UNITED STATES of America, Plaintiff-Appellee,
v.
Lewis Leonard SIMPSON, Defendant-Appellant.
No. 77-1108.
United States Court of Appeals,
Seventh Circuit.
Argued June 6, 1977.
Decided July 29, 1977.
Rehearing Denied Sept. 30, 1977.
Richard Kammen, Indianapolis, Ind., for defendant-appellant.
James B. Young, U.S. Atty., John L. Hudgins, Asst. U.S. Atty., Indianapolis, Ind., for plaintiff-appellee.
Before FAIRCHILD, Chief Judge, TONE, Circuit Judge, and DECKER, District Judge.*
TONE, Circuit Judge.
Defendant Simpson used the citizens band radio transmitter in his home to broadcast explicit references to sexual activities, descriptions of sexual and excretory organs, and abusive epithets directed to other radio operators with whom he was communicating, all in street vernacular. His broadcasts were received not only on citizens band radio but on AM radio, television, and telephones. We must decide whether he was properly convicted of violating 18 U.S.C. § 1464, which makes it an offense to "utters . . . obscene, indecent, or profane language by means of radio communication," when the jury found his language was "indecent" but not "obscene." (The court ruled that "profanity" was not involved.)
The CB radio transmitter was licensed to Simpson's former wife, who, although divorced from him, had lived in his home until about three months before he made the first of a series of transmissions, only one of which was the subject of the § 1464 charge. Both he and she used the transmitter while thеy lived together, and there is no evidence that she had ever forbidden him to use it. The second issue in this case is whether he was properly convicted of knowingly and wilfully broadcasting without a license in violation of 47 U.S.C. §§ 301 and 501.
Simpson was sentenced to imprisonment for one year on the § 1464 count and six months, to be served concurrently with the one year, on each of six § 501 counts.
I.
The District Court withdrew from the jury the issue of whether the language was profane, submitting forms of verdict which permitted them to decide the issues of obscenity and indecency, as defined by the court, separately. The jury's determination in its guilty verdict that the broadcast was "indecent" but not "obscene" requires us to decide whether those two words, as used in the statute, have different meanings.1
In his instructions to the jury the district judge first defined "obscene" in accordance with Miller v. California,
Given the ordinary meaning of the words in the phrase "obscene, indecent, or profane," the disjunctive "or," the presumption against redundancy, and the apparent purpose of the provision, which was to make radio broadcasts acceptable in the home, it was not unreasonable for the District Court to impute to Congress an intent to use "indecent" in the sense stated in the instruction. Section 1464, however, must be interpreted in the light of its statutory surroundings and the history of judicial interpretation of the word "indecent" in other similar federal statutes, which apparently were not called to the attention of the district judge.
Section 1464, which is entitled, "Broadcasting obscene language," aрpears with four other sections in Chapter 71 of Title 18 of the United States Code, which is entitled, "Obscenity." The other four sections prohibit, in the words of their titles, "Mailing obscene or crime-inciting matter" (§ 1461), "Importation or transportation of obscene matters" (§ 1462), "Mailing indecent matter on wrappers or envelopes" (§ 1463), and "Transportation of obscene matters for sale or distribution" (§ 1465). In each of these sections, as in § 1464, the word "indecent" is used in conjunction with other adjectives, at least one of which is invariably "obscene." Thus the maxim of construction noscitur а sociis is not irrelevant.
There is a difference between the context in which "indecent" is found in § 1464 and its context in each of the other four sections in chapter 71. In § 1464 the word has only two companion adjectives, "obscene" and "profane." Quite clearly "profane," which is not found in any other section of the chapter, was intended to mean something different from "obscene," see Duncan v. United States,
The history of the federal statutes bearing on obscenity is described in Manual Enterprises, Inc. v. Day,
"While in common usage the words have different shades of meaning, the statute since its inception has always been taken as aimed at obnoxiously debasing portrayals of sex. Although the statute condemns such material irresрective of the effect it may have upon those into whose hands it falls, the early case of United States v. Bennett, 24 Fed.Cas. 1093 (no. 14571), (Cir.Ct., S.D.N.Y. 1879 (three judges)) put a limiting gloss upon the statutory language: the statute reaches only indecent material which as now expressed in Roth v. United States (
This passage was quoted with approval by the Court in Hamling v. United States,
The phrase "obscene, indecent, or profane" in § 1464 originated in § 29 of the Radio Act of 1927, ch. 169, 44 Stat. 1162, 1173. Nothing in the legislativе history of that Act explains the word "indecent" or indicates that it was intended to have a meaning different from that which it bears in other similar statutes.5 The only relevant passages, which appear in the transcripts of the hearings, indicate that "obscenity" was the concern of those members of Congress who spoke and that the statute regulating the mailing of obscene matter, now § 1461, was thought to be a pertinent analog.6
In construing § 29 of the Radio Act in Duncan v. United States, supra, the Ninth Circuit relied upon the decisions interpreting the predecessors of § 1461. That body of law led the court to conclude that the language used by the defendant in that case, although "vulgar, scurrilous, and indecent in the popular sense of the term . . . is not obscene or indecent within the meaning of those terms as universally applied in the administration of the criminal law," because the test was prurient appeal:
"The test is as to whether or not the language alleged to be obscene would arouse lewd or lascivious thought in the minds of those hearing or reading the publication."
The few cases subsequent to Duncan which deal with the meaning of "indеcent" in § 1464, without much discussion of the question of interpretation and none of the long history of the construction of the word in the cases under the mailing statute, decide or assume that "indecent" has a meaning different from that of "obscene." Thus, in Gagliardo v. United States,
A development subsequent to Tallman and Smith is in our opinion, decisive of the issue before us. The word "indecent" is defined in dictum in footnote 7 of United States v. 12 200-Ft. Reels of Super 8 MM. Film,
Although the Court did not refer in footnote 7 to 18 U.S.C. § 1464, the statute before us, and although the constitutional doubt may be less serious with respect to radio broadcasts8 than it would be with respect to § 1462's application to materials transported in interstate commerce,9 we must assume that the Court would interpret "indecent" in § 1464 as it has in § 1462. Cf. Hamling v. United States,supra,
We therefore hold that "obscene" and "indecent" in § 1464 are to be read as parts of a single proscription, applicable only if the challenged language appeals to the prurient interest. Our holding makes it unnecessary to reach the question of whether the First Amendment protects, against federal criminal sanctions, a radio broadcast made in the crude sex vernacular of the street that is patently offensive but lacks prurient appeal. It is also unnecessary to consider various alleged trial errors relating to the § 1464 count. As to that count (Count 1) we reverse and enter a judgment of acquittal.
II.
The jury found Simpson guilty under six additional counts (2 through 6 and 10),10 each charging that he "knowingly and wilfully did operate and broadcast a radio transmission in and affecting interstate commerce, when he was not licensed to so broadcast by the Federal Communications Commission as required by" 47 U.S.C. § 301, in violation of § 501 of that title. While one of the broadcasts charged was the same one charged in the § 1464 count, the contents of the others were not before the jury, and content was irrelevant to the § 501 charges. Simpson argues that the evidence was insufficient to establish the violations charged in these counts.
The CB radio license was issued to Simpson's former wife at their joint home, from which she departed four months before the broadcasts began. Although she testified at the trial that she did not give Simpson permission to use the transmitter after her departure, there was no evidence that she or anyone else ever told him that he no longer had such permission. The broadcast charged in one of the six counts was made after she surrendered the liсense by certified mail on April 15, 1976.
47 U.S.C. § 301 states as follows:
" . . . No person shall use or operate any apparatus for the transmission of . . . communications or signals by radio . . . except . . . with a license . . . granted under the provisions of this chapter."
Section 501 of that title makes it an offense to do
"willfully and knowingly . . . any act, matter, or thing . . . prohibited or declared to be unlawful"
by § 301, inter alia.
There is some confusion, if not ambiguity, in these provisions. Section 301 prohibits using or operating a transmitter without a license granted under the provisions of the Act. There is room for doubt as to whether the section refers to an operator's license or a station liсense, or both. See Campbell v. United States,
Another section of the regulations, 47 C.F.R. § 95.87, which has not been amended, provides that a CB transmitter must be under the control of the licensee at all times; that he may not transfer the operating authority under the license and is responsible for the proper operation of the station; and that the station may be operated only by the licensеe or members of his immediate family living in the same household. This section could be read as directed to the station licensee and intended to govern his conduct under the license. Thus, even when the sixth broadcast was made, after deletion of the "misleading" § 95.97(a), it was not altogether clear that a reader of the statute and the regulations would understand it to be a criminal offense for one not the licensee or a member of the licensee's immediate family living in the same household to operate a licensed CB station.
An even more serious рroblem arises from the requirement of 47 U.S.C. § 501 that the acts be done "willfully and knowingly." These terms are defined in the standard federal jury instructions, which the district judge gave in this case:
" . . . the term 'wilfully,' . . . means that the acts were committed by the defendant voluntarily, with knowledge that they were prohibited by law, and with the purpose of violating the law, and not by mistake, accident, or in bad faith.
"The term 'knowingly,' . . . imports knowledge of the act or thing done, as well as an evil intent or a bad purpose in doing such thing. Ordinarily the use of the word 'knowingly' in a criminal action is to insure that no one would be convicted by an аct done because of mistake or inadvertence or other innocent reason."
These definitions are consistent with the authorities. As to "wilfully," see United States v. Murdock,
We have here no "voluntary, intentional violation of a known legal duty." United States v. Pomponio, supra,
The convictions under Counts 2 through 6 and 10 are accordingly also reversed, and a judgment of acquittal is entered on those counts.
REVERSED.
Notes
The Honorable Bernard M. Decker, District Judge of the United States District Court for the Northern District of Illinois, is sitting by designatiоn
We would have had no difficulty in affirming a finding that the language was obscene, but we are of course bound by the jury's contrary finding
The instruction read:
"Language is 'indecent' if you find that:
"(1) taken as a whole, the language broadcast describes, in a patently offensive way, as determined by contemporary community standards, sexual conduct, such as normal or perverted sexual acts, masturbation or excretory functions, and
"(2) the language broadcast, taken as a whole, lacks serious literary, artistic, political or scientific value.
"If any of the above elements are not satisfied, then the language broаdcast, no matter how offensive, is not indecent. For language to be considered 'indecent' it need not be shown to the appeal to the prurient interest."
In so defining "indecent," the District Court apparently adopted the suggestions of several judges of the Court of Appeals of the D. C. Circuit. See Illinois Citizens Committee for Broadcasting v. FCC,
Held to be profane in that case was language of a radio broadcast in which the defendant "referred to an individual as 'damned,' . . . used the expression 'By God' irreverently, аnd . . . announced his intention to call down the curse of God upon certain individuals . . . ."
Compare, however, as to the word "filthy," United States v. Limehouse,
The legislative history is rather meager. Section 1464 originated as § 29 of the Radio Act, and was carried over to § 326 of the Communications Act of 1934, ch. 652, 48 Stat. 1064, 1091, without substantive change. S.Rep.No. 781, 73d Cong., 2d Sess. 8 (1934). Compare 44 Stat. 1173 with 48 Stat. 1091. With the overall revision and codification of Title 18, accomplished by the Act of June 25, 1948, ch. 645, 62 Stat. 683, 769, the last sentence of § 326 became the present 18 U.S.C. § 1464. See § 21, 62 Stat. 862, 866
To Regulate Radio Communication: Hearings on H. R. 5589 Before the House Committee on the Merchant Marine and Fisheries, 69th Cong., 1st Sess. 40 (Jan. 6, 1926)(Representatives Reid and Davis); To Regulate Radio Communication: Hearings on H. R. 7357 Before the House Committee on Merchant Marine and Fisheries, 68th Cong., 1st Sess. 178-179 (Mar. 13, 1924)(colloquy among Representatives McKeown, Davis, Bland, and Larsen and Mr. David Sarnoff of RCA). See also a speech before the Fourth Annual Radio Conference by then-Secretary of Commerce Herbert Hoover, reprinted in the Hearings on S. 1 and S. 1754 Before the Senate Committee on Interstate Commerce, 69th Cong., 1st Sess. 56 (Jan. 9, 1926). Section 29 (see n.5, supra) was not discussed in the House or Senate reports or during the floor debates. Obscenity and the rights of listeners not to hear it were adverted to, in passing, during hearings on the access of members of the Jehovah's Witnesses sect to the radio broadcasting system. See Hearings on H. R. 7986 Before the House Committee on Merchant Marine Radio, and Fisheries, 73d Cong., 2d Sess. 173-174 (Mar. 20, 1934) (Statement of Mr. Henry A. Bellows, Vice-President of CBS)
In Tallman the court construed "profane" as "denoting languаge which under contemporary community standards is so grossly offensive to members of the public who actually hear it as to amount to a nuisance."
The Supreme Court has observed on several occasions that "(e)ach medium of expression . . . must be assessed for First Amendment purposes by standards suited to it, for each may present its own problems." Southeastern Promotions, Ltd. v. Conrad,
There is, of course, a long history of government regulation of radio communications, NBC v. United States,
The potential for conflict between the First Amendment rights of the speaker and the privacy interests of the listening audience has been recognized since the inception of radio broadcasting, see, e. g., the Hearings cited in note 6, supra, and has been explicitly recognized by the Supreme Court. See CBS v. Democratic National Committee,
Of course, as Mr. Justice Brandeis observed in Packer Corp. v. Utah,
19 U.S.C. § 1305(a), the importation statute actually before the Court in 12 200-Ft. Reels, which was referred to with § 1462 in footnote 7, does not contain the word "indecent."
The court renumbered the remaining counts after dismissing original Counts 1 through 4. Thus what are now referred to as Counts 2 through 10 were originally Counts 6 through 14. The jury acquitted Simpson on Counts 7 through 9
41 Fed.Reg. 15413-15414 (April 13, 1976), effective April 14, 1976. The full text of the explanation is as follows:
"4. When read in isolation, we believe it is possible mistakenly to interpret § 95.97(a) as permitting both operation of a transmitter in the Citizens Radio Serviсe without a license of any sort, although a station license is required by § 95.11 of the Rules, and transmission of telegraphy in the Citizens Radio Service, a practice not normally authorized by § 95.47 of the rules.
"5. In order to clarify the existing Rules that a valid station authorization is required for operation of a transmitter in the Citizens Radio Service and that telegraphy is not normally an authorized emission mode, we are hereby deleting § 95.97(a) of the rules in its entirety."
In both Keegan and Kaye the reasonable man test was applied by the court as a matter of law in affirming a conviction
