Defendant Louis E. Wolfson appeals from an order of the United States District Court for the Southern District of New York, John F. Keenan,
Judge,
denying his motion for disclosure of documents that had been sealed and retained in a court vault for purposes of appellate review during Wolfson’s criminal trial in 1967. The district court ruled that Wolfson failed to show any changed circum
BACKGROUND
The material facts are not in dispute. In 1967, Wolfson was tried, along with a code-fendant, on a chargе of violating § 5 of the Securities Act of 1938,15 U.S.C. § 77e(a), by selling a large quantity of stock of an issuer Wolfson controlled, for which no registration statement had been filed. Wolfson’s primary defense was that he had not known of the registration requirements. One of the witnesses against him was his broker, John J. Morely, who testified that he had explained the registration requirements to Wolfson.
In order to attack Morely’s credibility, Wolfson sought disсlosure of earlier testimony by Morely before the Securities and Exchange Commission (“SEC”), along with the notes made by SEC investigators and an Assistant United States Attorney during interviews with Morely (collectively the “Morely documents”). Wolfson contended that the testimony and notes were discoverable under both the Jencks Act, 18 U.S.C. § 3500, and
Brady v. Maryland,
After conducting its in camera review, the trial court ruled that, with the exception of one page of the SEC testimony, the government was not required to disclose any of the material Wolfson had requested. Judge Pal-mieri ordered that the documents be sealed by the clerk of the court for possible review by the Court of Appeals. The pertinent docket entry begins, “Filed one sealed brown envelope marked ‘Ordered sеaled and Impounded by Court. Palmieri, J.’”; it lists the documents’ identification numbers; and it concludes, “(Placed in vault — Room 602). PALMIERI, J.”
The jury convicted Wolfson, and this Court affirmed,
see United States v. Wolfson,
Wolfson made postconvietion efforts in other fora to have the Morely documents unsеaled. In 1975, he sued Morely in the United States District Court for the Middle District of Florida, alleging a failure to advise him properly as to the SEC registration requirements, and obtained an order from that court directing the clerk of the Southern District of New York to unseal the Morely documents and transmit them to the Florida district court for inspection by the parties to that ease. Judge Palmieri, however, forestalled that prоduction by ordering the Southern District clerk not to unseal the documents until Wolfson had shown there were no longer sufficient grounds to keep them sealed. No such showing was made. Wolfson also requested the Morely documents pursuant to the Freedom of Information Act, 5 U.S.C. § 552, but had only limited success.
In February 1994, Wolfson moved in the Southern District to unseal the documents. He stated that when the materials were sealed in 1967, therе had been no suggestion that, if disclosed, they would compromise the administration of justice or disserve the public interest. He argued that because nearly 27 years had passed since the sealing, and nearly 10 had passed since the death of his codefendant, there could no longer be any legal or factual basis for keeping the documents under seal. He also argued that he and his biographеr had a compelling interest in obtaining the materials so that the biographer could write an accurate account of the circumstances of Wolfson’s trial, and that the materials were exсulpatory and therefore should have been disclosed at his trial.
DISCUSSION
On appeal, Wolfson argues principally that the lodging of the Morely documents in the district court created a presumptive right of public access derived from the First Amendment or from common law, and that the burden was thus not on him to show why the documents should be unsealed but rather on the government to show why they should not. We reject the right-of-aeeess premises underlying this contention.
The public has an “ ‘implicit First Amendment right’ ” of access to criminal trials, absent an overriding countervailing interest.
Press-Enterprise Co. v. Superior Court,
The public’s First Amendment right of access to criminal proceedings and tо documents submitted in them, however, is not all-encompassing. Whether there is a right of access to a particular stage of the proceeding or to a given class of documents depends on twо questions: first, whether there has been a “tradition of accessibility” to that stage or those documents,
see Press-Enterprise Co. v. Superior Court,
Neither of these factors is present with respect to documents that were submitted to a court
in camera
as part of a discovery dispute and were hеld not discoverable. A defendant’s
Brady
request for discovery of exculpatory materials or materials with which to impeach a government witness does not give the defendant the right to compel the disсlosure of documents that are not material for those purposes; nor does it give the defendant the right to assess materiality himself. To the extent that there is a question as to the relevance or materiality of a given group of documents, the documents are normally submitted to the court for
in camera
review. Such review preserves the confidentiality of those documents that the court determines neеd not be disclosed to the defendant.
See generally Pennsylvania v. Ritchie,
Similarly, when a defendant has made a Jencks Act request for material that the government claims does not relate to the subjеct matter of the witness’s testimony, the prescribed procedure for resolving the dispute is to provide the documents to the district court for
in camera
review.
See
18 U.S.C. § 3500(c). If the court determines that the defendant is not entitled to viеw the material, the government need not produce it. If the defendant objects to that ruling, the text of the material “shall be preserved by the United States and, in the event the defendant appeals, shall be made available to the appellate court for the purpose of determining the correctness of the ruling.”
Id.
Here too, where the courts determine that the defendant himself is not entitlеd to receive the material, the public has no traditional right of access to it.
See also
Nor would therе be any “significant positive role” for the granting of public access to documents that the court has found need not be disclosed because they do not constitute
Brady
or Jencks Act material. “[T]he purpose of
in camera
inspection is to supplement the Government’s assessment of materiality with the impartial view provided by the trial judge,” “not to provide a general discovery device for the defense.”
United States v. Leung,
We conclude that the public has no First Amendment right of access to documents that the court has ruled need not be produced.
Nor do we find applicable here the public’s common-law right “‘to inspect and copy public records and documents, including judicial records and documents,’ ”
In re Newsday, Inc.,
CONCLUSION
We have considered all of Wolfson’s arguments on this appeal and have found them to be without merit. There being no right of access to the documents on the part of Wolf-son or the public, the order of the district court is affirmed.
