United States v. Malcolm Earl ThomasUnited States v. Malcolm Earl Thomas
Appellant Malcolm Earl Thomas appeals his conviction for distribution of crack cocaine, arguing that the district court made three erroneous evidentiary rulings.
An undercover police officer purchased crack cocaine from Thomas on June 4, 1992. A confidential informant accompanied the officer to an area in Saginaw, Michigan, where they found Thomas immediately in front of Hell Lover’s Motorcycle Club (“HLMC”). When they arrived, Thomas approached the vehicle and, after a short conversation, he reached into his pocket and produced a crumpled brown piece of paper which contained approximately twelve “rocks” of crack cocaine.
Detective John Todd observed Thomas, Nicholson, and a third man standing on the sidewalk in the vicinity near HLMC on October 20, 1992. When Todd stopped his police car, Thomas and Nicholson ran toward the Soul Survivors Motorcycle Club, directly across the street from HLMC. As Thomas ran away, he threw to the ground a crumpled piece of brown paper containing approximately thirteen “rocks” of crack cocaine.
Thomas was first indicted in April 1994. On May 11, 1994, Thomas was charged in a superseding indictment with distribution of crack cocaine on or about June 4, 1992, in violation of
I.
Nicholson testified at Thomas’s trial that during the period May through November of 1992 he “fronted” powder cocaine to Thomas, which Thomas converted to crack and sold in front of HLMC almost every day during this period. Nicholson was prepared to testify that Thomas sold crack cocaine in this area from the summer of 1991 to the spring of 1993, but the district court limited his testimony at trial to the six-month period surrounding the sale at issue in order to minimize the prejudicial effect of the evidence.
Thomas contends that the district court erred by allowing Nicholson to testify at all about uncharged drug transactions involving Thomas. Thomas’s contentions implicate
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident....
This provision allows for limited admissibility of other crimes or acts evidence.
The district court first ruled that Nicholson’s testimony was not “other acts” evidence under
We affirm the district court’s ruling that the Nicholson testimony was admissible. First, the district court correctly ruled that Nicholson’s testimony concerning the source of defendant’s supply of cocaine was directly related to the specific crime charged.
See United States v. DeClue,
Second, even assuming that Nicholson’s testimony related only to other crimes or acts, it was admissible under
Pursuant to
Thomas makes the conclusory argument that the evidence should have been excluded because it “was clearly more prejudicial than probative” without stating how he was prejudiced.
See Bonds,
Remember that the defendant is on trial only for the particular crime charged in the indictment. Your job is limited to deciding whether the government has proved the charges in the indictment.
The district court also instructed the jury that it could not consider “other acts” testimony as direct evidence that Thomas committed the crime charged:
(1) You have heard testimony that could indicate that the defendant did some acts other than the specific one charged in the indictment, such as, for example, the possession or distribution of cocaine at other times.
(2) You cannot consider such testimony as direct evidence that the defendant committed the crime that he is on trial for now. Instead, you can consider it only in deciding whether the person distributing cocaine on June 4, 1992 was the defendant. Do not consider it for any other purpose.
(3) Remember that the defendant is on trial here only for the crime charged in the indictment, not for any other acts. Do not return a guilty verdict unless the government proves the crime charged beyond a reasonable doubt.
See Feinman,
Despite their obvious potential for prejudice, uncharged drug transactions are frequently admissible as “other acts” evidence to prove material issues in dispute in criminal narcotics cases.
E.g., Gessa,
II.
This court likewise rejects Thomas’s argument that the district court erred by allowing Detective Todd to testify as both a fact witness and an expert witness about drug trafficking. In his role as expert witness, Todd testified that drug dealers who sell crack at the “street” level normally do not keep written records, front drugs to their customers, or use scales, and that they generally do use pagers and carry “rocks” that sell for approximately twenty dollars each. Pursuant to
In
Daubert,
the Supreme Court held that the Federal Rules of Evidence govern the
This circuit has found that although
“Daubert
dealt with scientific experts, its language relative to the ‘gatekeeper’ function of federal judges is applicable to all expert testimony offered under
In contrast, in the instant case, Thomas does not challenge the qualifications of the government’s expert or argue that his testimony is unreliable. 3 Rather, Thomas claims that testimony about drug trafficking is unnecessary since jurors are familiar with the methods and terms involved in the drug trade. Thomas also contends that the potential for unfair prejudice is exacerbated when expert testimony is offered by an officer involved in the specific criminal case on trial.
“Appellate review of trial court rulings on the admissibility of expert opinion testimony under
Courts have overwhelmingly found police officers’ expert testimony admissible where it will aid the jury’s understanding of an area, such as drug dealing, not within the experience of the average juror. This circuit has allowed police officers to testify as expert witnesses about criminal activity since “[kjnowledge of such activity is generally ‘beyond the understanding of the average layman.’”
United States v. Pearce,
Thomas contends that even if expert testimony would aid the jurors’ understanding of the drug trade, an officer should not be permitted to testify in a single case as both a fact witness and an expert witness. Thomas correctly points out that when a police officer testifies in two different capacities in the same case, there is a significant risk that the jury will be confused by the officer’s dual role.
See, e.g., Foster,
Thomas further argues that the probative value of Todd’s testimony is substantially outweighed by its prejudicial effect in light of the “aura of special reliability and trustworthiness” present when prosecutors offer a law enforcement officer’s expert testimony in a criminal case. Although the use of expert testimony in a criminal case may warrant extra caution, Thomas has not indicated how Todd’s testimony unfairly prejudiced him. Unfair prejudice may exist, for example, where the government introduces expert testimony about drug transactions that has no bearing on any material issue in the case.
See, e.g., United States v. Green,
You should consider each expert opinion received in evidence in this case, and give it such weight as you may think it deserves. If you should decide that the opinion of an expert witness is not based upon sufficient education and experience, or if you should conclude that the reasons given in support of the opinion are not sound, or that the opinion is outweighed by other evidence, then you may disregard the opinion entirely.
Thus, we hold that the district court did not abuse its discretion when it rejected Thomas’s argument that Todd’s testimony should have been excluded because of unfair prejudice and allowed Todd to testify both as a fact witness and as an expert about “street level” drug trafficking.
III.
Finally, the district court did not abuse its discretion by refusing to allow Thomas to introduce testimony from “an experienced federal criminal practitioner” about the incentive a person such as Nicholson would have to give false testimony as a result of a plea agreement containing a promise of a reduced sentence in exchange for cooperation with the government. In
United States v. French,
Furthermore, Thomas’s attorney cross-examined Nicholson extensively about the incentive he had to he under oath in order to guarantee a sentence reduction under his plea agreement. In addition, the district court instructed the jury to treat Nicholson’s testimony with caution:
You have heard testimony from witness, Darryl Nicholson, who was promised that the government may ask for a reduction in his sentence in exchange for truthful testimony and information in this and other cases. It is permissible for the government to make such a promise. Still, you should treat the testimony of this witness with more caution than the testimony of other witnesses. You should consider whether the testimony may have been influenced by the government’s promise.
See French,
Thus, in light of the jurors’ ability to understand the incentives created by a plea agreement and the risk that an expert testifying about witness credibility may usurp the jury’s role, the district court was well within its' discretion in refusing to allow testimony by a lawyer expert in criminal law about Nicholson’s motivation to lie. 7 Furthermore, in light of the defendant’s ability to cross-examine Nicholson and the district court’s cautionary jury instruction, even if the district court had erred by disallowing the expert testimony, any error would be harmless.
IV.
Since the district court did not abuse its discretion with respect to any of the eviden-tiary rulings from which Thomas appeals, we AFFIRM his conviction. Moreover, Thomas’s pro se motion in this court for a downward departure from the applicable sentencing guideline range pursuant to
Notes
.
"Relevant evidence” means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.
. We nonetheless find that the district court did not abuse its discretion in finding that Nicholson’s testimony was relevant to establish the disputed issue of Thomas’s identity. "To be relevant, 'the evidence must relate to a matter which is “in issue," and must deal with conduct substantially similar and reasonably near in time to the offenses for which the defendant is being tried.’ ”
United States v. Feinman,
. Todd had been a police officer for almost twenty-five years and had worked for four and a half years in a special division focusing on drug cases, particularly crack cocaine cases. He had attended several schools relating to drug investigations and had been involved in executing over one thousand search warrants, most of which related to crack cocaine. Todd had also been involved in more than one thousand controlled buys of drugs and had previously testified as an expert witness in this area numerous times.
.
Preliminary questions concerning the qualification of a person to be a witness, the existence of a privilege, or the admissibility of evidence shall be determined by the court, subject to the provisions of subdivision (b) [which deals with rulings of conditional admissibility of evidence or testimony subject to the subsequent introduction of additional proof]. In making its determination it is not bound by the rules of evidence except those with respect to privileges.
. To the extent the issue whether Todd’s testimony would be helpful to the jury coincides with the question whether the testimony involved a proper subject for expert testimony under
. Although the inquiry under
. We also doubt that an attorney would be qualified to testify as an expert on this subject since it would involve an opinion about the mental state of government witnesses.
.Thomas did not move for a downward departure before the district court, and even if he had, it is well settled that where a sentence is within the applicable guideline range, and is otherwise valid, it may not be appealed on the ground that the district court failed to consider factors which a defendant feels entitled him or her to a downward departure.
United States v. Loehr,