United States v. Long Huang YouUnited States v. Long Huang You
OPINION AND ORDER
On the morning of September 7, 2001, several agents from the Immigration and Naturalization Service (“INS”) observed Long Huang You at Kennedy airport as he met an illegal alien and drove off with her in his car. That afternoon, the agents located You at his apartment, obtained his consent to search the apartment, and seized documents found during that search. After the search, the agents arrested You for conspiring to smuggle an undocumented alien into the United States in violation of 18 U.S.C. § 371. See Complaint ¶¶ 1-2.
You claims that the September 7th search violated his Fourth Amendment rights and moves to suppress all seized evidence. See 12/6/01 Notice of Motion; see also Affidavit of Long Huang You (“DefiAff.”), attached to 12/6/01 Memorandum of Law by Lawrence A. Dubin, Defendant’s Attorney, in Support of Motion to Suppress (“DefiMem.”). An evidentiary hearing was held on January 4, 2002. For the reasons set forth below, the motion is granted.
I. LEGAL STANDARD
A. Seizure of a Suspect
The Fourth Amendment states: “The right of the people to be secure in their persons, houses, papers and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause .... ” U.S. Const, amend. IV. “As our [Fourth Amendment] cases make clear, there are three levels of interaction between agents of the government and private citizens” with each level requiring a different degree of justification.
United States v. Tehrani,
B. Search of a Suspect or His Property
The Fourth Amendment also “generally requires police to secure a warrant before conducting a search.”
Maryland v. Dyson,
“[Wjhether a consent to a search was in fact ‘voluntary’ or was the product of duress or coercion, express or implied, is a question of fact to be determined from the totality of all the circumstances.”
Schneckloth,
C. Burden of Proof
Once a defendant establishes a basis for a suppression motion, the government must prove that the search was proper by a preponderance of the evidence.
See Mendenhall,
II.UNCONTESTED FACTS
On Friday, September 7, 2001, Special Agents John Morris and Ernst Florvil were assigned to the INS’s anti-smuggling unit. See 1/4/02 Transcript (“Tr.”) at 10, 66. Around three o’clock that morning, Agents Morris and Florvil went to Kennedy Airport after having received information that a Chinese woman, who had illegally entered the United States, would be flying to the airport to met You. See Tr. at 10-11, 31, 67. At the airport, Agent Morris located the Chinese woman and followed her as she met You. See id. at 11, 34, 67. The agents followed You as he drove the woman towards New York City but they lost him in Brooklyn due to heavy traffic. See id. at 11-12, 34, 67.
At approximately 2:30 p.m., Agent Morris received a phone call from an informant who told him that You and his wife were, at that moment, in a lawyer’s office in lower Manhattan. See id. at 12, 35-36, 67. Agent Morris and another agent went directly to the office, found You and his wife, and followed them by foot to Chinatown. See id. at 12, 35. You and his wife entered a building located at 60 Henry Street but the agents could not follow them inside because the front door had closed and locked by the time they arrived. See id. at 12, 35. The agents then instructed another informant to call their office if he spotted You and then “went back to [their] office to try to get other agents to come out and help with the surveillance.” Id. at 12. See also id. at 35.
At 3:45 p.m., the informant contacted Agent Morris because he had seen You shopping on East Broadway. See id. at 13. Agents Morris and Florvil immediately proceeded to 60 Henry Street where they saw the defendant walking back towards his building carrying groceries. 1 See id. 13-14, 76; see also Def. Aff. ¶ 4. Morris, Florvil and the informant followed “□Just a few feet” behind You. Tr. at 14. All four men entered the building at the same time in single file. See id. at 14, 43.
You noticed the men and became “somewhat scared and suspicious because [he] did not recognize them and they were not Asians whereas most of the residents in [his] building are of Asian origin.” Def. Aff. ¶ 6. Both agents and the informant followed You into the elevator and You pressed the button for the second floor.
See
Tr. at 14-15; 43-44. “At this point, [You] was very afraid, particularly because neither man pressed a button for a floor and [they] appeared to be going to my floor, following me.” Def. Aff. ¶ 8. When the agents did follow You out of the elevator and down the hallway, “[he] was afraid
III. CONTESTED FACTS
A. The Varying Versions of the Events
The government and defendant contest what happened next. You claims:
Prior to reaching my apartment, I turned and asked them in the limited English that I know: ‘what are you doing?’ Unfortunately, I could not understand their response. All of the sudden, one of the men went back down the hall and checked the elevator while the other man moved away as well to look down the staircase. Having been left alone for a moment, I rushed to my apartment, went inside and tried to shut the door. One of the men, however, forcibly stopped the door from closing and would not allow me to shut it. I believe he had wedged his foot between the door frame and was pushing the door open. He then entered the apartment without invitation. This same man then showed a badge and I believe he may have said “police” .... One of the officers then grabbed my shirt and said something to me. My wife’s friend, who was in the apartment, approached and told the officers that I don’t speak English and needed an interpreter. Both officers then stepped just across my doorway into the second floor hallway outside the apartment and ordered that the door stay open. Within a[sic] forty five minutes, several more people came, including a Chinese interpreter .... Through the interpreter an officer asked if they could search the apartment. Overwhelmed by their presence, I did not believe I could say no ....
Def. Aff. ¶¶ 9-23.
The agents’ testimony as to these events was much different. According to the agents, after the four men (the two agents, the informant and You) exited the elevator, the informant immediately found a staircase and exited the building,
see
Tr. at 15, and Agent Florvil “ducked into a stairwell because [he] felt it better that only one of us follow him,”
id.
at 68.
2
When You was about fifteen feet from his apartment,
see id.
at 45, the defendant turned to Agent Morris and said, “What problem?,”
id.
at 15, to which Agent Morris responded that “[t]here is no problem here,”
id.
at 68.
See also id.
at 15, 46. When Agent Florvil heard Agent Morris’s voice, he exited the stairwell “in case there was something wrong.”
Id.
at 68. Agent Morris then “walked away from Mr. You still in the hallway of the second floor” as You entered his apartment “through what was an already open door.”
3
Id.
at 16. Indeed, the door “was fully opened and secured open by a piece of wood.”
Id. See also id.
at 48. You did not try to close the door behind him.
See id.
at 16, 47. “At that point, [Agent Morris] knocked on the already opened door and identified [him]self and asked if [he] could come in.”
4
Id.
at
A young Chinese woman then entered the kitchen from the back bedroom area and Agent Morris “asked her if she had any identification on her.” Id. at 18. “She said yes and walked into the bedroom area to get it.” Id. Agent Morris followed her and the woman produced a New York State driver’s license. See id. at 18, 38. In the bedroom, Agent Morris saw You’s pregnant wife, a child playing on the floor and a woman sleeping on the bed. See id. at 18. Agent Morris would later identify the sleeping woman as the illegal alien. 5 See id. at 19-20. Agent Morris did not see any contraband or other illegal activity in the apartment. See id. at 39-40, 80.
After Agent Morris asked You’s wife for identification, the agents then went back into the hallway “because no one could understand me, and there was no sense in my being there if nobody could answer my question[s] or they couldn’t speak to me.” Id. at 19. 6 In the hallway, Agent Morris called his office to ask for a Chinese-speaking interpreter to come to the building. See id. at 19, 77. While waiting in the hallway, Agent Morris and Florvil stood about ten to fifteen feet outside the doorway. See id. at 19, 77. Because the door remained wide-open, the agents were able to watch the occupants. See id. at 19, 71. “They never really went towards the door at all. They just unpacked the groceries that the target had brought in that day, and they prepared a meal and sat down and ate.” Id. at 71. See also id. at 19. The occupants were, according to Agent Morris, “[claim.” Id. at 20. At some point, the woman who had been asleep in the bedroom walked into their view and the agents identified her as the illegal alien from the airport. See id. at 19-20, 27, 41.
While waiting in the hallway, four more agents joined Agents Morris and Florvil.
See id.
at 20, 56-58, 77-78. When the interpreter arrived approximately thirty minutes later,
see id.
at 25, Agent Morris knocked on the door, which was still “wedged open at the base of it up against the wall,”
id.
at 68, and showed his credentials,
see id.
at 20, 50. Through the interpreter, the agents identified themselves and asked to enter the apartment.
See id.
at 20. You gave his permission and all six agents entered the apartment.
See id.
at 20, 50, 59. Agent Morris asked everyone in the apartment for identification.
See id.
at 20. Agent Morris then asked You if he
B. Findings of Fact
Based on my review of the entire record, I make the following findings of fact. 7 The agents and informant followed You into the elevator. When all four men exited onto the second floor, the informant and Agent Florvil found a stairwell. The informant then left the building. Agent Florvil stayed inside the stairwell until he heard You confront Agent Morris in the hallway by saying “What problem?” When Agent Morris responded that “there was no problem,” You hurried to his door, which was already wedged open as it was a warm day. See id. at 17, 69. Agents Morris and Florvil quickly followed him.
You was frightened and he reasonably believed that the strangers in his hallway may have been attempting to rob or otherwise harm him and the other occupants in his home.
See
Def. Aff. ¶¶ 8-9. You attempted to close the door to his apartment, but Agent Morris put his foot between the door and the door frame and then forced the door open.
8
Agents Morris and Florvil then entered the apartment. You never invited or welcomed the agents inside his
Agents Morris and Florvil then left the bedroom, ordered You to keep the door open and went back into the hallway. 11 Because he was frightened and confused, You complied with the agents’ order to keep his door open. 12 Agent Morris called another agent at the office to ask for an interpreter as well as the assistance of other agents in order to conduct a search of the apartment. After approximately thirty minutes, the interpreter and four agents arrived at the apartment. Through the interpreter, Agent Morris asked You if they could search the apartment. You gave his permission but only because he did not believe he could refuse. You was overwhelmed by the earlier events as well as the presence of six federal agents in his apartment. ' The agents immediately began their search in the bedroom. After searching the apartment for approximately fifteen minutes, the agents seized several items and asked You if he would be willing to go down to their office with them. You agreed and, once outside, he was arrested.
IV. DISCUSSION
A. The Fourth Amendment’s Warrant Requirement
“[T]he protection afforded by the Fourth Amendment’s warrant requirement against official entry into private homes without prior approval by a neutral magistrate was among the significant goals of our forefathers’ fight for independence more than 200 years ago.”
Lavan,
There are two exceptions to this strict prohibition of entering a person’s home without a warrant: exigent circumstances or consent.
14
See Steagald v. United States,
The Supreme Court, however, has long emphasized that administrative inconvenience does not justify giving short shrift to the Fourth Amendment’s warrant
It is important to remember that nefarious motives need not be ascribed to those who protect and serve our society in order to understand why the founders believed the warrant requirement was so important. It is not the job of the police to take a neutral and detached position with respect to invading a person’s privacy in order to apprehend a criminal. Rather, the police are “engaged in the often competitive enterprise of ferreting out crime” and we have given them the power and encouragement to pursue those who violate our laws.
Johnson v. United States,
Given Professor LaFave’s analysis of why the police often choose to rely on obtaining a person’s consent to enter his home rather than obtaining a warrant, it is also worth emphasizing the value that a warrant provides
to the police.
If a warrant is relied upon in good faith, courts will not suppress evidence that is obtained during a subsequent search or seizure even if that warrant is later found to be defective.
See United States v. Leon,
B. The Agents Unlawfully Arrested the Occupants of the Apartment
The ultimate decision of whether to seek a warrant or consent rests with the police, but this case amply illustrates the wisdom of our Fourth Amendment jurisprudence that has long encouraged law enforcement officers to consider obtaining a warrant “whenever practicable.”
16
Terry,
C. The Unlawful Arrest Tainted You’s Consent
“[C]onsent to search, like a confession, may be tainted by the illegal arrest and [thus become] invalid and suppressible.”
United States v. Patzer,
D. You’s Consent Was Involuntary
Even assuming,
arguendo,
that the arrest was not unlawful, any consent given by You was nonetheless involuntary. In determine whether consent was freely given, “it is appropriate to consider the particularities of the situation that is presented in any given case and the possibly vulnerable subjective state of the person who consents.”
Lavan,
whether the defendant was in custody and in handcuffs, whether there was a show of force, whether the agents told the defendant that a search warrant would be obtained, whether the defendant had knowledge of the right to refuse consent, and whether the defendant previously had refused to consent.
Id. (citations omitted).
In this ease, several factors show that You’s consent was the product of duress or coercion. The situation first became coercive when the agents followed You down the hallway and he had a reasonable belief that he might be harmed by two strangers.
See United States v. Perez,
Y. CONCLUSION
The arrest of You and subsequent search of his home is precisely the type of “mistakenly over-zealous” conduct of which courts have repeatedly warned.
Coolidge,
For the reasons set forth above, the motion to suppress is therefore granted.
SO ORDERED:
Notes
. The testimony by Agents Morris and Florvil contradict each other on this point. Agent Morris testified that "[v]ery shortly after we arrived there, we saw Mr. You come walking out of 60 Henry Street carrying packages.” Tr. at 13 (emphasis added). Agent Florvil testified that "Special Agent Morris and I drove to 60 Henry Street, and as we pulled up we saw the target [Mr. You] walking towards the building with shopping bags.” Id. at 67 (emphasis added). See also id. at 76.
. Agent Morris did not mention that Agent Florvil also entered a stairwell, and Agent Florvil did not mention that the informant found a stairwell and left the building.
. Agent Florvil did not testify that Agent Morris walked away from You after the confrontation but rather when he "got out of the stairwell,” they "continued following until [they] got to the door that the target went into.” Tr. at 68.
.The agents' testimony is inconsistent on this point. Agent Morris testified that he
"reached in
and knocked
on
the already open door.” Tr. at 16 (emphasis added). Agent Florvil testified that “Agent Morris knocked
on the door frame
of the door itself
...Id.
at 68 (emphasis added). In addition, Agent Florvil
. Agent Morris's testimony was inconsistent about when he knew the illegal alien was inside the apartment. He repeatedly testified that he did not recognize the woman until he was in the hallway, after he had left the bedroom and apartment, and then illegal alien walked into his view. See Tr. at 19-20, 27, 41. But when he was asked whether he saw "anything that even came close to exigent circumstances” when he looked throughout You's apartment the first time, Agent Morris responded: "Only the fact that the girl who was in the apartment and — it was our information that she was not with her true relatives at that time. So there was fear for the girl's safety. That was our utmost concern.” Id. at 40.
. Agent Florvil testified that he accompanied Agent Morris throughout the apartment and that in the bedroom Agent Morris "turned to [him] and told [him] that we’re going to leave.” Xr. at 69. Agent Morris, however, did not testify that he was followed by Agent Florvil or that any conversations took place.
. At times, the testimony of Agent Morris lacked credibility. A couple of examples suffice. In certain key respects, his testimony did not comport with common sense. For example, it is undisputed that when You confronted the agents in the hallway Agent Morris responded that there was "no problem” but he did not identify himself as a federal agent.and he was wearing plain clothes. See Tr. at 22. One would expect a person who is followed by a stranger into the hallway outside his home to be perturbed, if not frightened. Yet, Agent Morris claims that You was calm enough to enter his apartment and leave the door open with his pregnant wife inside. Agent Morris also repeatedly testified that he "didn't think about searching the apartment until [he] was already in the apartment the second time.” Id. at 39. See also id. at 26, 42-43. However, the fact that Agent Morris and five other agents came to the apartment and immediately "proceeded to the back bedroom and began to search” upon receiving You’s consent, id. at 23, indicates that the agents had planned the search prior to entering the apartment.
Agent Morris’s testimony was also inconsistent. For example, Agent Morris stated that he first left the apartment "[b]ecause no one could understand me.” Id. at 19 (emphasis added). This is inconsistent with his testimony that, prior to the arrival of the translator, Agent Morris asked if he could have identification from one woman who "said yes and walked back into the bedroom area to get it” and then produced a New York state drivers license. Id. at 18. See also id. at 69. Agent Morris also showed no hesitation in describing the occupants of the apartment as “[c]alm,” id. at 20, but when he was asked whether the defendant "appeared to be confused” or "furtive” or “nervous,” Agent Morris responded that he "wouldn’t know” and "couldn't say,” id. at 46-47.
. In making this determination, I acknowledge that courts "give greater weight to [witness] testimony, which was subject to cross examination, than to [sworn] affidavits.”
United States v. Gardner,
.It is reasonable to conclude that the agents recognized the illegal alien when they first entered the bedroom because they had seen her earlier in the day with You. See Tr. at 40; see also supra note 5.
. I conclude that the agents did not spontaneously decide to search the apartment after four additional agents and an interpreter arrived at the apartment. See supra note 7.
. This finding is based as much on common sense as on You’s affidavit. See supra note 7.
. While the agents claim that the occupants appeared calm, this testimony cannot contradict You’s subjective claim that he felt frightened or my determination that a reasonable person in his situation would have experienced fear.
. At times, the Supreme Court has spoken about the sanctity of the home in even stronger terms.
See Agnello v. United States,
. If the police are lawfully inside the home, they may also seize any contraband discovered during a "protective sweep,”
see Maryland v. Buie,
. A consent search also has an "added benefit” from the police perspective because "the search pursuant to consent may often be of a somewhat broader scope than would be possible under a search warrant.” LaFave, Search and Seizure § 8.1.
. Indeed, the concern about law enforcement officers relying too heavily on consent in the context of searching a home is not a new one.
See, e.g., United States
v.
Arrington,
. In contrast, the police may constitutionally arrest an individual in a public place (e.g., outside) without a warrant if they have probable cause.
See United States v. Watson,