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United States v. Lewis C. Ecker, II
543 F.2d 178
D.C. Cir.
1977
Check Treatment

*1 America STATES UNITED ECKER, II, Appellant.

Lewis C. 75-1074.

No. Appeals, Court of

United States of Columbia Circuit.

District

Argued Oct. April

Decided July En Banc Denied 16

Rehearing 17, 1977. Denied Jan.

Certiorari 97 S.Ct. 788.

See *3 Fitch, C., Anthony Washington, D.

W. Weisberg, whom Frederick H. Wash- with (both Court) ington, appointed by D. C. this the brief for appellant. onwas Mary-Elizabeth S. Medaglia, Asst. U. C., Washington, D. with Atty., whom Earl Silbert, Atty., A. and Terry U. S. John J. Adelman, Attys., Roger M. Asst. U. S. C., Washington, D. for were on brief appellee. LUMBARD,*

Before Senior Circuit Circuit, Judge for the Second WRIGHT WILKEY, Judges. Circuit ** Opinion by for the Court filed Circuit Judge WILKEY.

Concurring opinion by Judge filed Circuit LUMBARD. Judge opinion by Circuit

Dissenting filed WRIGHT. J. SKELLY WILKEY, Judge: Circuit appeal is from an order entered This deny- district court December superintendent of request ing Hospital for the condition- Elizabeths Saint of one al release Ecker, II.1 Appellant Lewis C. patients, to reverse the deci- urges Ecker and direct that of the district court sion in his conditional release order with the conditions outlined accordance superintendent’s recommendation. * designation Sitting by pursuant 28 U.S.C. is no court on views. There 294(d). this issue. ** Wilkey Lumbard concurs Ecker, Criminal No. 1. United States Case IV, Proof, the court’s all Part Burden of but Appellee (D.D.C.1974), Appendix Proof, Judges Lum- opinion. As to Burden (App.) separate Wilkey express bard, Wright, He bases his attack on the district court’s staff conference on Ecker’s compe- findings of facts and conclusions of law on tency appellant concluded that was “one of separate grounds. Appellant argues four people the sickest we’ve ever had in this (1) applied the district court an im- hospital.” and, regardless standard of review proper Having been competent found to stand standard, proper made findings trial, appellant elected to jury waive a fact and conclusions of law not based on case to submit his the court stipulated on record; (2) evidence the trial Judge John facts. L. Smith of the United placing proof court erred in the burden of States District Court for the District of this conditional release Columbia found Ecker not guilty by reason (3) rejection proceeding; hospi- insanity separate counts felony prescription tal’s of conditional release un- rape. At hearing murder held im- lawfully deprived appellant of his statutory mediately thereafter appel- determine treatment; (4) right the re- state, *4 present Judge lant’s mental Smith of district quirement approval concluded that Ecker was suffering from a hospital-initiated, conditional release pro- released, mental illness and if he would be deprived appellant posals equal protec- injure likely to himself or others.3 Accord- the laws. tion of We find that the district ingly, Ecker was committed to Saint Eliza- actions, court was correct in its tested Hospital pursuant beths to 24 D.C.Code raised, issues against all four and therefore 301(d)(1).4 § judgment. affirm its 4 January On 1973 a letter from the superintendent of Saint Hospital Elizabeths I. FACTUAL BACKGROUND recommending appellant’s conditional re- May twenty-four 1967 a year On old was lease filed in the district court. The aide was brutally raped senatorial and mur- superintendent asked approve the court to apartment dered in her in Southwest Wash- program conditional release whereby appel- ington, D. days C. Six later Lewis C. Eck- lant could attend vocational classes in Ar- er, II, charged was arrested and with com- lington, Virginia, parents’ and visit his Upon mission of these offenses. Ecker’s home without hospital supervision. At a for a mental motion examination to deter- hearing on 30 January government 1973 the competency mine his to stand trial and his portion that opposed of the hospital’s pro- condition at the time alleged mental of the recommending posal unsupervised home vis- offenses, an issued transferring ap- order position took no proposed itation and on the pellant from the District of Columbia Jail program seeking educational other than Hospital. Elizabeths After almost Saint insure that it was narrowly circumscribed three months of hospital examination the carefully supervised. and Dr. George Saig- members staff involved with the case unan- er, psychiatrist a staff hospital and agreed appellant imously mentally was the author of the conditional propos- ill, competent trial, but stand and that al, was the hearing. witness at the At offenses, alleged him, if committed hearing of the close Smith denied Appel- were caused illness. hospital’s proposal conditional release tentatively diagnosed lant’s condition was toto. sociopathic disturbance, personality sexu- (sadism) (with al deviation organic fea- Appellant appeal noted an to this court addition, tures). the chairman of moved for summary reversal on id., Stipulation App. No. 4 filed in insanity at 15. acquitted solely and is ground that he was insane at the time of its Ecker, 3. United States v. Criminal Case No. commission, he shall be committed ato hos- (D.D.C.1968), App. at 16. mentally pital ill until such time as he pursuant eligible for release to this subsec- provides 4. The statute as follows: (e). subsection tion or any person If tried an indictment or 301(d)(1) (1973). § D.C.Code information for an offense raises the defense 301(d)(1), provides person that a court had ground that the district abused charge acquitted criminal tried on a hospital’s pro- denying its discretion ground solely that he was insane on May 1973 this court denied posal. On 29 the offense shall be confined the time of sponte summari- motion and sua appellant’s mentally for the ill. When the district ly decision affirmed Tribby filed writ of habeas court.5 corpus complaining he was not receiv- Only months after this court’s deci- three treatment, held ing adequate this court superintendent in Ecker Saint sion hearing findings to a was entitled again appellant certified that Elizabeths treatment remanded the the issue of The ready for release. In determin- proceedings. case for further proposal differed conditional release second treatment, ing adequacy patient’s only in it out- proposal first from the Edgerton suggested that on Senior stages whereby appellant’s ac- several lined apply district court should remand the gradually community could cess to judicial following standard of limited discretion. increased view: stages appellant all would be Throughout suggest We do not the court partici- to live at the required particular or can decide what should there, therapy pate in but the first requires. treatment release there would of his conditional day court’s function here resembles ours unsupervised contact with the communi- agency when we review action. We do ty. agency whether the not decide made *5 objected government to this second The decision, only but make sure the best pursuant to section and proposal, D.C. permissible made a and reasonable 301(e)6 hearing a was held in the Code § view of the relevant decision informa- expert court. Four witnesses testi- district range a within broad discre- tion and all four hearing, this and recom- fied at tion.8 the approval hospital’s court mended concluding find no basis for We request. Three release of these conditional this standard of review on the issue narrow called psychiatrists were the witnesses applies hospi treatment adequate also defense; psychologist a the fourth was tal certifications conditional release. government. Smith called Tribby relatpng] essentially was a “decision advisement, matter on took the hospi to the of the internal administration findings 1974 entered of fact 27 December public safety involve the tal” and did not deny- of law and an and conclusions order inherent conditional considerations in a or hospital’s ing proposal. release proposal. unconditional When dis asked to trict court is review the medical II. OF REVIEW STANDARD judgment of a staff on complains that court Ecker district function of internal administration its does overly an broad standard of review applied agency ours when review “resemble[] reject action,” when it decided to conditional exper deference to medical proffered by program oper Saint Eliza should allowed to tise the be Hospital. of his support position In range beths a broad of discretion.” ate “within Tribby hand, primarily relies on v. Came appellant the other when a district On Ecker, patient Tribby Like to review a conditional release certifi ron.7 asked policy pursuant underlying to 24 the basic committed D.C.Code cation I), (Ecker 328; States v. Ecker U.S. 5. United 379 F.2d Id. at at 105. (1973). App.D.C. 9. Dixon v. 301(e) entirety quoted in its 6. Section at note (1970) (emphasis added). 427 F.2d 12 infra. 379 F.2d

7. 126 affecting public play, tors come into play, and the court must into 301(e) comes the statute and our decisions im- “pro- and both hospital’s proposal whether decide and far role heavier a different pose cure for the individu- treatment vide[s] courts. sponsibilities affords reasonable as- manner the. al in safety.” public for the surance analysis We turn now to an of sec 301(e) dealing and the case law tion standard of review de The narrow language of the statute this statute. Tribby only applies when public scribed active, pas rather than itself describes factor; applicability it has no safety is not a sive, court: role for district (conditional or un proceedings in release weighing hearing [I]f, after 301(e).11 To an conditional) under section evidence, the court shall find that may be a bit what distilled ticipate person his of such warrants condition field, which we decisions in this discuss our release, the court shall order below, analogy pertinent agency under such conditions as the his release In that area hospital grounds. within fit, or, see if the court does court shall may give degree district we and the find, the court shall order such not so judgment to the of deference hospital.12 to such person returned agen we accord to the deference equivalent here, action; when, if, purpose for our Significantly is to the lan- cy fac of section with reference to hospital boundary, guage then other cross States, above; discretion, Hough may v. United but the court in its objection or United States or the shall, notice, after due of Columbia District Covington Similarly, in 136 U.S. hearing at which evidence as to the hold a (en banc), (1969) App.D.C. person so confined mental condition of another situation where a district court faced submitted, including testimony judgment medical asked to review a court was affecting only psychiatrists hospital. more from said one or the internal administration and, weigh if the shall the evidence The court Hospital. Covington Elizabeths Saint person has recovered court finds that such corpus sought through of habeas a writ sanity and will not in the reasonable fu- hospi- ward of the to a less restrictive transfer others, dangerous public safety significant or is not a to himself tal. Since ture *6 unconditionally person where a seeks transfer to consideration shall order such court hospital, the the court ward within another applied confinement in said from further released of limited an- the standard review find, hospital. does not so the If the court Tribby. Id. at 419 F.2d at 621. in nounced person returned to shall order such court Where, hospital. judgment in the of the said (1973) 301(e) (emphasis add- D.C.Code hospital, person superintendent a of such 301(e) provides entirety ed). in its as Section (d) above in under subsection is not confined follows: to warrant his uncondition- such condition any person has been confined in a Where release, be condi- is in a condition to but al mentally pursuant hospital ill to sub- for the supervision, tionally relеased under and such section, superin- (d) and the section of this pro- (1) is filed and served as above certificate certifies of such tendent sanity, (2) vided, person recovered his certificate shall be sufficient to such has such superintendent, that, opinion of the in the the court to order the release of authorize person in the reasonable future will not such person conditions as the such under such others, (3) dangerous or and in to himself expiration of fifteen shall see fit at the court superintendent, person the of the the days the time such certificate is filed from release from to his unconditional is entitled pursuant Provid- served to this section: and hospital, certificate is filed with and such the ed, provisions hearing prior as to to That the person in which the of the court the clerk apply also to con- release shall unconditional tried, copy thereof served on the and a and, releases, if, hearing after a ditional Attorney Corporation or the United States evidence, weighing the court shall find the Columbia, District of which- of the Counsel person such warrants the condition of accused, prosecuted the such cer- ever office release, the court shall order conditional the be sufficient to authorize tificate shall under such conditions as the court his release release of the unconditional court to order find, fit, or, if the court does not so shall see hospital- person confined from further expiration the so person shall order such returned to days court the fifteen ization at the hospital. certificate was filed and served such time said the approve court must conditional release release unconditional [his] both conditional identical; provides in the a in each case if the evidence record is almost proceedings hospital’s the “weigh the evidence” basis for determi- is to reasonable court the district hearing is (if appropri- a desired conditional release is hearing” nation that “a after court), ex- which is language There some at the or ate.” con- government Hough court does when decid- which can be to district clusion of read actly what novo. ing appellant’s matter de contentiоn.16 This lan- any support however, must be guage, read context condi first construed This opinion. rest Bazelon’s with the 301(e) in of section provision release tional interpretation public belies the Appellant’s In this case States.13 Hough v. United safety underlying Judge considerations Ba- dis reversed the the court impression first construction of the statute and seri- zelon’s denying order trict court’s ously grant judi- statute’s “dilut[es] and directed proposal release conditional protect public power safety.” cial remand reconsider court on the district court’s new con of this light its order carefully In its considered construction Hough of the statute. struction 301(e)’s provi- conditional release section explained, Bazelon sion, Hough held that to order conditional release construe We must release recommen- conditional [the 301(e)] light provision challenged by government dation underlying the statute. policy basic pa- must conclude that district court history, legislative as we read policy, sufficiently recovered so un- tient has and cure for the provide treatment is to specified conditions he will der not in affords rea- in a manner which individual endanger future the reasonable himself or public safety. for the assurance sonable Clearly, Hough Judges Bazelon others.18 Accordingly, think that order con- recognize court, Fahy the district challenged certifi- ditional hospital, authority has the final must conclude that the court cation whether will be condition- decide sufficiently recovered so individual released, e., i. ally the district court obli- proposed under the conditions —or independent judicial to make its own gated which the em- conditions statute determination. impose “as shall powers the court [it] fit,” person will not in see Similarly, —“such in United States dangerous to him- future reasonable McNeil,19 Bazelon, Judges MacKinnon and gives This effect to self or others.” recognize also that under section Robb distinction between legislative court, reviewing district as the release without dilut- unconditional fact, weigh must independently trier grant judicial power statute’s ing the Thus, weight the evidence. evaluate *7 public safety.14 protect the given any expert opinion be admitted into exclusively judge, is for evidence the the district court Appellant contends that judge accept opinion not determining the the bound the whether is restricted to any expert group expert of witness or of hospital’s certification for conditional record, e., Likewise, hospital’s supported by the i. “the we view the lease is witnesses. 192, U.S.App.D.C. U.S.App.D.C. 196, 271 F.2d 458 13. See at 271 F.2d at 462 16. infra). (quoted in note (footnote 271 F.2d at 461 omit- Id. at 14. legislative ted). distinction between condi- (emphasis added). at 461 17. Id. at F.2d releases, and unconditional to which tional refers, only Judge Bazelon that unconditional Id. 18. require showing the has releases sanity. his recovered F.2d Appellant at n. 12. 15. Brief for expert testimony, g., in the instant case besides patient’s certification as amal- e. the opinion file, gamation expert hospital of which the trial the court files and records in weigh along case, judge must with all other evi- the and whatever pro- illumination is the before he by dence in record reaches his vided counsel.21 301(e). conclusion under On the again Dixon Jacobs22 this court hand, Judge empha- other Chief Bazelon importing refrained from Tribby stan- McNeil, in sized in concurrence procedures into the dard governing district supervision judicial This . . . does of court review conditional release certifica- not entitle trial to substitute its tions: opinions expert own for uncontradicted challenged Where the decision relates testimony. pa- Determination of essentially to the internal administration present condition, tient’s and of hospital -as, of the for example, when a — he may expected in which be behavior patient seeks to right enforce his to ade- released, if engage must be made on treatment; quate when he seeks transfer expert testimony the basis to a less restrictive ward within the hos- Given the facts by record. established and, pital; perhaps, when he seeks condi- including course, testimony, than tional rather unconditional release— necessary any relevant resolution con- recognized we have “the responsibility flicts, the function the trial court is to places the law also charge those in if facts up determine these measure of the Covington institution.” statutory standards for release.20 supra U.S.App.D.C.] at [136 only Judge J., We need add to (Fahy, Bazelon’s caveat at concurring). In such cases, the district court’s determination judicial can review is limited to the be based other evidence in the record determination whether the administrator Congress, at Id. at 515. It was no doubt in order to insure the this same concern that the district court integrity hospital’s must determination that base denial of release on its evidence in the patient’s statutory condition meets the arbitrarily release, record and substitute its own provided for that re- opinions prompted preceded by such evidence that judicial must determi- lease Bazelon to conclude his statutory nation that standards for re- following Hough with the note of caution: lease been have met. anticipated It should that the District arbitrarily prevent hospital Court would point requiring judicial supervision [T]he utilizing temporary authorities leaves patients hospitalized of the release of follow- therapy proper for simply cases. The court would by ing acquittal insanity of crime reason of statutory by deciding fulfill its role protect public to ing and the insur- supports or whether not the evidence statutory standards for release are hospital’s determination that in all reasona- by allowing the not subverted ultimate deter- patient’s temporary ble likelihood the ab- according to be mination made to the individ- specified sence from the con- ual, subjective standards staff. endanger will not ditions others. Id., 434 F.2d at 462. In omitted). (footnote event, any Hough ambiguity if created some implicitly recognized Bazelon this in respect scope with to the district court’s upheld Ecker I where he the district court’s review, Judge seems Bazelon to clear the air rejection ex- uncontradicted last of his sentence concurrence in pert ready opinion that Ecker was condi- There he McNeil. states “the function of Although Saiger, Dr. tional release. the trial court is to determine if these facts expert hearing, witness the first favored con- evidence [established record] measure release, Judge ditional Bazelon found that sev- up statutory to the standards for release.” 140 *8 aspects testimony eral of his “real raised 241, U.S.App.D.C. at He at 515. does sufficiency investiga- doubts about not state the trial court’s function is to condition, tion of Ecker’s and the conclusions hospital’s whether determine (that certification ready drawn therefrom that he for up [condi- statutory these facts measure to the 225, U.S.App.D.C. by tional at 479 release) supported release].’’ for is standards substan- F.2d at 1208. tial evidence on the record considered as a McNeil, Similarly, Judge whole. earlier Ba- explained: U.S.App.D.C. 319, zelon 22. 138 427 F.2d 589 Certainty present time. at stands and reasonable permissible made a “has of the with spectrum at each end reigns informa the relevant in view of decision Covington establishing Tribby firmly discre range a broad within tion and Cameron, for medical scope judgments of review U.S.App. v. Tribby tion.” affecting only the internal administration D.C. establishing and Dixon is be decided of the underlying for unconditional releas- review court, hospital; standard but by the e., significantly judgments medical es, re i. meaningfully cannot that decision no affecting safety. We see public process administrative until viewed reign why certainty can not also reason run its course. pro- conditional release the realm of over seeking complete is the When Therefore, attempt we will ceedings. confinement, however, the release from concisely what we see to be the dis- state judicial review scope of is broader. passing hospital certi- court’s role in trict is not the function the court such cases for sec- conditional release under fications simply decision review 301(e). tion unreasonableness, but itself to rather question: whether the ultimate decide policy It seems clear the same of the is such present status judicial underlies review of condi rationale continued confinement e., releases, pro i. tional unconditional justifiable.23 viding for the treatment and cure Judge usage it We take Bazelon’s mentally ill in a manner which affords rea (italicized above) “perhaps” word indi- public’s safety.25 for the assurance sonable prior authorship of despite his cates Hence, agree Judge we Bazelon’s read (1) refraining Hough, Bazelon legislative purpose intent: The ing of ‍​​​​​‌‌​​​‌‌‌​‌‌​​‌​‌‌‌‌‌​‌‌‌​​​‌‌‌‌‌‌‌​‌​‌‌‌​‌​‍expression an of dicta on from even to assure that members of scope of review the district court proper exceptionally dangerous class appellant’s (2) is proceeding rеlease in a conditional until the “kept under restraint Tribby supplies prop- convinced that Court, in the exercise of a discre District I, recently, in Ecker More er standard. tion, Court, approves reviewable in this again adopt Bazelon refused to To best of that restraint.”26 relaxation Tribby standard in a conditional release legislative be purpose this sound effectuate 301(e).24 under section proceeding judicial review of hind certifications, con argued unconditional Perhaps prop- could be that the types proceedings that both of release clude scope of district court review in cases er governed by who com- should broader involving individuals have been Judge Bazel 301(d) articulated Chief of review under section falls somewhere mitted continuum, in Dixon. depending on the de- on along a at public safety stake. Under gree Thus, proceed in conditional release argue analysis one could that district (as pro ings well as unconditional release releases should be unconditional review (i. e., ceedings) the role of the district court condi- than district review of broader review) the standard of pose the former releases since tional simply . hos- public safety than is not review the greater even risk unreasonableness, but This be where our case law decision for pital’s latter. (footnotes States, U.S.App.D.C. (dicta) 23. 427 F.2d at United at Id. added). emphasis omitted and 461. F.2d at States, Hough 479 F.2d at v. United accord, 462; States v. 271 F.2d at United McNeil, Overholser, U.S.App. Ragsdale 434 F.2d at 25. See (1960); Hough D.C.

187 ques- endanger not in the future rather itself decide ultímate reasonable him- present status of the others. tion: whether self or is patient such that continued confine- recognize statutory We that the standard jus- conditional is ment release] [without by Judge Hough Bazelon announced dif tifiable.27 slightly from statutory fers standard he without Continued confinement conditional in Bolton v. later describes Harris and Dixo justifiable release is unless district any conflict, To the extent of n.30 we 301(e)’s statutory determines section Hough standard. adopt Although sub will patient standard that not in similar, stantially it is not technically suffi endanger future himself oth- reasonable or the district court merely cient for to find ers. patient longer likely “is no to in jure persons or other himself beсause of here, To avoid confusion it im Rather, illness.”31 mental the court must portant identify separate, closely two but find that “will not in the rea intertwined, “standards” that come into dangerous future be sonable to himself or play hospi when a district court reviews a words, In other agree others.”32 we “statutory tal certification —the release expressed by the reservations Judge Leven standard” and the “standard of review.” in his Dixon thal concurrence: proper “statutory standard” was an provides The Code that the court shall Hough when this court inter nounced in person acquitted reason 301(e)’s preted section conditional release insanity “if the court finds per- that such provisions impression.28 as a matter of first sanity son has recovered his will hand, today’s On the other until decision in the reasonable future be dangerous to the “standard of review” issue had or 24 301(e). himself others.” D.C.Code § been discussed dicta.29 Since our decision may well It be that the case of a necessarily in this case involves both of standards, presents defendant who a substantial aforementioned will italicize part problem danger in the holding of our that bears reasonable fu- ture, by condition, review virtue standard of and leave unitalicized part involving finding in statutory standard: cannot be made even release, approve In though order to conditional it cannot said danger that this “likely.” we hold ready say district must inde I am not pendently “weigh the evidence” and make a provid- difference standard de novo determination that the will merely civilly ed for those committed Jacobs, 328, U.S.App.D.C. 27. Dixon v. 138 corpus petitions at seeking unconditional 427 F.2d at 598. seeking lease certifications (or unconditional) release. Never- U.S.App.D.C. 28. 106 at 271 461 F.2d at theless, since Bolton was attack on the con- (quoted accompanying supra). in text note 14 stitutionality 301(d) (e) of sections McNeil, patient’s Dixon U.S.App.D.C. States since involved to ex- United v. 140 failure 239-41, J., remedies, (Bazelon, at concurring) 434 F.2d at haust administrative C. both cases dealt (several offering guidance dicta issue with the of district court review under remand); Jacobs, 301(e). court on district Dixon v. 327-28, U.S.App.D.C. 138 at 427 F.2d at 597-98 (dictum: perhaps, “. . when he seeks Jacobs, U.S.App.D.C. v. Dixon at .”); Hough conditional release . Unit- added); accord, (emрhasis at 598 Bol- States, U.S.App.D.C. ed at F.2d Harris, ton (dictum offering guidance to the district “likely” statutory This standard remand). court on none these cases governing involuntarily- the release of necessary for the court to reach the standard patients. D.C.Code, civil committed See 21 of review issue. 545(b), See also note & §§ text accompanying note 61 infra. 30. Dixon v. 598; U.S.App. 427 F.2d at Bolton v. States, Hough v. United D.C. also We note Bolton that both and Dixon involved habe- F.2d at 461. *10 188 not, to, in fact find required the not did to fairness or repugnant . injure “likely” Ecker to himself or that was

Constitution.33 ap- if was others questions one of we the Today answer Instead, upon consideration proved.36 to reserve. Judge Leventhal chose file, entire written the appellant’s existence of “a substantial hold that We three testimony psychiatrists oral fu- reasonable danger problem psychologist, files and one adequate for the basis provides ture” case, appellant's argu- and the records of an and confinement detention continued counsel, properly the district court who, Ecker, com- like has ments acquitee insanity it was act —unless criminal found a violent mitted make an “affirmative can district to conclude that Ecker unable Mr. ha[d] probable at least more finding that sufficiently so that under the recovered violently dan- not be he will not that than (or any of release proposed conditions future.”34 in the gerous reasonably be im- could conditions which in the reasonable posed) would stage of to the next We turn now dangerous be to himself or others. future appeal before review —the judicial particu- made with of review This conclusion the standard [was] At our level court. illness, “[f]indings to his its The trial court’s lar reference mental settled: is well clearly nature, set aside unless existence continuing not be fact shall chronic in his mind and his uncertain erroneous.”35 of fantasies them, continuing ability to deal with THE EVIDENCE III. the inci- experiencing, he is turmoil of his misbehavior in 1974 with dents preced- [13,14] explained we in the As patients section, deny respect female Eliza- approval Saint in order ing Hospital.37 the district court was hospital’s certification beths applicable at 602. See to civil committees. 138 33. standards society may question Indiana, reason- of what U.S. 92 On “the v. S.Ct. Jackson evidence, though strong, ably Cady, provide (1972); Humphrey when the v. 32 L.Ed.2d problem (1972); ex- that a substantial establishes S.Ct. L.Ed.2d U.S. danger Herold, a ists and does not show likelihood U.S. Baxstrom 86 S.Ct. recur,” stated, Judge Leventhal will further (1966). Regarding the other 15 L.Ed.2d problem equal protection aof substantial decision I think the existence ramifications of our adequate basis to or detain is not an confine V of this infra. see section man, a man has never harmed his fellow who physical a elements of never committed 52(a). Fed.R.Civ.P. reserve crime. I would like at least to But of a sub- whether existence suggest evi- We do not mean to problem enough be to de- stantial basis in this on the record case would dence (except for someone who tain confine likely support finding a that Ecker be would responsibility) the doubt as to conditionally injure if himself or others act, if an act of committed a criminal at least contrary, To the if the had leased. trial court violence prepared involved—unless the court finding, entirely surplusage, such albeit made finding make some affirmative amply support See the evidence here would it. probable more than not that that it is at least Snyder, States v. United violently dangerous in the he will not (1976), where district court in future. pro- hospital-initiated, unconditional release (footnote omitted). Id. ceeding went further even than likelihood and Note we do not decide whether Id. community that “if released into found slightly stringent Hough or the less standard time, patient] pose present would [the “likely” applies patients to those danger personal and distinct definite violence. did not involve acts of whose crimes safety (quoting of others.” 529 F.2d standards, quick comparison of two For a these court) (emphasis added). district Furthermore, recognize see note 80 infra. requires equal protection the standards Ecker, No. 37. United States Criminal Case acquitees, governing of criminal the release (D.D.C.1974), App. at period equal to who have confined been suggested their In dicta Chief Bazelon has authorized for the maximum sentence crimes, substantially following procedure they as the when the same courts respects plan made im- differ in material from the following also Smith findings of fact: contained in the portant fоr release letter to the *11 28, 1972, on December which Court was time, present At the Mr. Ecker is 4. after a by the Court rejected hearing held suffering from a chronic ill- still particular, In January 1973. both on ness, namely, personality antisocial disor- propose Mr. Ecker be submissions features), severe, (with organic der school and spend to attend released (sadism). sexual deviation parents’ his home. The release time at life, fantasy 5. Mr. Ecker’s observed currently plan before Court offers no upon hospi- his initial commitment at the improvements for the defects in the earli- virtually tal has continued in the same since, among things, other it still plan er intensity up quality present to the provide adequate does not controls over time; by psychological this is evidenced periods during Mr. Ecker he would be on him in tests conducted 1972 and away hospital.38 from 1974. March, 1974, In it was brought to Cognizant frequently this court has

the attention of authorities at Saint Eliz- complex remarked difficult and task that Mr. Hospital abeths Ecker was seek- facing when it a district court is asked to ing patients out female in the deaf pro- whether a at Eliza- decide Saint at gram through the movies and a win- will “in the beths reasonable future be dan- their Members of on ward. the hos- dow others,” or gerous to himself are satis- pital express staff concern with this [sic] judge’s findings fied that the trial here behavior, reprimand- and Mr. Ecker was test, e., preliminary they “pro- i. meet ed. adequate appellate a framework vide April, repri- Mr. Ecker was test, For the final substantive review.”40 improperly touching manded for a female this court we can not on the record before patient on the buttocks. say Judge conclusions on the Smith’s were plan “dangerousness” clearly

8. The submitted issue of erro- for conditional release in the on evidence in letter to the neous or based 24, 1973, August Court dated does not record.41 posed (or any review certifications conditions of release which could 301(e): reasonably imposed)” be he could not rule in possi- court must “dangerousness.” [T]he . . examine Ecker’s favor on the issue of may placed upon Ecker, ble conditions that United States v. Criminal Case No. patient’s release, and the (D.D.C.1974), extent App. which 1481-67 at 2. may expected those cоnditions to alleviate Ecker, 38. United States v. Criminal Case No. any might harm that otherwise result (D.D.C.1974), App. at 1481-67 patient’s unmodified behavior. If a com- bination of conditions be found that See, g., McNeil, e. United States v. 140 U.S. dangerous would reduce the likelihood of be- (Bazelon, App.D.C. 434 F.2d at 513 at C. required havior below the standard mitment, for com- J., concurring); U.S.App. Dixon v. patient’s the court should order the at 427 F.2d at 600. D.C. release these conditions. McNeil, States United at McNeil, 40. United States v. (footnotes omitted). 434 F.2d at 513 Ex at 503. This is not a case like cept dicta, by Judge in this and several other McNeil where the trial court denied condi- Bazelon, this court has never hinted that “it is unexplicated tional release an order. duty court’s to consider and im [district] pose such other conditions as will make condi proper acceptably 41. This is the tional release review before safe.” Dissent at- U.S.App. U.S.App.D.C., of 177 this court. See Cross v. at 203-204 of 543 F.2d Indeed, strong policy arguments (1969); D.C. could be made McNeil, against encouraging judicial tampering United States v. in this 239-40, expertise. (Bazelon, J., deciding area of medical Without C. Judge obligated concurring); Ecker, Smith whether was to make a United States v. 156 U.S. issue, finding spoke App.D.C. on this we note that he 479 F.2d at 1208. We do not pro- weigh found that “under the evidence de novo. dramatic increase in both ready for a sub Judge disagreed While Smith unsupervised leave responsibility and ex of the four

stantially opinions hospital.44 from the that the risk time who testified witnesses pert community would be minimal danger to the by the court emphasized factors One participate allowed were appellant if the district court’s first denial support of program, was inner turmoil still of certification of all the facts ‍​​​​​‌‌​​​‌‌‌​‌‌​​‌​‌‌‌‌‌​‌‌‌​​​‌‌‌‌‌‌‌​‌​‌‌‌​‌​‍informed Smith testing,45 psychological in Ecker’s reflected opinion, it was base one of several again this turmoil was independent determi make an obligation to motivating factors behind Smith’s govern appellant and the As both nation. appel- All the witnesses at decision below. “dangerous recognize, the issue *12 ment appellant con- hearing testified that lant’s a dif presents the court with ness” district life,46 fantasy and to an active tinues have fact, and question of law ficult mixed and are indicates that these fantasies the record obligation accept under no to court is violent, sexual, aggressive in and frequently questions law. experts’ opinions on of Particularly noteworthy is Dr. nature.47 indisputably Judge Bazelon made this Chief appellant’s of Shapiro’s characterization McNeil,42 Judges and did clear Dixon relationship with his fantasies: present opinion in the court’s and Robb MacKinnon clearly to Personality point tests rather in McNeil.43 in which Mr. struggle internal an active not weighing we are the evidence Since attempting grips to to come Ecker novo, unnecessary repeat do we deem fright- gratifying both fantasy life concerning appellant’s of the details all he allows himself ening. . . . When brought which were out mental condition fantasies, his pursuing his liberty of hearing during say below. Suffice it to reality testing appears to become some- changed very has little situation fluid, by primary characterized what I. opinion court’s last in Ecker ideation; since this clearly, this entire process Quoting from Chief Bazelon’s re- dangerous and represents a still realm opinion, again in that find that marks disruptive psychically force. potentially testimony presented Nevertheless, anxiety of the he is aware requisite ego has con- up, and only ambiguities, real stirred raises not but distance, some rather than sufficiency inves- trol set doubts about out, condition, anxiety. with the Ecker’s in order to deal tigation of and the con- act present are characterized he was controls at clusions drawn therefrom that His “dangerousness” States, . 42. The Jenkins v. United misconduct, of future (en banc). The likelihood (1962) mixed. This 307 F.2d expected, type misconduct that the trier facts is bound does not mean fact; frequency, questions probable are its Jenkins, opinion. we stated in such As harm, expected apparent and its whether any expert given weight to be “The likelihood, sufficiently great are to warrant judge by the is exclu- in evidence admitted statutes, our are coercive intervention under jury.” sively at questions of law. judge was the at 646. Here U.S.App.D.C. at at 595 325 n. F.2d applied. rule and the same trier of facts original). (emphasis in n. 17 at 504. patient’s expected [Although be- future likely havior, to result and the harm Ecker, U.S.App.D.C. at United States 44. behavior, expert psychi- are matters 1208. opinion, suffi- whether the harm is of atric commitment, magnitude to warrant cient Id. of that harm is suffi- the likelihood whether commitment, again mat- cient warrant (Dr. 22-24, Saiger); Transcript 98-100 ters law. (Dr. Donohue); Taub); (Dr. 188-90 157-58 U.S.App.D.C. at n. 434 F.2d at 513 (Dr. Shapiro). original). (emphasis in n. qualified psychologist opinion of a [T]he 22-24, 98-100, 157-58, Transcript 196-97. admissible, competent psychiatrist] [or recounting every tion. Without vagueness item of by a retreat into and intellec- supporting Judge evidence Smith’s response Ror- determi- verbiage. tual One case, in this nations we conclude that indicative of Mr. Eck- perhaps schach is of fact and findings conclusions of law are fragile velvety, self-percept: er’s “— supported by the amply record and are not anchored.”48 yet solid or clearly erroneous. Shapiro’s report by any Dr. is not means only portion justifying record IY. BURDEN OF PROOF The is re- court’s decision. record district Closely related to the issue of standard of ambiguities with other and uncertain- plete is the issue of review burden of proof at the pause give any which would ties court level. district Our search of the case considering patient’s this Even Dr. release. jurisdiction law in has uncovered no most Saiger, appellant’s outspoken advo- who, squarely holding cases anyone, if cate, would possibility admitted that of proof the burden remain, though always thought it to be proceeding. mention of unlikely, that under stressful circumstances proof burden in the majority opinion in react in again would a violent fash- Ecker Hough simply recites the district court’s upon which The factors the district ion.49 hand, conclusions of law.50 On the other findings forth in the court relied are set Judge Miller’s in Hough dissent *13 indicates quoted of law above. fact and conclusions patients seeking that mental conditional re- importance Of considerable to the district may face lease a heavier burden proof of is the judge’s decision undeniable fact that seeking than those unconditional release.51 patient thought by has been the medi- this Contrary Judge to suggestion, Miller’s we experts ready for cal a return to logical find it patients seeking that condi- before, and community experts life that the tional release bear the same burden pa- as proved tragically been wrong. have The seeking tients unconditional release. In the rеveals in this case that appellant’s record conditional release situation the proposed illness has been developing and theoretically are designed conditions to take evolving early since his childhood. Previ- personal whatever inadequacies care of still ously psychiatric records have indicated patient protect the handicap and the ready appellant was and that able to func- public. test in either conditional or in little society. tion Yet more than two e., same, release is the i. unconditional cases after one such years determination and his patient the whether release will benefit and resulting Shepard-Pratt release from Hospi- However, public. patient- the in safe for tal, appellant rape committed the (e. and mur- proceedings g., release habeas initiated which led to current der his corpus proceedings) proof institutionaliza- the burden of App. at Obviously, 48. 63. release is more diffi- conditional justify release. cult to than is unconditional Transcript at 49. 119. release, respect the to conditional For person is still that the confined certificate us, Judge Bazelon tells insane, superintendent but that the thinks The conclusions of law stated that “it has not patient] under [the be safe to release would by preponderance been shown of the evi- course, is, supervision. It of much easier to [appellant] dence that should be released person will in that a sane the believe conditionally; that the Government dangerous future be to himself or reasonable by preponderance shown of the evidence person insane than to believe that an others should not [she] . should be even more be. The court will not 271 F.2d at 461 examining evidence in as to the careful (brackets original). in danger in release of an involved conditional Judge Miller dissented because he believed respect person, to the un- than with insane denying the district court’s order condi- person of a who has re- release justified by required tional release was sanity. his covered support Judge position, evidence. In of his 271 F.2d at following interesting Miller made the observa- tion: be, by the court and should of requirements apply.”53 the attention do not Bazelon, Leventhal and (Judges Our by in the statute language comparative Dixon, position this in Robb) reiterates decisions, applicable than those heavier our parties Court bear by District pa- initiated “The proceedings release to see that decision is responsibility 301(e)’s equal section certifi- hospital under tient’s all the relevant evidence.”54 had procedure.52 cation and follow this nonadver- agree with We in Bolton Bazelon footnote In a producing burden of evi- of the sary view Lake v. this court in Cam- us reminds involving the “proceedings care in ‘[proceedings involv- dence55 clear that eron “made ill.” mentally and treatment mentally treatment of ing the care and in McNeil also im- concurrence proceedings’. Bazelon’s strictly adversary ill are not view the burden of nonadversary of plies a rules as who has . Thus technical pre- the procedures into forward going bringing relevant evidence the burden ill, mentally three but also those who with the other methods In contrast (sometimes, establishing eligibility for release infect others with disease will (e) Marys, though they language Typhoid nor of subsection the case of neither the places proof, by disease). case law a burden themselves the relevant are not disabled evidence, by preponderance pun- of confinement without case And Compare seeking ishment, patient release. who is there be room think 301(d)(2) (“fifty day” hearing); governs §§ D.C.Code 301(k)(3) the standard difference relief); 301(g) (habe (motion person or release for the issue of detention corpus) 13 already unhappily as construed Bolton as U.S.App.D.C. who has manifested We conduct, 395 F.2d at 653. inter perhaps reality of anti-social even singular require pret failure to shifting proof to him the burden of de- eligibility, preponderance prove case the doubtful where can not cides reflect the fact that section the evidence to predictions. in our have confidence proposals are initiated analysis inextricably issue is last one that e., patient, hospital and not the i. to avoid the public morality public intertwines need. anomaly requiring a who not the Dixon v. *14 proponent proposed of to a the actiоn bear omitted). (footnote 427 F.2d 604 proof on the issue of “dan heavier burden of U.S.App.D.C. 12 53. 130 n. 395 F.2d at gerousness” than the that initiated the Cameron, quoting n. v. 124 653 Lake government may and the that recommendation (1966) U.S.App.D.C. 661 oppose or it. Accord, (en banc). Snyder, United States v. 301(g), note section like We that section (1976), 529 F.2d 301(e), expressly assign does not a burden of Judge where Robb describes the nature of a any proof party, but in Bolton Harris this hospital-initiated, pro- unconditional release court held that the traditional rule —that the ceeding in the district court: petitioner prove, by preponderance must the of proceedings before the District Court evidence, illegal the applies that his detention is —also strictly adversary proceedings.” “not were corpus proceedings in habeas hearing judge before the . The 301(g). U.S.App.D.C. at jury, normally that circumstance without Leventhal, Judge F.2d at however has proof rules the strict of and allows relaxes expressed “grave respect reservations” judge to evaluate evidence without proof: the Bolton’s comments on burden of straining through a fine technical sieve. passage me is that of What troubles Bolton at 877. equal protection require- states that proof that of ments dictate burden at 328 n. F.2d at establishing eligibility for release sec- [under n. 29. 301(g)] (d) patients tion for subsection “must civilly out, frequently pointed be the same as that for patients.” committed 55. As is the term “bur- beyond proof” encompasses Insofar as Bolton went two den of distinct bur- procedural aspects (d) of subsection rede- persuasion the burden of and the dens: burden release, procedures producing terminations and going with or of forward the evi- judicial governing McCormick, discussed standards See C. Handbook dence. of applications, expres- (2d its decisions on such 336 at 783-84 ed. E. Law of Evidence 1972). sions seem to me to be dicta . Cleary To avoid confusion will use proof’ when we are the term “burden collectively referring subsidiary pun- bur- is room for confinement without both [T]here danger, ishment because of as is true not dens. truly investigatory case.57 These are proceedings. release civil for conditional scribed in which traditional notions proceedings the district court does proсeedings In these simply inapplicable. The district proof unique responsibility have “a . indeed court, hospital, patient, and the all the relevant evidence is mar- to see that obligation to elucidate government share We, decision . . . towards shalled all the relevant facts.58 explore however, go step one further than Judge in McNeil. We hold that Bazelon- did hearing At below appellant seemed pro- release hospital-initiated, somewhat confused the order in which assignable Smith chose to ceeding there is no burden receive the evidence.59 this was an investigatory Since proceeding as we would know it in a criminal proof or McNeil, United States 3^4, 215), (Tr. ruled that the burden of Ecker (footnote omitted). at 509 patient proof on the this conditional Appellant rested proceeding.” Brief for at 31 Judge Wright In his dissent concludes that ruling by find no We such trial n. 17. (see district court’s standard review infra pages transcript At the refer- court. U.S.App.D.C., at---of at 182- appellant’s following brief the ex- “amounts, enced in changes F.2d) unavoidably, 188 of 543 place, lodged but neither counsel took patient placing persuasion the burden of objection any- nor did the court make (or seeking a formal hospital) release.” Dissent at- resembling remotely ruling: thing U.S.App.D.C., at 202 of 543 F.2d n. 5. [Appellant’s Counsel:] ... I very would sub- agree “in that We that limited class of Saiger Dr. is rather mit that a court’s e., witness where the fact finder the dis- [i. cases or both our witness in terms of the fact weighing judge], after all trict the evidence government doctor, treating he is a tor, position equilibrium, doc- finds himself in a I am sure the e., Court will be persuaded by position most either un- [i. interested his views since he is the closest finding able to make an affirmative the endanger patient. will not m the to the reasonable future others],” judge himself or submit would the latter two must witnesses against patient (or hospital) private psychiatrists] seeking find two that I [the men- Generally, witnesses, not, my release. however, Id. this result does tioned are Mr. Ecker’s witness. placing per- go amount to the burden of If the Court would wish us to forward in hospital. matter, although suasion on the or the requested For this by it has been example, concedes, Wright hospital, the district but if Your Honor would like judge “may any presentation direct ordеr begin, us to we will do that. likely goal that seems most you effectuate go [the] wish If forward fully developing id., facts],” government, [of which is through the is fine also. customary procedure inconsistent with the per- I am rather Counsel:] [Government “preponderance where there is a formal position, plexed Your Honor. Moreover, evidence” standard. counsel, “burden of It is defendant’s for the de- persuasion” (or statutory standard) at fendant, the dis- asking that is for relief. persua- trict court level is the same “burden of burden to It is their show the circum- *15 301(e) requires hospital sion” which section superintendent the are such he that should be stances released. place upon every patient to objection calling no to counsel I have Dr. certifies conditional release. Before Saint Saiger, Dr. Taub and Dr. Donohue and at the Elizabeths certified Ecker for conditional re- government may appropriate time the call lease, hospital the also to had make an affirma- Shapiro who is also in the courtroom. Dr. finding tive that Ecker would not in the reason- orderly procedure the would be for I think dangerous able future be to himself or others him to call his witnesses and for us to call proposed under the conditions. Rather than witnesses. our 301(e) preponderance read into section may proceed. THE COURT: Yes. You trap- evidence standard with all its formalistic just [Appellant’s I would make Counsel:] pings (as Judge Lumbard would favor or as hearing one observation arid that this [sic] Judge Wright interprets doing), as requested by hospital has been the inquiry I favor nonadversarial into the facts my by client. by judge. the district [Appellant’s 58. While the facts of the instant case necessari- I would submit that Counsel:] ly holding hearings involving every limit our to condi- we met burden that must we have certifications, recognize tional release that in a case such as this. meet nonadversary, investigatory the nature of the also submit that this is a burden I would hearing change district court should not when if somewhat different than Mr. Ecker that is hospital an the initiates unconditional proposed release the conditions to the have would proposal 301(e). under section Court. and, proposed by asserts, was the This appellant “The court In his brief therefore, I think the burdеns shifted objections below, of counsel for Mr. the over EQUAL PROTECTION V. parties approximately shared the where all 301(e) hospital proposals all section Under going proof, the order of equal burdens of persons of com- release the conditional to the sound discretion of left forward was Hospital Elizabeths follow- Saint to mitted district In its discretion the court. the trial charges by criminal reason ing acquittal presentation the order of must choose court (hereinafter “acquitees”) must insanity likely to marshal and eluci- most that seems approval. The court court district receive By any facts. stan- all the relevant date upon objection by or may, its discretion “in dard, presentation followed at the order of the District of Colum- or United States the logical seems and can not hearing below the notice, shall, hold hearing after due bia as abuse the trial an characterized to the mental condition as evidence Since the discretion. court’s may be sub- so confined person the release of the conditional proponent the concludes If the district mitted.” hospital through the testimo- the proposal, (or un- conditions proposed the under go Saiger was asked to forward ny of Dr. which the court conditions any other der its supporting recommen- the evidence impose) patient “will not the may choose to to sup- then was allowed Appellant dation. dangerous to future be the reasonable hospital’s evidence with the plement others,” “the court shall then or himself testimony private of two and written oral such conditions.”60 release under order Next, government was psychiatrists. contrast, patients civilly to committed explain evidence and to present asked pursuant to 21 Elizabeths D.C.Code Saint opposed cer- why it solely upon a may be released §§ Finally, before Smith tification. by superintendent of determination advisement, Ecker’s the matter under took justified “the hospital that conditions which government’s counsel were counsel pa- involuntary hospitalization of the arguments. their permitted summarize longer exist,” e., /. a determination no tient quite Throughout hearing, Judge Smith “likely in- longer is no assign any party did not properly judi- No persons.”61 other jure himsеlf or (or proving eligibility Ecker’s in- burden required is authorized or review cial for conditional release eligibility) any circumstances. of the evidence. We find no preponderance Relying on Baxstrom v. Herold62 and presentation or error the order of argues appellant v. Indiana63 Jackson proof utilized the district provisions deny protection court. of the laws because equal him government, although safety protection towards somewhat est and the com- totally government, munity. not tainly towards the but cer- government support if their going am take matter under advise- ready, they position that this man must ment and consider further and I will advise bring expert in here to least contra- you a later date. case, experts dict all four said in this what is, that this man has sufficient controls 301(e) (1973), 60. 24 D.C.Code construed go he is safe to on this limited States, Hough v. United release. 195, 271 F.2d at 461. *16 545(b), (1973). 21 D.C.Code 548 §§ very THE It COURT: is a difficult situa- you prepar- tion. I think both succeeded in 107, 760, ing 86 15 way 62. 383 U.S. S.Ct. L.Ed.2d 620 a full record either the matter is (1966). decided. I, course, want to do what is in the best 1845, 715, family. 32 435 92 S.Ct. L.Ed.2d Mr. Ecker and his On the 63. 406 U.S. interest of hand, public (1972). other I must consider the inter-

195 differ from the release they provisions ap- fied procedures, section 301’s commitment involuntarily-committed pa- to plicable holding procedures civil substantially simi- (hereinafter “eommitees”) in tients two re- lar those for to used other civil commit- procedural and one one spects, substantive. provided for must ments commitments procedurally, acquitee before an First can acquittal by reason of insanity. after In the district court in which he be released prisoner whose Baxstrom sentence had approve hospital’s was tried must certi- expired was committed to almost a state ready he is conditional or fication that according institution statutory mental release; a commitee unconditional procedures applied different than those authority chief released civilly “[t]he persons other committed. The Su- public private hospital.”64 or service of preme Court held statutes in substantively, to approve order Second equal protection violative of since they al- district court must release the find prisoner lowed the to be beyond committed acqui- of the release of an terms penal duration sentence without endanger himself or tee will not others affording judicial him the review generally future;65 reasonably foreseeable to civil available committees. e., (i. chief service altogether It is not clear how far this com- superintendent) need find that a Supreme or the court Court has been will- “likely injure mitee is not himself or ing equal protection to extend the rationale persons.”66 other example, Judge Baxstrom. For Leven- thal, concurring separately in Dixon v. Ja- Since 1958 this court has consist cobs, to extend hesitated Baxstrom beyond proposition ently accepted the dan peculiar fact Quoting its situation. from by demonstrated gerousness commission Harlan’s Lynch Justice v. Over- by acquittal crime and reason of insani declared, holser a rational ty constitutes basis for the dis Congress thought, might have parity provisions in release ac how- governing ever, having successfully quitees and eommitees.67 Bolton v. Har claimed procedural insanity punishment, ris court focused on the avoid the ac- this appellant here should expressly issue raised cused then bear the burden of 301(e)’s upheld procedure longer section proving subject he is no acquitees.68 comply In order to abnormality with Bax same mental v. strom Herold Bolton court also modi- produced his criminal acts. Alterna- Compare 301(e) (1973) 289, 291-92, § D.C.Code 667, 257 F.2d (1973). § D.C.Code (1958), denied, cert. 359 U.S. (1959) (footnote S.Ct. L.Ed.2d 1038 301(e), Hough 65. 24 § D.C.Code construed accord, Ragsdale omitted); Overholser, States, v. United generally at 461. See F.2d opinion II of this O’Beirne, (1960); U.S.App. Overholser v. supra. D.C. 545(b), Judge Bazelon, 66. 21 speaking court, §§ D.C.Code 68. Chief for the stated: Leach, explained In Overholser uphold provisions We the release of 24- 301(e) that section though they even differ from civil exceptional applies people— to an class of procedures by authorizing commitment people committed who have acts forbidden review of the decision to release a law, who have obtained “not verdicts of patient. equal protection We do not think guilty by insanity,” reason and who have by allowing offended the Government or the pur- been committed to a mental institution opportunity court the to insure that the stan- category Peoрle suant in that Code. civilly dards for the release of committed by Congress are treated in different fashion patients faithfully applied to Subsection persons who have somewhat similar (d) patients. conditions, but who have not commit- *17 11, U.S.App.D.C. (foot- 130 652 395 F.2d at guilty or verdicts of not ted offenses obtained omitted). insanity note by reason at criminal trials. subjecting by Jackson to a hold that might have considered

tively, Congress [We] lenient commitment provide compulsory more appropriate stringent standard successfully of release for those who to more commitment a applicable generally to all oth- insanity defense order those invoke than offenses, and charged by discourage pleas insanity. We not false ers condemning perma- him effect to say go further here than to thus need no institutionalization without differentiating nent considerations such or the showing required for commitment ascertaining in- pertinent by for release afforded opportunity statutory provi- [other reach of this tended statutes], commitment Indiana de- civil sion. protection equal prived petitioner conclude these no reason to see under the Fourteenth Amend- the laws by Justice Harlan in 1963 penned words ment.71 by scrapped in 1966 Baxstrom v. were protection joined. Thus, equal presented Bax- issue in which What Herold (a) sharply case comes into focus: procedures on were for in this strom focused (need jury appellant’s for commission of criminal determi- whether civil commitment dangerousness society dem- (b) equal extended acts and nation) were treating justify ap- such acts onstrated grounds prison to one whose protection differently from a civil commitee pellant expire (in did was about fact term purposes of release. proceeding), expire to the habeas prior thereafter be on a and who would held Previously, this court has concluded that new commitment.69 prior dangerousness demonstrated provide criminal conduct does a rational Additionally, Jackson v. Indiana does not disparities statutory basis for some limits, clearly any, if define what Su- governing commitment and provisions preme place intends to on Baxstrom. Court distinction lease.72 The crucial between Jacksоn, defendant, mentally de- present case is Jackson and that Jack- mute, incompe- deaf was declared fective son, although robbery charge he had a robbery charge on a tent stand trial him, against not pending tried and department committed to the state insanity. reason of guilty by found until he became “sane.” mental health Contending that his tan- acquittal by commitment was Plainly insanity reason of determination, having jury to a sentence without beyond life tamount reflects crime, doubt, except of a Jackson claimed convicted de been reasonable insanity, Indiana commitment statute de- defendant did do the fense deceased, protection. g., He and have the equal argued act, e. kill prived him charges against the criminal that constitutes substantive that absent intent him, proceed any exculpation mitiga have had to without or the state would crime (e. non-insanity g., defenses self- civil commitment statutes tion in under other Overholser, defense). Lynch have entitled him to substan- 369 U.S. which would Blackmun, 714, 1063, [1069], greater rights. Justice 82 S.Ct. 8 L.Ed.2d tially writing for a unanimous Court,70 agreed [217] . . If jury ready contention: to make that determination it with defendant’s U.S.App.D.C. See, g., F.2d at 603 e. Bolton v. omitted), quoting Lynch (footnote Brown, v. Ov- (1968); United States v. F.2d 642 1063, 1069, erholser, 369 U.S. S.Ct. (1973); 478 F.2d 606 L.Ed.2d 319, 331-35; Dixon J., (1970) (Leventhal, con- Rehnquist part Justices Powell and took no curring). or decision. in the consideration 406 U.S. at S.Ct. L.Ed.2d omitted). (footnote at 446

197 acquit completely, going appellant recognize without must fails that both Chief insanity defense.73 consider in Justice Warren Baxstrom and Justice tempered Blackmun in Jackson their hold- Thus, appellant’s uncontroverted commis- ings with words of “Equal protec- caution. in- clearly of a violent crime sets the sion require persons does not Moreover, tion that all apart Jackson. case stant identically, but require indication in Jackson that dealt there is no does commitment was an a defendant’s exercise distinction made have some rele- power or police necessary pro- Indiana’s vance to purpose for which the classifi- community. made,”75 e., tect cation is i. jus- “reasonable (d) tification.”76 Subsection patients are argues be- Appellant that this distinction differently treated from civil commitees degree dangerousness be- tween the demоn- they are “an adjudicated exceptional cause by pending charges class of peo- strated longer justify slightly ple”77 “already sufficient who have unhappily is no mani- release standard and the additional the reality stricter fested of anti-social conduct.”78 301(e).74 hurdle found in section procedural Congress has determined that these individ- proven that even Baxstrom holds Since pose significant uals risk to the communi- justify conduct does different criminal ty the public and that is entitled to the procedures at the commit- standards protection additional by judicial afforded applies stage, since Jackson Bax- ment supervision. order to insure that socie- rationale to release standards as strom’s ty’s properly interests are weighed when a standards, appellant well as commitment proposal ‍​​​​​‌‌​​​‌‌‌​‌‌​​‌​‌‌‌‌‌​‌‌‌​​​‌‌‌‌‌‌‌​‌​‌‌‌​‌​‍considered, prior criminal that his conduct concludes requires the district court to make its own not constitute a rational basis for the can independent pa- determination whether the disparate procedures standards and found endanger will tient himself or others in the the D.C.Code. Clearly, reasonable future. the D.C.Code's sound, Although superficially procedural there are substantive and distinctions be- appellant’s logic. First, acquitees several flaws tween and commitees have a 331, Jacobs, U.S.App.D.C. Dixon v. 138 at 73. the State cannot withhold from few the (Leventhal, J., concurring). 601 427 F.2d at protections procedural or the substantive quirements for commitment that are availa- language There is in Jackson can be ble to all others. position. support appellant’s read to After dis- cussing the factual context which Baxstrom arose, did Justice Blackmun wrote for the Baxstrom not deal with the Court: release, applicable imposition but its rationale If criminal conviction justify proce- just less harm sentence are insufficient here. The to the individual protection against State, in- justifi- dural and substantive great if the without reasonable generally definite than that commitment cation, apply making can standards his com- others, filing available all the mere permanent mitment a one when standards charges surely criminal cannot suffice. . generally applicable to all afford others him principle The Baxstrom also has been extend- opportunity early substantial release. following insanity ed to commitment ac- 724-25, 727, 729, 1851, at 406 U.S. at S.Ct. 1, quittal, U.S.App.D.C. Bolton v. (footnote omitted). 32 L.Ed.2d at 443 Notice Mullen, (1968); Cameron v. approving- Justice Blackmun cites Bolton (1967); 387 F.2d 193 Peo- ly- ple Lally, 19 N.Y.2d 277 N.Y.S.2d (1966), N.E.2d to commitment Herold, 75. Baxstrom v. at U.S. following lieu of conviction as sentence a sex 762, 15 at S.Ct. at L.Ed.2d Humphrey Cady, offender. 405 U.S. 92 S.Ct. 31 L.Ed.2d 394 Indiana, Jackson v. 406 U.S. S.Ct. L.Ed.2d at 445. whether, . to the We . . turn pendency because of the criminal Leach, 77. Overholser v. charges triggered the State’s invocation 291, 257 F.2d at 669. 9-1706a, deprived of sub- Jackson rights stantial to which he would have been Dixon v. entitled under either other two state J., (Leventhal, concurring). commitment statutes. Baxstrom held that 427 F.2d at 604 *19 acts, differentiating inal thus himself from for purpose “relevance to the great deal of made.”79 the civil commitee. which classification[s] [were] appellant Second, attempts equate Finally, importantly, to and most appellant In Jackson court to asks this overrule in “procedures.” its decision with “standards” Bolton Baxstrom-Jackson equal protection and extend a denial of found the Court release standards protection doctrine to appli- equal a fact that situation in the yet never been gener- applied it has aby from those Jackson differed where cable to court. Baxstrom involved commit to civil committees. Since federal ally applicable pro- prisoner’s at the end a procedures in not involve differences ment Jackson did term, Humphrey Cady81 v. dispositive and in hardly be sentence it can cedure clearly facing Supreme Court indicated that this court: question procedural requirement of dis- Baxstrom fully applies acquitees to who the additional whether equal a equal protection period confined for to the have been approval trict court denies for While we real- sentence authorized their as Ecker.80 maximum patients such far, rendered, however, no rights can be federal cases crimes.82 So ize that substantive during rights ignored, held that their maximum sen nugatory procedural are have if acquitees ju- period are entitled to the independent how tence do not understand we procedures pro a release standards and deprives patient any sub- same review dicial Moreover, is for civil commitees.83 This is the right. review vided stantive Baxstrom-Jackson equal protection public for extension designed appellant acquitee protection urges doctrine which against already whom been adopt. one or more We to have committed crim- this choose instead shown Herold, 111, Jacobs, 281, v. U.S. at 86 79. Baxstrom 383 v. ion in Waite 154 762, (1973). 15 L.Ed.2d at S.Ct. at 392 475 F.2d course, already forth for the reasons set 80. Of in three state cases and one case federal dispositive is Jackson also not Court, by Supreme has been vacated question For the equal protection before this court. substantive have, opinion, in our Jackson Baxstrom robbery purposes pending broadly. People See v. read too McQuil been against equated charge with Jackson cannot bé len, (1974); 392 Mich. N.W.2d undeniably rape brutal and murder commit- Clemons, v. 110 Ariz. State Furthermore, by appellant. even if Jack- ted (1973); State, 259 Wilson v. Ind. robbery equated alleged could be son’s Neill, (1972); Reynolds v. proven N.E.2d 875 rape no and murder there is Ecker’s infirmity F.Supp. (N.D.Tex.1974), nom. where the standards vacated sub constitutional Sheldon, acquitees applicable Reynolds Reynolds are and commitees Sheldon v. “substantially similar.” See Bolton 45 L.Ed.2d 703 422 U.S. 95 S.Ct. at 651. Obvi- however, cases, specifi of these None finding ously, by it is a a district court that period cally maximum addresses the sentence e., (i. likely) probable + than more % clearly by Judge so discussed McGowan issue dangerous violently will not that a 286- in Waite v. 89, (the adopt in II standard the future 397-400, state all three substantially opinion) is similar to a of this approvingly refer to this court’s decision cases e., (i. finding likely not 50 v. Harris. in Bolton injure (the likely) to himself + or others % Also, interesting to note it is that McQuil- statutory governing the release civ- pass upon the did not len by il and the standard described commitees criminally committed defendant’s “whether Dixon). Judge Bazelon Bolton and Between by rights requir- standards, equal protection are violated two difference in these equal- ing are he be ‘evaluated recommended when the two likelihoods sult occurs e., balanced, ly dangerousness just psychiatry’ i. when the center forensic release unlikely. generally likely civilly *20 phrey and Jackson indicate once the VI. RIGHT TO period expired, sentence TREATMENT

maximum against to discriminate is unconstitutional We unhesitatingly agree with compared as with a acquitee, an commit- appellant’s contention right that he has a tee, purposes for of release from indefi- treatment under the least restrictive condi From that nite commitment. moment possible.87 disagree, however, tions We on, acquitees appear, and commitees in right with his assertion that this to treat contemplation, the Court’s to be on the unsupervised entitles him to the ment ac footing.84 same the community cess to that per would be Similarly, Humphrey, in Justice Marshall hospital’s mitted under the re recognizes scope the limited of Baxstrom’s plan. Saiger lease Dr. when he concedes applicability that crimi- step-by-step that a suggest reentry into may justify nal conviction some differences community is essential to Ecker’s continued safeguards if the procedural in differences improvement. may, Be this as it since by the nature of the are “limited defend- Judge Bazelon’s Hough, decision in it has or the maximum ant’s crime sentence au- 301(e) precludes been settled that section crime.”85 thorized for that prescribing Elizabeths from Saint communi patients Ecker has been institutionalized for over ty access for its unless such access years, acquittal by seven but absent his approval.88 receives district court When a Judge Judge 84. Waite v. 87. As Chief Bazelon and Robinson per opinion: 475 F.2d at 399. stated in a curiam It is clear that one reason of who insani- Court, Writing for a unanimous Justice Mar- ty acquitted is of crime and who explained: shall hearing Bolton to a committed mental hos- Respondent justify seeks to the discrimina- pital is entitled not to treatment but to ground tion that commitment under treatment “the least restrictive alternative triggered by Act is the Sex Crimes a criminal legitimate purposes consistent with the of a conviction; merely such that commitment is commitment.” penal sentencing; an alternative to sequently and con- Robinson, U.S.App.D.C. 220, 222, Ashe v. require that it does not the same (1971) (footnotes omitted), safeguards procedural afforded a civil Covington Harris, quoting U.S.App. from v. proceeding. argument commitment That ar- 623; accord, Tribby 419 F.2d at D.C. at guably respect hаs force with to an initial Cameron, 379 F.2d at Act, commitment under the Sex Crimes 105; Cameron, U.S.App.D.C. 366, Rouse v. sentence, imposed which is in lieu of and is 451, 454, See permissi- in duration to the maximum limited also 21 D.C.Code argument carry ble sentence. The can little Hough Judge however, respect Bazelon construed the weight, term to the subse- release,” 301(e), quent proceedings, “conditional as used in section renewal which result in temporary five-year to include all munity: leaves commitment orders based on new into the com- fact, findings way and are in no limited the nature of the defendant’s crime or the We read “conditional release” as used in the maximum sentence authorized present tempo- kind statute to include the crime. The renewal orders bear substantial rary given ap- freedom which has been this post-sentence resemblance to commit- not, course, pellant. sight We do lose was issue in ment that Baxstrom. temporary view that such free- 510-11, 405 U.S. at 92 S.Ct. at 31 L.Ed.2d part an of the dom is often peutic process essential thera- (footnote omitted). at 403 and, therefore, must not be Indiana, prevented. calling 86. Jackson U.S. at But it a S.Ct. conditional re- prevent simply requires L.Ed.2d at 445. lease does not it. It plain language requires committed violent criminal of § who has either hospital, acts released from district court to focus on safety unconditionally, conditionally or pro- whose release is whether community con- must be interests ... in the reasonable fu- posed “will protect these Congress fit to saw sidered. dangerous to himself or others.” ture through judicial proce- review interests Judge can no There doubt Smith 301(e), and the instant dure of justified in concluding well Eek- proce- pursuant case Smith posed unacceptable risk to er’s potential dure determined safety It community. is undis- outweighed appellant’s right harm that, peti- at the time of the instant puted no mode treatment. We find particular tion, appellant continued to suffer application Smith’s error illness, namely anti-social “chronic of this court —there precedents well-settled (with organic features), disorder personality community’s at the right no to treatment (sadism)” sexual . deviation peril. fantasy an active life. experiencing well as *21 severity seeks to minimize thе his Ecker of VII. CONCLUSION stressing by that each of ex- condition weigh the province to It within our is not who testified below advocated his con- perts this and make a third inde- evidence in case of release. While deference is ditional question pendent determination opinions psychia- of trained course due the dangerousness first two determina- —the psychologists, trists and it is and must re- hospital being those of the tions responsibility of the to main Therefore, since the record district court. weigh patient’s therapeutic individual law, errors in no find- us reflects no before against possibility danger needs clearly ings which are erroneous or of fact society large. Dixon v. See record, by the and no abuses supported 322, 589, 595 at discretion, we affirm the order of the (1970). Judge properly Smith bal- n. 17 denying recom- district in this anced those considerations case. mendation for conditional release.89 Indeed, propriety the district Affirmed. ruling apparent is so from the court’s LUMBARD, Judge (concurring): necessary Circuit I do not believe it is record novel and decide the reach out Following a non-jury trial before proof burden of in should lie of where Smith, Jr., upon John stipulated Lewis facts 301(e) hearings. No matter on whom the § May acquitted by Lewis Ecker was is placed, Judge Smith’s decision burden insanity rape reason of of the and murder Lewis the confinement of Ecker since, of a aide. Ever senatorial he has supported by evidence. continued is been Hospital. confined Saint Elizabeth’s Judge Wilkey holds that nevertheless The superintendent of that institution has no proceedings, assignable “there is such recommended, time, now for the second know in proof as would burden conditionally Ecker be released for a case.” or civil criminal few day participate hours each in a voca- training program. tional On I am to disagree. December constrained The unfor- 1974, Judge rejected Smith petition, inescapable tunate but fact is that Ecker’s the majority upholds. decision which today has already illness manifested itself I concur. in the commission of a violent and anti-so- course, authorities, judgment preju- they is without Of our when decide stage that a has reached or fu- where future recommendations dice to necessary prоper patient. requests by such freedom to cer- this ture tify that fact the District Court and obtain order, appropriate by reviewable this Court. at 462. F.2d 123, 137-138, circumstances, cial act. Under these 197-198. This is Hospital require by IQ (his IQ would show reflected both in tests rose 15-25 evidence preponderance points 1972) that his re- and in other psychological under the conditions herein proposed lease tests administered most recently in June not in the reasonable future They would endan- show continued inner turmoil well-being fantasies, ger the lives and they those with but demonstrate an im- into Ecker come proved ability whom contact. to deal problems. Such would be consistent with an allocation tests also These indicate that Ecker now evaluating employed regards “quite as ego-alien,” fantasies corpus petitions 23-27, App. 61, initiated habeas under Tr. that he can step aside 301(g). Harris, See Bolton distance, with them a and deal Tr. (D.C.Cir.1968). avoiding out,” necessity “acting App. 63, and that he has a now better sense of past Ecker’s conduct similarly justifies spectrum,” appreciating “time “that requirement those committed after there is not immediate relief to any sense of finding guilty by of not reason of insanity 113; tension.” Tr. see also Tr. 83-84. And judicial approval prior to obtain their condi- since 1972 he has been virtually without although tional or unconditional release no 13; medication. Tr. contrast United States procedural such additional hurdle placed (Ecker I), v. Ecker 156 U.S.App.D.C. path civilly in the of those committed. An 225, 227, 1210 (1973). equivalent equal protection attack disparity was dismissed this Circuit in has, well, Ecker taken an active volun- supra Bolton v. 652. Nothing has teer role the life the hospital commu- transpired intervening years in the showing nity, to elderly patients movies *22 require would us now to reconsider that participating editing in and publishing a complete decision. I am in accord with hospital 10, 17-18, newsletter. Tr. 97. He Judge Wilkey’s conclusion Baxstrom v. grounds privileges (unsupervised has had Herold, 107, 760, 383 86 U.S. S.Ct. 15 hospital grounds) access to the since 1971. (1966) Indiana, L.Ed.2d 620 and Jackson v. 11, Perhaps important, Tr. most he 715, 1845, 406 32 U.S. 92 L.Ed.2d 435 S.Ct. participated therapy, has in vocational first (1972), do not control instant situation. with the Behavioral Studies Division and Workshop then in the Sheltered at the hos- I would affirm the order of thе district pital. Tr. has 14-17. He shown interest in denying appellant’s request for condi- aptitude work, for electronics and he tional release. given supervisory has been responsi- some WRIGHT, (dis- J. Judge SKELLY Circuit Workshop. bilities at the Sheltered Tr. 15- senting): has, fact, in through 17. He advanced sub- stantially training all of the opportunities Ecker, In 1967 suffering Lewis open hospital; to him at the the logical illness, raped brutally and murdered step of his treatment is next electronics young was woman. He tried and found training at a vocational training institution guilty by of insanity. reason After a hospital grounds. outside the Tr. 56. hearing1 Bolton he was committed to St. Hospital. Although permit Elizabeth’s his In order to illness him to take this next chronic, review, and his condition step hospital, was serious he after certified improved significantly during the Ecker for conditional release under 24 D.C. 22, 301(e) years hospital. (1973),2 thereby course of his Tr. indicating Code § Harris, 1, U.S.App.D.C. 1. Bolton v. 130 icate alone unless the Government or 395 the court hearing. sponte F.2d 642 sua moves for a that event weighs the court the evidence and decides for entirety statutory requisites 2. Section forth in its set itself whether the are met. Wilkey’s opinion. provision footnote 12 of This for court review deci- patient may grant applies only statute makes it clear sions be release to those 301(d) is, strength hospital’s released on the certif- committed under those ac- § —that 202 part dom is an essential of the thera- judgment, Ecker often

that, hospital’s in the or oth- 21 “dangerous process”); to himself peutic not be D.C.Code would He proposed assert, conditions. though, does ers” The Government hospital only from the released to be situation Ecker’s does not meet Mr. travel to and from the time to for sufficient “dangerousness” for conditional classes; always he would and attend school 301(e). under Section it asserts release And hospital. evening at night spend that, contrary threshold Ecker’s satisfactory he could progress was If his argument, Government does not bear library and lab work. further time for have proof dangerousness burden on the permission spend might gain Finally he release, opposes despite issue when holidays with fami- his weekends or certain certification.3 hospital’s were seen as ly. All these measures his steps in treatmеnt. logical next I challenge the does not The Government proof question burden of On the stat- release right seek conditional hardly clarity.4 agree ute a model of Indeed it could of treatment. purposes Judge Lumbard that on this record we not; regarded as treatment must should, dispute. not decide this We need re reason for conditional compelling most moreover, especially finally cautious in completely recovered. lease deciding in view of the diffi- Robinson, generally Ashe v. 146 U.S. See Wilkey, culty the issue. exam- 222, 681, 220, (1971); 450 F.2d App.D.C. opinion IV of ple, says Part his 35, Covington v. proceedings “there is no (1969); Tribby v. Cam 419 F.2d assignable proof burden we would eron, U.S.App.D.C. 327, a criminal or civil case.” Yet know it in Cameron, (1967); Rouse 125 U.S. clearly Part II of seems (1966); Hough F.2d App.D.C. States, persuasion place pa- the burden of United (1959) (“temporary perhaps hospital.5 Judge free- tient or Lum- insanity. quitted reason of of an offense civilly (1970), appropri- committed be released that continued Patients confinement itself determines that the district can make an when the ate “unless ‘af- *23 met, statutory requisites finding proba- without firmative that it at least more is See, g., patient] e. 21 D.C.Code view. 548 ble than that will not be vio- [the ” dangerous Wilkey lently op. the in future.’ at 3. Note that the certificate itself sufficient of preponderance standard 18. A for the burden patient. 2 release of the See note to authorize persuasion operate only meant of to in that supra. very limited class cases where the ‍​​​​​‌‌​​​‌‌‌​‌‌​​‌​‌‌‌‌‌​‌‌‌​​​‌‌‌‌‌‌‌​‌​‌‌‌​‌​‍fact find- er, weighing evidence, all the finds him- after provides by four statute methods which The position equilibrium, persuaded self in a may gain insanity-acquitted release. Under instance, position. by In such an is to either expressly places it of them burden two proof party bearing against find the burden of 301(d)(2) patient. 24 §§ on D.C.Code quoted Judge proof. passage from Wil- preserves 301(g) patient’s (k)(3). Section & amounts, key’s unavoidably, opinion therefore petition corpus. gives right for habeas It no to placing persuasion the burden of to proof in such a indication of proceeding, burden (or patient hospital) seeking release. has construed the but this court Judge Wilkey’s II of The discussion Part provision place patient, to the burden on by “a is сlouded the reference to sub- principally because of the usual allocation problem danger the reasonable stantial corpus v. cases. Bolton the burden habeas Wilkey phrase op. never future” —a defined. 12, 1, Harris, U.S.App.D.C. supra note 130 mean, this it can neither at 18. Whatever 301(e) is F.2d at 653. Section likewise 395 test, statutory from the add nor detract as proof, no on but here there is silent burden authoritatively Hough v. United construed compelling the conclu- centuries-old tradition 192, 195, States, U.S.App.D.C. 271 106 F.2d patient is on the sion the burden —or 458, (1959): determining preponder- 461 really hospital, moving party. which is or ance whether the will “will writes, dangerous Wilkey quoting future be not in the reasonable Jacobs, proposed in Dixon v. or others” under the condi- concurrence himself Leventhal’s

203 bard, although agreeing Overholser, Whittaker v. 112 U.S.App.D.C. reached, not be offers his need view that 66, 68, 447, 299 F.2d 449 hospital. is on the But puts the burden glaring The most deficiency lies in the Attorney’s office in the United States District Court’s failure to indicate what (unless position anomalous hires other conditions for release were considered represent hospital-patient po- counsel obviously rejected. Both the statute and — — sition) potentially being upon called and our cases make clear that if the court is represent choosing both on its own sides— dissatisfied with the suggested conditions release, oppose being upon but called if, is, it feels the — lawyer government to serve as for the hos- danger high is too under those conditions— event, pital.6 any certification , it then court’s duty to consider and significant support amounts for the pa- other impose such conditions as will make tient in his effort to secure conditional re- conditional release acceptably safe. United lease; mean must the hurdles are McNeil, v. supra, States 140 U.S.App.D.C. high sought not as as if he conditional re- 239, 434 (Bazelon, F.2d at J., 513 C. on his own motion. particular- lease This is concurring); Dixon v. 138 U.S.App. where, here, ly true as the conditional re- 319, 325, 589, D.C. 427 F.2d (1970); lease is for treatment. Hough States, v. supra, United 106 U.S. App.D.C. 195, 461;

II 271 F.2d at cf. Lake Cameron, v. U.S.App.D.C. 264, 268, judgment affirming dissent from (1966) (en banc). The record the District Court because that opin court’s indicates the District Court’s probably justi ion does not rest findings adequatе to displeasure fied with the laxity of some support the outcome reached provide or to hospital-proposed conditions. Tr. mem meaningful judicial for review. United op. orandum But more McNeil, 228, 229, narrow —and U.S.App.D.C. States still (1970) 434 F.2d reasonable —conditions (per curiam);7 cf. would Cameron, remedy Millard v. at least some of U.S.App.D.C. 383, problems quick (1966), ly reversed come to mind. Yet after the District Court remand, sub nom. Millard given 132 has us no indication of other condi (1968); F.2d 964 considered or of the tions reasons reject- any may reasonably tions or imposed. others which explanation Hough whatever. See v. United States, supra note my agreement I do wish to state with the 271 F.2d at 461. The same concerns that led to major Judge Wilkey’s opin- thrust of Part IV of where, here, remand there warrant remand proceedings ion. Conditional release are “not explanation the District Court’s sheds insuffi- strictly adversary proceedings.” Lake v. Cam- light cient on the crucial determinations. eron, (1966) (en banc). mean, I take this to at a expressed concern, example, 8. The court minimum, going the burden of forward *24 hospital’s proposal pro- that the “still does not rigidly upon does fall not either side. Rather adequate during vide controls over Mr. Ecker judge duty has an affirmative to take an periods away hospi- vigorous would be from the active and role to see that all the facts developed op. possible may are to the fullest tal.” Memorandum extent This have 18. hearing. may any pre- He direct enlightened order of reference —we are not further —to likely sentation that seems most to effectuate testimony hospital that the would not learn goal. that any truancy episodes following until a week any problem, absence. Tr. If clearly government 60. this is the hospi- 6. St. it Elizabeth’s is a relatively seq. (1970 simple impose tal. See U.S.C. 161 et would to a § condi- Supp. 1974); IV seq. telephone 32 D.C.Code et tion that the school each morning reporting Mr. Ecker’s arrival or ab- require sence. the court could Or that Judge Wilkey’s attempt distinguish to 7. first, hospital, transport at least at him to and McNeil, opinion, in footnote 40 of his strikes school, permitting from the rather than him to unconvincing. per me as The brief curiam unaccompanied public transportation. ride opinion only in that case was not directed to See Tr. 210. denying the vice of conditional releases with no circumstances, appropriate conditional possi- only mention of other The ing them. patients completely concluding para- lease of recovered. in the comes conditions ble patients opinion: Mr. who come And under Sec- memorandum graph of the 301(e) those initially who were “under tion hos- would safe Ecker’s release Joe committing a (or any after criminal act. of release pitalized conditions proposed congres- take care to honor the reasonably be im- must could which Courts conditions * * Congress provided, has I op. judgment. sional Memorandum posed) person a that inadequate. emphasize, is committed follow- conclusory statement This insanity acquittal may be ing and for a entitled to for reconsideration remand would record, articulation, proving release without that he conditional more careful completely, proving without considered and recovered conditions alternative unmonitored, that, he would never be dan- rejecting them. reasons for certainly proving without gerous, and Ill always authorities have been medical in past judgments accurate of his percent findings are inade- The Court’s District condition.9 respect. There important quate in another sort, in cases of this a certain momentum is question for the court this case me, pulling toward strongly it seems individual has whether “the recovered suffi- reading provisions conditional release ciently proposed so that under the condi- episode The initial of the statute. out tions —or under conditions which the stat- so sent Ecker to Elizabeth’s was St. empowers impose ute the court to ‘as [it] tendency proof there a to seek brutal fit,’ see will person shall not in the —‘such recovery complete and assurance of safe- dangerous future be reasonable himself ” before any conceivable conditions ty Hough States, others.’ v. United or release. If courts even limited granting U.S.App.D.C. at 271 F.2d at supra, 106 urge, entirely understandable yield (footnote omitted). And the court is of will entitled like Ecker patients then finding concerned not the mere with coursе no re- or to either to unconditional release danger assessing its possibility of but lease at all. supra, See Dixon likelihood. n.17, at 325 F.2d at 595 Congress cannot have been unaware n.17; Yet in Section Con- Millard these concerns. (1968).10 explicitly permit, chosen

gress has Wilkey suggests obliquely past apply only Logical- that the ex- error should to Ecker. testimony unanimously pert might any hospital ly apply in favor as well recom- here— especial entitled to any patient’s conditional release —is release: mendation conditional ago, experts, skepticism because other year| badly wrong hospitals past; been have in the might that Ecker’s illness lead failed to foresee wrong Everyone they might be here. knows they re- he committed when to the murder psychiatric predictions fall well short of Shepard-Pratt Hospital leased him accuracy candidly perfect fact acknowl- —a Wilkey op. This me as at 25. strikes case, experts edged testified who in this pro- deeply and to the unfair Ecker medical seriously g., believes Tr. 119—but no one e. It is well settled that fession. every must recommendation pro- in patient’s present before the rejected. therefore be ceeding condition. is the suggest Judge Wilkey’s I would reliance Cameron, Rouse v. part does not constitute on this factor holding diag- n.43, n.43 Past court. of this error, proven tragically have but noses is, Assessing danger any the likelihood of be- cur- means indicate that this does not doubt, peculiarly wrong. yond difficult necessarily determina- rent medical *25 Covington tion. 35, Moreover, yields suggestion no limit- the (1969), 45-46, 627-628 the always ing principles. in Ecker’s There will be particular explored these difficulties with diagnosis. history the erroneous 1965 case eloquence. was the The issue there whether he can secure Does this mean that never keep lease, in the psychiatrists the decision and matter what the no maximum-security may say was psychologists John Howard Pavilion from the Fur- stand? thermore, why this the course of its consideration there is no inherent reason valid. In the only Most of these factors show that Eek- findings here are in- District Court’s The mentally whether fact not contest- for us to determine er remains ill—a adequate chronic, it asked and an- is undeniably illness and in fact His ed. explanation useful only truly experience fantasies and turmoil. The swered. he does comes in follow- him from con- necessarily decision of this bars of the court’s None Paragraph 9 of the memo- Apart two inci- ing passage release. from the ditional “misbehavior,” opinion: which are exceed- randum dents nature, factor listed ingly minor This conclusion [that bearing is any dangerousness real on particular with is made be should denied] illness, his ability its “uncertain to deal” with Ecker’s reference [Ecker’s] agree we cannot be cer- nature, continuing existence fantasies. chronic ability his to deal with them. and his uncertain tain about in his mind of fantasies them, continuing question is whether that uncer- But the real to deal with ability great tainty the inci- so that Ecker must be con- experiencing, he is turmoil “dangerous” meaning within the in 1974 with sidered of his misbehavior dents granted if Eliza- statute a limited conditional patients at Saint respect to female The District Court must do more release.12 Hospital.11 beths Wilkey op. They at 20-21. contain posed questions as well be elusion. which could in cases like the incidents of a court’s decision certain details of the misbehavior about asked diagnosis amplify they of Ecker’s con- us: one before Beyond showing mentally that Ecker is many splendored dition. “[D]angerousness” is a however, very ill, they light shed little by discriminating thing. muzzled Unless dangerousness determination. likely weigh against crucial analysis, court’s nominal- it is way ly competing wolf considerations the against sheep weighs Wilkey “ambiguities in the same scales: refers to and un weighed sheep is heavier when even if the separately, and to “real doubts about the suffi certainties” ciency always pre- the wolf investigation somehow of Ecker’s condi weighed together. are just great vails when two implies as are tion” which Keeping dangerousness a taut leash is on hospital’s first certifi when considered the danger especially murder, where there is release, difficult for Ecker’s conditional United cation danger admittedly grave since the (Ecker I), Ecker States v. improbability, which theoreti- and since its cally (1973). Wilkey op. 23- gravity, exceedingly dif- discounts its holding misconstrues our in Ecker I. 24. This quantify. ficult to major uncertainties mentioned there have The Moreover, a man has shown himself onсe Ecker has been off medication been resolved: impossible dangerous, to be it is all but effects; years, without untoward two for over prove negative longer him to that he is no incident, elopement an recent at the time specters appel- of the murder menace. I, past faded without of Ecker into years ago (expiated by lant committed repetition. apparent The court ex sentence) long jail may and the murder he factor, pressed lesser reservations about a third years ago have committed more than 10 ob- hasty testing program to which he was hospital very viously haunt yielded subjected and his which doubts about thought granting him least measure of over the turmoil reflected in tests. control * * * Their concern is under- freedom[.] clear the hospital But it was after Ecker I what may fully justified. well be standable provide adequate investiga could do to appears, the murders and the But for all that testing was it has done so. The 1974 tion —and unpredictable consequences will still be there hastily an artificial undertaken to meet twenty years fifty. Appellant or after after Though evidence of deadline. it revealed some murder, of the second was not convicted life, uncertainty fantasy about a continued tacitly hospitalization is not con- clearly controls has been reduced. Ecker’s to John verted into a life sentence Howard. Judge Wilkey supplies with no it is fair to In these circumstances ask remaining am indication whatever of how the appellant can ever demonstrate how up. biguities and uncertainties be cleared pervasive a less confine- his readiness for they up, can cleared If this is because given never improvement evidence of ment: What they looking imprecision psychologi the irreducible prospect for? What is the see, judgments, g., Developments cal in the e. * * * they find it? will ever Commitment, 87 Harv.L.Rev. Law — Civil (1974), being Judge Wilkey sets forth in full the other then Ecker is held to a Congress paragraphs of the memorandum far stricter than has chosen bearing impose. the District Court’s con- have some *26 yes to that why likely improved it answered because “controls”— explain face of the in the question, particularly slowly. deterioration would come With thе suggest- a record certification and hospital’s returning hospital each after- Ecker to the doctors who ing contrary. All four the class, be numerous after there would noon the testified, including the one called where the of intervention” “points Government, hospital’s rec- concurred in the developments note the and take could release and for conditional ommendation 19, 54-60, appropriate action.13 Tr. initiate not be dan- that Ecker would judgment 118, 137-140, 150, 123, 128, 83-84, proposed conditions. Tr. gerous under 197, 203-205. 163, 171, 19, 123, There is in the the District Court suggest not that do moreover, record, impressive range an to accept testimony.14 bound all of this was indicating the vocational evidence may in fact be that Ecker is too danger- It proposed provided to be under therapy any limited reasonable ous continued yield release would court, so, Ecker, But if this and conditions. in Ecker’s because it condition improvement public (for public and indeed has an step the needed next in his provide would liberty interest important in the fellow If his condition were deterio- treatment. thought this un- and in treatment to restore their the witnesses citizens rate —and rejected.” App.D.C. tions as well during have said. should some sidered with fact is (1970). But at the same time the trier cannot disregarding careful porting testimony, could have example, assured. simply faithfully provided to the the court trier of fact portant adduced at and personal That the trial uncontradicted Court has ry” application decision gists. rest among to factual matters within competence This court If the court Where uncontradicted requirement rejecting not bound solely ride monitoring sk to the particular its duty maker’s conclusion hearing. may Douglas views. roughshod Our cases are “not imposed might recently expert testimony. the other monitoring experts’ deterioration [*] was concerned substitute its court is others expert testimony by expert opinions expressed superintending hearing.” wisely psychiatrists 228, 230, necessary have of due legal [*] adequate legal reiterated the * * * opinions, accepting United States v. further in such a fashion evidence, simply pick over what the United according F.2d supervision would charged held required standards does not [*] expert rulеs process appear, * supervisory func- corrective action own that, despite conditions. For that the trier of foundation, States, It must * * * not not [*] and evidence authority for with testimony opinions for with detailed re- * * specialized “elementa- for release mean that arbitrarily the court carry would be psycholo- Supreme his own McNeil, 99 U.S. the im- [*] experts be con choose regard some must “the out tend to Id. to the fullest extent misconduct frequency” mize the n.17, not have two the twofold of fixed approach more the District Court’s factual likelihood sufficient of law: 397 U.S. L.Ed.2d nothing when sis in ceedings for on the of factual supra D.C. C. United States v. Although In this J., questions of may record. “clearly properly determinations at 1209 n.9. 427 F.2d at us to insist that the District Court do so original), note concurring) (footnotes basis of the record before Wilkey’s 240-241, anything proper numerical scales. But we can supra note more then review whether the whether light, I difficulty called says dangerousness of future isit If the determination demanded conditional release. erroneous” when viewed warrant than applied. Again, quoting basis undeniably law.” closely upon questions 434 F.2d at like mathematical am not at all McNeil, supra, characterization factual reject expected, involved. possible. We would then established distinct, n.17. 90 S.Ct. the trial misconduct, to make a determination continued confinement. Wilkey op. “the determining finding analytical clarity difficult to Only after the conclusion is thus Goldberg Kelly, omitted) experts’ opinions it is incumbent We cannot fact. Dixon v. judge 1011, 1022, I do convinced at 226 legal likely established— See its at 22. application acceptable, is court —is (Bazelon, certainly U.S.App. here did probable keep whether Ecker by pro- (empha n.9, harm is type against correct at 325 mini- or is “The level pre- I, *27 Wright’s dissenting opinion, but not its interest health, along obvious with error, claim of the trial focused in a complete to a more are entitled safety), disagreed case with in this judge has indicating why the likelihood statement only experts gave of the who conclusions great to sufficiently adjudged danger was indicating testimony why. without release. bar conditional (or proceeding seeking release is a This today holding Nothing in the court’s release) person of a detained sup- the District Court from prevent would following a verdict that he is guilty of a complete statement if Ecker a more plying but for mental illness. crime The serious a later date for condi- again at apply should responsibility, and he has judge trial course, And, nothing in release. tional though ‍​​​​​‌‌​​​‌‌‌​‌‌​​‌​‌‌‌‌‌​‌‌‌​​​‌‌‌‌‌‌‌​‌​‌‌‌​‌​‍testi- relief even all the may decline holding precludes a District Court today’s experts recommend release. But he fying release later ordering conditional why he comes to a differenct indicate must at that time that it determine should Judge Tamm said in anoth- As conclusion. met.15 tests are statutory connection, requirement of a state- er respectfully dissent. I simple than con- of reasons—“more ment not onerous if the matter was clusion”—“is Rehearing En Banc. for Suggestion On in a conscientious manner in with dealt Clark, Davis v. BAZELON, Judge, and on the merits.” passing Chief Before 379, 380-81, TAMM, McGOWAN, LEVEN- WRIGHT, MacKINNON, ROBINSON, ROBB 1357-58 THAL, WILKEY, Judges. Circuit as a ha- Although this case is structured hearing expert testimony, with corpus

beas by a is also involved is a decision what ORDER (here, unique agency St. Eliza- —a PER CURIAM. Hospital) holding someone detained beth’s appellant Lewis C. suggestion of The predicate court order. The of a hear- rehearing having en banc been Ecker, II for hospital superintendent ing is that full court and there to the’ transmitted certificate, filing for clerk issued judges regular majority of being a court, person that the of his of the having case favor of service in active entitled to release. D.C. confined banc, it is en reheard where 301(e). This is not a situation Code § agency, if it is must defer to the court en banc that the by the court ORDERED by substantial evidence. The supported rehearing en banc suggestion aforesaid court, the hearing is before the court has is denied. responsibility to make the authority decision, hospital agency only and the Judge LEVEN- of Circuit Statement advisory. machinery govern- But if the Concerning Deny To His Vote THAL agency is to make sense the must be ment Rehearing En Banc why it is that the advice of its informed LEVENTHAL, Judge: Circuit rejected. and officials has been staff suggestion rehearing en While forecasting dangerousness is itself interesting questions, some banc raises difficult, dangerous, dangers but the to consider them find it difficult would will be increased unless difficulties my view the issues have not bеen because indicated, so approach of the court focused the record. sufficiently agency experts can that the they can approach, or so that difficulty a more central I think is adhere What when it is re present the situation glimpsed part III of better problem, is the predetermines proceeding by the de- at such time no means before the court 15. The state, proceedings. present mental Rouse v. be Ecker’s in future will cision Cameron, supra and the outcome of this note hence, year 104,105 (1967); Cameron, they viewed a if believe Rouse v. judge’s approach reflects a misunder F.2d 451 standing underlying of their views or the strong showing is a there condi- Where situation.* pur- is needed for treatment tional release *28 especially incumbent it is poses, Judge J. of Circuit SKELLY Statement careful, detailed, to make District Court WRIGHT, in Which Chief BAZEL- findings and explicit statement of its ON and Circuit SPOTTSWOOD W. release, denying for both to assure reasons ROBINSON, III, Join, of Reasons for Vot- properly for treatment that the need ing Rehearing for En Bane. and, importantly, more respected aid Appellant Ecker was committed to St. The hospital planning its future course. Hospital being Elizabeth’s in 1968 after ac- ought hospital to know where to concen- quitted by insanity reason of of the murder that, barring efforts so de- its future trate young 301(d) of a woman. 24 D.C. Code § condition, in Ecker’s terioration hospital In 1974 the certified Ecker acceptable pro- day devise release some for conditional release under id. § posal. (1973) so that he could attend a vocational conclusory findings presented The training by day, returning school to the give hospital Court in this case District night. training each Such guidance. give This failure to real ade- no step seen as an essential in Ecker’s treat- hospital’s reasons in the face of the quate program, since he basically ment had ex- recommending certificate training opportunities all the hausted avail- significant departure lease is a from the hospital. Testimony able scheme, statutory places initial re- hearing firmly supported the conclusion judgment hospi- for this sponsibility of this limited kind is needed release statute indicates tal. The improvement. continued for Ecker’s It also cooperatively court should work in carrying that, strong showing as the provided hos- purpose. out its determined, likely Ecker is not pital reason, For for the other reasons himself or others on condition- dangerous to my panel opinion, dissent from the stated the District Court release. Nonetheless al rehearing en banc. I vote rejected determination and panel A of this court af- release. denied

firmed. consistently

Our cases have underscored importance honoring patient’s right See, g., Robinson, e. Ashe v.

to treatment. 220, 222, Covington Harris,

(1971); U.S.App. (1969); Tribby

D.C. Cameron, person * specifically it is directed to order returned 301(e), to the law, 24 D.C. Code The hospital. hearing will be there contemplates at the condition as to of evidence though submission Even an order of return need not be testimony “including the person confined accompanied “finding,” but rather a state- hospi- psychiatrists said or more of one the court does not ment make the “find- provides the “court release, necessary law then ing” process The tal.” is a statute directs weigh one, the evidence.” requirement shall weighing with a reasoned finds that the court if evidence, to order the court the reason for failure to make sanity and will person has recovered finding concept accountability fulfills the dangerous future underlying government in the reasonable under law. find, not so court does If the himself or others. notes discharge as it is See prior when commit- to final accompanying supra and text. fo- person need not scrutinized ted discharge.” prior to final center rensic 405 U.S. 92 S.Ct. 31 L.Ed.2d Mich, 584 n. 9. In n. 221 N.W.2d at at 543 event, are any the extent that these cases analysis with our decision we believe indepth Humphrey, inconsistent For an Jack- wrongly Baxstrom, son, opin- they decided. see McGowan’s interpre insanity McGowan’s 1973 reason of could have been adhere incar- Baxstrom, Jackson, and Hum tation of cerated for life. prior We believe that conduct, phrey: criminal especially violent conduct case, provides such as that involved in this expressly Jackson holds that justification”86 e., (i. “reasonable problem a rational applicable to the Baxstrom basis) for the proce- from indefinite confinement differences release found in the together, then Hum- dures D.C.Code. . . Read that,

Case Details

Case Name: United States v. Lewis C. Ecker, II
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Jan 17, 1977
Citation: 543 F.2d 178
Docket Number: 75-1074
Court Abbreviation: D.C. Cir.
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