MEMORANDUM OPINION AND ORDER
THIS MATTER comes before the Court on the Defendant’s Sentencing Memoran *1143 dum, filed April 16, 2010 (Doc. 15). The Court held a sentencing hearing on April 30, 2010. The primary issues are: (i) whether the Court should sustain Defendant Miguel Madrid-Gomez’ objection to the 2 criminal history points assessed against him in the Presentence Investigation Report (“PSR”) for the convictions in paragraphs 21 and 23 of the PSR because he was not represented by counsel in those cases; (ii) whether the Court should sustain Madrid-Gomez’ objection to the 1 criminal history point assessed against him in paragraph 29 of the PSR because the United States Sentencing Commission recently voted to recommend deletion of the provision of the Guidelines providing for recency points; (in) whether the Court should grant Madrid-Gomez a downward departure for over-representation of his criminal history; and (iv) whether the Court should grant Madrid-Gomez a variance. For the reasons stated on the record and for further reasons consistent with those stated, the Court will: (i) overrule Madrid-Garcia’s objections to the PSR; (ii) deny his request for a downward departure; (iii) grant his request for a variance; (iv) and sentence Madrid-Gomez to 16 months in the custody of the Bureau of Prisons.
PROCEDURAL BACKGROUND
Madrid-Gomez pled guilty to unlawful entry and deportation under a non-standard fast-track plea agreement, in which the parties stipulated to a United States Sentencing Guidelines criminal-offense level of 9 pursuant to rule 11(c)(1)(C) of the Federal Rules of Criminal Procedure. In his sentencing memorandum, Madrid-Gomez objects to the points assessed against him for the convictions listed in paragraph 21 of the PSR, to which he pled nolo contendere to a DUI charge, and in paragraph 23 to the PSR, to which he pled guilty to a DUI-with-property-damage charge, because Madrid-Gomez did not have counsel when he made either plea, nor did he knowingly and voluntarily waive his constitutional right to counsel.
See
Sentencing Memo, at 1. He argues that the Supreme Court of the United States’ holding in
Alabama v. Shelton,
Madrid-Gomez also objects to the 2 points added to his criminal history for committing this federal offense within two years of his release from custody on a previous conviction, see PSR ¶ 29, at 9, because the United States Sentencing Commission recently voted to delete Section 4Al.l(e), upon which the allocation of recency points is based. At the hearing, Philip Medrano, Madrid-Gomez’ attorney, alerted the Court that the PSR erroneously confused the point allocation in para *1144 graphs 29 and 30. See Transcript of Hearing at 20:4-12 (taken April 30, 2010) (Medrano) (“Tr.”). 1 Section 4Al.l(e) states that if 2 points are added under § 4Al.l(d), then 1 point is added pursuant to § 4Al.l(e). According to paragraph 29, Madrid-Gomez received 2 points for committing the instant offense within two years of his release from custody for a previous offense and paragraph 30 states that he received 1 point for committing the instant offense while under a criminal justice sentence of probation. The PSR should state that he received 1 point in paragraph 29, pursuant to § 4Al.l(e), and received 2 points in paragraph 30, pursuant to § 4Al.l(d). Thus, Madrid-Gomez’ objection is that the 1 point pursuant to § 4Al.l(e) should not be counted, even though the sentencing memorandum objected to the 2 points reflected in the PSR. Madrid-Gomez argues that the recent vote to amend the guidelines and delete the recency point provision in § 4Al.l(e) is likely to be approved by Congress because it adds nothing to the predictive quality of the criminal history score. See Sentencing Memo, at 9-10. In addition to his objections and request for a downward departure, Madrid-Gomez further argues that the Court should vary from the guidelines, based on the factors set forth in 18 U.S.C. § 3553(a), especially the reduced need to deter him because, according to him, his criminal history points have been overrepresented. See Sentencing Memo, at 7.
In response, the United States argues that Madrid-Gomez fails to demonstrate that the convictions in paragraphs 21 and 23 of the PSR are constitutionally infirm.
See
United States’ Response to Defendant’s Sentencing Memorandum Filed April 16, 2010 (Doc. 15) at 2, filed April 22, 2010 (Doc. 16). The United States concedes that “[a] defendant whose previous conviction is constitutionally invalid because he was denied the right to counsel may challenge the use of the conviction to enhance his sentence under the Guidelines.” United States’ Response at 2 (citing
United States v. Cruz-Alcala,
At the hearing, Mr. Medrano stated that he had been provided that morning with proof of attorney representation in the conviction listed in paragraph 23 of the PSR, and therefore withdrew his argument that the point assessed for that conviction should not be considered. See Tr. at 2:25-3:2 (Medrano). He argued, however, that Madrid-Gomez still represented to *1145 him that he did not have counsel for his conviction in paragraph 21 of the PSR, nor did he sign a waiver of consent. See id. at 3:3-8 (Medrano). Moreover, when Probation Officer Sharia Koch made contact with the Hendry County Circuit Court Clerk’s Office in Labelle, Florida, she was advised that Madrid-Gomez was not represented by counsel. See Addendum to the Presentence Report. Assistant United States Attorney Holland Kastrin responded that, even if the point assessed for the conviction in paragraph 21 was not counted, Madrid-Gomez would still be within the point range for a category V criminal history. See Tr. at 5:25-6:5 (Kastrin). Nevertheless, Ms. Kastrin argued, the self-serving assertion that Madrid-Gomez was without counsel and did not waive counsel does not meet the burden to establish deprivation of counsel. See Tr. at 6:5-13 (Kastrin).
THE SIXTH AMENDMENT RIGHT TO COUNSEL
In
Gideon v. Wainwright,
The next major development in this area of law was
Alabama v. Shelton,
CONSTITUTIONAL CHALLENGES TO PRIOR CONVICTIONS AT SENTENCING
In
Custis v. United States,
In
United States v. Garcia,
Because defendant was imprisoned on the California conviction, there is no question he had a right to counsel under the Sixth Amendment. There is also no question that defendant may collaterally attack the use of the California conviction to enhance his sentence in this case if the conviction was obtained in complete violation of his right to counsel.
In
United States v. Cruz-Alcala,
the defendant challenged the district court’s use of three prior misdemeanor convictions to enhance his sentence under the Guidelines because, he argued, the convictions were constitutionally invalid as he was denied the right to counsel.
See
In United States v. Garcia,42 F.3d 573 , 581 (10th Cir.1994), this court, relying on Custis v. United States,511 U.S. 485 , 496-97,114 S.Ct. 1732 ,128 L.Ed.2d 517 (1994), held that in a sentencing proceeding under the Guidelines a defendant may not collaterally attack a prior conviction except on the ground of a “complete denial of counsel.” See also United States v. Simpson,94 F.3d 1373 , 1381 (10th Cir.1996) (barring collateral attack based on involuntariness of guilty plea). There is, however, no precedential authority from this court regarding whether an involuntary or unknowing waiver of counsel causes a “complete denial of counsel.” But cf. United States v. Molina-Barajas,47 Fed.Appx. 552 (10th Cir.2002) (unpublished). Because the Government has not raised the point, we will not resolve the matter here.
United States v. Cruz-Alcala,
1. Convictions Violating the Sixth Amendment Right to Counsel Are Not Counted in the Defendant’s Criminal History Score.
Application Note 6 to U.S.S.G. § 4A1.2 provides:
6. Reversed, Vacated, or Invalidated Convictions. — Sentences resulting from *1148 convictions that (A) have been reversed or vacated because of errors of law or because of subsequently discovered evidence exonerating the defendant, or (B) have been ruled constitutionally invalid in a prior case are not to be counted. With respect to the current sentencing proceeding, this guideline and commentary do not confer upon the defendant any right to attack collaterally a prior conviction or sentence beyond any such rights otherwise recognized in law (e.g., 21 U.S.C. § 851 expressly provides that a defendant may collaterally attack certain prior convictions).
Nonetheless, the criminal conduct underlying any conviction that is not counted in the criminal history score may be considered pursuant to § 4A1.3 (Adequacy of Criminal History Category).
U.S.S.G. § 4A1.2, comment, n. 6 (Nov.2009).
2
While the plain language of Application Note 6 to U.S.S.G. § 4A1.2 would suggest that an unconstitutional prior conviction — including uncounseled misdemeanor sentences for which jail time was imposed — must be collaterally attacked successfully before the sentencing, not at the sentencing, the Tenth Circuit has used comment note 6 to find that the Guidelines — not just the Court — prohibits consideration of the uncounseled convictions in the defendant’s criminal history.
See United States v. Cisneros-Cabrera,
In
United States v. Cousins,
the defendant objected to the PSR’s criminal history recommendation, arguing that 1 of the 2 criminal history points accorded to him was a result of a misdemeanor conviction during which he alleged he was deprived the right to counsel.
See
2. Uncounseled Misdemeanors Where No Imprisonment Was Imposed Are Counted in the Defendant’s Criminal History.
The Supreme Court has held that, under the Sixth and Fourteenth Amendments, a defendant may not be sentenced to a term of imprisonment unless he has been afforded the right to assistance of counsel in his defense.
See Scott v. Illinois,
With respect to uncounseled misdemeanor sentences, the Supreme Court of the United States, in
Nichols v. United States,
Reliance on such a conviction is also consistent with the traditional understanding of the sentencing process, which we have often recognized as less exacting than the process of establishing guilt____Traditionally, judges have considered a wide variety of factors in addition to evidence bearing on guilt in determining what sentence to impose on a convicted defendant. One such important factor ... is a defendant’s prior convictions.
The Tenth Circuit, in
United States v. Jackson,
On the one hand, it includes a conditional prison sentence, something that falls on the “actual imprisonment” side of the ledger after Shelton. On the other hand, it involves the payment of a fine, something that, under Scott, poses no Sixth Amendment problems and, pursuant to Nichols, may be employed as a sentencing enhancement.
United States v. Jackson,
Our case law and repeated guidance from the Supreme Court, however, instruct that a federal sentencing court may, consistent with the Sixth Amendment, take into account a defendant’s previous uncounseled misdemeanor convictions, together with any sentence that does not result in actual imprisonment. Though constrained to disregard the portion of his uncounseled misdemeanor sentence resulting in a prison term, the district court was therefore free to devise a sentence taking account of Mr. Jackson’s prior misdemeanor convictions and associated fine. Proceeding as it did on just this course, we affirm the district court’s judgment.
After the Supreme Court’s decision in
Alabama v. Shelton,
the United States Court of Appeals for the Fifth Circuit, in
United States v. Perez-Macias,
In
United States v. Pollard,
First, Shelton expressly reserved the question of whether uncounseled defendants may receive stand-alone sentences of probation. See Shelton,535 U.S. at 672-73 ,122 S.Ct. 1764 (declining to consider whether “probation uncoupled from a prison sentence should trigger no immediate right to appointed counsel” because there was “not so much as a hint ... in the decision of the Supreme Court of Alabama, that Shelton’s probation term is separable from the prison term to which it was tethered”). Second, Shelton made very clear that it was applying — not abandoning — the bright-line, “actual imprisonment” rule of Ar *1152 gersinger and Scott. The Shelton Court characterized “the Argersinger — Scott ‘actual imprisonment’ standard” as “the controlling rule” and stated that it was “applying the ‘actual imprisonment’ rule to the case before [it].” Id. at 662,122 S.Ct. 1764 . We believe that in order to adopt the broad interpretation of Shelton that [the defendant] presses upon us, we would have to conclude that the Supreme Court, when it decided Shelton, implicitly abandoned the principles that animated its decision in Scott.... As Shelton intended to apply Argersinger and Scott, not to overrule them, we decline to adopt the broad rule advocated by [the defendant].
United States v. Pollard,
3. Court’s Discretion to Consider Past Criminal Conduct.
The United States Sentencing Guidelines provide that the district court may consider “the criminal conduct underlying any conviction that is not counted in the criminal history score” when assessing the adequacy of the defendant’s criminal history category. U.S.S.G. § 4A1.2 application n. 6.
See United States v. Concha,
18 U.S.C. § 3661 provides: “No limitation shall be placed on the information concerning the background, character, and conduct of a person convicted of an offense which a court of the United States may receive and consider for the purpose of imposing an appropriate sentence.” 18 U.S.C. § 3661.
See United States v. Watts,
The Supreme Court in
United States v. Watts
then turned to the Guidelines. The Supreme Court acknowledged that the Guidelines, like 18 U.S.C. § 3661, articulate “in sweeping language the conduct that a sentencing court may consider in determining the applicable guideline range.”
United States v. Watts,
ANALYSIS
The PSR calculated Madrid-Gomez’ offense level at 10 and his criminal history category at category V, establishing a guideline imprisonment range of 21 to 27 months. Pursuant to 11(c)(1)(C) of the Federal Rules of Criminal Procedure and 5K3.1 of the United States Sentencing Guidelines, the Court accepts the plea agreement, which stipulates to an offense level of 9, as the Court is satisfied the agreed offense level departs for justifiable reasons. An offense level of 9 combined with a criminal history category of V establishes a guideline imprisonment range of 18 to 24 months. Madrid-Gomez objects to the criminal history points assessed against him in paragraph 21 of the PSR for a misdemeanor DUI conviction resulting in a sentence of probation, because he was not represented by counsel. He also objects to the criminal history point assessed against him in paragraph 29 of the PSR for committing his current offense within two years of his release from custody, because the United States Sentencing Commission has recently voted to delete the recency-points provision in the Guidelines. Madrid-Gomez also moves for a downward departure and a variance because he argues his criminal history has been over-represented. Because the PSR correctly calculated Madrid-Gomez’ criminal history points in accordance with the Guidelines, the Court will overrule his objections to paragraphs 21 and 29 of the PSR. Because the Court does not believe that Madrid-Gomez’ criminal history has been substantially overrepresented, the Court will deny the request for a downward departure. The *1154 Court, however, finds that a slight variance is appropriate here and will impose a sentence of 16 months.
I. THE COURT WILL OVERRULE MADRID-GOMEZ’ OBJECTIONS TO THE PSR’S CALCULATION OF HIS CRIMINAL-HISTORY POINTS.
Madrid-Gomez raises two objections to his criminal history points as calculated in the PSR. First, he objects to the DUI conviction in paragraph 21 of the PSR because he was not represented by counsel. Second, he objects to the 1 point assessed against him pursuant to U.S.S.G. § 4Al.l(e) because the United States Sentencing Commission has voted to recommend deletion of that provision of the Guidelines. The Court has carefully considered the objections, but because the Court finds that the PSR correctly applied the Guidelines, the Court will overrule the objections.
A. THE COURT WILL OVERRULE MADRID-GOMEZ’ OBJECTION TO PARAGRAPH 21 OF THE PSR.
In his sentencing memorandum, Madrid-Gomez objected to paragraphs 21 and 23 of the PSR because, according to Madrid-Gomez, he was not represented by counsel during either conviction. At the hearing, Madrid-Gomez withdrew his objection to paragraph 23 because the addendum to the PSR presented evidence that he had a public defender assigned to him for the conviction in paragraph 23.
3
Madrid-Gomez, however, did not withdraw his objection to the 1 point assessed against him for a DUI conviction in paragraph 21 of the PSR, because, he argues, he was not represented by counsel and did not waive his right to counsel. The Court notes that the United States failed to address in its written response whether the Court may consider an uncounseled state misdemeanor conviction in a manner consistent with the Sixth Amendment’s guarantee of the right to counsel.
See United States v. Jackson,
For purposes of the Sentencing Guidelines, if a defendant proves that a Sixth-Amendment violation occurred, the prior conviction cannot be counted in his criminal history score.
See United States v. Cisneros-Cabrera,
As this Court has previously found, “there is not a constitutional prohibition against counting all prior misdemeanor convictions in which the defendant has not been afforded counsel.”
See United States v. Peshlakai,
Madrid-Gomez argues that, after
Alabama v. Shelton,
only in a “fine-only” misdemeanor case does a defendant not possess the Sixth Amendment right to counsel. Madrid-Gomez overstates the holding in
Alabama v. Shelton,
which found that the right to counsel turns on the presence of a term of imprisonment. The Tenth Circuit, in
United States v. Jackson,
interpreted the Supreme Court’s holding in
Alabama v. Shelton
as perhaps
*1156
extending what qualifies as imprisonment, but also found that “it confirmed that the presence of a Sixth Amendment violation still turns on the nature of the sentence imposed and, more specifically, on the presence of a term of imprisonment.”
B. THE COURT WILL OVERRULE MADRID-GOMEZ’ OBJECTION TO PARAGRAPH 29 OF THE PSR.
Madrid-Gomez also objects to the 1 point added to his criminal history score pursuant to U.S.S.G. § 4Al.l(e), because he illegally reentered the United States less than two years after his release from custody. See PSR ¶ 29, at 9. U.S.S.G. § 4Al.l(d) provides that 2 points should be added if the defendant committed the federal offense while under any criminal justice sentence, including probation, parole, supervised release, imprisonment, work release, or escape status. U.S.S.G. § 4Al.l(e) provides that 1 point should be *1157 added if the defendant committed the federal offense less than two years after release from imprisonment and was given 2 points under § 4Al.l(d). Madrid-Gomez argues that, on April 13, 2010, the United States Sentencing Commission voted to amend the Guidelines by deleting the recency points in § 4Al.l(e), and although the earliest the amendment can take effect is November, 2010, he urges the Court to disregard the recency point now. While the Court shares the Commission’s concern that recency points are not always good predictors of criminal history or past criminal activity, the Court must calculate Madrid-Gomez’ criminal history using the Guidelines as they currently are, not as they may be amended if Congress adopts the Commission’s proposed amendment. The Court, therefore, will not disregard the 1 point assessed to his score for recency pursuant to § 4Al.l(e), and will overrule Madrid-Gomez’ objection to paragraph 29 of the PSR.
II. MADRID-GOMEZ’ CRIMINAL HISTORY IS NOT SUBSTANTIALLY OVER-REPRESENTED.
Downward departures for over-representation of criminal history are appropriate if “the defendant’s criminal history category substantially over-represents the seriousness of the defendant’s criminal history or the likelihood that the defendant will commit other crimes.” U.S.S.G. § 4A1.3(b)(l). Madrid-Gomez argues that his criminal history category of V over-represents his criminal history because of the inclusion of 1 point for his uncounseled DUI offense in paragraph 21 of the PSR, the 1 recency point in paragraph 29, and because 5 of the 11 criminal history points resulted from the same conviction, for which he received the original four-level increase in his offense level. The Court carefully reviewed the calculation of Madrid-Gomez’ criminal history points and does not believe that his criminal history has been substantially over-represented. While the Court has some concern about the uncounseled misdemeanor, the Court notes that, even if it were not to consider the conviction in paragraph 21 of the PSR, and not assess to Madrid-Gomez’ criminal history the 1 point allocated in that paragraph, his criminal history points would still be within the point-range establishing a category V criminal history. And although the Court shares the concerns of the Commission with respect to the recency point, the Court does not believe that Madrid-Gomez’ criminal history category substantially over-represents his criminal history. The Court, therefore, will deny his request for a downward departure.
III. THE COURT WILL GRANT MADRID-GOMEZ’ REQUEST FOR A VARIANCE.
While the Court concludes that a downward departure is not appropriate because the Court believes that the PSR accurately and correctly followed the guidelines when calculating Madrid-Gomez’ criminal history category, the Court has also taken account of his arguments in its consideration whether a variance is appropriate, and believes that, although his criminal history is not substantially overrepresented, it is over-represented to some degree, and therefore some variance is appropriate. The Court believes that a sentence more in line with an offense level of 9 and a criminal history category of IV, which establishes a guideline imprisonment range of 12 to 18 months is appropriate here.
Madrid-Gomez argues that he did not receive a standard fast-track offer to criminal offense level 8 because of his prior criminal history. See Sentencing Memo, at 7. According to the plea offer letter that he received from the United States, his projected offense level was 9, and thus *1158 he was not offered a standard fast-track plea agreement. See Tr. at 21:24-22:6 (Medrano). Madrid-Gomez contends that, but for the over-representation of his criminal history, he would have received a standard fast-track plea agreement, and argues that the Court should consider this reality as a reason why a variance to a criminal history category of IV is appropriate. See Tr. at 22:2-4. Ms. Kastrin, at the hearing, argued that defendants with a criminal history similar to Madrid-Gomez’ criminal history only receive non-standard fast-track plea agreements and argued that Madrid-Gomez’ case creates no disparity warranting a variance. See Tr. at 24:5-13 (Kastrin).
The Court believes that Madrid-Gomez’ criminal history is somewhat over-represented and places him at the borderline of category IV and category V. 5 The Court believes, in part, that there is some over-representation, because the Court has some concerns about using recency as a good predictor of criminal history and past criminal activity, and shares the current Commission’s concerns about the recency points. The Court also recognizes that, although it is concerned with Madrid-Gomez’ DUI convictions, the Court does not believe his criminal history can be viewed as violent or potentially violent, and therefore a sentence more consistent with category IV is appropriate. The Guidelines indicate that a downward departure may be appropriate when the defendant is given points for uncounseled misdemeanors. On the other hand, Madrid-Gomez’ multiple DUI convictions indicate to the Court that he seems to have a pattern of criminal behavior, and thus the variance in this case should not be great. After careful consideration, the Court believes that a sentence of 16 months reflects the seriousness of the offense, promotes respect for the law, provides just punishment, affords adequate deterrence, protects the public, and otherwise fully reflects each of the factors embodied in 18 U.S.C. § 3553(a). The Court’s task, as a district judge, is not to come up with a reasonable sentence, but to arrive at one that balances those factors properly and fully; nevertheless, the Court believes that it is a more reasonable sentence than an 18-month sentence. The Court also believes a sentence of 16 months is sufficient without being greater than necessary to comply with the purposes of punishment set forth in the Sentencing Reform Act.
IT IS ORDERED that Defendant Miguel Madrid-Gomez’ objections are overruled, his request for a downward departure is denied, and his request for a variance is granted. The Court sentences Defendant Miguel Madrid-Gomez to 16 months in the custody of the Bureau of Prisons.
Notes
. The Court's citations to the transcript of the hearing refers to the court reporter's original, unedited version. Any final transcript may contain slightly different page and/or line numbers.
. “Commentary that explains a guideline is authoritative unless it violates the Constitution or a federal statute, or is inconsistent with, or a plainly erroneous reading of, that guideline.”
United States v. McClatchey,
. The Court expressed concern at the hearing over Madrid-Gomez’ withdrawal of the objection, because in the docket sheet that Probation Officer Sharia Koch attached to the addendum, which she received from the Hendry County Circuit Court Clerk’s Office in Labelle, Florida, regarding Madrid-Gomez’ conviction in paragraph 23, it reflects that Madrid-Gomez was assigned a public defender on March 14, 2004, but the entry for March 26, 2004 states: "Defendant appeared pres, w/o atty for no trial, adjudicated guilty.’’ Addendum to the Presentence Report. Because Mr. Medrano stated he withdrew the objection, the Court will only consider the objection to paragraph 21 of the PSR.
THE COURT: It looks like defendant entered a plea of guilty, he appeared without an attorney, and indicated guilty.
MR. MEDRANO: As the Court's well aware, in New Mexico, once a public defender is appointed, the public defender will represent a defendant through completion of the case. I'm not sure if Florida has a different policy where an attorney will advise somebody and then the person makes a decision to proceed with or without counsel.
THE COURT: But in any case, you don't have an objection anymore to 23, you're objection is just to 21 ?
MR. MEDRANO: That is correct, Your Honor.
Tr. at 5:4-15 (Court, Medrano).
. The Supreme Court's decision to deny a writ of certiorari lends further support to the Court's position.
See Perez-Macias v. United States,
. While the Court is reluctant to rely upon plea agreements that were not offered, the Court notes that an offense level of 8 and a criminal history category of V would provide a guideline range of 15 to 21 months, and a criminal history category of IV would provide a guideline range of 10-16 months. Thus, a sentence of 16 months falls within the range of the standard fast-track agreement at either criminal history category. While 16 months is at the high end, rather than the Court’s usual practice to sentence at the low end when there are no aggravating factors, it does not appear that Madrid-Gomez should get the full benefit of a plea agreement not offered and be sentenced at the low end of the range.
