Lead Opinion
OPINION IN No. 86-3068.
Leslie Craig Robertson and Connie M. Steeprow appeal rulings on suppression of evidence. Robertson had stipulated that the evidence was sufficient to show that he had manufactured methamphetamine on a residence located at 855 68th Street, Springfield, Oregon and Steeprow had stipulated that the evidence was sufficient to show she attempted to manufacture methamphetamine at the same address. The stipulations are void if the motions to suppress are reversed on appeal. We affirm the district court as to Robertson, reverse as to Steeprow.
I
On October 16, 1985, at about 1:45 P.M., Richard W. Wisenor, an agent of the Drug Enforcement Agency (DEA), in Eugene, Oregon learned from an anonymous telephone call that Lyle Johnson was operating “a crank lab” at 855 68th Street, Springfield, Oregon, where the informant said Johnson lived. Wisenor, a veteran of 14 years with the DEA, knew that “a crank lab” was a manufactory of methamphetamine. His informant told him that she had visited the lab that morning and that it had been in operation with Johnson and two associates present.
Wisenor learned from the Springfield Utilities Board that Johnson was indeed a customer listed at 855 68th Street. He himself knew that Johnson had prior arrests for manufacturing methamphetamine in Lane City, Oregon. He now learned from state police of an outstanding Oregon arrest warrant against Johnson for this crime. The warrant, issued March 15, 1985, was, according to the county clerk, still valid. Driving to Springfield, Wisenor and a state police officer inspected the house at 855 68th Street from the outside and noted that the house windows were curtained and the garage windows were masked. They also observed by the house a black pick-up truck that turned out to be registered to a person with a prior drug record.
Shortly after the entry, Wisenor told Steeprow that she was free to go if she would leave her backpack and purse behind. She refused to leave them behind and therefore remained. Wisenor wrote out by hand a 7-page affidavit detailing the day’s events. Some three hours later a warrant was issued by Magistrate Michael Hogan on the basis of Wisenor’s affidavit.
With the warrant secured, the agents searched the house and Steeprow’s backpack. Steeprow’s and Robertson’s fingerprints were found on the laboratory equipment. Formulas for making methamphetamine were found, in her handwriting, in Steeprow’s backpack.
Johnson killed himself in prison. Robertson and Steeprow were indicted and moved to suppress the evidence. After a hearing, Magistrate Hogan made findings of fact and recommended denial of their motions. After a further hearing, District Judge James Burns denied them. Robertson was convicted of manufacturing methamphetamine in violation of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2 and was sentenced to fifteen years in prison with a five year special parole term. Steeprow was convicted of attempting to manufacture methamphetamine in violation of 21 U.S.C. §§ 841(a)(1) and 846 and 18 U.S.C. § 2 and was sentenced to five years in prison. Each appealed. Their appeals have been consolidated for argument and decision.
II
A
Robertson argues that the seven-month delay in execution of the arrest warrant for Johnson was unconstitutional, violating the rights of “the individual” under the Fourth Amendment, the Due Process and Equal Protection Clauses of the Fourteenth Amendment, and comparable Oregon constitutional and statutory provisions. He claims that the warrant should have been executed during a routine traffic stop of Johnson months earlier.
Robertson encounters a fundamental obstacle: standing. A defendant must show standing even if the government has not pressed the issue in the district court. United States v. Nadler,
As to the alleged violations of state law, the evidence would be admissible in any case, United States v. Kovac,
Robertson relies upon the district court’s finding that he lived at the house to argue that his expectation of privacy was violated by execution of the arrest warrant for Johnson without a search warrant. Robertson, however, at most shared the residence with Johnson, who held the lease and paid the rent and utilities. As it was lawful for the police to enter to arrest Johnson, their entry was not excludable as a violation of any expectation of privacy on the part of Robertson. United States v. Ramirez,
The judgment as to Robertson is AFFIRMED.
OPINION IN No. 86-3074.
In Steeprow’s appeal, the facts are as set forth in United States v. Robertson, No. 86-3068. Steeprow challenges her detention and the subsequent search of her back pack.
I
Steeprow’s Detention:
Steeprow objects to her detention, contending that it was not a Terry stop, but an arrest for which probable cause was lacking. We agree with this contention.
A
Whether an arrest has occurred depends on all the surrounding circumstances, including the extent to which liberty of movement is curtailed and the type of force or authority employed. See United States v. Patterson,
We do not find the recently decided case of Greene persuasive as to the dissent’s contention that a mere “Terry stop” occurred. The dissent reasons that, in this case, as in Greene,
The ground for our holding in Greene was that the officers in that case had specific knowledge that the defendants were armed. See
B.
Having held that the detention at gunpoint of Steeprow amounted to an arrest, the next question is whether probable cause existed for that arrest as required by the Fourth Amendment.
We hold that probable cause for her arrest was absent. For all that was then known to the officers, Steeprow was an innocent visitor. Lacking from both the arrest warrant for Johnson and the search warrant for the premises was the slightest indication that Steeprow was involved in criminal activity. Her mere presence on the premises, without more, cannot support an arrest of her under these circumstances. Compare Michigan v. Summers,
II.
Search of Back Pack
The warrant in this case authorized a search of
the premises known as 855 68th Street, Springfield Oregon and curtilage and ap-purtences [sic] and vehicles.
The government and the dissent would have us hold that the particularity requirement of the Fourth Amendment
While recognizing that some warrantless searches do not violate the reasonableness requirement,
he was apparently a mere visitor; his relationship to the premises was not known, but was at best the subject of speculation.
We find the government’s reliance on United States v. Williams,
Notwithstanding these clear distinctions, the government would extend Williams to hold that the presence of a container such as Steeprow’s backpack within the “curti-lage” of premises described in a search warrant would subject them to the search authorized in the warrant. Such an extension would certainly bode ill for the legitimate expectations of privacy of persons unfortunate enough to be located within the physical boundaries of premises described in an affidavit and who have chosen to protect their expectations by carrying containers which are personal to them such as purses, handbags, bookbags, and shoulder bags. Officers armed only with a search warrant for premises could justify warrantless searches of any and all containers carried by persons within the physical area described in the warrant, whether probable cause existed for the search of the containers or not. In such a situation, the government would merely argue that since the container was located within the “curtilage” of the area described in the warrant, no probable cause was necessary to support the search independent of the probable cause for the search of the area described in the warrant. Under the government’s rationale, searches of luggage, briefcases, and other containers which are located within the area for which a search is authorized thus would be justified in the absence of any suspicion whatsoever that they contain anything in which the police have a legitimate interest in viewing. See New York v. Belton,
Certainly, such a rule violates the principles enunciated by the Supreme Court in United States v. Chadwick,
By placing personal effects inside a double-locked footlocker, respondents manifested an expectation that the contents would remain free from public examination. No less than one who locks the doors of his home against intruders, one who safeguards his personal possessions in this manner is due the protection of the Fourth Amendment Warrant Clause. There being no exigency, it was unreasonable for the Government to conduct this search without the safeguards a judicial warrant provides.
Id. The Court emphasized that luggage is intended as a repository of personal effects, and that luggage contents are not open to public view. See also Sanders,
Viewed against the backdrop of Ybarra, Sanders, Chadwick, Branch, and Sporleder, Williams — which involved a lunchbox, not in the possession of a defendant, left under a bench — is at best remotely apposite. If the officers had probable cause to believe that the backpack contained contraband, they should have obtained a warrant which described the backpack and which would have authorized a search of its contents. See Arizona v. Hicks, — U.S. —,
The denial of Steeprow’s motion to suppress is reversed, her conviction vacated, and the cause remanded for further proceedings not inconsistent with this opinion.
Notes
. The dissent further cites in support of its reasoning United States v. Wiga,
officers engaged in the lawful arrest of one person in a motor home have an interest in seeing that other occupants of the vehicle do not impose any danger to them while executing the arrest.
In Wiga, we sustained the "protective sweep" of the motor home as incident to a lawful arrest of the defendant.
A search incident to arrest is a search which falls within one of the well-delineated exceptions to the warrant requirement.
When an arrest is made, it is reasonable for the arresting officer to search the person arrested in order to remove any weapons ... Otherwise, the officer’s safety might well be endangered, and the arrest itself frustrated. In addition, it is entirely reasonable for the arresting officer to search for and seize any evidence in order to prevent its concealment or destruction.
Chimel v. California,
There is no "search incident to a lawful arrest" issue relating to the detention of Steeprow. The question is whether the detention of Steep-row at gunpoint for a period of several minutes amounted to an arrest in the first place.
. The dissent makes no attempt to distinguish Strickler and Ramos-Zaragosa beyond the somewhat gossamer observation that they involve seizures of defendants in automobiles rather than outside of houses. This distinction is one without a difference. We fail to see how a person accosted outside of a house, absent other circumstances, is any more likely to pose a threat to officers than one inside an automobile. Indeed, the opposite may be true. See United States v. Russell,
. We realize this state of affairs is not an entirely happy one for law enforcement officials. It is not surprising that such poorly marked boundaries are sometimes transgressed. Our task, however, is to preserve the markings as best we can. We cannot do this by pretending they do not exist.
Ramos-Zaragosa, supra at 145.
. The Fourth Amendment requires that warrants be supported by probable cause and "particularly describ[e] the place to be searched, and the persons or things to be seized." The particularity requirement is aimed at protecting against general searches and insures that nothing is left to the discretion of the executing officer. See Marron v. United States,
. [S]ome special governmental interest beyond the need merely to apprehend lawbreakers is necessary to justify a categorical exception to the warrant requirement. For the most part, special governmental needs sufficient to override the warrant requirement flow from "exigency — that is, from the press of time that
New Jersey v. T.L.O.,
Dissenting Opinion
dissenting:
No one wants the police using guns to arrest people on a hunch. No one wants the police to search very personal things without a warrant or arrest. No one wants the guilty to go free on technicalities or violation by the police of rules of etiquette. These sometimes conflicting aspirations have constitutional dimensions. The right of the people to be secure “against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, ... and particularly describing the place to be searched, and the persons or things to be seized.” United States Constitution, Amendment I. At the same time the President is under obligation to “faithfully execute” the laws of the United States. United States Constitution, Article II. Both the executive and the judicial branches have the obligation to recognize these constitutional commands. In the instant case, with all respect to my colleagues, I believe that the court has not properly resolved the conflict between the security of the person against the police and appropriate enforcement of the law.
The Detention of Steeprow: When the agents were approaching the house to serve the arrest warrant on Lyle Johnson, Steeprow was emerging from the house. She was about ten feet from the front door, which was held open by someone apparently following her. Donald Simms, a DEA agent, shouted at her, “Police, Freeze.” He was in the middle of a field, about thirty feet away; he pointed a gun at her. Another agent posted near the garage also directed his gun at her. She stopped. Within a minute most of the agents pushed past her, knocked in the door, and arrested Johnson and Robertson. The time elapsed, according to Steeprow herself, was “maybe three, four minutes,” or “five, seven minutes — maybe not even that long. It happened fast.” At that point the only agent still covering Steeprow ceased his coverage. At that point Steeprow was told she could leave if she left her backpack and purse. Was the three to seven minute detention of Steeprow a Terry stop?
The desire of courts to mitigate the harsh exclusionary rule that applies if a detention is an arrest has led to the invention of a term of art: the Terry stop. An arrest in normal speech is an action of stopping or seizing. A Terry stop is an arrest in normal speech, but it does not amount to an arrest within the meaning of the Fourth Amendment. It is an investigatory detention.
In Steeprow’s case two of the normal criteria for a Terry stop were undeniably met. First, the detention was brief. Second, there were reasonable grounds for suspicion that someone leaving a smelly crank lab was a participant or customer. The court, however, focuses on the use of a gun — the single gun that was pointed at Steeprow for no more than three to four minutes. Why does the visibility and direction of this gun convert the Terry stop into something worse? Because, it might be answered, a drawn gun is more threatening than a gun in a holster. But wheth
It seems, then, that everything should not be made to turn on whether the officer has the gun at the ready. In particular, the gun should not be the dispositive factor under the circumstances of this case. The agents were seeking to serve an arrest warrant on a fugitive. Their business was to catch Johnson. They did not want his suspected accomplice to make any maneuvers to his advantage or to take advantage of their pre-occupation and run away. They could not know whether or not she was armed. They did have reason to think she was part of the criminal enterprise involving narcotics. The police did what was the sensible thing to do: for at the most seven minutes they secured Steeprow with force proportionate to the circumstances.
My view conflicts with that of the court on both the facts and the law. Steeprow was not exactly “confronted by seven to ten officers.” The law does not support the proposition that the officers would have been justified in displaying force only if their knowledge of special danger had been shown on the record. Michigan v. Summers,
Michigan v. Summers comes close to being absolutely decisive here. It deals with the detention of a person in exactly Steeprow’s position of leaving a house that the police were about to enter. The person was detained while the police searched the house. When they found narcotics in the basement, they then searched him and found heroin in his pocket. The Michigan courts suppressed the heroin as evidence. The Supreme Court reversed. Justice Stevens wrote:
Although no special danger to the police is suggested by the evidence in this record, the execution of a warrant to search for narcotics is the kind of transaction that may give rise to sudden violence or frantic efforts to conceal or destroy evidence. The risk of harm to both the police and the occupants is minimized if the officers routinely exercise unquestioned command of the situation. Cf. 2 W. Lafave, Search and Seizure § 49, pp. 150-151 (1978).
Michigan v. Summers,
That Steeprow turned out to be a visitor not an occupant is of course not a relevant distinction; thirty feet away, Agent Simms could not know her exact status, but he had to act. The distinction can be made that in our case the warrant being served was for the arrest of a fugitive not for the search of the premises. That distinction may enable the court to escape the force of Michigan v. Summers as controlling authority. The distinction does not justify disregard of the Court’s reasoning as to the circumstances in which detention is reasonable. “Unquestioned command” was what the Court thought reasonable in circumstances identical with ours. Apparently our court disagrees.
The Fourth Amendment does not require perfect police behavior. It requires reasonable police behavior. Although the judges who now condemn the police were not on the scene, the judges’ way of handling it— apparently by a simple verbal order to Steeprow — may, perhaps, not have been unreasonable. But what the police did under the pressures of the moment was equally reasonable. They intruded to a minimum on Steeprow. A substantial space separated her from the agents. They did not make her “prone out.” They
Common sense cries out that any police officer who let Steeprow walk away from the house would not have been doing his duty. The court quarrels with the details of the procedure followed. Men embarked on the inherently dangerous enterprise of capturing a wanted felon should not be judged so narrowly. The seizure of Steep-row was reasonable.
The Search of the Backpack. Steep-row’s backpack and purse were properly seized after Wisenor had observed the indi-cia of a crank lab. At that point he had probable cause to believe that these containers carried contraband, and the circumstances were exigent, requiring the holding of these articles until a magistrate could be found and a search warrant secured. United States v. Licata,
As to the later search, with a warrant, of the backpack, the court equates the backpack with a pocket on a pair of pants on a person. With the aid of this equation, the court finds decisive authority supporting its position. Ybarra v. Illinois,
True, a shoulder bag or purse has been held to fall within a warrant for the search of a person in a case where the court refused to “narrow the scope” of the warrant and admitted all the evidence obtained. United States v. Graham,
The Fourth Amendment requires that a warrant describe “particularly” “the place to be searched,” and “the person or things to be seized.” The place to be searched here was the house and curtilage. The things to be seized were formulas for making methamphetamine. The backpack was on the ground. The backpack came within the warrant. LaFave on Search and Seizure (1987) 2, 321. Examining the backpack was not seizing Steeprow.
To sustain Steeprow’s objection the court does two things: it engages in legal fiction and it converts what was at worst an oversight into the invasion of an important right. First, as to the fiction, the backpack was not part of Steeprow when it was examined. To say she was being searched when her backpack was searched shows legal ingenuity of a high order; but it is the kind of fiction that often induces disgust with the law. To the ordinary person Steeprow was not searched when her person was untouched.
Second, it is evident that if the agents had been able to anticipate this court’s mind they would have specified the backpack when they asked for the warrant. They could have specified the backpack if they had thought of it. What great good, what public purpose is served by disciplining the prosecutor for the agents’ lack of clairvoyance or attention to detail? Trained drug enforcement agents, a magistrate, and a federal district judge have all thought this search was reasonable. I too think it was reasonable. Protection of a
I would vote to affirm Steeprow’s conviction.
