A.A.F.1996). Indeed, M.J. question satisfies the first of our case Dep’t of Air Instruction 36-2909 is Force analysis. applied subject through opera- to criminal sanction question ask is whether
The second
we
As both the Su-
tion Article
UCMJ.
encompassed
recognized
conduct nonetheless
preme
and this Court have
any
elsewhere,
necessity
or factors that were
of the behavior
“The
for
fundamental
in-
consequent necessity
identified
Court as
obedience and
instance,
discipline, may
permissi-
imposition
Lawrence. For
did
render
volved
pub-
be
minors? Did it involve
within the
that which would
conduct involve
ble
constitutionally
outside it.”
prostitution?
impermissible
lic
Did it involve
conduct
Parker,
injured or
209 statement, person from or the comes a counsel that evidence the unsworn whereas trial arguing when by privilege.” Ankeny, to the statement referred the source not bound about lack of contrition. (quoting Manual Courts- M.J. at 16 30 Martial, States, 1969, para. 151a United he was Appellant maintains that because (Rev. ed.)). lawyer “A shall not reveal infor- have proceedings he did not absent the relating representation to a mation the attorney-client opportunity the to assert his gives con- the informed privilege prior offering the client unless client to defense counsel summary sent, as an unsworn statement. impliedly written authorized the disclosure is argues even if un- Appellant also that the representation, or the carry to out the order him, was to sworn statement intended benefit by permitted this otherwise [is disclosure unilaterally had no defense counsel basis Dorman, v. 58 M.J. States rule.]” United attorney-client There- privilege. waive the (C.A.A.F.2003)(quoting 298 Model Rules fore, Appellant M.R.E. contends that 1.6(a) (2003)(emphasis of Profl R. Conduct 511 were violated he never waived because added)). attorney-client privilege nor authorized is that Military law clear the decision his to utilize written defense counsel summary. personal an make unsworn statement sentencing proceed- During the accused. that Appellant The Government asserts may “testify, make an un- ings, an accused opportunity to his was not denied the assert statement, extenuation, sworn or both attorney-client privilege because by presented matters mitigation or to rebut by opportunity going waived this absent 1001(c)(2)(A). prosecution[.]” If leave. a R.C.M. without As the Government implicitly contends defense counsel an to make an unsworn accused chooses summary. authorized disclose the written statement, “may by he not be cross-examined suggests The Government also upon upon trial it or examined counsel unsworn under lant’s statement does fall court-martial____ by the The unsworn exclusionary rule set forth in M.R.E. written, both, oral, may be statement or 511(a) because defense counsel introduced accused, counsel, by by may be made or Finally, the statement on behalf. 1001(c)(2)(C). “right This both.” R.C.M. argues Appellant the Government waived by military allocution convicted of member any privilege might have existed with precept a criminal offense is a fundamental regal'd summary he tes- written justice.” v. Pro- United States during to its tified contents defense’s vost, (C.M.A.1991). 32 M.J. case. right make an “accused’s an Because Discussion ... unsworn statement ‘is a valuable prejudicial er Whether suffered long recognized by military been [that has] his ror when trial counsel defense revealed ‘generally that has consid custom’ and been during privileged communication the sentenc unrestricted,”’ Grill, v. ered United States ing question law phase trial is mixed 132 (C.A.A.F.1998)(citing 48 M.J. United fact de novo. v. reviewed United States (C.M.A. Rosato, v. M.J. States (C.M.A.1990). 10, 10 Ankeny, 30 M.J. 1991)), “not it to this Court will allow or “Evidence of a statement other disclo- eroded,” Party undercut or States privileged sure of is not admissible matter (C.M.A.1990). ka, As 30 M.J. against privilege if the holder disclo- indicated, previously “an accused Court has compelled erroneously or made sure was to make an statement.” Ro elects unsworn opportunity for the without holder sato, Thus, regardless M.J privilege privilege.” to claim M.R.E. is made whether the unsworn statement “[Ejvidence 511(a). of such a communication presented for accused the accused or appears not be unless it should received counsel, to make the unsworn privilege person has been waived personal government to the benefit of it statement is accused. entitled *12 Therefore, ity description, if an for accused is absent his actions. Within his right without leave his to make an unsworn Appellant provided sexually explic- numerous prior statement is forfeited unless to his testimony, details not contained in his trial absence he authorized his counsel to make as, as well critical comments victims. specific statement on his behalf. Al Although Appellant’s testimony trial was may though refer defense counsel to evi graphic, and of the the tone substance sen- presented during dence at trial his sentenc tencing explicit. was statement more ing may argument, he an not offer unsworn containing subject statement material to the Moreover, repeatedly trial counsel re attorney-client privilege without waiver of ferred to unsworn dur statement privilege by his client. ing sentencing argument. his Trial counsel argued, “They are And the victims. when though Appellant right
Even
waived his
you
Sergeant
read
Marcum’s statement re
present during
be
sentencing
being volun-
absent,
you
you
member that. And when
tarily
see—when
attorney-
he did not waive his
privilege. Appellant’s
client
read how
attacks
people
affidavit demon-
he
came
did,
Ap-
strates that defense counsel never asked
you
forward to tell what he
remember
pellant
permission
for
to use the written
yourself,
and
professional
ask
who is the
Thus,
summary.
by submitting Appellant’s
Sergeant
this case?
Marcum victimizes
statement,
summary
written
as an unsworn
through
those airmen once and then
the tes
subject
defense counsel revealed material
to timony
through
you
the statement
attorney-client privilege
without receiv-
have,
victimizing
again.
he is
those airmen
ing
appropriate
privilege
an
this
waiver of
Pay special attention to his comments con
Appellant.
cerning
Further,
trial
[M].”
Airman
counsel
members,
you
reminded the
“As
will read in
case,
question
harder
The
how
statement,
Sergeant Marcum’s
he can’t even
ever,
Appellant
right
is whether
waived his
admit to what he has done.” Defense coun
confidentiality through
trial testimony.
his
sel did
not refer
the statement at all
Appellant
If
did not
his
waive
confi
during
sentencing argument.
dentiality, this Court
decide
must
whether
Appellant
prejudiced by
was
the use
circumstances,
of the
Under these
we find that
though Appellant
statement even
testified to Appellant
did not waive his
to confiden-
great
deal
information contained
Further,
tiality
testimony.
through his trial
finding
within the statement. “A
or sentence Appellant
prejudiced
his trial
was
de-
may
of court-martial
held incorrect
privileged
fense counsel revealed
communica-
ground
of an error of law unless the
sentencing
during
tions
without
materially prejudices
error
the substantial
permission.
59(a), UCMJ,
rights of an accused.” Article
Issue II:
Without Parole
Life
859(a) (2000).
§
U.S.C.
con
tends the
summary
admission
his written
May
sentencing occurred on
prejudiced
during sentencing
him
because it
military judge
2000. The
instructed the
inflamed the members and resulted
parole
members that
life without
was the
more
sentence
he
severe
than
have
punishment
Appel-
maximum authorized
for
Moreover, Appellant
otherwise received.
subsequently
lant’s offenses.
was
if
suggests
prepared
he had
an
unsworn
offenses, including
convicted of various
non-
sentencing
statement for
it would have been
sodomy,
forcible
for which the maximum au-
ultimately presented
different
what
than
years.
thorized confinement was five
by his defense counsel.
included,
alia,
approved
lant’s
sentence
inter
years.
light
a term of
confinement for six
We
carried his
believe
has
bur-
I,
of our
Issue
decision on
we need
decide
Throughout
den on both counts.
the written
parole
an author-
whether life without
summary, Appellant graphically described
punishment
ized
at the
surrounding
forcible
circumstances
his relation-
ships
responsibil-
with the victims
time of
offenses.
and denied
privilege
the holder of
opportunity for
Decision
privilege is
“The
privilege.”
claim the
Air
of the United States
decision
commu
encourage ‘fulland frank
intended
Appeals
of Criminal
is affirmed
Force Court
attorneys
clients
nication between
findings, but reversed
respect
with
thereby
public interests
promote broader
respect to the
The sentence
sentence.
of law
the administra
in the observance
of trial is returned
is set aside.
record
”3
justice.’
*13
tion
Air
of the
Judge
Advocate General
author-
rehearing
Force. A
on sentence is
Nevertheless,
equally
it is
well-established
ized.
privileged if it is intended
material is not
In
party.4
a third
United
to be disclosed to
Grill,5
championed the
v.
this Court
States
CRAWFORD,
Judge (dissenting on
Chief
to make an unsworn state
accused’s
concurring in result on Issue
Issue I and
for Courts-Mar
pursuant to
Rules
ment
III):
1001(c)(2)(C)[hereinafter
In
R.C.M.].
tial
Appellant’s
I.
Counsel’s Release of
Defense
Grill,
Air
States
keeping with
United
Written Statement
Unsworn
3.1(D) on
promulgated Air Force Rule
Force
1, 2000,
give
May
requiring that the defense
majority’s
disagree
I
with the
conclusion
days’ notice of
releasing Ap-
at least three
counsel erred
the Government
defense
First,
Al
statement.
pellant’s written statement.
defense
intent to submit an unsworn
repealed,
though
declaration of intent
submit
has
it
counsel’s
rule
since been
es-
Appellant’s
exhibit as
unsworn statement
Appellant’s
time
court-
effect at the
privi-
the statement was not
martial, and,
tablishes
accordingly,
counsel
defense
Moreover,
leged
place.
first
even
presumably gave
this case
the Government
is
assuming
privileged,
the statement was
required
of his
to submit an
notice
intent
clear from the record that
himself
Appellant’s
on
behalf.
unsworn statement
impliedly
privilege,
waived the
as well as
disclosure,
required
making this
defense
privi-
authorized defense counsel to waive the
displayed
intent
counsel
lege
and release the statement on
party
a third
to disclose the statement
reasons,
respectfully
For these
I
behalf.
and,
doing,
in so
established that
state
majority’s
from the
resolution of Is-
dissent
privileged.
ment was not
I.
sue
supported
This conclusion
further
expression of intent as to
Appellant’s own
Attorney-Client Privilege
A.
use of the statement. Be-
defense counsel’s
lant’s Statement
Appellant went absent without
leave
fore
(AWOL),
extensively
counsel
used
defense
It
“[a]
is well-established that
client has
to cross-exam-
Appellant’s statement
trial
prevent
privilege to refuse to disclose and to
witnesses.
voiced
ine Government
any
disclosing
person
other
confidential
objection to defense counsel’s use of the
no
purpose
of fa
communications made for
manner,
may
we
statement in this
there-
professional legal
cilitating the rendition of
client____”1
reasonably
Appellant gave
assume that
fore
Moreover,
“[e]v
services to
with
full
the statement to defense counsel
idence of a statement or other disclosure
knowledge and intent
the statement
against
matter
privileged
is not admissible
would, in a
left
counsel’s
if
manner
to defense
privilege
of the
holder
disclosure
discretion,
compelled erroneously
Having
released at trial.
done
or was made without
be
States,
See,
502(a)
e.g.,
Military
F.3d
4.
Cavallaro
United
[hereinafter
Rule
Evidence
(1st Cir.2002)("Generally, disclosing
M.R.E.].
246-47
attorney-client
party
to a
communications
third
511(a).
2. M.R.E.
privilege.”).
undermines the
States,
U.S.
3. Swidler & Berlin v. United
(1998)
as an unsworn statement the sentenc ing party appellant’s court-martial.”9 B. Waiver Statement’s circumstance, Facing this trial defense coun Privilege certainly implied authority sel had assuming privi Even the statement was privi submit behalf otherwise leged, it is well established that an accused leged Appel matters in an effort to defend may attorney-client privilege. waive the If successfully possible. Additionally, lant as voluntarily concerning accused “testifies] misconduct, Appellant, his own forfeited a privileged matter ... or communication any object to counsel’s use of the privilege [the accused] waive[s] to which he statement. may pertaining she entitled *14 confidential matter or communication.”6 Ac Appellant’s II. Conviction Non-Forcible I
cordingly, would that hold when Sodomy Light in Lawrence Texas “voluntarily significant part a testifies about of the matters in” contained the released III, agree majority’s As Issue I with the statement, any challenge he waived future Appellant’s conclusion that conviction should grounds the on statement’s release the not be reversed under Lawrence v. Texas.10 attorney-client defense counsel violated disagree I majority’s assump But with the above, vein, privilege.7 this as noted tion that conduct within falls record clear that is defense counsel further protected liberty in interest enunciated Law used the statement’s content in his cross- rence. There are factual distinctions be Ap examination of Government witnesses. petitioners’ tween offense in Lawrence pellant present points at these in the offense in at the case bar. trial, objections yet voiced no to defense differences, significant Because of I these use “privileged” counsel’s of the statement. hold that this is not a would Lawrence case assuming Appellant
Even
ques
did not himself
day
and would reserve
another
attorney-client
“[e]xcept
privilege,
applies
waive the
tions whether and how Lawrence
military.
to the
or
extent
the client’s instructions
The factual differences be
special
authority,
limit that
a
circumstances
tween Lawrence and
case are
lawyer
impliedly
striking.
is
authorized make dis
The offense of
with which
appropriate
closures about a client when
in
petitioners
in Lawrence were
carrying
representation.”8
consensual,
out the
The facts
in
occurred
the context of a
adult
present exactly
relationship.
the instant case
one such
noted at the outset
Court
arrest,
aptly
opinion
circumstance. As
not
the lower court
of its
that at the
of their
time
unpublished opinion,
ed in
petitioners
its
he
in
in
“[A]fter
Lawrence were
Mr.
M.R.E, 510(b).
Smith,
client);
by
Stephen
Salzburg
6.
See also
States v.
thorized"
et
A.
114,
(C.M.A. 1991)(observing
33
118
M.J.
Federal
Manual
Rules
Evidence
al..
(8th ed.2002);
Henry
§
"an accused who
about
dis
501.02[5][k][ii]
testifies
matters
John
communication,
privileged
Wigmore,
cussed
a
rather
Evidence in Trials at
Law
Common
ed.1961).
disclosing
portion
privi
(McNaughton
§
than
an actual
at 633
This
2326
im-
communication,
leged
privilege”).
authority
duty
plied
waives
is consistent with counsel’s
a
to act at all times
client’s best interest. See
Marcum,
Godshalk,
487,
34216,
7.
United States v.
No. ACM
United States v.
M.J.
1822283,
slip
op.
(C.A.A.F.1996)(noting that
2002 WL
some disclosures
finding
attorney
attorney-client
(A.F.Ct.Crim.App.2002)(presenting
breach
do not
66(c)).
privilege
attorney
acting
fact
if the
the client’s
in accordance with Article
interest).
best
8. ABA Model Rules
Conduct
1.6
of Prof’l
Rule
Marcum,
ed.)(mirrored
(2004
cmt
No. ACM
2002 WL
Air Force Rule of
1.6);
slip op. at 6.
Prof'l Conduct
also United States v.
see
Province,
(C.A.A.F.1996)(hold
45 M.J.
ing
L.Ed.2d
that counsel's disclosure of information relin
10. 539 U.S.
quished
"impliedly
to him
the client was
au-
oth-
This
followed two
private,
respond.
would
event
engaging
apartment,
Lawrence’s
between
of sexual contact
er incidents
act.11 The Court reiterat
consensual sexual
H, which involved
lant
Airman
and Senior
shortly
context
thereafter:
ed
factual
evenings
Ap-
dancing,
touching and
petitioners were
at the time of
“The
adults
H had been out
pellant
Airman
and Senior
alleged
conduct was
offense. Their
drinking
socializing.
private
consensual.”12 At the conclusion
again empha
opinion,
its
the Court once
in the
Clearly, Appellant’s
occurred
offense
relationship with a subor-
of a casual
peti
factual context of
context
specific
sized
too
that he was
dinate
who testified
airman
tioners’ acts:
cry
a far
frightened
protest. This is
present
case
not involve minors.
does
relationship,
adult
born
the consensual
persons
might
It
involve
who
does not
choice,
personal
which charac-
intimate and
injured
coerced or
are situated
who
petitioners’ behavior Lam'ence.
terized the
might
relationships where consent
not eas
Indeed,
pre-
concerned
offense
ily
public
It
not involve
be refused.
does
cisely
stated Law-
what
in
prostitution.
It does not
conduct
individual,
rence
not concern: an
Senior
did
government
give
volve whether
must
coerced,
H,
might
have been
Airman who
recognition
any relationship
formal
easily
where consent
situation
refused, given
H’s
have
Airman
persons
seek to enter. The
been
Senior
professional position.
subordinate
Senior
who,
case
two
full
does involve
adults
*15
his fear of re-
expressed
Airman H himself
other,
and mutual consent from each
en
officer,
jecting
superior,
noncommissioned
practices
gaged in sexual
common to a
at work. This
supervisor
who
in fact his
was
lifestyle.13
certainly
case
did
involve “two adults
not
Indeed,
petitioners’
nature of
rela
the
the
mutual consent
with full and
[who acted]
tionship
as described
the Court was cen
sum,
act
other.” In
for which
each
tral to
that the
the Court’s conclusion
State Appellant
specification
1 of
was convicted
“
may
petitioners’
not curtail the
‘intimate Charge
of
and
II was
the kind mutual
personal
and
choices
central to
act in the context of which the Su-
[which are]
intimate
”14 preme Court decided Lawrence.
personal dignity
autonomy.’
[their]
and
punitive
An
Article within the
enumerated
surrounding Appellant’s
The facts
offense
UCMJ,
provides:
Article
strikingly
Appellant,
are
different.
a non-
officer,
convicted, in perti-
commissioned
was
(a) Any person subject
chapter
to this
who
part,
sodomy
nent
of non-forcible
with Senior
engages
copulation
in unnatural carnal
H,
Appellant
person
oppo-
Airman
same
supervised
whom
in his
with another
guilty
site
or with
animal is
of
sex
an
Appellant
work
unit.
was not involved
Penetration,
sodomy.
slight,
however
H,
relationship
romantic
with Senior Airman
complete
the offense.
sufficient
petitioners
were
as
in Lawrence. On the
(b)
contrary, Appellant’s
Any
guilty
sodomy
offense occurred after a
of
person found
may
punished
shall be
as a court-martial
night
drinking
of
H
when Senior Airman
direct.15
couch,
only
wearing
“crashed” on
T-shirt,
boxer
and a
and awoke to find
shorts
pre-
President
Article 36 authorizes the
him.
Appellant performing
sex on
oral
Sen-
proof[]
arising
of
for
scribe “modes
eases
protest
H
ior Airman
testified that he did
under”
“which
...
punitive
Articles
shall
apply
principles
law and the rules of
Appellant’s action
fear of how
of
(quoting
14.
Planned
11.
Id. at
pursuant
Certainly,
to Article 36.
the modes
charged,
sodomy,
The offense
forcible
and
proof
charge
findings
of
described
the lesser
of
included offense
non-forcible
sodomy
an
may
primarily
of Article
differ
125 case
differ
that the offense
substantial
charged
element,
requires,
an
ly
reason,
as
essential
from case
I
to case. For this
will
you
beyond
that
convinced
a reasonable
only
consider
to the extent
sodomy
that the
doubt
act
was done
proscribes
the conduct for which
without consent
Senior Air-
convicted,
force
charged
was
described
H, whereas,
man
the lesser
of-
included
charge
findings
specification
under
does not
such
fense
include
an element.
Charge
II.17
added.)
above,
(Emphasis
As noted
Lawrence,
petitioners
Unlike
who
guilty
found Appellant
members
of this less
with,
of,
charged
were both
and convicted
offense,
specifica
er-included
instead of the
sodomy
any
consensual
without
evidence of
charged. Appellant
argues
tion as
now
force, Appellant
charged
with three
sodomy
this conviction of non-forcible
specifications
sodomy “by
with
force and
essentially a
conviction
consensual sod
II).
(Charge
out consent” under Article 125
omy.
contrary,
On the
I would
conclude
charges
These
probable
were based on
cause
although
the finding of non-forcible
general
committed the
offense
was not
conviction the
offense
described in Article 125 with the
ele
added
sodomy,
did it
forcible
neither
establish con
Congress
ment of force.18
has
dictated
sent. Unlike
in which there was
if
guilty
even
is found
accused
whatsoever,
finding
no evidence of force
charged,
offense as
inmay,
accused
simply
case
showed that the members
*16
alternative,
guilty
be found
“of an offense
beyond
not
were
a
convinced
reasonable
necessarily
included
offense
sodomy
that the
doubt
act of
was done
charged!.]”19 Accordingly, military judge
words,
force and without consent—in other
instructed the members on the
includ
lesser
simply
that the evidence
of force
insuffic
ed offenses available for each of
finding
negate
prob
the three
ient.20 This
not
did
specifications
sodomy
supported Appel
able cause of force that
under
the forcible
charge,
it
lant’s
nor did
establish
charge,
sodomy,
consent.
including
at
non-forcible
Indeed,
not,
trial,
Appellant
prior
did
tempted
sodomy,
forcible
assault with the
move
dismiss or amend the forcible sod
assault,
sodomy,
intent
to commit
indecent
omy charge for lack of evidence of force.
by battery.
and assault consummated
a
ultimately
members
Appellant
convicted
this
Given
factual context of
(specification 1),
sodomy
non-forcible
forcible
charge,
why
is obvious
this is not a Law-
sodomy
(specification 2),
as
and as
following diagram
rence case. The
demon-
battery (specifica
sault
a
consummated
truly
what
strates
this case is
about.
theOn
3).
tion
purely
far left is the
consensual case as
UCMJ,
cused);
Miller,
(2000).
§
16. Article
10 U.S.C.
States v.
M.J.
307(b)(2)
(C.M.A.1991)(finding
R.C.M.
im-
plicitly requires probable
support
cause to
733, 760,
Levy,
See
17.
Parker v.
94 S.Ct.
accused).
against
charges
(1974)(noting
