UNITED STATES of America, Plaintiff-Appellee v. Luis Fernando CEDILLO-NARVAEZ, Defendant-Appellant.
No. 12-41214.
United States Court of Appeals, Fifth Circuit.
July 30, 2014.
758 F.3d 397
Before KING, HAYNES, and GRAVES, Circuit Judges.
Michael Martin Essmyer, Sr., Esq. (argued), Essmyer & Daniel, P.C., Houston, TX, for Defendant-Appellant.
Luis Fernando Cedillo-Narvaez (“Luis Cedillo“) appeals the district court‘s entry of final judgment of sentence and conviction. We AFFIRM.
I. Background
Juan De Dios Cedillo-Narvaez (“Juan Cedillo“) and Jose Angel Lopez (“Lopez“) planned and organized a conspiracy to kidnap a group of undocumented aliens from an alien-smuggling organization in an attempt to extort monies from the family members of the undocumented aliens in exchange for their safe release. Juan Cedillo recruited his brother, Luis Cedillo, and others to participate in the conspiracy. Pursuant to that conspiracy, Lopez and other members of the conspiracy, but not Luis Cedillo, forcibly kidnapped 18 undocumented aliens from a stash house operated by the alien-smuggling organization and transported them to the residence of Martha Quiroga (“Quiroga“). Quiroga was paid $500 for her assistance in caring for and feeding the undocumented aliens, which included J.A.M.N., a 14-year-old boy. There is no evidence that Quiroga knew that the undocumented aliens were being held as hostages, and she was not prosecuted for any crime that would require such knowledge.
Thereafter, members of the conspiracy, including Luis Cedillo, held the undocumented aliens against their will, and contacted their family members with ransom demands. The family members were told that their kidnapped relatives would be killed if they failed to pay. In addition to making ransom demands, Luis Cedillo fed and guarded the undocumented aliens. During these duties, Luis Cedillo carried a pellet gun in his waistband, which he used to intimidate the undocumented aliens. A few days after the kidnapping, a family member of one of the undocumented aliens contacted police investigators, and provided the police investigators with information that led them to Quiroga‘s residence, where they discovered the 18 undocumented aliens being held captive. Luis Cedillo, Juan Cedillo, Lopez, and several other co-conspirators were arrested. Luis Cedillo was charged with: (1) one count of conspiracy to harbor aliens in violation of
Luis Cedillo‘s Presentence Investigation Report (“PSR“) calculated that his total offense level was 42, which included:
(a) a six-level enhancement pursuant to U.S. SENTENCING GUIDELINES MANUAL (“U.S.S.G.“)
(b) a two-level enhancement pursuant to
(c) a two-level enhancement pursuant to
(d) a two-level enhancement pursuant to
The PSR also calculated Luis Cеdillo‘s criminal history category to be I. As a result, it concluded that Luis Cedillo‘s range of imprisonment under the Sentencing Guidelines was 360 months to life.
Luis Cedillo filed written objections to the Ransom Enhancement and the Vulnerable Victim Enhancement, but did not object in writing to the Dangerous Weapon Enhancement or the Minor Victim Enhancement. At sentencing, the district court overruled Luis Cedillo‘s objections to
However, the district court agrеed with Luis Cedillo that the application of this range of imprisonment would result in an unwarranted sentence disparity between him and his brother, Juan Cedillo; it therefore sentenced him to 180 months of imprisonment with no term of supervised release.1 After final judgment was entered, Luis moved for leave to file a late appeal. The district court granted the motion, such that Luis Cedillo‘s appeal is considered timely.
II. Standard of Review
This court reviews a district court‘s sentencing decision for reasonableness in a bifurcated review. See United States v. Dominguez-Alvarado, 695 F.3d 324, 327 (5th Cir. 2012). First, the court must determine whether the district court committed any significant procedural errors, such as “failing to calculate (or improperly calculating) the Guidelines range, treating the Guidelines as mandatory, failing to consider the
If the court finds no procedural error, it then reviews the substantive reasonableness of a district court‘s sentencing decision for abuse of discretion, assuming the claim has been properly preserved. See Ortiz, 613 F.3d at 554; Dominguez-Alvarado, 695 F.3d at 327. This reasonableness inquiry “must be guided by the sentencing considerations set forth in
If, however, a defendant has failed to properly preserve a sentencing error, this court reviews the reasonableness of the district court‘s sentencing determination only for plain error. See United States v. Ruiz, 621 F.3d 390, 398 (5th Cir. 2010); Dominguez-Alvarado, 695 F.3d at 327; see also
III. Discussion
a. Ransom Enhancement
Luis Cedillo asserts that the district court erred in applying the Ransom Enhancement because a ransom demand is an included characteristic of the offense enumerated in Count Five. He maintains that this resulted in impermissible “double counting,” raising his total offense level under the Sentencing Guidelines by six levels.
We conclude that the district court did not plainly err in applying the Ransom Enhancement to Luis Cedillo.2 A demand for ransom is not an element of the offense of conspiracy to hostage taking under
b. Vulnerable Victim Enhancement
Luis Cedillo also contends that the district court erred in applying the Vulnerable Victim Enhancement because the illegal status of the undocumented aliens in this case was already “incorporated in the offense guideline.”5
We conclude that the district court did not plainly err in applying the Vulnerable Victim Enhancement. Section
Luis Cedillo argues that the district court plainly erred in applying the Vulnerable Victim Enhancement based on the illegal status of the undocumented aliens. He cites a series of cases in which this court has held that, “[b]ecause an alien‘s illegal status is a prerequisite to the crime of alien smuggling, it is error for a district court to find unusual vulnerability based on that status.” Medina-Argueta, 454 F.3d at 482; see also United States v. Angeles-Mendoza, 407 F.3d 742, 747-48 (5th Cir. 2006); United States v. Dock, 426 F.3d 269, 273 (5th Cir. 2005). These cases are inapposite because Luis Cedillo was convicted of conspiracy to hostage taking, not alien smuggling. An alien‘s illegal sta-
This is not to say that the inherent vulnerability of smuggled aliens may never be used as a qualifying vulnerability for purposes of a
§ 3A1.1 upward adjustment; other crimes that do not necessarily involve smuggled aliens might involve more depravity and thus might render the defendant eligible for the adjustment where the crime is directed toward aliens to take advantage of their inherent vulnerabilities.
407 F.3d at 748 n. 7; see also United States v. Garza, 429 F.3d 165, 173 (5th Cir. 2005) (“[N]one of the offenses at issue here ... necessarily involve undocumented aliens. The status of Garza‘s victims as undocumented aliens was not taken intо account by the base-level offense and consequently would not be an improper consideration under Angeles-Mendoza.“); United States v. Sierra-Velasquez, 310 F.3d 1217, 1220 (9th Cir. 2002) (noting that “the crime of hostage taking is not limited to taking aliens as hostages“). Because the status of the hostages was not included in the base offense level, we conclude that the district court did not plainly err in determining that the undocumented aliens were “vulnerable victims” under
c. Minor Victim Enhancement
Luis Cedillo further argues that the district court erred in applying the Minor Victim Enhancement because that enhancement does not apply “when a fellow conspirator in the hostage taking has retained the taken child in his or her custody and the consideration received is no more than the conspirator‘s expected share of the ransom.” United States v. Alvarez-Cuevas, 415 F.3d 121, 122 (1st Cir. 2005) (emphasis added).
The parties dispute the standard of review for this enhancement. Although the district court in passing stated that “this might be an appellate point to pursue,” it is undisputed that Luis Cedillo never objected to the application of this enhancement. He did not provide the analysis and cases now presented to our court to the district court. Luis Cedillo‘s argument that the earlier presentation of this issue at the separate sentencing hearing of his brother preserved the issue is unavailing as such an objection by a different defendant in a prior proceeding “is not relevant nor is it an acceptable method of preserving an issue for appellate review.” United States v. Triplett, 922 F.2d 1174, 1183 (5th Cir. 1991). The purpose of the plain error rule is “to enforce the requirement that parties object to errors at trial in a timely manner so as to provide the trial judge an opportunity to avoid or correct any error, and thus avoid the costs of reversal.” United States v. Guerrero-Robledo, 565 F.3d 940, 946 (5th Cir. 2009) (citation and quotations omitted). Because Luis Cedillo “did not truly afford the district court an opportunity to correct” the purported error, we review this issue for plain error. Id. However, even if we were to review this issue de novo, it would not change the outcome.
We conclude that the district court did not plainly err in applying the Minor Victim Enhancement. It is well established that this court‘s “interpretation of the Sentencing Guidelines is subject to the ordinary rules of statutory construc-
Luis Cedillo argues that the Minor Victim Enhancement is inapplicable, citing Alvarez-Cuevas, which held that the Minor Viсtim Enhancement does not apply “when a fellow conspirator in the hostage taking has retained the taken child in his or her custody and the consideration received is no more than the conspirator‘s expected share of the ransom.” 415 F.3d at 122. However, this case is factually distinguishable from Alvarez-Cuevas. Here, Quiroga was not a charged co-conspirator in conspiracy to hostage taking;8 in fact, there is no indication that Quiroga was even aware that J.A.M.N. was being held as a hostage. Moreover, Quiroga was not compensated with an expected share of the ransom; rather, she was paid $500 to care for and feed the undocumented aliens, including J.A.M.N., at her residence. Alvarez-Cuevas is therefore inapplicable here. We conclude that, under the specific factual circumstances of this case, the district court did not plainly err in applying the Minor Victim Enhancement.
d. Reasonableness
Luis Cedillo finally argues that the district court‘s sentence of 180 months of imprisonment was substantively unreasonable.
We conclude that the district court did not plainly err in its sentencing decision, as it was not substantively unreasonable.9 A district court is required to impose “a sentence sufficient, but not greater than necessary, to comply with” the purposes of federal sentencing, in light of the Sentencing Guidelines and other
However, none of the other defendants, with the exception of Juan Cedillo who was also sentenced to 180 months of imprisonment, were convicted of conspiracy to hostage taking in violation of
AFFIRMED.
JAMES E. GRAVES, JR., Circuit Judge, concurring:
Although I agree with the rest of the majority‘s analysis, I would hold that the district court plainly erred in applying the
I have two objections to the majority‘s affirmance of the enhancement on these facts. First, in my view, the only reasonable interpretation of
I
“The Sentencing Guidelines are subject to the rules of statutory construction.” United States v. Rocha, 916 F.2d 219, 243 (5th Cir. 1990). “[T]he common mandate of statutory construction [is] to avoid absurd results.” Waggoner v. Gonzales, 488 F.3d 632, 638 (5th Cir. 2007). The guideline specifies that there must be an “exchange
The language of
Id. However, the literal language of the guideline would also apply to a kidnapper who hires a babysitter to watch a kidnapped child for an hour: the kidnapper pays money to the babysitter, and in exchange, the child is placed into the “care or custody” of the babysitter (who has no legal right to the care or custody of the child).
In my view, it would be absurd to apply a three-level enhancement equally to both scenarios. The kidnapper-for-hire is clearly more culpable. For thе same reasons that the guidelines punish kidnapping more harshly when a ransom demand is made, see
The child does need someone to care for her during the period of the kidnapping. There should be no incentive for kidnappers to hide or even abandon children (thus avoiding responsibility for their custody or care). Such children may fall into even greater harm‘s way before they are found.
Alvarez-Cuevas, 415 F.3d at 127. Accordingly, I would hold that the
II
Even assuming the enhancement would apply in a situation where a kidnapper or hostage-taker pays a third party to exercise “care or custody” over a minor victim, it is not applicable here because J.A.M.N. was never in the “care or custody” of Martha Quiroga. The term “care or custody” is not defined in
As another court has noted, “[t]eachers, day care providers, and baby-sitters all act in loco parentis.” United States v. Brooks, 610 F.3d 1186, 1201 (9th Cir. 2010). “Care or custody,” at least in the сontext of a minor, refers most naturally to some type of quasi-parental authority or control over the minor. In this case, J.A.M.N. was traveling with his aunt, Irma Ferrera, who was attempting to bring him to his father in South Carolina. J.A.M.N. was therefore in the “care or custody” of Ferrera. Throughout the kidnapping ordeal, it appears that J.A.M.N. was not separated from Ferrera. It is therefore at least arguable that J.A.M.N. was never placed in the “care or custody” of the kidnappers or any third party because he was never separated from the “care or custody” of his proper guardian.
Yet even if “custody” is understood in a broader sense, Quiroga clearly never exercised custody over J.A.M.N. The kidnappers (primarily Luis Cedillo) exercised physical custody over J.A.M.N. and the other hostages by confining them in Quiroga‘s house for two days under threat of violence, exerting authority over them, and controlling their movements. However, there is no suggestion that Quiroga personally exercised any authority or control over the hostages at all, and the mere fact that her house was used does not place the hostagеs in her “custody.” Additionally, although Quiroga helped to take care of the hostages by cooking meals for them, this does not mean that they were “placed in her care.” This would be an absurd interpretation of the guideline, as it would apply to a kidnapper who stops at a restaurant to buy a kidnapped child a hamburger.
III
Although I would hold that the district court plainly erred in applying the
