Lead Opinion
A jury convicted Leon Donald Farlee of assault with a dangerous weapon in violation of 18 U.S.C. § 113(a)(3) and assault resulting in serious bodily injury in violation of 18 U.S.C. § 113(a)(6). The district court
I.
“We state the facts in the light most favorable to the jury’s verdict.” United States v. Washington,
II.
Farlee contends the trial court committed error by: (1) denying his motion for judgment of acquittal, (2) inadequately instructing the jury, (3) failing to suppress evidence seized with a deficient search warrant, (4) failing to grant a continuance, (5) permitting irrelevant and cumulative testimony, and (6) permitting the Government to use leading questions during direct examination. We address each claim in turn.
A. Motion for Judgment of Acquittal
Farlee argues the district court erred by denying his motion for judgment of acquittal because (1) there was insufficient evidence he used a dangerous weapon, and (2) the evidence showed he was acting in self defense. In considering a district court’s denial of a defendant’s motion for judgment of acquittal, we view “the evidence in the light most favorable to the verdict and accept as established all reasonable inferences supporting the verdict.” United States v. Barrios-Perez,
Farlee contends there was insufficient evidence to prove the boots he was wearing constituted a dangerous weapon because they were “floppy, old, and could not have caused any of the injuries that Eaton suffered.” He also claims, due to lack of blood on the boots, there was insufficient evidence indicating the boots had been in contact with Eaton. To obtain a conviction under 18 U.S.C. § 113(a)(3), the Government must prove the defendant used a dangerous weapon, “an object capable of inflicting bodily injury,” during the course of the assault. United States v. Steele,
The jury heard eyewitness testimony from Oakie that Farlee kicked Eaton in the head repeatedly while wearing his boots. Eaton’s treating Emergency Room physician testified that Eaton’s head was swollen and cut and had sustained “many blunt-force impacts.” Moreover, Farlee’s assertion on appeal that the boots did not have Eaton’s blood on them is contrary to the evidence presented from the Government’s DNA expert at trial, which supported the finding that Eaton’s blood was found on the toe area of both of Farlee’s boots. Thus, the evidence was sufficient for a jury to conclude Farlee used his boots to assault Eaton and his boots were capable of causing serious bodily injury. Accordingly, we agree with the district court that the evidence supported Farlee’s conviction for assault with a dangerous weapon.
ii. Self Defense
Next, Farlee argues because the evidence supported an absolute defense— self defense — the court erred in not granting his motion for acquittal. “ ‘If a person reasonably believes that force is necessary to protect himself or another person from what he reasonably believes to be unlawful physical harm about to be inflicted by another and uses such force, then he acted in self defense or defense of another person.’ ” United States v. Milk,
Farlee’s theory at trial was Eaton was waiting'in Oakie’s trailer, and when Farlee came inside Eaton attacked him. Thus, Farlee acted in self defense. However, having reviewed the record, we find the Government presented substantial evidence negating this self-defense argument, and the jury reasonably could have credited this evidence. The jury has the ultimate task of determining the facts and assessing the credibility of the witnesses. United States v. Gaona-Lopez,
B. Jury Instructions
Farlee next contends the trial court abused its discretion in its instructions to the jury by (1) failing to instruct on defense of property, (2) failing to instruct on the lesser-included offense of assault by striking, beating, and wounding, and (3) erroneously instructing on the law of self defense.
i. Defense of Property Jury Instruction
Farlee argues the district court erred in failing to give his proposed jury instructions on defense of property. “We generally review a district court’s refusal to provide a requested instruction for abuse of discretion.” United States v. Davis,
South Dakota’s defense of property statute allows any person to use force or violence against another
when the person reasonably believes that such conduct is necessary to prevent or terminate the other person’s trespass on or other criminal interference with real property or personal property lawfully in his or her possession or in the possession of another who is a member of his or her immediate family or household or of a person whose property he or she has a legal right to protect.
S.D. Codified Laws § 22-18-4. Farlee was in Oakie’s trailer when the altercation occurred. The trailer was not in Farlee’s possession, nor were Oakie and Farlee in the same family or household to justify his defense of property. Therefore, because the facts of this case do not support the defense of property instruction under South Dakota law, the district court did not abuse its discretion in refusing to give the instruction.
ii. Lesser-included Offense Instruction
Farlee next argues the district court abused its discretion in failing to instruct the jury on the lesser-included offense of assault by striking, beating, and wounding. He contends that, because the evidence presented at trial regarding Eaton’s injuries could lead a jury to believe the injuries occurred from Eaton falling and strik
“[I]t is beyond dispute that a defendant is not entitled to a lesser-ineluded offense instruction unless the evidence adduced at the trial provides a rational basis upon which the jury could find him not guilty of the greater but guilty of the lesser offense.” United States v. Eagle Elk,
The distinguishing factor between the two offenses is the degree of injury resulting from the assault. Assault resulting in serious bodily injury requires, as an element of the offense, that serious bodily injury result. However, assault by striking, beating, and wounding requires no “particular degree of severity in the injury.” United States v. Knife,
iii. Self-Defense Instruction
Farlee asserts the district court’s final error in its jury instructions was its refusal to give his proposed instruction on self defense, which included instructions that the defendant is not required to retreat and that the aggressor need not be armed for the defendant to assert self defense as an affirmative defense. The district court gave the Eighth Circuit Model Jury Instruction on the issue of self defense:
If a person reasonably believes that force is necessary to protect himself or another person from what he reasonably believes to be unlawful physical harm about to be inflicted by another and uses such force, then he acted in self defense or defense of another. However, self defense which involves using force likely to cause death or great bodily harm is justified only if the person reasonably believes that such force is necessary to protect himself or a third person from what he reasonably believes to be a substantial risk of death or great bodily harm.
Specifically, and in relevant part, Farlee requested that the self-defense instruction also include the following:
Although a defendant asserting self defense is not required to retreat before resorting to force, the availability of retreat may be a factor for the jury to consider in evaluating whether the force used was reasonable. An aggressor need not have been armed in order for the defendant to raise self defense.
A defendant has the right to have the jury instructed on his theory of the case when there is evidence to support it and a proper request is made. See United States v. Manning,
We find no error in the district court’s instruction to the jury on the issue of self defense. “One is entitled to stand his ground and use such force as [is] reasonably necessary under the circumstances to save his life or protect himself from serious bodily harm,” if he reasonably believes such danger is imminent, United States v. Deon,
Moreover, the additional requested instruction was not particularly relevant to the issues nor did it constitute a substantial portion of Farlee’s defense. It is unnecessary for a trial court to instruct a jury on every nuanced area of the defense when the evidence and arguments do not bring those issues before the jury. See id. Because there was no evidence or argument regarding the requested additional instruction, giving the instruction would not have had a substantial impact on 'the jury’s verdict. See United States v. Krapp,
C. Motion to Suppress
Farlee next contends the district court erred in denying his motion to suppress his boots and a saliva sample taken pursuant to invalid search warrants. The Government used Farlee’s saliva sample to match his DNA to blood found at the trailer and on his boots. The Government used his boots for the purpose of demonstrating that there was some of Eaton’s blood present on them. The district court held that, while the affidavits supporting the warrants were insufficient to establish probable cause, the evidence could be admitted under the Leon good faith exception to the warrant requirement. Farlee argues the Leon good faith exception does not apply because (1) the Government did not establish the objective reasonableness of the officers’ good faith reliance on the search warrants, and (2) the lay magistrate abandoned her judicial role by signing the warrants.
We review a district court’s determination of probable cause and the application of the Leon good faith exception de novo. United States v. Perry,
Farlee first argues the Government did not establish the officers acted in good faith reliance on the search warrants because the affidavits were facially deficient. An officer may not rely entirely on the magistrate’s finding of probable cause when the application for the warrant so lacks probable cause that the officer cannot have a reasonable belief in its existence. Malley v. Briggs,
Even if the affidavits do not set forth probable cause, we find the good faith exception to the warrant requirement would apply based on a totality of the circumstances. Although Detective Larry LeBeau provided the supporting affidavits for the search warrants rather than the lead investigator Detective Russell Leaf, Detective Leaf fully briefed Detective Le-Beau on the details of the investigation. At that point, according to Leafs testimony at the suppression hearing, he had already spoken with Oakie and had determined that Farlee was a suspect. He had also been to the trailer and seen what he believed to be blood outside on the door. Based on the totality of the circumstances, we conclude that the officers possessed information giving them reason to believe in good faith that the search warrants were valid.
Farlee next contends the lay magistrate signing the warrants abandoned her judicial role. The Leon good faith exception will not apply to admit evidence if the magistrate who issued the warrants abandoned his or her neutral and detached role in issuing it. Leon,
Finally, even if the Leon good faith exception does not apply, and thus the district court erred in allowing the boots and saliva sample into evidence, such error was harmless. For a federal constitutional error to “be held harmless, the court must be able to declare a belief that it was harmless beyond a reasonable doubt.” Chapman v. California,
For these reasons, we find there was no reversible error in the district court allowing Farlee’s boots and saliva to be admitted into evidence.
D. Continuance
Farlee next argues the court abused its discretion in refusing to grant a continuance based on the unavailability of one of his witnesses. At the conclusion of Far-lee’s case, his attorney informed the court that one of the defense witnesses was not present and moved for a continuance. The absent witness was to testify about “his opinion of Merton Eaton for assaultive behavior.” Trial Tr. 640. The court denied Farlee’s motion. Farlee argues the denial was an abuse of the court’s discretion be
In determining whether to grant a continuance, the trial judge must balance the asserted need for the continuance against the hardship of the resulting delay, and should also consider the complexity of the case, the diligence of the party requesting a continuance, and the conduct of the opposing party. United States v. Coronel-Quintana,
While the district court observed that the witness’s testimony was likely admissible, Farlee had ten months to prepare for the trial and to locate character witnesses. Given the broad discretion afforded district courts when ruling on requests for continuances, and because the testimony regarding the victim’s character was unlikely to overcome the weight and substance of the Government’s evidence, we hold the district court did not abuse its discretion in denying the continuance motion.
E. Testimony of Danette Serr
Farlee argues the trial court abused its discretion in allowing the testimony of Danette Serr, the long-time girlfriend of Eaton’s son. Serr testified she saw Eaton almost every day before the incident, and Eaton was “plumb fine.” Trial Tr. 465. She also testified there were physical and behavioral changes in Eaton after the incident as compared to before. Farlee argues this evidence was irrelevant, and thus should not have been admitted under Federal Rule of Evidence 402. He argues further that, even if it was relevant, the testimony should not have been admitted under Federal Rule of Evidence 403 because it was cumulative and prejudicial.
“The trial court has broad discretion in determining the relevancy and admissibility of evidence.” United States v. Jiminez,
The district court did not abuse its discretion in admitting this evidence. Serr’s testimony helped the Government to establish Eaton suffered serious bodily injury, an element of one of the crimes with which he was charged. Farlee would not stipulate Eaton suffered serious bodily injury, and requested a lesser-included offense instruction that did not require seri
F. Leading Questions
Farlee finally argues the district court abused its discretion in permitting the Government to use leading questions during its direct examination of Leslie Oakie, providing the basis for a mistrial. We defer to the trial court in determining when leading questions are necessary, and review for abuse of discretion. United States v. Stelivan,
III.
Accordingly, we affirm Farlee’s conviction.
Notes
. The Honorable Roberto Lange, United States District Judge for the District of South Dakota.
. In his reply brief, Farlee argues the person signing the warrants was not a neutral and detached magistrate, but a lay person acting as a magistrate, and, thus, the warrants did not comply with Federal Rule of Criminal Procedure 41. However, "we generally do not address issues and arguments asserted for the first time in a reply brief,” Giove v. Stanko,
Concurrence Opinion
concurring in part and concurring in the judgment.
I join the opinion of the court except for the discussion of harmless error in Part II.C, which resolves a close issue that is unnecessary to the decision.
