Lead Opinion
Opinion by Judge RAWLINSON; Concurrence by Judge WARDLAW.
ORDER
The Government’s Motion to Amend Opinion, filed on August 9, 2007, is GRANTED. The Amended Opinion filed on July 27, 2007 is amended as follows:
Slip Opinion page 9129, Section II.A.iii., line 15-change this line from “... prosecu-torial misconduct and that misconduct ...” to “prosecutorial error and that error ...”
In this appeal, we must decide whether the government’s impermissible references to Appellant Jorge Enrique Lopez’s post-Miranda silence mandate reversal of his conviction. Because we conclude that any error was harmless beyond a reasonable doubt and, because none of Lopez’s other assertions of error is meritorious, we affirm the conviction and sentence.
I. FACTS AND PROCEDURAL HISTORY
On September 17, 2004, Lopez entered the United States and was arrested by a United States Border Patrol Senior Patrol Agent and transported to a Border Patrol Station, where he was processed. Subsequently, Lopez was indicted for being a deported alien found in the United States in violation of 8 U.S.C. § 1326.
At trial, Lopez took the stand and asserted a duress defense. Lopez testified that he entered the United States, hoping to get arrested and avoid being harmed by a drug dealer. During cross-examination, Lopez was questioned about whether he related the harm that he faced to any of the various people with whom he came into contact before he was transported to the Border Patrol Station. Lopez admitted that he did not tell anyone about the threats. The prosecutor also questioned Lopez about what he told the agents at the Border Patrol Station, where Lopez was processed and given his constitutionally-mandated Miranda
Q. You never told any of the border patrol agents about any threats that occurred to you in Mexico, did you?
A. No, sir.
Q. You never told any of the border patrol agents who were there about any guys with knives who were chasing you, did you?
A. No, sir.
Q. You didn’t tell any of them about anything about being scared, running for your life into the United States, did you?
A. No, sir.
Q. You didn’t tell [Harrington] about,[sic] “I am actually scared because I was running from a guy who tried to kill me.” You never told him that, did you?
A. No, sir.
(Emphasis added).
Lopez objected to this series of questions. The district court overruled the objection on the basis that the questions were in reference to Lopez’s pre-Miranda processing.
The prosecutor began his closing argument by noting that while Lopez was at the port of entry, he failed to “indicate to anyone whatsoever that he feared for his life” and reiterated that “there was no person that [Lopez] went to and explained the circumstances.” During rebuttal, the prosecutor stated that “[Lopez] was hanging out near to [the] port of entry; [sic] did not tell any of the agents, any of the immigration officers, any of the customs officials, anybody, that he had been threatened whatsoever.”
Lopez was convicted and sentenced to .thirty months’ imprisonment.
II. DISCUSSION
A. Fifth Amendment
According to Lopez, the Government violated his Fifth Amendment right
i. Doyle Error
The Fifth Amendment right to remain silent contains an implicit assurance “that silence will carry no penalty.” Doyle v. Ohio,
The prosecutor’s cross-examination technique consisted of questioning Lopez chronologically about the various people with whom he interacted at the border. However, the inquiries regarding what Lopez failed to tell Harrington violated Doyle, because Lopez’s contact with Harrington encompassed both pr e-Miranda and post-Miranda periods. By drawing attention to the fact that Lopez “never” mentioned the alleged threats to Harrington, the prosecutor implicated Lopez’s silence both pr e-Miranda and post-Miranda. “Even if counsel for the government intended his comments to refer only to post-arrest/pre-Miranda silence, the actual language used contains no such limitation and it is highly doubtful that the jury understood any such limitation.” Baker,
Similarly, although for the most part the prosecutor permissibly referenced Lopez’s pr e-Miranda silence during closing argument, he also made overly broad references that impermissibly encompassed Lopez’s failure to mention the threats to anyone after the invocation of his right to remain silent.
ii. Harmless Error
The burden of proving a constitutional error harmless beyond a reasonable doubt rests upon the government. United States v. Williams,
The only witness who testified about Lopez’s post-Miranda silence was Lopez himself, on cross-examination. However, the “quantitative extent” of Lopez’s responses regarding his post -Miranda silence “was not great in relation to the remainder of his testimony,” which focused on Lopez’s failure to tell the various people he encountered pr e-Miranda about the threats he received. United States v. Velarde-Gomez,
Consideration of “whether an inference of guilt from silence was stressed to the jury” is also appropriate. Bushyhead,
As discussed, the evidence that Lopez faced no duress was powerfully incriminating.
We also examine the length of jury deliberations when assessing harmlessness. “Longer jury deliberations weigh against a finding of harmless error because lengthy deliberations suggest a difficult case.” Velarde-Gomez,
iii. Due Process
No Doyle error occurs “if the district court promptly sustains a timely objection to a question concerning post-arrest silence, instructs the jury to disregard the question, and gives a curative jury instruction.” Foster,
B. Jury Instruction — Burden of Proof
Lopez challenges the district court’s jury instruction that Lopez was “presumed innocent unless and until proved guilty beyond a reasonable doubt,” claiming that the instruction unconstitutionally abandoned the presumption of innocence. “We review de novo a claim that a jury instruction violates due process,” United States v. Tirouda,
“Although the Constitution does not require jury instructions to contain any specific language, the instructions must convey both that a defendant is presumed innocent until proven guilty and that he may only be convicted upon a showing of proof beyond a reasonable doubt. Gibson v. Ortiz,
Before trial began, the judge instructed the jury to presume Lopez “innocent unless and until proved guilty beyond a reasonable doubt.” At the close of trial, the judge similarly instructed the jury that Lopez “is presumed to be innocent ... [and][t]he government has the burden of proving every element of the charge beyond a reasonable doubt.” He later reiterated that “the government must prove each of the ... elements [of 8 U.S.C. § 1326(a) ] beyond a reasonable doubt.” We have expressly held that use of the phrase “unless and until” adequately informs the jury of the presumption of innocence. See United States v. Brady,
C. Sentence
For the first time on appeal, Lopez challenges his sentence. Lopez asserts that the district court erred by imposing a sentence in excess of the two-year maximum set forth in 8 U.S.C. § 1326(a). Lopez contends that the enhancement pursuant to 8 U.S.C. § 1326(b) was impermissibly predicated on a prior felony conviction that was not proved to a jury or admitted by Lopez. Lopez urges us to conclude that the United States Supreme Court’s holding in Almendarez-Torres v. United States,
A claim raised for the first time on appeal that a sentence violates a defendant-appellant’s constitutional rights under Apprendi v. New Jersey,
Lopez’s challenge to the district court’s finding of the fact of his prior conviction is foreclosed by our precedent. See United States v. Weiland,
Lopez also contends that his sentence violates Apprendi because of the requirement that the removal subsequent to a prior conviction be admitted by the defendant or proven to a jury beyond a reasonable doubt. See United States v. Covian-Sandoval,
However, the record in this case reflects that Lopez admitted both the date of his prior conviction (2002) and the date of his subsequent deportation (2004). Thus, no Apprendi violation occurred when the district court applied the established temporal sequence to enhance Lopez’s sentence. See Covian-Sandoval,
We also note the additional fact that only one deportation was presented to the jury in this case. As we recognized in Martinez-Rodriguez,
III. CONCLUSION
The prosecutor impermissibly commented on Lopez’s right to remain silent in violation of the rule articulated in Doyle. However, the Doyle error was harmless beyond a reasonable doubt because of the
CONVICTION AND SENTENCE AFFIRMED.
Notes
. Miranda v. Arizona,
. Comments referring to post-arrest, pre-Mi-randa silence are also permissible. See United States v. Baker,
. We reject the government's argument that its comments constituted a fair response to testimony that Lopez's counsel invited. The questions posed on direct examination addressed only pr e-Miranda exchanges, while the government's cross-examination strayed into post-Miranda exchanges. Where, as here, the government's comments are far broader than a mere response to defense questioning, the error in commenting on post-Miranda silence is not invited. See Baker,
. The evidence of Lopez’s guilt on the 8 U.S.C. § 1326 charge was overwhelming. Lopez stipulated that he was an alien who had previously been deported and who did not have consent to re-enter the United States. See United States v. Pina-Jaime,
. After being "admonishfed] ... not to go into any post-invocation of the statements,” the prosecutor asked Lopez, "[t]he first time you told any government agent that you feared for your safety because there was a man with a knife was yesterday, correct?” The single question was followed by an objection that was sustained. The court also struck the answer and admonished the jury to disregard the answer. During re-cross-examination, the prosecutor asked Lopez "[y]ou told no one on September 17th that anyone had threatened you with a knife?” The judge sua sponte excluded that question, which was never answered.
. Lopez had earlier admitted that he was convicted of a felony in 2002. Therefore, to trigger the sentencing enhancement under § 1326(b)(2), Lopez would have to have been removed at some point subsequent to that conviction.
Concurrence Opinion
concurring' in part and concurring in the judgment:
I concur in the judgment and in Parts I, II-A, II-B and II — C(i) of the majority opinion. I disagree with the majority that Lopez’s testimony can be fairly characterized as an admission as to the date of his removal, and the date certainly was not proved to the jury. Although I would find Apprendi error, however, I agree, that we must affirm Lopez’s sentence because its imposition was not plain error.
To trigger the sentencing enhancement under 8 U.S.C. § 1326(b)(2), “an alien must first be convicted of an aggravated felony, then be removed, and then attempt to reenter, in that order.” United States v. Covian-Sandoval,
Prosecutor: In fact, you had been deported four times, correct?
Defense counsel: Objection, your honor; 404(b).
The Court: Sustained.
Prosecutor: You testified yesterday and admitted that you had been convicted of a felony?
Lopez: Yes, sir.
Prosecutor: And at the summer of 2004, you were in Mexicali?
Lopez: Yes, sir. •
Prosecutor: Had you been deported from the United States?
Lopez: Yes, sir.
Lopez responds affirmatively to questions of whether he 1) was in Mexicali in the summer of 2004, and 2) had been deported from the United States. His presence in Mexico in 2004 does not establish that he was deported in that year. His answers would have been the same even if he had been deported years earlier. Cf. United States v. Lopez,
The parties stipulated to the fact, but not the date, of Lopez’s removal. Putting aside the exchange quoted above, nothing presented to the jury sheds light on whether this removal was subsequent to his conviction of an aggravated felony, as required for the § 1326(b)(2) enhancement
Because Lopez raises this Apprendi argument for the first time on appeal, review is under the plain error standard. Id. at 1093. To prevail, Lopez must therefore establish (1) an error, (2) that was plain, and (3) that affected his substantial rights. United States v. Olano,
We have already held that “the enhancement of[a § 1326] sentence, based on the factual finding of a subsequent removal, constitute^] plain error.” Covian-Sandoval,
We held that Covian had not met this burden because he had “practically concede^]” that he was removed subsequent to his conviction for an aggravated felony. Id. Specifically, he had never objected to the allegation of the subsequent removal contained in his presentence report. Id. Similarly, Lopez never objected to the allegation of a 2004 deportation in his presen-tence report.
“Most significantly, [Lopez’s] arguments to the sentencing court effectively conceded that a sentence enhancement under § 1326(b) would be appropriate.” Id. Had Lopez not been removed subsequent to an aggravated felony conviction, the statutory maximum sentence would have been two years. 8 U.S.C. § 1326(a). But at sentencing, Lopez’s counsel “agree[d]” with the district court’s tentative sentence of 30 months, a sentence exceeding the § 1326(a) statutory maximum but consistent with an enhanced sentence under § 1326(b). By accepting the district court’s tentative sentence, Lopez “effectively conceded” the relevant chronological sequence of conviction and removal. Covian-Sandoval,
Therefore, Lopez cannot meet his burden of showing that his substantial rights were violated. We should affirm the sentence because its imposition was not plain error under Olano.
. Despite the defendants’ shared last name, they are unrelated.
