Defendant-appellant Luis Tom, also known as “Cuba,” was convicted by jury of conspiring to possess cocaine base with intent to distribute, possessing cocaine base, distributing cocaine base, and aiding and abetting the possession and distribution of cocaine base. Tom was sentenced to seventy-eight months on each count, to run concurrently, and ordered to pay a $200 special assessment. He now appeals, arguing that (1) he should have been acquitted under an entrapment defense; (2) the jury instruction on entrapment was erroneous; (3) the district court made two evidentiary errors; and (4) the district court erred in failing to grant an adjustment for a minor role in the offense and *88 refusing to grant a downward departure for overestimated criminal history. After careful consideration of each issue, we affirm the conviction and sentencing.
I. Background
In 1998, agents and officers of the Drug Enforcement Administration (“DEA”), the Worcester Police Department, the Massachusetts State Police, and the United States Marshals Service began an investigation into drug trafficking, particularly trafficking in cocaine base, or “crack,” that initially focused on the Quisqueya nightclub on Main Street in Worcester, Massachusetts. As part of that investigation, DEA Special Agent Michael Pevarnik directed the cooperating witness John Que-zada, an individual who had previously worked with the DEA on approximately 30 cases and who spoke both English and Spanish, to become a “regular” at the Qu-isqueya nightclub. Quezada began frequenting Quisqueya, calling Pevarnik after each visit.
On July 11, 1998, Quezada went to Qu-isqueya, where he overheard a woman named ‘Wanda” tell Tom that she was waiting for heroin that had not arrived yet. Later that evening, Quezada talked to Tom, whom he had not known previously, and informed him of his need for “a good connection” for heroin and crack cocaine. Tom replied that he had connections in Miami and New York, and gave Quezada his telephone number.
Shortly thereafter, Quezada called Tom to inquire about purchasing one ounce of crack cocaine. Tom agreed to try to find Quezada some crack cocaine. In a recorded conversation on July 15, 1998, Tom told Quezada that he was trying to arrange for Quezada to purchase the crack cocaine from a “white guy” who had 90% pure crack cocaine that he would sell for $300. Tom also said that his partner was going to New York, and that he, Tom, was “thinking of doing this business directly with you.” When Quezada said that he was looking for someone to continue dealing with in the future, Tom told Quezada that he did not “like that scene.” He added, “What I like is grass.” But Tom also said that he would make the connection for Quezada, and the deal would be “|j]ust between you and me.” At the end of their conversation, Tom told Quezada to call him the following day.
On July 16, 1998, in another recorded telephone conversation, Tom told Quezada that the supplier had nearly three ounces of crack cocaine available. Tom wanted Quezada to talk to the supplier to see if the cocaine was to his liking.
Quezada went to the Quisqueya Club the next day, and encountered Tom there. Tom quoted him three different prices— $650, $800, and $1300 per ounce, depending on the quality' — for the crack cocaine. Tom. also told Quezada that he could supply Quezada with heroin and promised to contact Quezada later.
On July 21, 1998, Tom called Quezada to discuss the crack transaction further. In a recorded conversation, Tom told Quezada that he had not yet settled on a price with the crack supplier, but that he was to talk to the supplier the next day and then call Quezada. The next day, Quezada was supposed to meet Tom to purchase the crack, but the transaction did not occur because Tom’s supplier had been arrested.
Tom arranged an alternate transaction with Jarrot Carter, or “Blunt,” for the purchase of one ounce of crack cocaine for $800. Quezada made this purchase, and three others, from Carter.
Based on the foregoing information, Tom was tried and convicted by jury verdict on all counts, sentenced by the court to seventy-eight months on each count — to *89 run concurrently — and ordered to pay a $200 special assessment. This appeal followed.
II. Discussion
A. Entrapment
This Court reviews “de novo [Tom]’s claim that the district court should have granted his motion for judgment of acquittal because he was entrapped as a matter of law.”
United States v. LaFreniere,
The entrapment defense involves “two elements: (1) government inducement of the accused to engage in criminal conduct, and (2) the accused’s lack of predisposition to engage in such conduct.”
United States v. Rodríguez,
As to the inducement prong of the defense, the evidence demonstrates that Quezada did not improperly induce Tom to engage in crack cocaine trafficking.
“Government agents may not originate a criminal design, implant in an innocent person’s mind the disposition to commit a criminal act, and then induce commission of the crime so that the [gjovernment may prosecute.”
Jacobson v. United States,
There was also substantial evidence to support a finding that Tom was predisposed to deal in crack cocaine. Predisposition can be shown where a defendant “promptly availfs]” himself of a government-provided opportunity to commit a crime.
Jacobson,
This Court has held that predisposition is evaluated by considering “how the defendant likely would have reacted to an ordinary opportunity to commit the crime.”
Gendron,
Further, evidence of predisposition may be inferred from conversations in which a defendant displays knowledge or experience in the criminal activity under investigation.
Tejeda,
Considering the body of evidence available regarding Tom’s willingness to participate in the drug trade and the obviousness of his previous engagement in such business along with the permissible actions taken by the government to provide the opportunity to commit the crime, we find the district court did not err in permitting the government’s case against Tom to go to the jury.
B. Jury Instructions
Tom also challenges the jury instructions regarding entrapment. Where the alleged error involves the instructions’ adequacy in explaining the law, this Court reviews jury instructions de novo.
United States v. Woodward,
Tom first argues that the instructions
2
did not allow the jury to find that he was induced to commit the crime because he was unfairly persuaded to introduce Que-zada to Carter. Improper inducement consists of “an ‘opportunity’ plus something else — typically, excessive pressure by the government upon the defendant or the government’s taking advantage of an alternative non-criminal type motive.”
Gendron,
Tom also objects to the district court’s reference to the “unwary criminal” in its instructions. The phrase “unwary criminal” here was merely intended to focus the jury on whether Tom was predisposed to participate in a drug conspiracy. Courts have frequently used the phrase “unwary criminal” to refer to a person predisposed to commit a particular crime.
See, e.g., Mathews,
C. Evidentiary Issues
Tom presents two evidentiary issues on appeal: the admission of hearsay regarding predisposition and an agent’s alleged vouching for the credibility of a witness. Evidentiary rulings that are objected to below are reviewed for abuse of discretion.
United States v. Marino,
1. Hearsay Regarding Predisposition
Tom objects to admission of the following testimony:
Q. And did he [Carter] say, “Yo, he deal with me for year, man. He know, believe me. I wouldn’t” — “I wouldn’t play games. Yo, call me, call me again. Matter of fact, would you do this? I’m leaving to New York right now, when I drop him off.” Do you see that?
A. Yes.
Q. When Blunt [Carter] mentioned “he,” did you have an understanding as to who he meant?
A. Yes.
Q. What was your understanding?
Following an overruled objection by Tom, Quezada responded that he understood “he” to mean “Luis [Tom].”
*93 Carter’s statement occurred during a recorded conversation on July 24, 1998; the recording and transcript of that conversation were admitted at trial without objection. During the above testimony, the government was reading a portion of the admitted transcript. Tom’s objection to the admission of Quezada’s testimony regarding the statement involves two separate issues. First, Tom seems to be objecting to admission of Carter’s statement. Second, Tom appears to question Queza-da’s ability to testify as to whom Quezada understood Carter to be referring when he made the statement.
We turn first to admission of Carter’s statement. To the extent that Tom is claiming that the statement itself or the government’s reading of the statement from the admitted transcript is inadmissible hearsay, he is mistaken. First, Tom did not object to the admission of the recording of the conversation of July 24, 1998, nor to the admission of the transcript of that tape recording. He also did not seek a ruling regarding coconspirator statements pursuant to Fed.R.Evid. 801(d)(2)(E) and
United, States v. Petrozziello,
Under the plain error standard, an appellant must demonstrate that (1) there was an error; (2) the error was plain; and (3) the error affected substantial rights.
Johnson v. United States,
A statement is not hearsay and is therefore admissible if it is offered against a party and is made “by a coconspirator of a party during the course and in furtherance of the conspiracy.” Fed. R.Evid. 801(d)(2)(E). A statement is admissible under Rule 801(d)(2)(E) where the government demonstrates “by a preponderance of the evidence that a conspiracy existed, that the declarant and the defendant were members of it at the time that the declaration was made, and that the declaration was in furtherance of the conspiracy.”
United States v. Ciampaglia,
We find that Carter’s statement was an admissible coconspirator statement under those standards. Carter’s recorded statement to Quezada, was during and in furtherance of the drug conspiracy that included both Carter and Tom. Carter made the statement immediately after handing Quezada one ounce of crack cocaine in an attempt to alleviate Quezada’s concerns about the quality of the crack. Carter’s challenged statement was intended to reassure Quezada and convince him to proceed with the purchase, furthering the conspiracy with Tom to distribute crack cocaine. We need not conduct an independent inquiry into reliability when the evidence falls within a firmly rooted hearsay exception; the coconspirator exception to the hearsay rule is such a firmly rooted exception.
Bourjaily v. United States,
To the extent that Tom’s claim is that Quezada was not competent to testify about his understanding of Carter’s statement — i.e., to whom Carter was referring when he said that “he deal with me for years” — his claim must also be rejected. Fed.R.Evid. Rule 701 permits opinion testimony by a lay witness where such “opinions or inferences ... are (a) rationally based on the perception of the witness and (b) helpful to a clear understanding of the witness’ testimony or the determination of a fact in issue.”
See Lynch v. City of Boston,
Here, Rule 701 would seem to permit the district court judge to allow Quezada’s clarifying testimony. Carter made his comment while sitting in Quezada’s minivan with Tom and Quezada, shortly after handing Quezada one ounce of crack cocaine. Quezada, as a participant in the conversation, had an opportunity to observe Carter’s body language and to pick up several nuances that jurors, listening to the tape, might miss. Thus, while the court’s ruling could have gone either way, we conclude that the judge had discretion to determine that the opinion was sufficiently based on the witness’ observations and sufficiently helpful to the jury to be admitted.
2. Agent’s Vouching
Tom argues that the district court erred when it allowed the following exchange on redirect examination of DEA Special Agent Pevarnik:
Q. In fact, you were asked by [defense counsel] if [Quezada] was truthful and if you took steps to check his truthfulness. Do you remember those questions?
A. Yes.
Q. Did any facts come to your attention in the course of our investigation, agent Pevarnik, to Indicate that [Quezada] had not been truthful with you?
After Tom’s objection to the question was overruled, Pevarnik responded “No.” According to Tom, this was improper bolstering in which the United States used its prestige to vouch for Quezada. Because Tom objected to the admission of Pevar-nik’s statement, we review for abuse of discretion.
Marino,
It is beyond dispute that the government may not use the “prestige of the United States” to enhance the credibility of a witness.
United States v. Rosario-Diaz,
The government’s question clearly was not intended to elicit improper vouching for Quezada, and Pevarnik did not, in fact, vouch for Quezada’s credibility. Here, the government did not ask Pevarnik for his personal assurances as to Quezada’s credibility. Rather, the govern-
*95
merit’s question to Pevarnik was directed at whether he had any specific evidence of Quezada’s credibility or the lack thereof; that is, whether Pevarnik had learned of any specific facts that indicated that Que-zada had not been truthful in the past. Government witnesses “may of course testify to facts within their personal knowledge that support or corroborate another witness’s testimony.”
Rosario-Díaz,
While our above ruling ends the matter, we note farther that even supposing error in admitting the testimony, it would have been harmless. “The essential inquiry in harmless error review is whether the improperly admitted evidence likely affected the outcome of trial.”
See United States v. Rosales,
D. Sentencing
Tom presents two sentencing-related issues on appeal. First, Tom claims the court below erred in failing to grant an adjustment for a minor role. Second, Tom argues that the district court erroneously failed to grant a downward departure based on criminal history. We affirm the district court’s decision on both issues.
1. Adjustment for Minor Role
Tom asserts that his participation in the instant offense qualifies as “minor,” and that the sentencing Court ought to have adjusted his offense level downward accordingly. This Court reviews the district court’s finding that a defendant is not a minor participant only for clear error, and the defendant bears the burden of proving that he is entitled to a downward adjustment for his role in the offense.
United States v. Meléndez,
A downward adjustment for a defendant’s minor role in the offense is permitted for a defendant who is “substantially less culpable than [the] average participant ... but whose role could not be described as minimal.” U.S.S.G. § 3B1.2, app. nn. 3(A), 5. An analysis of the issue asks whether the defendant “is less culpable than most others involved in the offense of conviction and less culpable than most other miscreants convicted of comparable crimes.”
United States v. Ortiz-Santiago,
The district court’s denial of Tom’s request for a minor role in the offense adjustment was not clearly errone
*96
ous. The evidence supports the district court’s finding that Tom was not a minor participant in the two counts on which he was convicted. First, the evidence showed that it was Tom who brokered the drug transaction. Only Tom knew both Queza-da and Carter, and it was Tom who reached out for Carter to provide crack cocaine to Quezada. Tom was also the one who either contacted Carter or gave Que-zada the number to call. Tom ordered the crack for Quezada from Carter and discussed the price with Carter in Quezada’s presence. Second, it was Tom who went to meet Carter while Quezada sat in his minivan. Tom vouched for the quality of the crack cocaine, for Carter’s claim to have weighed it, and for Carter generally. Third, it was because of Tom that Quezada was able to purchase more crack cocaine— whether through Carter or through others to whom Carter had introduced Quezada. These facts show that Tom was a “player rather than a ... dabbler” in the drug transaction.
Ortiz-Santiago,
Moreover, Tom has not shown that he was both less culpable than the other participants in the drug conspiracy and less culpable than most other defendants convicted of comparable crimes.
See United States v. Brandon,
2. Departure for Criminal History Category
At sentencing, the district court declined Tom’s request to grant a departure for an overestimated criminal history. The Probation Department calculated six points for Tom’s Criminal History Category, which placed him in Category III under the Sentencing Guidelines. His criminal history was based on motor vehicle offenses, which were non-violent and not drug oriented. Tom argued that the classification overrepresented his criminal history because it was based on crimes that were not drug related. The Court refused to depart.
Section 4A1.3 of the Sentencing Guidelines authorizes a reduction in a defendant’s criminal history category where the sentencing court believes that the category overstates the seriousness of a defendant’s prior convictions or his propensity to commit future crimes. “The court of appeals has no jurisdiction, however, to review a district court’s decision not to depart downward unless the district court misunderstood its authority to do so.”
United States v. Johnstone,
The district court stated that it would not grant Tom’s motion for a downward departure based upon overrepresentation of criminal history because Tom had not presented “sufficient facts” to warrant such a departure. The district court thus clearly “expressed that it had taken into account the arguments for a downward departure but concluded that the assigned criminal history category ‘adequately and appropriately represented [Tom’s] extensive criminal history.”
United States v. Mangos,
III. Conclusion
For the foregoing reasons, we affirm the district court’s decision.
Affirmed.
Notes
. In
United States v. Gendron,
(1) used “intimidation” and “threats” against a defendant’s family; (2) called every day, "began threatening" the defendant, and were belligerent; (3) engaged in a “forceful” solicitation and "dogged” insistence until [defendant] “capitulated”; (4) played upon defendant’s sympathy for informant’s common narcotics experience and withdrawal symptoms; (5) played upon sentiment on “one former war buddy ... for another” to get liquor (during prohibition); (6) used "repeated suggestions which succeeded only when defendant had lost his *90 job and needed money for his family's food and rent”; (7) told defendant that she (the agent) was suicidal and in desperate need of money.
Id. at 961-62 (internal citations omitted). None of these overly coercive tactics were employed by the government in this case.
. The relevant portions of the jury instructions were as follows:
A person is entrapped when he is induced or persuaded by law enforcement officers or their agents to commit a crime that he was not otherwise ready and willing to commit. The law forbids his conviction in such a case. However, if the defendant was ready and willing to violate the law and the government merely presented him with an opportunity to do so that would not constitute entrapment.
An entrapment offense, thus, involves two elements, both of which must exist in order for the offense to be valid. First, the government inducement of the defendant to engage in criminal conduct, and second, the defendant's lack of a predisposition to engage in the criminal conduct prior to such inducement.
First, in order for there to be improper inducement there must be evidence that a law enforcement official, or his agent, enticed the defendant to engage in criminal activity. Neither mere solicitation or the creation of opportunities to commit an offense constitutes inducement. Rather inducement refers to government conduct which persuades a person to turn from a righteous path to an unlawful one.
In order to rise to the level of improper inducement the request to engage in an unlawful act must contain pressures on the defendant to commit the crime. Pressure can be shown by pleading with a defendant; by incessant demands to participate in a criminal act following repeated refusals to do so; by threats of violence or inherently coercive tactics; or by arm-twisting aimed at exploiting sympathy or friendship....
Second, the defendant must lack the intent or predisposition to commit the crime prior to being approached by government agents. When considering whether Mr. Tom was predisposed to commit the crimes with which he is accused you should focus on whether he was an unwary innocent whom the law is designed to protect, or an unwary criminal who is offered no protection by the entrapment defense.
. Tom's contention that the instruction on "pressures” prevented the jury from finding entrapment based upon a theory of persuasion is without merit and his reliance on
United States v. Montañez,
