UNITED STATES of America, Plaintiff-Appellee, v. Marco STRICKLAND, Defendant-Appellant.
No. 07-2432.
United States Court of Appeals, Sixth Circuit.
Aug. 12, 2009.
103
III.
For these reasons, we reverse the judgment for Andler, vacate the jury‘s verdict and damage award, and remand for a new trial consistent with this opinion.
OPINION
SARGUS, District Judge.
Following trial to a jury, Defendant-Appellant Marco Strickland appeals his conviction of attempted possession with intent to distribute a controlled substance and the imposition of a life sentence. As grounds for his appeal, Strickland asserts that (1) the Government engaged in sentencing entrapment, (2) the district court erroneously granted a continuance in violation of his right to a Speedy Trial, and (3) the Government failed to prove that he took a substantial step toward the commission of the offense of attempted possession. Because we find Strickland‘s assertions to be without merit, we affirm.
I.
In the summer of 2004, Timothy Jones, a confidential informant, was cooperating with a drug task force in Atlanta, Georgia to earn a sentencing reduction for a prior drug conviction. Strickland‘s cousin, Dexter, introduced Strickland to Jones. At the time, Strickland lived in Michigan and was visiting his family in Atlanta.
On July 22, 2004, Jones called Task Force Agent Rios who was posing as Jones‘s drug supplier, “Carlos.” Jones informed Rios that he had met Strickland, and that Strickland had informed him that he was in search of a cocaine supplier. Jones facilitated a telephone introduction between “Carlos” and Strickland. The following day, Strickland, Jones and “Carlos” met at a restaurant. Another task force agent, Jason Summers, posed as a bodyguard and sat adjacent to the table, which enabled him to overhear the conversation between Agent Rios and Strickland.
Strickland advised that he was selling kilogram quantities of cocaine in the Detroit area for $24,000 per kilogram, and was interested in purchasing five kilograms of cocaine. Strickland informed Agent Rios that he had enough money for one kilogram, but that he “wanted to buy one and get four more fronted to him.” (Summers, Trial Tr. at 42.) When Agent Rios equivocated about advancing four kilograms to Strickland for later sale and repayment, Strickland provided the address to his mother‘s home in an attempt to assure “Carlos” that he would be repaid in full.
Agent Rios recorded several telephone conversations with Strickland between July 23 and July 28, 2004. On one of the calls, Strickland bragged that he could “mess up 20 girls in a week,” meaning that he could “distribute 20 kilos of cocaine in a week‘s time.” (Id. at 74-75).
Agent Rios told Strickland that he could arrange a meeting with someone in the Detroit area who could sell Strickland several kilograms of cocaine. Agent Rios then contacted the Detroit DEA and a confidential informant named “Antonio,” whose real name is Walter Ramirez, about assisting Strickland. Ultimately, Agent Patrick Caldwell was assigned to the investigation in Detroit. On July 30, 2004, “Antonio” telephoned Strickland claiming that he had just returned from Colombia with a supply.
Later that day, Ramirez/“Antonio” met Strickland and negotiated the transaction. Under its terms, Strickland would provide $40,000 as an initial payment for five kilograms of cocaine at $18,000 per kilogram and would repay the remaining $50,000 from the proceeds of the sale of the drugs. Ramirez claimed he was going to Atlanta to pick up the cocaine and would call Strickland when he returned to Detroit.
On August 4, 2004, Agent Caldwell taped fabric softener sheets around five books to simulate the appearance of block-kilograms of cocaine, placed them in a large black suitcase and put the suitcase in the trunk of an undercover vehicle. Ramirez then called Strickland and said he had returned from Atlanta with the cocaine.
On August 17, 2005, the grand jury returned an indictment charging Strickland with a violation of
Strickland entered a plea of not guilty to the offense in the indictment. On June 1, 2006, the Government filed a notice of a sentencing enhancement pursuant to
The parties stipulated to several extensions of the pretrial motion cut-off date. Further excludable delays occurred when Strickland‘s appointed counsel withdrew,
The trial began on November 28, 2006.1 The jury returned a verdict of guilty and found that the amount of cocaine involved in the offense was five kilograms or more.
The United States Probation Office prepared a presentence report (“PSR“) for Strickland and found a base offense level of 32 under U.S.S.G. § 2D1.1(c)(4) and a criminal history category of VI.2 The Probation Office attributed between 5 and 15 kilograms of cocaine to Strickland for purposes of sentencing. These calculations resulted in a Guideline range of 210 to 262 months of imprisonment.
Strickland filed a motion for a downward departure and objected to the application of the mandatory life sentence enhancement. On October 24, 2007, the district court sentenced Strickland to the statutory life term of imprisonment. Strickland timely appealed.
The Court appointed counsel for Strickland‘s direct appeal. After his counsel filed his opening appellant‘s brief, Strickland moved for permission to file a supplemental pro se brief. His counsel later filed a reply brief. After briefing was complete, Strickland‘s counsel moved to withdraw. The Court granted that motion in April, 2009.
Strickland then filed another motion, seeking “an attorney only for my assistance in filing these issues pro-se” and sought a continuance in which to prepare additional briefing. The clerk‘s office entered an order denying Strickland‘s motion to file a supplemental brief, and presumably denied his motion for assistance and additional time. Thus, the matter is submitted on the briefs filed by Strickland‘s then-counsel and the Government.3
II.
A. Sentencing Enhancement
Strickland asserts that the Government violated his due process rights because law enforcement agents engaged in outrageous conduct when they controlled and structured a fictitious drug deal so that the offense would involve more than five kilograms of cocaine, thereby triggering the mandatory sentence of life imprisonment. Strickland maintains that the district court erred in applying the mandatory life sentence under
“The concept of sentencing entrapment is an offshoot of the subjective theory of entrapment, mainly applied in narcotics cases under the [then-mandatory] federal sentencing guidelines.” Sosa v. Jones, 389 F.3d 644, 649 (6th Cir.2004).5 “[S]entencing entrapment occurs where outrageous Government conduct overcomes the will of a defendant predisposed to deal only in small quantities of drugs, for the purpose of increasing the amount of drugs and the resulting sentence imposed against that defendant.” Id. (quoting United States v. Williams, 109 F.3d 502, 512 (8th Cir.1997) (citations and internal quotation marks omitted)).
Sentencing entrapment focuses on the defendant‘s lack of predisposition to commit the greater offense. United States v. Sanchez, 138 F.3d 1410, 1414 (11th Cir. 1998). Sentencing factor manipulation, a term Strickland uses interchangeably with entrapment, “focuses on the Government‘s conduct. It requires us to consider whether the manipulation inherent in a sting operation, even if insufficiently oppressive to support an entrapment defense, ... or due process claim, ... must
This Court has neither expressly adopted nor disavowed the doctrines of sentencing entrapment or sentencing manipulation. See United States v. Watkins, 179 F.3d 489, 503 n. 14 (6th Cir.1999) (“We note that this court has yet to acknowledge that sentencing entrapment, even if proven, constitutes a valid basis for a downward departure.“); United States v. Landers, 58 Fed.Appx. 108, 110 (6th Cir.2003) (“[T]he Sixth Circuit has yet to adopt the concept of ‘sentencing manipulation,’ or the continued purchase of illicit drug quantities so as to drive up the sentencing exposure of the defendant.“); Sosa, 389 F.3d at 649 (acknowledging doctrine of sentencing enhancement as explained by other courts, but not specifically recognizing or adopting it); United States v. Gardner, 488 F.3d 700, 716-17 (6th Cir.2007) (“[N]either this court nor the Supreme Court officially has recognized the theory of sentencing entrapment.“)
Despite Strickland‘s invitation to do so now, this Court need not, in the context of this case, formally adopt these ameliorative doctrines. The evidence demonstrates that Strickland was predisposed to commit the greater offense of attempted possession with intent to distribute five kilograms of cocaine. Strickland‘s cousin, Dexter, introduced Strickland to the Atlanta confidential informant/drug dealer, Timothy Jones, for the purpose of entering into a drug transaction. From the outset, Strickland informed Jones and his purported supplier, Agent Rios, that he was selling kilogram quantities of cocaine in the Detroit area and wanted to purchase five kilograms. Throughout the reverse sting operation, Strickland repeatedly communicated his intention to purchase a portion of the drugs and to have the remaining quantity “fronted” to him for repayment with the proceeds of the drug resales. He negotiated with the agents for five kilograms and agreed to pay a $40,000 downpayment. On the day of the final transaction, he explained that he had only $20,000, which he gave to Ramierez. He left the restaurant and picked up what he believed to be five kilograms of cocaine.
In this case, the undercover agents did not decide beforehand the type or amount of drugs Strickland would buy; Strickland bargained for five kilograms of cocaine. The agents did not, for instance, suggest that Strickland bring a weapon to the transaction, continue the operation to include more drug deals or otherwise manipulate the defendant into conduct that would enhance his sentence or increase his punishment. Manipulative tactics such as these have, in fact, prompted courts to decrease a defendant‘s sentence using the doctrine of sentencing entrapment. In those cases, courts exclude from the offense level that amount of drugs the defendant establishes he or she was not predisposed to purchase, or discount conduct that he or she was not inclined to do without inappropriate Government encouragement. Here, by contrast, the evidence supports the conclusion that Strickland was predisposed to commit the crime of attempted possession with intent to distribute five kilograms of cocaine, obviating the necessity to apply the concept of sentencing entrapment to adjust his sentence.
B. Continuance and Speedy Trial
Strickland also contends that the trial court abused its discretion in granting an ends-of-justice continuance of the trial date that resulted in a violation of his right to a speedy trial. The district court granted the Government‘s request for a continuance based on the representations that the
Under the terms of the Speedy Trial Act, in any case in which a plea of not guilty is entered, the trial of a defendant charged in an indictment “shall commence within seventy days from the filing date (and making public) of the ... indictment, or from the date the defendant has appeared before a judicial officer of the court in which such charge is pending, whichever date last occurs.”
- Whether the failure to grant such a continuance in the proceeding would be likely to make a continuation of such proceeding impossible, or result in a miscarriage of justice.
- Whether the case is so unusual or so complex, due to the number of defendants, the nature of the prosecution, or the existence of novel questions of fact or law, that it is unreasonable to expect adequate preparation for pretrial proceedings or for the trial itself within the time limits established by this section.
- Whether, in a case in which arrest precedes indictment, delay in the filing of the indictment is caused because the arrest occurs at a time such that it is unreasonable to expect return and filing of the indictment within the period specified in
section 3161(b) , or because the facts upon which the grand jury must base its determination are unusual or complex. - Whether the failure to grant such a continuance in a case which, taken as a whole, is not so unusual or so complex as to fall within clause (ii), would deny the defendant reasonable time to obtain counsel, would unreasonably deny the defendant or the Government continuity of counsel, or would deny counsel for the defendant or the attorney for the Government the reasonable time necessary for effective preparation, taking into account the exercise of due diligence.
Following the return of the indictment on August 17, 2005, the defense filed several pretrial motions that caused periods of delay that were excluded in the speedy trial computation. On October 3, 2006, the Government notified the district court that the case agent was unavailable and asserted that he was an essential witness. The Government moved for a continuance pursuant to
The decision of whether to grant an ends-of-justice continuance under the Speedy Trial Act is within the sound discretion of the district court. United States v. Howard, 218 F.3d 556, 563 (6th Cir. 2000).9 A defendant must prove actual prejudice to obtain a reversal on appeal of the trial judge‘s decision to grant a continuance. United States v. Monger, 879 F.2d 218, 221 (6th Cir.1989).
As required by the statute, the district court affirmatively set forth and weighed the appropriate
The district court also noted that it had been “advised by both the Government‘s and Defendant‘s attorneys” that they had a number of other previously scheduled matters rendering them unavailable for trial until the end of November. (ROA at 123.) Accordingly, the district court determined that “failure to grant a continuance until the end of November would unreasonably deny Defendant and the Government continuity of counsel or would deny both defense counsel and the attorney for the Government the reasonable time necessary for effective preparation for trial.” (ROA at 123.) Although the Government requested a four-week continuance of the trial due to the agent‘s unavailability, the
The district court did not err in ruling that the ends of justice would be served by the continuance, and that it constituted excludable delay. These findings are, therefore, affirmed.
C. Substantial Step in Furtherance of the Charged Drug Offense
Strickland contends that the Government failed to prove that he took a substantial step towards the commission of the attempt charge. He asserts that the district court erred in failing to grant his motion to dismiss the indictment in which he asserted that his conduct failed to demonstrate that the parties had reached a meeting of the minds as to such matters as price, quality, volume, and other details of the drug transaction. Strickland emphasizes that he dealt exclusively with law enforcement agents and confidential informants working at the direction of these officers, and, therefore, could not have taken a “substantial step” toward the commission of the offense because he could never possess actual narcotics. He further contends that, because no real drugs or drug dealers were involved in the sham offense, he cannot be accountable for an attempt to commit a drug crime. Essentially, Strickland asserts the defense of impossibility.
Prior to trial, Strickland filed a motion to dismiss the indictment, setting forth these same legal arguments. The district court denied the motion. In particular, the district court rejected Strickland‘s contentions that he may not be convicted of attempt to possess with intent to distribute cocaine because the substance was an imitation, not actually a controlled drug. The court‘s ruling is supported by United States v. Pennell, 737 F.2d 521, 525 (6th Cir.1984) (“[T]he purchase of a noncontrolled substance that the defendant subjectively believes to be a controlled substance can constitute an attempt to possess with intent to distribute under
As to Strickland‘s contention that the district court erred in denying his motion to dismiss, his claim is without merit. The district court correctly applied the law and properly rejected Strickland‘s assertions.10
To the extent that Strickland challenges the sufficiency of the Government‘s proof that he committed an overt act, that assertion, too, is not supported by the
In order to prove an attempt to commit a drug offense, the Government must establish two essential elements: (1) the intent to engage in the prohibited criminal activity, and (2) the commission of an overt act that constitutes a substantial step towards commission of the proscribed criminal activity. United States v. Pennyman, 889 F.2d 104, 106 (6th Cir.1989) (citing United States v. Reeves, 794 F.2d 1101, 1104 (6th Cir.1986)). The substantial step must be comprised of objective acts that “mark defendant‘s conduct as criminal in nature.” Id. (internal quotation marks and citation omitted); see also United States v. Bilderbeck, 163 F.3d 971, 975 (6th Cir.1999) (same). “The defendant‘s objective conduct, taken as a whole, must unequivocally corroborate the required subjective intent to purchase or sell actual narcotics.” Bilderbeck, 163 F.3d at 975. Under the “substantial step” analysis, this Court assesses “whether any reasonable person could find that the acts committed would corroborate the firmness of a defendant‘s criminal intent, assuming that the defendant did, in fact, intend to commit the crime.” Id.
United States v. Pennell, 737 F.2d 521 (6th Cir.1984), forecloses Strickland‘s argument that imitation narcotics cannot form the basis of conviction for attempted possession with intent to distribute a controlled substance. In Pennell, the defendant asserted that he could not be convicted of attempt to possess with intent to distribute cocaine because the substance he attempted to purchase from the undercover agents, in fact, was “sham” cocaine. As this Court explained, Pennell‘s defense is essentially one of impossibility that Congress intended to eliminate in cases prosecuted under
This Court has held that “when a defendant engages in active negotiations to purchase drugs, he has committed the ‘substantial step’ towards the crime of
Diana L. VISTEIN, Plaintiff-Appellant, v. The AMERICAN REGISTRY OF RADIOLOGIC TECHNOLOGISTS, Defendant-Appellee.
No. 08-3055.
United States Court of Appeals, Sixth Circuit.
Aug. 13, 2009.
III.
Because Strickland actively negotiated for a five-kilogram quantity, and exhibited that he was predisposed to purchase a higher quantity than one kilogram of cocaine, the Government did not engage in sentencing entrapment. Further, the district court did not abuse its discretion when it granted an ends-of-justice continuance over Strickland‘s speedy trial objection. Finally, Strickland solicited the drug transaction and paid an undercover informant $20,000 towards the purchase of the negotiated cocaine quantity. His suggestion that he failed to take a substantial step towards completion of the transaction is without merit. Because Strickland has provided no basis to overturn the jury‘s verdict, we AFFIRM.
