United States v. MaddenUnited States v. Madden
Lead Opinion
GILMAN, J., dеlivered the opinion of the court, in which SILER, J., joined. Moore, J. (p. 614), delivered a separate opinion concurring in Case No. 05-4304 and dissenting in Case No. 06-3736.
OPINION
Tyrone Madden and Diana Blaine Brown were both charged with one count of conspiring to possess phencyclidine (PCP) with the intent to distribute the drug. Madden was separately charged with being a felon in possession of a firearm. He was later charged in a superseding information with one count of conspiracy to import heroin into the United States and one count of bank fraud. Both defendants entered guilty pleas. At Madden’s sentencing hearing, the original indictment was dismissed and Madden was sentenced to 78 months of imprisonment. The district court also imposed an additional
Madden appeals the district court’s judgment because he asserts that the court did not have jurisdiction to sanction him for his prior supervised-release violation. Brown appeals her sentence on the basis that the district court failed to adequately consider her request for a reduced sentence. For the reasons set forth below, we AFFIRM the district court’s judgment in both cases.
I. BACKGROUND
On December 15, 2004, a federal grand jury returned a two-count indictment against Madden, Brown, and another alleged conspirator. Count one charged Madden and Brown with conspiracy to possess with the intent to distribute more than 1,000 grams of PCP, in violation of
A. Madden’s conviction and sentence
Six months after the return of the initial indictment, the government filed a superseding information against Madden. The information charged Madden with one count of conspiracy to import heroin into the United States, in violation of
The district court sentenced Madden to 78 months’ imprisonment for the two counts in the superseding information. In addition, the court addressed a previous violation of the conditions of his supervised release stemming from a 1998 federal conviction for bank fraud. The court concluded that it had jurisdiction, under
B. Brown’s conviction and sentence
In February of 2005, Brown pled guilty to the first charge of the indictment pursuant to a negotiated agreement. She then violated the terms of her pretrial release both by failing to make contact with the court-appointed psychologist and by not appearing for random drug tests as required by the court. The court issued a summons requiring Brown to appear for a hearing on February 22, 2005, but Brown did not respond and could not be found. She remained a fugitive until February of 2006, at which point she turned herself in.
For the most part, the Presentenee Report (PSR) filed by Brown’s probation officer tracked the Guidelines calculations cоntained in the plea agreement. The government, among other things, agreed to seek a four-point downward departure for substantial assistance under USSG
Brown, in turn, requested a downward departure pursuant to USSG § 5K2.0. She claimed that she was eligible for a reduced sentence because of her undiagnosed depression and diminished capacity, her two young children, the fact that she was pregnant when she surrendered, and the “aberrant” nature of her behavior. At the sentencing hearing, the district court granted all of the government’s requested reductions and enhancements and calculated the appropriate Guidelines range to be 30 to 37 months of imprisonment. The court then addressed the § 3553(a) factors and imposed a sentence of 37 months’ imprisonment without explicitly ruling on Brown’s motion. When Brown asked the district court to make a ruling on the motion, the court denied it, noting “I think I’ve given her the consideration as it relates for acceptance of responsibility. I think in that view that ruling was giving her more than fair consideration.” Brown appeals her sentence, arguing that the district court’s failure to consider and grant her motion was unreasonable.
II. ANALYSIS
A. The district court’s jurisdiction over Madden’s supеrvised-release violation
1.
Under
The power of the court to revoke a term of supervised release for violation of a condition of supervised release, and to order the defendant to serve a term of imprisonment and, subject to the limitations in subsection (h), a further term of supervised release, extends beyond the expiration of the term of supervised release for any period reasonably necessary for the adjudication of matters arising before its expiration if, before its expiration, a warrant or summons has been issued on the basis of an allegation of such a violation.
The Ninth Circuit has expounded on this statutory language, explaining that
a district court can revoke a term of supervised release after that term has expired if: (1) a violation warrant or summons was issued before the term expired; and (2) the delay between the end of the term of supervised release and the district court’s revocation order is “reasonably necessary for the adjudication of matters arising before [the term’s] expiration.”
United States v. Garrett,
Madden’s supervised-release violation arises from different circumstances than the conviction thаt originally brought him before the district court in this case. Before addressing the merits of Madden’s claim on appeal, we must therefore briefly address the factual background underlying his supervised-release violation.
In December of 1998, Madden was convicted of bank fraud and sentenced to 14 months of imprisonment followed by three years of supervised release. His term of supervised release began on November 24, 2000. Between 2001 and 2005, Madden
2. Jurisdiction to sanction Madden under
Madden makes three arguments to support his claim that the district court lacked jurisdiction under
At the outset, Madden argues that the district court did not have jurisdiction to sentence him for his prior supervised-release violation because the hearing was not brought within a reasonable period of time. The government contends that Madden did not preserve his unreasonable-delay objection below and that he is therefore limited to plain-error reviеw on appeal. Madden does not specifically rebut this claim; rather, he simply argues that all of his claims should be reviewed de novo. The record demonstrates that although Madden did not articulate his unreasonable-delay claim as such, he did object to the district court’s jurisdiction over his supervised-release violation on the basis that approximately four years had elapsed between the time that he was taken into custody in Baltimore and the hearing adjudicating his supervised-release violation. We need not resolve this dispute, however, because Madden’s claim cannot succeed under either standard.
Madden claims that “there was no reason” for the delay between the warrant issued in September 2002 and the hearing held by the district court in September of 2005. But this argument ignores overwhelming evidence in the record that provides ample reason for the delay. Indeed, between the time that Madden’s supervised-release term began in late 2000 and the district court’s sentencing hearing in this case in 2005, Madden was either in government custody or being brought up on charges almost constantly. Madden was in federal custody in Baltimore for more than two of the four years in question because of multiple proceedings relating to his trial. The charges being tried in that case, moreover, arose out of the same alleged incidents of heroin importation that eventually led to his guilty plea in this case. All of these charged events allegedly took place between March and November of 2001, in the middle of Madden’s supervised-release period.
The Second Circuit, in United States v. Ramos,
Here, as in Ramos, the delay between the execution of the September 2002 warrant and the hearing in which Madden was sentenced for his violation of supervised release was caused by court proceedings, which in turn were caused by Madden’s own conduct. And, just as in Ramos, the outcome of these proceedings directly related to whether Madden had actually violated the terms of his supervised release. Both the trial that took place in Baltimore and the underlying conviction in this case stemmed from allegations of conduct that took place during 2001, which marked the early part of Madden’s term of supervised release. The outcome in those сases, in particular an adjudication of whether Madden had committed crimes during his supervised-release term, was therefore “plainly relevant to the federal determination of whether or not” Madden had actually violated the conditions of his supervised release. Id.
Moreover, although Madden claims that the delay in his case was unreasonable, he has not demonstrated that he suffered any prejudice as a result of that delay. This court has previously rejected a similar challenge to a delayed hearing on supervised release on the basis that the defendant could not show how the delay prejudiced him:
Defendant made no proffer of evidence that would tend to prove he did not commit [the alleged supervised-release] violations, nor did he then, or on appeal, maintain that the delay prevented his introducing such proof. He admitted he had violated two of the conditions of his supervised release. He cites no authority for the proposition that a delay ... either implicates due process or violates the provisions of18 U.S.C.A. § 3583 ®.
United States v. Throneburg,
Madden does not claim that the delay between the issuance of the warrant and the sentencing hearing rose to the level of violating his constitutional right to due process. Nor does he attempt to demonstrate that the delay in any way hampered his ability to defend against the allegations of a supervised-release violation. Indeed, like Throneburg, Madden admitted to the district court that he violated the conditions of his supervised release. For these reasons, we cannot conclude under either de novo or plain-error review that the delay in Madden’s case was unreasonable under
Madden further argues that “there was only one warrant or summons which the district court should have looked at” in determining how long Madden’s supervised release actually ran, so that the district court erred in concluding that it had jurisdiction under
Furthermore, the government is correct in pointing out that “the question of ‘tolling’ is simply not at issue here.” The plain language of
Madden’s final attack on the district court’s jurisdiction is based upon his argument that the September 2002 warrant was invalid because it was not “based on probable cause supported by oath or affirmation.” He therefore contends that the district court lacked jurisdiction to sanction him under
At the outset, we note that the plain language of the statute does not require that a warrant or summons relating to a supervised-release violation be supported by probable cause. See
The government also points out that the September 2002 warrant on which the district court relied was issuеd because of Madden’s December 2001 indictment in the District of Maryland. Because the government necessarily had to demonstrate probable cause in order for the grand jury to issue the indictment, it argues that the warrant was also based on probable cause. Whether or not this rea-
Because we find no plain error, we need not reach the other two prongs of the plain-error standard. See United States v. Gardiner, 463 F.3d 445, 459 (6th Cir.2006) (requiring, after a finding that an error was “obvious or clear,” a determination of whether the error “affected defendant’s substantial rights” and “seriously affected the fairness, integrity, or public reputation of the judicial proceedings”). We therefore conclude that the district court had jurisdiction under
B. Reasonableness of Brown’s sentence
1. Standard of review
The remaining issue to be resolved on this appeal concerns the sentence imposed on Brown. We review a district court’s sentencing determination for reasonableness, which has both a procedural and a substantive component. See Gall v. United States, - U.S. -,
“Assuming that the district court’s sentencing decision is procedurally sound, [we] should then consider the substantive reasonableness of the sentence imposed under an abuse-of-discretion standard.” Id. District courts are charged with imposing “a sentence sufficient, but not greater than necessary” to fulfill the purposes of sentencing in § 3553(a)(2). United States v. Foreman,
2. The terminology of Brown’s request for a reduced sentence
At the outset, we note that Brown has not clearly articulated whether she is seeking a variance or a Guidelines-based departure. Part of the confusion on this point undoubtedly arises from the fact that the line is not always crystal clear between a non-Guidelines departure, which we generally call a variance, and a Guidelines-based departure. Cf. United States v. McBride,
The importance of the terminology used to describe Brown’s request for a
A review of both Brown’s motion before the district court and her brief on appeal demonstrates that she wanted the district court to consider her “unique, personal circumstances” and to “fashion аn alternative sentence without prison, or a sentence of prison as short as possible.” She has consistently claimed that her mental and emotional conditions, her family responsibilities, the aberrant nature of her behavior, and her minimal role in the offense all militate in favor of a sentence below the applicable Guidelines range. Thus, although she does not specifically discuss how the factors set forth in
For these reasons, we will put aside Brown’s confusing language and treat her claim as a request for a below-Guidelines variance based on the
3. Procedural reasonableness
Brown contends that the district court “failed to adequately address” her arguments for a reduced sentence. But the Supreme Court’s recent decision in Rita v. United States, — U.S. —,
In the present case, the district court explicitly referred to a number of the
The broader “context and record” of the sentencing heаring provide additional support for the conclusion that the court adequately considered Brown’s mitigating arguments. See Rita,
The district court, to be sure, did not spеcifically address each of the reasons for a lower sentence that Brown set forth in her motion. Although the court noted in its discussion of the
But a sentencing judge is not required to explicitly address every mitigating argument that a defendant makes, particularly when those arguments are raised only in passing. See Rita,
Although we are somewhat more troubled by the district court’s failure to mention Brown’s argument for a reduced sentence based on her alleged “aberrant behavior,” we remain unconvinced that this omission rendered the court’s sentencing determination proeedurally unreasonable. Even where, as here, the defendant presents an arguably nonfrivolous reason for imposing a sentence below the Guidelines range, the judge is not always required to address the specific argument. See Rita,
Of course, as noted above, the sentencing judge must still “satisfy the appellate court that he has considered the parties’ arguments and has a reasoned basis for exercising his own legal decisionmaking authority.” Id. This court has thus vacated a sentence where “[t]he record ma[de] clear that the district court considered the applicable Guidelines range, but not much else.” United States v. Thomas,
In contrast, the sentencing judge in this case repeatedly demonstrated that he was familiar with Brown’s background and personal history, including her minimal role in the offense and her lack of a criminal history. His explanation of the sentence imposed makes clear that he was not persuaded that these circumstances provided a reason for choosing a sentence below the Guidelines range. We certainly recognize, as did the Supreme Court in Rita, “that the judge might have said more. He might have added explicitly ... that he found that [Brown’s] personal circumstances here were simply not different enough to warrant a different sentence. But context and the record make clear that this, or similar, reasoning, underlies the judge’s conclusion.”
Finally, we acknowledge that the district court’s actual ruling on Brown’s motion was brief and somewhat opaque. The district court, after explaining the sentence that it had chosen to impose, asked the parties if there was “anything else.” Brown’s counsel replied by saying: “I think, judge, you would need to make a finding regarding my motion for downward departure.” The following is the entirety of the district court’s response:
I intend on doing that. I will address all your issues. I will deny the motion for downward departure. I believe the court has been, I think I’ve given her the consideration as it relates for acceptance of responsibility. I think in that view that ruling was giving her more than fair consideration, and that will be the court’s order.
Read in isolation, this response would undoubtedly be inadequate. But, as previously noted, we review a district court’s sentencing determination by looking to the entire context and record. See Lion,
4. Substantive reasonableness
Because we have determined that Brown’s sentence is procedurally reasonable, we will now proceed to evaluate its substantive reasonableness. See Gall v. United States, — U.S. -, 128 S.Ct.
We agree with the government that Brown has failed to overcome the presumption of reasonableness accorded to sentences falling within the Guidelines range. The district court properly acknowledged that the Guidelines аre advisory, discussed the
The fact that the district court denied Brown’s motion for a reduced sentence, moreover, does not alter our conclusion. We are mindful of the Supreme Court’s recent reminder that district courts are entitled to deference in determining an appropriate sentence. See Gall,
Indeed, a review of the record in this case suggests that the court simply 'disagreed with Brown about the appropriate weight to accord the mitigating factors that she raised at sentencing and now on appeal. The court noted, for example, that Brown had “rejected treatment” for her depression. As the government points out, Brown’s rejection of psychological treatment tends to undermine the claim that her mental condition is serious enough to merit a more lenient sentence. Nor do her family circumstances necessarily provide grounds for imposing a sentencе outside of the Guidelines range. See United States v. Cage,
Brown’s concession that most or all of her mitigating arguments are not supported by the Sentencing Guidelines further bolsters our conclusion that she has not rebutted the presumption of reasonableness. This presumption exists precisely because a sentence that both the Sentencing Commission and the sentencing judge agree on “ ‘significantly increases the likelihood that the sentence is a reasonable one.’ ” United States v. Liou,
For all of the reasons set forth above, we AFFIRM the district court’s judgment in both eases.
Concurrence Opinion
concurring in 05-4304 and dissenting in 06-3736.
I agree with the majority that the district court had jurisdiction under
The district court committed procedural error in this case because the court failed to mention or address one of Brown’s central arguments for a lower sentence, namely, that her offense represented “aberrant behavior” and “truly was a marked deviation from an otherwise law-abiding life.” J.A. at 116-17 (Sent. Mem. at 7-8). Even when Brown’s counsel specifically requested that the court rule on Brown’s motion, the court’s curt response ignored every argument raised in the motion. Instead, the court denied the motion because the court had already given Brown a separate Guidelines-based downward adjustment for acceptance of responsibility, an issue that Brown’s mоtion did not even mention. Even the majority recognizes that the district court’s failure to mention Brown’s aberrant-behavior argument during the hearing is “troubling],” Maj. Op. at 611, and that the court’s ruling on Brown’s motion was “imperfect.” Maj. Op. at 612. Applying a downward adjustment in calculating a defendant’s Guidelines range does not excuse a sentencing judge from addressing the defendant’s other arguments for a lower sentence. Indeed, such an irrelevant and non-responsive answer fails to “set forth enough to satisfy the appellate court that [the district court] has considered the parties’ arguments and has a reasoned basis for exercising [its] own legal decisionmaking authority.” Rita v. United States, — U.S. —,