United States v. Lloyd TaylorUnited States v. Lloyd Taylor
Defendant-Appellant, Lloyd Taylor, appeals his conviction in the United States District Court, Northern District of Illinois, for possession of an unregistered machine gun and an unregistered silencer in violation of 26 U.S.C. § 5861(d) (1976). We affirm.
I
The evidence at trial revealed that appellant, Taylor, and his wife, Yolanda, resided in a one-story townhouse, with an adjoining basement, located at 1141-A N. Noble, Chicago, Illinois. On January 12, 1982, at approximately 9:30 p.m., Officer Siwek of the Chicago Police Department, Gang Crimes North, obtained a search warrant from the Cook County Circuit Court to search Lloyd Taylor and the townhouse at 1141-A N. Noble, Chicago, Illinois, for cocaine and proof of residency. At approximately 10:30 p.m., on that same evening, Officer Matthews, a plain clothes investigator for the Chicago Police Department, Gang Crimes North, accompanied two uniformed police officers to Taylor’s townhouse and knocked
During the ensuing search, the police discovered and seized additional guns, including nine pistols stored in an attache case in the basement and one .30 caliber rifle concealed in the bedroom closet. 3 The police also recovered “a package containing a white powdered substance,” which at that time they “felt to be cocaine,” from a false-bottomed “Brut 33” deodorant spray can on a “shelf area next to the kitchen.” From a false ceiling in the basement, the police recovered another bag of white powder, believed to be cocaine, jewelry, and $5,367 in U.S. currency. A police lab test later revealed that the “white powder” seized from Taylor’s townhouse was, in fact, 10.48 grams of cocaine.
While continuing the search for cocaine and proof of residency, the officers discovered and seized numerous pieces of stereo and video equipment, many with their serial numbers removed or defaced. The officers also recovered various articles of clothing, including fur coats and leather jackets, all with their labels removed. During the course of the search, Officer Siwek questioned Taylor about the property that police had recovered from the basement and Taylor responded that “his friend, who went to Texas, left it in his custody a few days prior to leaving.” Following the search, Taylor was taken to police headquarters where he informed Special Agent Malone of the Bureau of Alcohol, Tobacco and Firearms that the guns “must have been left from a friend of his from Texas.” At no time did Taylor supply police officers with the name of this alleged friend from Texas.
Based upon this information, a Federal Grand Jury returned a two-count indictment against Taylor charging him with possession of an unregistered machine gun in violation of 26 U.S.C. § 5861(d) and possession of an unregistered silencer in violation of 26 U.S.C. § 5861(d). On October 26, 1982, the case went to trial before a jury and at that time Taylor asserted an alibi defense that he had no knowledge of the presence of the machine gun or the silencer
Based upon this evidence, the jury returned a guilty verdict on both counts and the district court sentenced Taylor to a three-year period of incarceration for possession of an unregistered machine gun in violation of 26 U.S.C. § 5861(d), and a concurrent three-year period of incarceration for possession of an unregistered silencer in violation of 26 U.S.C. § 5861(d). On appeal, Taylor contends that:
A. The evidence presented by the Government was insufficient to prove that appellant knowingly possessed the machine gun and the silencer.
B. The district court erred in admitting evidence of items, other than the machine gun and silencer, seized from appellant’s townhouse.
C. The Government’s cross-examination of appellant was improper.
We shall deal with these issues individually.
II
A. POSSESSION UNDER 26 U.S.C. § 5861(d)
The appellant contends that in order to violate 26 U.S.C. § 5861(d), a person must “knowingly possess” an unregistered firearm.
5
See, e.g., United States v. Freed,
We initially note that the appellant challenges only the sufficiency of the Government’s evidence on the issue of knowing possession, not the legal definition of possession under section 5861(d), including actual or constructive possession of a firearm, or the district court’s instructions to the jury on what constitutes possession for purposes of 26 U.S.C. § 5861(d). It is a well-established principle of Federal law that when the sufficiency of evidence in a criminal conviction is questioned, the reviewing tribunal examines the record in the light most favorable to the Government.
Jackson v. Virginia,
A review of relevant case law reveals that the term “possession,” for purposes of 26 U.S.C. § 5861(d), is well-defined:
“Possession may be either actual or constructive and it need not be exclusive but may be joint.... Actual possession exists when a tangible object is in the immediate possession or control of the party. Constructive possession exists when a person does not have actual possession but instead knowingly has the power and the intention at a given time to exercise dominion and control over an object, either directly or through others .... Both actual possession and constructive possession may be proved by direct or circumstantial evidence. It is not necessary that such evidence remove every reasonable hypothesis except that of guilt.” (citations omitted) (emphasis added).
United States v. Craven,
“The term ‘possession’ as it is used in the indictment includes actual or constructive possession. Possession by the defendant need not be exclusive. Constructive possession is when a person exercises dominion or control over an item.”
Thus, in order for the jury to find Taylor guilty of violating 26 U.S.C. § 5861(d), the jury had to initially find that the Government’s evidence established Taylor’s actual or constructive possession of the unregistered machine gun and silencer.
A review of the record reveals that the jury was presented with more than ample evidence to find that Taylor constructively possessed the unregistered machine gun and silencer in violation of 26 U.S.C. § 5861(d). It is undisputed that Taylor owned the townhouse at 1141-A N. Noble, Chicago, Illinois, and used it as his primary residence. Taylor exercised dominion and control over the townhouse, including the living room where police found the unregistered machine gun and silencer, the bedroom closet where police found an unregistered .30 caliber rifle, and the adjoining basement where police found nine unregistered pistols. Based upon this evidence, the jury could have reasonably inferred that the presence of other unregistered weapons throughout the townhouse provided Taylor with a reason to possess a machine gun and silencer.
See, e.g., United States v. Alverson,
“ ‘In order to establish constructive possession, the government must produce evidence showing ownership, dominion, or control over the premises ... in which the contraband is concealed.’ [DJominion and control over [defendant’s] own residence, in which the guns were found, is a sufficient basis for the jury’s inference of constructive possession." (emphasis added).
Additionally, Taylor’s alibi that the machine gun and silencer belonged to the Simmonses was wholly dependent upon Taylor’s claim that these mysterious friends from Texas occupied the townhouse from January 4, 1982, until January 12, 1982. The evidence presented at trial revealed that Taylor never identified these alleged friends from Texas at the time of the search and not until the time of trial, some nine months later, did Taylor refer to them as the Simmonses. Further, these mystery friends never testified at trial and Taylor admitted that he had not been in contact with them since January 4, 1982. Thus, in view of the evidence presented in the instant case, and based upon the totality of the circumstances, we hold that “substantial evidence and reasonable inferences therefrom” support the jury’s determination that Taylor “possessed” the unregistered machine gun and silencer in violation of 26 U.S.C. § 5861(d).
Accord United States v. Alverson,
B. ADMISSION OF EVIDENCE
The appellant next contends that the district court erred by permitting the Government to introduce evidence of the cocaine, the nine pistols and one .30 caliber rifle, the stereo and video equipment without serial numbers, and the fur and leather jackets without labels, seized in the search of Taylor’s townhouse on the evening of January 12, 1982. Appellant claims that this evidence, along with evidence of the cocaine discovered in Taylor’s townhouse in June 1982, and Taylor’s arrest in Florida for possession of cocaine in June 1982, are inadmissible under Fed.R.Evid. 404(b). According to the appellant, Fed.R.Evid. 404(b) prevents this evidence of “other crimes, wrongs, or acts” from being used to show Taylor’s bad character or propensity for crime or as being relevant to the issue of possession of an unregistered machine gun and silencer.
A review of the record reveals that Taylor presented this same argument in a pretrial hearing following the impaneling of the jury but preceding the trial itself.
8
At this hearing, defense counsel objected when the Government informed the court that it was going to introduce evidence of the cocaine, U.S. currency, guns, electronic equip
“I am going to allow [the evidence] in on the basis that there is an issue before this jury, as I understand. It is the defendant’s assertion that he did not know — that is the guns I am talking about — that the machine gun and handguns were in his apartment. And, I think on that basis, it is probative and relevant to the jury’s determination as to whether it is more likely than not that he knew that these things were there. In addition to that, I find that the machine gun and its possession — if the jury believes that Mr. Taylor had that, or was motivated, at least in part, by the other things that were in there, particularly the cash and the cocaine, and perhaps to a lesser extent the video equipment that has been described here — is probative.
I also find that because they were found all in one search warrant — the machine gun was recovered at the same time as these other things were recovered— there is some connection by virtue of that with the machine gun. And, while I quite agree that there is some prejudice that is attached, I think the probative value outweighs the prejudice.” (emphasis added).
Fed.R.Evid. 404(b) provides:
“Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.” (emphasis added).
Pursuant to Fed.R.Evid. 404(b), in order for evidence of “other crimes, wrongs, or acts” to be admitted on the issue of knowledge or motive, the probative value must outweigh the prejudicial effect in accord with Fed.R. Evid. 403.
See United States v. Beechum,
The record reveals that, in this instance, the trial judge weighed the prejudicial effect of this evidence against the probative value and, in light of Taylor’s alibi defense, allowed the evidence to be introduced to show Taylor’s knowledge of and motive for possessing the machine gun and silencer. Furthermore, the trial judge gave a special limiting instruction directing the
Unlike the evidence seized during the search of Taylor’s townhouse on the evening of January 12, 1982, evidence of the cocaine discovered in Taylor’s townhouse in June 1982, and evidence of Taylor’s arrest in Florida for possession of cocaine in June 1982, was not introduced by the Government. Instead, the Government elicited this testimony from Taylor on cross-examination. Taylor testified on direct examination that there was no cocaine in his townhouse. On cross-examination, the prosecutor asked Taylor if he was “familiar with cocaine in any context at all,” and Taylor responded “no.” At that time, the prosecutor approached the bench and informed the judge of an apparent cocaine arrest in Florida in June 1982, and the discovery of “2 ounces or 3 ounces of cocaine” in Taylor’s townhouse in June 1982. The prosecutor further informed the judge that he was going to use this evidence to impeach Taylor’s answer with regard to his “familiarity with cocaine.” The judge permitted the prosecutor to proceed with the question for purposes of impeachment, but instructed the prosecutor that he was bound by any answer given. Taylor admitted to being indicted in Florida on a cocaine charge and having “heard” that a quantity of cocaine was found in his townhouse in June 1982, though he was not present at the time. Following this testimony, the trial judge again reminded the jury of his limiting instruction that the cocaine seized in the search of Taylor’s townhouse on the evening of January 12, 1982, was “offered only on the question of knowledge, intent and motive,” and further instructed the jury that “this past [cocaine] testimony may be considered by you only insofar as it may affect the credibility of the witness and not for any other purpose.”
The appellant relies upon the holding in
United States v. Shelton,
C. CROSS-EXAMINATION
The appellant next contends that the Government improperly attempted to impeach Taylor concerning the $5,367 in U.S. currency found behind the false ceiling, and whether the Simmonses were the alleged friends from Texas. Appellant claims that the form of impeachment was improper, and in the alternative, if the form was proper, the substance of the impeachment was improper because the matters were collateral in nature.
At trial, during the Government’s case-in-chief, officers Matthews and Siwek each testified that at the time of the search on January 12, 1982, Taylor acknowledged owning a quantity of money, “over $5,000,” that he was going to use for a trip. Officers Siwek and Malone each testified that Taylor never identified the alleged “friends from Texas” at the time of the search. Taylor then testified, on direct examination, that the money found behind the false ceiling was collected from his sale of items at flea markets and was to be used for a business trip to Hawaii. Taylor also testified that he had allowed the Simmonses to stay in his townhouse from January 4, 1982, to January 12, 1982. The Government’s subsequent cross-examination of Taylor focused upon the inconsistencies between what Taylor had told police officers on the evening of January 12, 1982, concerning the money and the mystery friends from Texas, and what he was now claiming at trial.
To support his position that the Government’s cross-examination on these issues was improper, appellant erroneously relies upon this court’s language in
United States v. Lambert,
The record reveals that Taylor’s counsel questioned Taylor concerning the money found behind the false ceiling and the identity of the mystery friends from Texas on direct examination, thereby “opening the door” for the Government to impeach Taylor’s testimony on cross-examination. The Government proceeded to cross-examine Taylor concerning his statements to police on the evening of January 12, 1982, that the money found in the ceiling was for a business trip to Hawaii and that the items in the basement were left by “a friend of his from Texas,” whom he had not seen or heard from since January 4, 1982. Accordingly, the Government’s cross-examination of Taylor was proper.
Ill
We affirm the judgment of conviction.
Notes
. Officer Matthews testified that there were a total of ten Chicago Police officers involved in the search of Taylor’s residence. Officer Siwek testified that the officers “split [them]selves up into security outside the premises,” while Investigator Matthews, in plain clothes, and two uniformed police officers used a ruse to get into Taylor’s townhouse without a forced entry. The ruse consisted of Matthews putting his hands behind his back as though in custody and approaching the front door of Taylor’s residence with a uniformed officer on each side. When Taylor opened the door, a uniformed officer asked Taylor if he was “the owner of a black Lincoln Continental that had been parked to the front of that address.” Taylor responded in the affirmative and the uniformed police officers informed Taylor that they had “caught Investigator Matthews breaking into [Taylor’s] car.” The officers then entered Taylor’s townhouse and handed him the search warrant.
. The police officers later performed a routine registration check on the machine gun and the silencer and determined that neither item had ever been registered.
. A subsequent routine registration check of these guns revealed that none of them were registered to Taylor.
. At trial, Taylor called four witnesses in an attempt to support his testimony that between January 4, 1982, and January 12, 1982, he was in Milwaukee, Wisconsin and the Simmonses were staying at his townhouse. Mary Williams, Taylor’s neighbor, testified that she visited Taylor’s townhouse on the “sixth or seventh” of January and was told by an unknown woman that Taylor was not home. James Collins, Taylor’s business partner at Worldwide Records, testified that he did not see Taylor between January 5,1982, and January 12, 1982, but that every day during that period Janet Simmons visited the store. In addition, Collins testified that he visited Taylor’s townhouse between January 5, 1982, and January 12, 1982, and that he was greeted at the door by Mrs. Simmons. Jane Smith, Taylor’s step-sister, testified that Taylor stayed at her house in Milwaukee, Wisconsin, from January 4, 1982, until 7:15 p.m. or 7:30 p.m. on January 12, 1982. Yolanda Taylor, Taylor’s wife, testified that she and her husband were in Milwaukee, Wisconsin from January 4, 1982, to January 12, 1982, and that they returned to Chicago around 9:00 p.m. on January 12, 1982.
. Title 26 U.S.C. § 5861(d) provides:
“It shall be unlawful for any person—
(d) to receive or possess a firearm which is not registered to him in the National Firearms Registration and Transfer Record.”
. We note that in Craven the defendant was not present in his house at the time police seized unregistered firearms, $13,000 in U.S. currency, and various quantities of heroin. Thus, the facts in Craven differ from those in the instant case where Taylor owned and resided in the townhouse at 1141-A N. Noble, Chicago, Illinois, was present at the time of the search, and admitted owning selected items uncovered in the search (i.e. jewelry, $5,367 in U.S. currency, and various pieces of stereo and video equipment, many with serial numbers removed or defaced).
. An inference that Taylor constructively possessed the unregistered machine gun and silencer in no way conflicts with the reasoning in
Craven,
where the defendant was not present in his house at the time that the police uncovered the illegal weapons. Upholding the defendant’s conviction, the court in
Craven
stated, “[ajlthough possession of the residence is insufficient to establish possession of all the contents of the house, the government’s evidence went much further.”
. On July 18, 1983, this court granted the Government’s Motion to Supplement the Record on Appeal. Pursuant to this court’s order, we received the transcript of the pre-trial hearing, involving the Government, defense counsel, and the presiding trial judge.
. Fed.R.Evid. § 608(b) provides:
“Specific instances of the conduct of a witness, for the purpose of attacking or supporting his credibility, other than conviction of crime as provided in rule 609, may not be proved by extrinsic evidence. They may, however, in the discretion of the court, if probative of truthfulness or untruthfulness, be inquired into on cross-examination of the witness (1) concerning his character for truthfulness or untruthfulness, or (2) concerning the character for truthfulness or untruthfulness of another witness as to which character the witness being cross-examined has testified.”