United States v. LopezUnited States v. Lopez
Lead Opinion
Jоse Lopez appeals his convictions for (1) conspiring to encourage or induce an alien to enter the United States, in violation of
I. FACTUAL AND PROCEDURAL BACKGROUND
Lopez was indicted with two other codefendants, Jorge Carnet-Castro (“CarnetCastro”) and Carlos Monge (“Monge”), on a 19-count indictment alleging the three defendants conspired to encourage or induce 17 aliens to unlawfully enter the United States. The U.S. Coast Guard (“USCG”) intercepted the defendants while they were traveling by a boat, driven by Lopez, from the Bahamas heading westward towards Miami. A search of the vessel revealed 17 aliens in the boat’s forward cabin.
Lopez initially pleaded not guilty. Lopez later attempted to change his plea to guilty. During the plea colloquy, Lopez stated to the district court that when he went to the Bahamas by boat with the other two codefendants he was unaware that the purpose of their trip was to smuggle aliens to the United States, but that he became aware during the voyage that the aliens onboard were illegal. Based upon these statements, the district court refused to accept Lopez’s guilty plea.
The case proceeded to trial, at which the following evidence was produced.
A The Government’s Evidence
The government presented the testimony of USCG Bosun’s Mate First Class Matthew Parker, who captained the USCG vessel that stopped the boat Lopez was driving approximately a mile from Baker’s Haulover Inlet, Miami. Officer Parker saw Lopez driving the boat, with approximately 8-10 people on the boat’s deck. Upon being questioned in Spanish by another USCG officer, Lopez identified the others on deck as his friends from Miami and that they had returned from a fishing trip. USCG officers asked Lopez and the others to produce identification. Lopez and his codefendants Carnet-Castro and Monge produced identification, but Lopez stated that the other passengers had left their identifications at the boat ramp. Officer Parker boarded the vessel Lopez was
The government also presented the testimony of USCG officer Jonathan LaSalle, who was also on board the USCG vessel that stopped the boat Lopez was piloting. Officer LaSalle testified consistent with Parker. Officer LaSalle also stated he was told by Carnet-Castro that Lopez and his codefendants had picked the aliens up from a vessel in the ocean.
Special Agent Eric Moreno, of U.S. Immigrations and Customs Enforcement, testified that he questioned Lopez upon arriving at the scene. Lopez stated to Agent Moreno that he was driving the boat, which he did not own, from the Lucaya Freeport area in the Bahamas. Lopez stated they had gone to the Bahamas to test the boat. Lopez stated he was taking the aliens on board the boat to a marina in Miami, where two waiting vans were going to pick up the aliens, in exchange for which he would receive a gift. In an interview conducted the following day, Lopez told Moreno that he and the two other codefendants had met with a Bahamian while in the Bahamas, who directed them to an abandoned hotel to pick up the aliens. Moreno also testified that his investigation of the seventeen aliens on board the boat revealed that none of them had legal status to enter the United States and one, Pedro Valdez-Alvarado, had previously been deported for a felony drug conviction.
The government also presented the testimony of codefendant Carnet-Castro, who had pled guilty and agreed to cooperate with the government. Carnet-Castro testified that he met Lopez in connection with a business deal Lopez had made to smuggle aliens to the United States from Cuba. Carnet-Castro testified that he had made one previous alien-smuggling trip with Lopez from the Freeport area of the Bahamas, in October 2007. Carnet Castro testified Lopez earned $20,000 for his participation in this previous smuggling trip.
Codefendant CarneNCastro also testified about the events that culminated in Lopez’s arrest. Carnet-Castro, Lopez, and Monge, Carnet-Castro’s nephew, left Miami in the morning. Lopez piloted the boat to the Bahamas, where the three defendants stayed in a hotel for the night. CarneNCastro testified that they called their contact in the Bahamas, who advised them to pick up the aliens at an abandoned hotel in Port Lucaya. Carnet-Castro testified that he and Lopez were to split the proceeds of the trip — -about $4,000 per person smuggled — after deducting expenses. Lopez drove the boat back from the Bahamas towards Miami, with the exception of about fifteen minutes. Carnet^Castro explained that when they were stopped by the USCG, he initially lied and said that the aliens were not illegal, when he knew they were, but that he later told the truth after being arrested. On cross-examination, CarneNCastro testified that Lopez knew why they were going to the Bahamas.
The parties stipulated that the 17 aliens on board the boat Lopez was driving could not legally enter the United States, after which the government closed its case. Lopez moved for judgment of acquittal pursuant to
B. Lopez’s Testimony
Lopez testified in his defense. Lopez testified that his brother-in-law introduced
In the Bahamas, the men attempted to purchase gas at a marina because they did not have enough fuel for the return trip, but the marina was out of gas. Lopez tied up the boat and left it to get some food. Lopez purchased sandwiches with money from Carnet-Castro and returned to the boat, where he saw Carnet-Castro conversing with a man, who left as soon as Lopez returned. Lopez used a satellite phone to call his wife and inform her that he would be home late and for her to call his brother-in-law at the clinic. Lopez did not tell his wife he was in the Bahamas. The men agreed to stay at a hotel in the Bahamas. While there, Carnet-Castro met up at a nearby bar with the same man Lopez had seen before. Carnet-Castro stated to Lopez that the man would provide gas to them in the morning and that Carnet-Castro had agreed as a favor to transport some people to Miami. Lopez asked Carnet-Castro if the people to be transported had papers to enter the United States. Carnet-Castro stated they did. Lopez agreed to transport the people, because CarneU-Castro was in charge of the boat.
The next morning, the same man Lopеz had seen the night before led them to a marina with gas and gave Carnet-Castro approximately $400.00. The man then directed CarneNCastro to an abandoned hotel. They met the aliens at this hotel. As the aliens boarded, Lopez intended to check their immigration status, but CarneNCastro told him to take the boat’s helm. Lopez was the driver of the boat during the entire voyage back to the United States, except for about ten minutes while he was changing his shirt.
During the voyage, but before being stopped by the USCG, codefendants CarneL-Castro and Monge spoke on the phone with the man they had met in the Bahamas, and Carnet-Castro informed Lopez that the aliens were illegal. Lopez stated that he and Carnet-Castro argued about the aliens’ status. Lopez stopped the boat, but he did not know what to do because he was in the middle of the sea and was concerned Carnet-Castro, Monge, and the aliens might go against him. Lopez resumed driving the boat towards the United States and was eventually stopped by the USCG.
On cross-examination, Lopez admitted to knowing codefendant Carnet-Castro for
At the close of evidence, Lopez moved for judgment of acquittal pursuant to
C. Closing Arguments and Jury Instructions
Lopez did not file proposed jury instructions. During the charge conference, the government proposed that two dictionary definitions be given for the definitions of “encourage” and “induce.” Lopez objected.
During closing arguments, the prosecutor argued twice that Carnet-Castro and Monge had pled guilty and “accepted responsibility,” while Lopez was “the only person in this case who has not accepted responsibility.” After both comments, the district court sustained Lopez’s counsel’s objection, struck the statements, and denied Lopez’s motions for a mistrial. After the second comment, the district court also instructed the jury not to consider the government’s last argument.
During deliberations, the jurors sent a note to the court asking this question about “encourage” or “induce” with respect to Counts 2-18:
Does the first element “Defendant knowingly encouraged and induced persons named in the indictment to come to or enter the United States in violation of law” require that the Defendant communicate with persons named in the indictment, orally or by gesture, in order to “encourage” or “induce” such persons?
The government again requested that the court instruct the jury using the dictionary definitions already suggested by the government. Lopez objected to this, arguing that the proposed definition of “encourage” included “to help” and the term “eneour
In response to your question concerning “encourage” and “induce,” I instruct you on the below dictionary definitions in conjunction with all of the Court’s instructions in your deliberations.
To “encourage” means to knowingly instigate, to incite to action, to give courage to, to inspirit, to embolden, to raise confidence, to help, to forward, and/or to advise.
To “induce” means to knowingly bring on or about, to affect, cause to influence an act or course of conduct, lead by persuasion or reasoning, incite by motives, and/or to prevail on.
The jury also asked this question pertaining to the knowledge required as to the
Does the second element of the crime, “that the Defendant knew the alien was inadmissible in the United States,” require that the defendant had personal knowledge that the alien was inadmissible in the United States at the time the alien boarded the boat outside of, or before it entered the United States?
After discussing the issue with counsel and over Lopez’s objection, the district court sent back its written answer that: “
After the jury submitted another note indicating that they were deadlocked on all but one count, the district court, over Lopez’s objection and motion for a mistrial, gave a modified Allen charge.
Lopez’s counsel filed a written motion for a new trial, predicated upon the argument that the district court’s supplemental instruction on the definition of “encourage” impaired the effectiveness of defense counsel’s arguments and that Lopez was prejudiced and entitled to have his convictions reversed. The district court denied Lopez’s motion for a new triаl. The district court sentenced Lopez to 63 months’ concurrent imprisonment on Counts 1 and 19 and 60 months’ concurrent imprisonment on Counts 2-18, followed by 2 years of supervised release. Lopez timely appealed his convictions.
II. DISCUSSION
A. Standard of Review for Jury Instructions
On appeal, Lopez raises several issues regarding the district court’s jury instructions. We review a district court’s response to a jury question for an abuse of discretion. United States v. Wright,
B. Supplemental Jury Instruction Defining Encourage in
Lopez argues that his convictions under Counts 1-18 should be vacated and the case remаnded for a new trial because the district court’s supplemental instruction, providing a definition of the term “encourage” in
To establish violations of
When a statutory term is undefined, courts give it its “ordinary meaning” or “common usage.” United States v. Santos,
Even if the district court’s use of dictionary definitions is permissible, Lopez argues the district court should not have included “to help” in the definition of “encourage.” This argument lacks merit, however, as multiple dictionaries include “to help” in the definition of “encourage.” For example, in Black’s Law Dictionary, “encourage” means “[t]o instigate; to incite to action; to give courage to; to inspirit; to embolden; to raise confidence; to make confident; to help; to forward; to advise.” Black’s Law Dictionary 620 (4th ed. 1968); see also Black’s Law Dictionary 568 (8th ed. 2004) (defining “encourage” as “[t]o instigate; to incite to action; to embolden; to help.”); Webster’s Third New Int’l Dictionary 747 (1993) (defining “encourage” as “to give courage to: inspire with courage, spirit, or hope: to spur on: to give help or patronage to”). The dictionary definitions of “encourage” are internally consistent and also consistent with the district court’s supplemental instruction.
In addition, at least one of our sister circuits has considered the definition of “encourage” in
Lopez alternatively argues that “encourage” cannot mean “to help” in
A dictionary definition of an undefined statutory term is not always dispositive, and we still may consider the statutory term as it is used in the context of the statute as a whole. Santos,
However, an examination of
First,
In contrast,
An examination of the elements of these two subsections shows that defining “encourage” as “to help” does not turn an offense under
In turn,
In any event, in other decisions in this circuit, the act of “helping” aliеns come to, enter, or remain in the United States were deemed violations of subsection 1324(a)(l)(A)(iv). United States v. Ndiaye, 434 F.3d1270, 1278 (11th Cir.2006); United States v. Kuku,
Lopez argues that his сonduct was not as extensive as the defendant in United States v. Hanna,
The trial evidence established that Lopez was more than a mere passive boat driver in this endeavor. That evidence showed that: (1) Lopez and Carnet-Castro made a previous alien-smuggling trip from the Bahamas shortly before the incidents in this case, for which Lopez earned $20,000; (2) Lopez and Carnet-Castro were to split the proceeds of this trip, and Lopez knew why they were going to the Bahamas; (3) Lopez lied to USCG officers when he was initially stopped, concocted a story about being out on a fishing trip, lied about whether the aliens had residency documentation, and pretended the only aliens on board were those up on deck; and (4) Lopez participated in picking up the aliens from an abandoned hotel, and he acquiesced in accepting money from an unidentified man in the Bahamas for doing so. Contrary to Lopez’s characterization, this is not a case where he merely drove a boat full of aliens from the Bahamas to the United States. Rather, Lopez first had to take a boat to the Bahamas, refuel it, spend the night, pick up the aliens from an abandoned hotel, and then go to the marina and come back to the United States.
C. Federal Rule of Criminal Procedure SO
Lopez asserts a corollary argument that the district court’s supplemental jury instruction violated
However, our precedent also affords district courts discretion to expand upon initial jury instructions when a jury question arises. United States v. McDonald,
In any event, we cannot say Lopez has shown that the district court’s supplemental jury instruction repudiated Lopez’s arguments or impaired their effectiveness. During closing arguments, before the supplemental instruction, Lopez’s counsel argued that Lopez was guilty only of attempting to bring the aliens into the United States and not guilty of encouraging or inducing them to enter the United States, as follows:
The charge is encouraging or inducing someone to come to the United States. That’s very, very important in this case, encouraging or inducing someone to come to the United States. You heard all the evidence. What evidence is there that Mr. Lopez, in fact, Mr. CarnetCastro or Mr. Castro’s nephew, or anyone, encouraged or induced someone to come here who wasn’t coming here anyway?
So, there has been no evidence, none, that either Mr. Lopez or Mr. CarnetCastro or his nephew encouraged or induced anybody....
Now, if you believe all the Government’s evidence, they should have charged him or them with attempting to bring aliens into the United States. That’s a crime. That’s what they call it, attempting to bring aliens into the United States. That’s a different crime. They didn’t charge these people with that, for whatever reason. This is what they chose to do, encourage or induce, and there’s simply no evidence of any of that.
Lopez’s closing argument makes clear that even without the district court’s supplemental jury instruction containing “to help,” he argued to the jury precisely what he now argues should have prevented his conviction — that the act of piloting a boat full of aliens was only attempting to bring the aliens to the United States, which was another crime and was not a
D. Supplemental Jury Instruction on Temporal Requirement in
Lopez next argues that the district court erred in instructing the jury that there is no temporal requirement in
Section 1327 provides:
Any person who knowingly aids or assists any alien inadmissible undersection 1182(a)(2) (insofar as an alien inadmissible under such section has been convicted of an aggravated felony) or 1182(a)(3) (other than subparagraph (E) thereof) of this title to enter the United States, or who connives or conspires with any person or persons to allow, procure, or permit any such alien to enter the United States, shall be fined under Title 18, or imprisoned not more than 10 years, or both.
We first conclude that the district court properly instructed the jury that
The Second Circuit directly addressed the question of “how much a defendant
The Ninth Circuit followed the Second Circuit’s conclusion in Figueroa that “the defendant’s knowledge of an alien’s prior felony conviction is not an element of
Turning to this case, it is undisputed that Lopez knew at some point in the journey that his passengers were undocumented aliens seeking entry to the United States. Although the evidence did not show Lopez was aware that Pedro Valdez-Alvarado had a prior aggravated felony conviction, Lopez knew that Valdez-Alvarado was undocumented and sought illegal entry into the United States. The supplemental jury instruction correctly explained that there was no temporal requirement; Lopez’s knowledge, regardless of when acquired, would suffice. See Figueroa,
E. Prosecutor’s Comments During Closing Arguments
Lopez contends that the prosecutor impermissibly asked the jury to draw an adverse inference from Lopez’s assertion of his constitutional right to trial, by improperly suggesting that Lopez should have pled guilty like CarneNCastro, Monge, and the aliens who had all “accepted responsibility” and “admitted their involvement.” Lopez also claims that the prosecutor improperly vouched for its witnesses, warranting a new trial.
The Sixth Amendment affords a criminal defendant the right to a speedy and public trial by an impartial jury.
(1) the remarks must be improper, and (2) the remarks must prejudicially affect the substantial rights of the defendant. A defendant’s substantial rights are prejudicially affected when a reasonable probability arises that, but for the remarks, the outcome of the trial would have been different. When the record contains sufficient independent evidence of guilt, any error is harmless.
Eckhardt,
(1) the degree to which the challenged remarks have a tendency to mislead the jury and to prejudice the accused;
(2) whether they are isolated or extensive;
(3) whether they were deliberately or accidentally placed before the jury; and
(4) the strength of the competent proof to establish the guilt of the accused.
Davis v. Zant,
Prosecutorial misconduct must be considered in the context of the entire trial, along with any curative instruction. United States v. Bailey,
A prosecutor’s remarks are improper if they attempt to bolster the credibility of a witness based on the government’s reputation or through alluding to evidence not admitted at trial. United States v. Chandler,
Having reviewed the record and the parties’ arguments and applying the abovе principles, we find no reversible error from the government’s comments during closing argument.
In rebuttal closing, the government sought to counter Lopez’s counsel’s contentions that Carnet-Castro did not accept responsibility for his actions and was not credible, and challenged the arguments that Lopez testified truthfully:
Carnet-Castro has pled guilty. CarnetCastro has accepted responsibility....
The only person in this case who has not accepted responsibility is the defendant—
I submit to you everyone involved in this case has come clean and admitted their involvement. Even the poor people who were paying thousands of dollars to come into the United States.
Lopеz’s counsel objected to both statements and moved for mistrials; the district court sustained both objections, struck the government’s statements, and denied the mistrial requests. In response to Lopez’s second objection, the district court instructed the jury to disregard the prosecutor’s last argument.
Examining the prosecutor’s challenged comments in context, it is clear that she did not engage in reversible misconduct. Lopez’s counsel had argued that Lopez’s version of events was truthful and that Carnet-Castro had not accepted responsibility for his actions and had lied extensively. The government was permitted to demonstrate not only that CarnetCastro had accepted responsibility (by discussing his plea agreement), but also to call into question Lopez’s credibility, which had been put at issue by his counsel. In any event, even if we were to assume the prosecutor’s comments were improper, when examined in the context of the entire trial Lopez has not shown “a reasonable probability ... that, but for the remarks, the outcome of the trial would have been different.” Eckhardt,
The district court also took adequate curative measures. It sustained Lopez’s objections to the two prosecutor comments and struck them from the record. In addition, the district court explained that what the lawyers said was not evidence in the case three separate times during the trial — during the initial instructions at the beginning of trial, immediately before the parties gave their closing arguments, and during the jury instructions. The court also advised the jury that “every defendant is presumed by law to be innocent” and “[t]he law does not require a defendant to prove innocence or to produce any evidence at all.” The court also instructed the jury that Lopez “ha[d] a right not to testify,” but because he did, the jury “should decide in the same way as that of any other witness whether you believe the defendant’s testimony.”
Further, the prosecutor’s comments were not improper witness vouching. The prosecutor was permitted to comment on the credibility of her own witnesses without personally vouching for the witness’s credibility or bolstering the witness’s credibility through the government’s reputation. The prosecutor prop
Taken in context, these two comments were a minor portion of a lengthy trial in which there was substantial evidence against Lopez from multiple eyewitnesses, and we find no reversible error from the government’s comments.
F. Cumulative Error
Lopez lastly argues his conviction must be reversed because the cumulative effects of the district court’s erroneous supplemental instructions and the prosecutor’s misconduct denied him a fair trial.
Even where individual judicial errors or prosecutorial misconduct may not be sufficient to warrant reversal alone, we may consider the cumulative effects of errors to determine if the defendant has been denied a fair trial. United States v. McLain,
Having already determined that the district court did not err in instructing the jury with the two supplemental instructions and that the government’s closing argument did not violate Lopez’s Sixth Amendment rights, we also conclude, from our review of the trial as a whole, that the cumulative effects of those alleged errors did not deny Lopez a fair trial.
For all of these reasons, we affirm Lopez’s convictions.
AFFIRMED.
Notes
. Lopez makes no claim that the district court should have accepted his attempted plea.
. The government originally proposed the following definition for encourage: "To encourage’ means to instigate, to incite to action, to give courage to, to inspirit, to embolden, to raise confidence, to help, to forward, and/or to advise." The government cited Black’s Law Dictionary in support of this proposed definition. Lopez and the government agreed that the definition proposed by the government was taken from Black's Law Dictionary.
. Lopez only specifically objected to the inclusion of "to help” in the government's proposed definition of "encourage.” On appeal, Lopez does not contest any other specific portion of the district court’s supplemental definition of "encourage” other than the inclusion of "to help.”
. Allen v. United States,
. On appeal, Lopez raises no issues as to the advisory guidelines calculations or the legality of his sentences.
. This Court adopted as binding precedent all Fifth Circuit decisions prior to October 1, 1981. Bonner v. City of Prichard,
. We review the correctness of jury instructions de novo to determine if they misstate the law or mislead the jury to the prejudice of the objecting party. Id.
. The jury’s note requested clarification of the district court’s instructions as to Counts 2-18, charging violations of
. Lopez argues the district court should have used “ordinary” dictionaries, such as Webster’s Third New International Dictionary, and not Black's Law Dictionary, to determine the ordinary meaning. The only “ordinary” dictionary definition cited by Lopez is to an online dictionary listing "help” as a synonym for “encourage.” See http://dictionary. reference.com/browse/encourage. Webster’s Third New International Dictionary includes "to give help” as part of its definition of "encourage.” Supra. Lopez's argument thus is not persuasive considering that both "ordinary” dictionaries and Black’s Law Dictionary include "to help” as a potential definition of "encourage.”
. Subsection 1324(a)(l)(A)(i) provides:
(1)(A) Any person who—
(i) knowing that a person is an alien, brings to or attempts to bring to the United States in any manner whatsoever such person at a place other than a designated port of entry or place other than as designated by the Commissioner, regardless of whether such alien has received prior official authorization to come to, enter, or reside in the United States and regardless of any future official action which may be taken with respect to such alien;
shall be punished as provided in subparagraph (B).
. The dissent focuses on
. Which isn't to say the conduct proven in this case might not also violate portions of
. Similar to the current version of
(a) Any person, including the owner, operator, pilot, master, commanding officer, agent, or cosignee of any means of transportation who—
(4) willfully or knowingly encourages or induces, or attempts to encourage or induce, either directly or indirectly, the entry into the United States of—
any alien ... not duly admitted by an immigration officer or not lawfully entitled to enter or reside within the United States under the terms of this chapter or any other law rеlating to the immigration or expulsion of aliens, shall be guilty of a felony....
. To say, as the dissent argues, that Lopez is being convicted of the mere act of driving a boat is to ignore the record in this case.
. We also reject Lopez’s argument that the district court’s supplemental instruction constructively amended the indictment. Because the district court's supplemental jury instruction did not misstate the definition of "encourage,” the supplemental instruction did not modify the elements of the offense charged as to in effect charge Lopez with a different crime. See United States v. Edwards,
. We review a claim of prosecutorial misconduct de novo because it is a mixed ques-lion of law and fact. United States v. Eckhardt,
Concurrence Opinion
concurring in part and dissenting in part:
While I concur with the majority that the district court did not err in instructing the jury that there is no temporal requirement in
Jose Lopez drоve the boat in which seventeen aliens were being smuggled into the United States. This conduct appears to violate another provision of the same statute,
The majority’s decision eschews the ordinary and common sense meaning of the word “encourage” in favor of the most general and least meaningful possible in
Reading the statute as a whole — with “encouragement” or “inducement” in context — demonstrates that “encourage” must be read to mean something more than mere “help” in order to avoid rendering (a)(2) redundant.
The ordinary and common sense meaning of “encourage” implies an affirmative act that serves as a catalyst or trigger that drives, motivates, or spurs another individual to embark on a course of action that he might not have otherwise. Indeed, dictionaries define “encourage” as “[t]o instigate; to incite to action; to give courage to; to inspirit; to embolden; to raise confidence; to make confident; to help; to forward; to advise.” Black’s Law Dictionary 620 (4th ed. 1968); see also Black’s Law Dictionary 568 (8th ed. 2004) (defining “encourage” as “[t]o instigate; to incite to action; to embolden; to help”); Webster’s Third New Int’l Dictionary 747 (1993) (defining “encourage” as “to give courage to; inspire with courage, spirit, or hope; to spur on; to give help or patronage to.”). “Help” is the least preferred definition for “encourage.” It appears last (or towards the end of the list) and, unlike the more preferred meanings of “encourage,” “help” is vague and provides the least descriptive context for the meaning of “encourage.”
Applying the ordinary and most preferred meanings of “encourage” (i.e. not
Under the facts of this case, the government chose the wrong statutory provision under which to prosecute Lopez and then attempted to cure this defect by broadening the basis of the indictment by defining “encourage” in a way that swallows the other subsections.
However, the government’s error does not change the fact that the undisputed evidence is that Lopez followed CarnetCastro and Monge’s directions regarding where to drive the boat. There is no evidence that Lopez ever approached or communicated with the aliens prior to or even during the voyage. The jury recognized the inherent and critical difference between encouragement or inducement and mere transportation when it sent its note to the district judge, asking whether Lopez had to communicate with the aliens either “оrally or by gesture” in order to be convicted of “encouraging” or “inducing” them.
. The majority’s cited support for its position is not persuasive. See United States v. Ndiaye,
. The majority relies heavily on Carnet-Castro's testimony that Lopez (1) had made a previous smuggling trip with him; (2) knew that this trip was a smuggling one; (3) intended to share the proceeds with Carnet-Castro; (4) drove the boat to the abandoned hotel where the aliens boarded; and (5) lied to Coast Guard officials when he was initially stopped. What is notable about the majority's characterization of the facts is that they do not address Lopez’s interactions with the aliens themselves. When Lopez drove the boat to the abandoned hotel where the aliens boarded, the aliens had already formed their intent to board the boat and to enter the United States illegally. Lopez was not a catalyst for their intent to come to or enter the United States nor did his actions "incite to action” the aliens. Rather, their intention to enter the United States illegally was already formed prior to their embarkation, which itself was not brought about by Lopez’s actions. Accordingly, Lopez’s pilotage of the boat was nothing more than mere transportation of the aliens.
. The government's failure to draft a comprehensive indictment or its failure to present evidence in support of the indicted charge cannot justify the constructive amendment of the indictment. This Court takes seriously the constitutional mandate that chаrges must be presented to a grand jury for an indictment to issue and that any conviction is based upon evidence supporting those charges only — and no others. This Court strictly construes charges contained in an indictment and holds both district courts and the government accountable for jury instructions and evidence that do not support the charged offense. See United States v. Narog,
As the Supreme Court has emphasized, after an indictment has been returned, its charges may be broadened only by the grand jury itself. Stirone v. United States,
if it lies within the province of a court to change the charging part of an indictment to suit its own notions of what it ought to have been, or what the grand jury would probably have made it if their attention had been called to suggested changes, the great importance which the common law attaches to an indictment by a grand jury, as a prerequisite to a prisoner’s trial for a crime, and without which the constitution says "no person shall be held to answer,” may be frittered away until its value is almost destroyed.
Ex parte Bain,
. The majority's reliance on United States v. He,