UNITED STATES OF AMERICA, Plaintiff-Appellee, v. RYAN CHRISTOPHER LYNN, Defendant-Appellant.
No. 09-10242
UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
Filed February 23, 2011
Amended May 31, 2011
636 F.3d 1127
Before: Mary M. Schroeder, Sidney R. Thomas, and Ronald M. Gould, Circuit Judges.
D.C. No. 1:08-cr-00172-LJO-1. Appeal from the United States District Court for the Eastern District of California. Lawrence J. O‘Neill, District Judge, Presiding. Argued and Submitted November 29, 2010—San Francisco, California. FOR PUBLICATION.
Geoffrey M. Jones, Esq., Law Office of Geoff Jones, San Francisco, California, for the defendant-appellant.
Benjamin B. Wagner, United States Attorney, and David L. Gappa (argued), Assistant United States Attorney, Fresno, California, for the plaintiff-appellee.
ORDER
The opinion in the above-captioned matter filed on February 23, 2011, and published at 636 F.3d 1127, is amended as follows:
At slip opinion page 2851, line 2, insert the word “the” between “susceptible to” and “criminal conduct.”
Appellant‘s Petition for Panel Rehearing is DENIED.
The full court has been advised of the Petition for Rehearing En Banc and no judge of the court has requested a vote on the Petition for Rehearing En Banc.
No future petitions for rehearing or rehearing en banc will be entertained.
IT IS SO ORDERED.
OPINION
GOULD, Circuit Judge:
Ryan Christopher Lynn appeals his conviction and sentence for receiving or distributing visual depictions of a minor engaging in sexually explicit conduct in violation of
Lynn‘s principal argument is that his convictions should be reversed because they were not supported by sufficient evidence that the visual depictions had been transported in interstate commerce, an element of the offenses. He contends in the alternative that the simultaneous convictions for receiving and possessing visual depictions of a minor engaging in sexually explicit conduct (hereinafter “child pornography“)2 were based on the same underlying conduct and therefore violate the Fifth Amendment‘s prohibition on double jeopardy.
Finally, Lynn argues that, if his convictions are upheld, the case should be remanded for resentencing because the district court committed procedural error in calculating the Sentencing Guidelines offense level when it included a two-level upward adjustment for a vulnerable victim under
We have jurisdiction under
I
On May 23, 2008, federal agents executed a search warrant at the home of Ryan Christopher Lynn, age 21, in Fresno, California, where he lived with his father. The agents seized Lynn‘s Toshiba laptop computer and found about 184 video files and 53 still images of child pornography stored on its hard drive. Lynn had downloaded the videos and images from the Internet through a peer-to-peer file sharing program called Limewire, which is described in more detail below. In May 2008, Lynn was indicted for receipt or distribution of child pornography in violation of
Lynn went to trial, and a jury returned a verdict of guilty on both substantive counts. During trial, the government presented an expert, Robert Leazenby, Special Agent with the Wyoming Division of Criminal Investigation, to explain to the jury the basics of computers, the Internet, and peer-to-peer networks. Among other things, Agent Leazenby explained the nature of the Limewire program and the “Gnutella” network it relies on, which together permit users to share files over the Internet. Once individual users or “peers” download the Limewire software to their computers, they can access dynamic indexing servers within the network that store information about the files being offered for download, or shared, by other peers in the network. A Limewire user can conduct a search of those files, pull up a list of users that have a file meeting the search criteria, and then download files that they want directly from other peers. Upon downloading the program, a Limewire folder is created on the hard drive, with sub-folders called “Incomplete,” “Shared,” and “Saved.” When a user downloads a file using Limewire, the file begins
The government also called Kevin Wiens, an expert in computer forensics and the investigation of child exploitation cases with the Fresno County Sheriff‘s Department, to testify regarding his forensic examination of Lynn‘s laptop computer. He explained that Lynn‘s laptop had a Limewire folder with the standard sub-folders and that Wiens had located child pornography videos within the Shared, Saved, and Incomplete folders, and child pornography still images within the Saved and Shared folders.
The government‘s evidence on the interstate commerce element consisted of the testimony of two witnesses, Michael Crozier, retired Chief Deputy for the Stephens County Sheriff‘s Office in Georgia, and Roy Shepherd, of Richland, Washington‘s police department. A portion of one video retrieved from the Limewire Saved folder on Lynn‘s laptop was played for the jury, and Crozier identified the subject of the video as a minor victim of sexual abuse and exploitation from Georgia. He also stated that a copy of the video was found to have been mailed from an address in Georgia to London, England. Shepherd‘s testimony took a similar course: a portion of another video from Lynn‘s laptop (found in the Limewire Shared folder) was shown, and Shepherd identified its subject as a minor victim of sexual abuse and exploitation that took place in Washington.
Lynn‘s defense was that he downloaded the child pornography from Limewire inadvertently—that is, without knowledge that the files he selected en masse for download contained
The prosecutor‘s closing argument on the element of interstate commerce consisted of the following:
And you could look at [the interstate commerce element] as having been satisfied also with more than enough evidence. Any one image would be sufficient to support a conviction if the other elements are met. But just looking at that image element, it‘s clear that there were hundreds of images of minors engaged in sexually explicit conduct.
And for two of those images, we had witnesses come in from Washington [s]tate and the state of Georgia to explain they were investigators on those cases where those images were produced and they were produced in the state in which the abuse took place, in Washington or in Georgia.
And in the case of witness from Georgia, he said that he became aware of the need to investigate the case because the particular video, which was four hours in length, had surfaced in the United Kingdom.
So that image and those images had traveled not only in interstate commerce, from Georgia to California, but also from Georgia to the United Kingdom.
So, again, more than abundant evidence to find that this element has been met and that the defendant knew that the producing of the visual depiction involved the use of a minor engaged in sexually explicit conduct.
Again, this is something where you will have to use your common sense.
Following the government‘s case-in-chief, Lynn moved for judgment of acquittal under
At sentencing, the district court adopted the Sentencing Guidelines range calculation in the Presentence Investigation Report, which was offense level of 41, criminal history category I, for a range of 324 to 405 months. The offense level included a two-level adjustment pursuant to
II
Lynn raises three basic contentions in this appeal. First, he contends that his convictions for receipt and possession of child pornography under
A
[1] At the time of Lynn‘s offense,
We review a challenge to the sufficiency of the evidence de novo. United States v. Green, 592 F.3d 1057, 1065 (9th Cir. 2010). “Evidence is sufficient to support a conviction unless, viewing the evidence in the light most favorable to sustaining the verdict, no rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” United States v. Overton, 573 F.3d 679, 685 (9th Cir. 2009).
[2] According to Lynn, the government‘s evidence on the out-of-state production of certain videos was insufficient because it did not bear on whether the actual contraband—which he contends are the digital video files found on Lynn‘s laptop—had crossed a state border. He contends that the “original” child pornography videos, first produced in Washington and Georgia, respectively, are not the same visual depiction as the digital video files received on Lynn‘s laptop via Limewire. Thus, Lynn‘s position is that even if the video was made in a different state, the interstate commerce element is not satisfied because he might have downloaded the visual depiction from an in-state Limewire user. Lynn further urges us to reject the holding of several of our sister circuits that, in the absence of other evidence, proof that a defendant used the Internet to acquire child pornography satisfies the interstate commerce element.
[3] The government responds that the uncontroverted evidence that some of the original videos were produced in other states is sufficient to meet its burden. In its view, the jurisdictional elements of
[4] We start with a look at the particular jurisdictional language Congress used in the statutes at issue. Both
[6] At the time of Lynn‘s conviction,
[7] But nowhere in
[8] We are persuaded that when Congress enacted
[9] We hold that the government met its burden on the interstate commerce element because a rational trier of fact could reasonably conclude that the visual depictions Lynn downloaded from Limewire—the images depicting the sexual exploitation of minors—had previously moved in interstate commerce. The evidence established that two videos in
B
[10] Lynn contends that his convictions for receipt and
The Fifth Amendment‘s prohibition on double jeopardy protects criminal defendants against being punished twice for a single criminal offense.
[11] We have previously had occasion to apply the Blockburger test to the very statutes at issue here. In United States v. Schales, we concluded that possession of child pornography under
The government argues that this case is distinguishable from Schales, Giberson, and Brobst because the possession count alleged conduct that was factually distinct from the conduct alleged in the receipt count. The government points to two factors to demonstrate that it charged and proved separate conduct for each offense: (1) the indictment alleges that the files were received from January 10, 2008, through April 28, 2008, and possessed on May 23, 2008, the date Lynn‘s laptop computer was seized; and (2) Lynn received the files by downloading them from Limewire, but he later possessed the “depictions that he decided to retain” by moving them from one file folder on the hard drive to another (from the Saved folder to the Shared folder).
[12] The allegation of different dates of commission for each offense, by itself, is insufficient to carve out separate conduct. Once a person receives something, he also necessarily possesses it as of that moment, based upon a single action (like downloading a file). See Davenport, 519 F.3d at 943. Thus, merely citing different dates or date ranges for the receipt and possession charges alone does not suffice to separate the conduct for double jeopardy purposes. Cf. Schales, 546 F.3d at 979-80 (noting that the indictment charged Schales with possession during a period that was a month longer than the period charged for the receipt offense, but nevertheless concluding the indictment was multiplicitous). Rather,
Our inquiry considers whether Lynn‘s transfer of digital image or video files of child pornography from one folder to another on his laptop‘s hard drive constitutes separate conduct so as to avoid double jeopardy. “If the government wishes to charge a defendant with both receipt and possession of material involving the sexual exploitation of minors based on separate conduct, it must distinctly set forth each medium forming the basis of the separate counts.” Schales, 546 F.3d at 980. In other words, the indictment must allege in what form the defendant received the image and in what form he possessed it. In Schales, the indictment did not specifically allege different media, nor did the instructions or verdict reflect separate conduct; therefore, the dual convictions violated double jeopardy. Id.
[13] This case is materially indistinguishable from Schales in that Lynn was charged “with receipt of the material by way of downloading it from the [I]nternet onto his computer and possession of this material in the same medium.” Schales, 546 F.3d at 980. As an initial matter, the movement between folders is not alleged in the indictment.11 Furthermore, movement between folders cannot reasonably be viewed as placing images onto a different medium so as to possess them separately.12 There is no dispute that the files remained on the hard drive of the laptop at all times in the same digital format.
C
[15] Finally, Lynn argues that the district court committed procedural error in calculating his Sentencing Guidelines range by including a two-level adjustment for an offense involving a “vulnerable victim.” For reasons of judicial economy, we conclude that this issue remains for disposition despite our prior decision vacating the district court‘s sentence because of a double jeopardy violation. If not resolved now, there may be another appeal on the district court‘s calculation of the Guidelines range.
We review the district court‘s interpretation of the Sentencing Guidelines de novo and its factual findings during sentencing for clear error, and its application of the Sentencing Guidelines to the facts for abuse of discretion. United States v. Rising Sun, 522 F.3d 989, 993 (9th Cir. 2008). If the district court commits a significant procedural error such as a material error in the Sentencing Guidelines calculation, we must remand for resentencing. Id.
Lynn does not dispute that the images and videos he downloaded portrayed the sexual abuse of very young children and
Section
[16] In United States v. Holt, we addressed a challenge to a sentence for possession of child pornography based on impermissible double counting. 510 F.3d 1007, 1011 (9th Cir. 2007). The district court applied the vulnerable victim enhancement, as well as an enhancement for the sadistic or masochistic conduct portrayed in the images pursuant to
[17] Holt supports the application of the vulnerable victim enhancement in this case. Lynn concedes that the toddlers and children portrayed in the videos were victims of his offense conduct and that their age and size made them vulnerable and particularly susceptible to exploitation. Under the plain mean-
III
[18] We affirm the district court‘s denial of Lynn‘s motion for judgment of acquittal on the basis of insufficient evidence of the interstate commerce element, and we also affirm the district court‘s calculation of the Sentencing Guidelines with the vulnerable victim adjustment. But we conclude that the imposition of sentences for both receipt and possession of child pornography violated the Double Jeopardy Clause. We therefore vacate Lynn‘s sentence and remand to the district court with instructions to vacate one of Lynn‘s convictions, allowing for it to be reinstated without prejudice if his other conviction should be overturned on direct or collateral review, and to resentence Lynn based on the remaining conviction.
CONVICTION AFFIRMED IN PART; SENTENCE VACATED; and REMANDED.
