United States v. Leo KleinUnited States v. Leo Klein
Appellant, Leo Klein, was convicted of conspiracy to distribute cocaine, under
Klein argues: (1) that his arrest was without probable cause and required a warrant, (2) that the search of his vehicle and “cutting open” of a package found therein required a warrant, (3) that the government failed to prove knowledge of possession of more than 500 grams of cocaine, and (4) that the five-year mandatory minimum sentence, imposed under
We affirm.
I
On December 3, 1986, Canadian law enforcement officers learned, from a reliable informant, that a transaction would occur involving one or two kilograms of cocaine within the week. The informant identified a prospective participant in this exchange, Terry Germain.
On December 5, 1986, while under surveillance, Germain met appellant’s code-fendant, Linn. On that day, Linn engaged in a series of sizable cash transactions 1 in Vancouver, British Columbia, Canada.
On December 8, 1986, Linn crossed the United States-Canadian border and registered in the Vance Hotel, Seattle, Washington.
On December 9, 1986, law enforcement officers learned from the informant that cocaine would arrive in Seattle from Miami that same day. They learned that a second individual would transport the cocaine from Seattle to Vancouver, and that the cocaine was scheduled to arrive in Vancouver on December 11, 1986.
On the evening of December 9, Linn made two telephone calls from his hotel lobby. Both calls were overheard by a DEA agent. One call pertained to the status of Eastern Airlines “flight 86,” a scheduled Miami arrival. The other involved Linn assuring another party that Linn would make contact with that party in one hour.
Shortly thereafter, Linn carried a briefcase to the Seattle Sheraton Hotel, in which codefendant Adler had registered. Adler had listed his home address as “Coconut Grove, Florida.” Adler had deposited a bulky envelope in the hotel safety deposit box. A short time earlier, Adler had telephoned Linn’s hotel.
Codefendants Linn and Adler met for approximately forty-five minutes. Linn departed Adler’s hotel, his briefcase in hand. Linn was met by appellant, who was driving a pickup truck. Appellant drove Linn to his hotel. En route, appellant and Linn stopped to speak and to undertake activity (the precise nature of which was unclear at the time) in the truck’s passenger compartment. Appellant dropped Linn at his hotel. Appellant stopped once more in Seattle, apparently to undertake activities inside his truck. Appellant proceeded south, then east from Seattle.
During the foregoing period, DEA agents identified the registered owner and driver of the pickup truck as Leo Klein, appellant, and learned from Canadian officers that Klein was suspected of narcotics trafficking, including previously transport
Appellant was kept under close surveillance. At Issaquah, a short distance from Seattle toward Spokane, the agents concluded that probable cause existed for appellant’s arrest. The agents consulted a “supervisory special agent” by radio on the probable cause issue. Approximately fifteen miles further, the agents lost radio contact with their dispatch office.
Shortly thereafter, the agents stopped a truck which they erroneously believed to be appellant’s. Upon discovering their error, the agents continued eastbound in an effort to relocate appellant, but did not regain sight of appellant’s truck.
A short distance beyond Moses Lake, more than halfway from Seattle to Spokane, Washington State Patrol officers identified appellant’s vehicle, stopped it, and arrested appellant. Appellant made statements independently known to be false. 2 Appellant’s vehicle was impounded by the police and sniffed by a narcotics dog. The dog reacted positively. The vehicle was taken to a secure location. Early the next morning, December 10, appellant’s truck was searched. 3 A package, wrapped in grey duct tape, was discovered in the vehicle. Unwrapped, the package revealed two one-kilogram “bricks” of cocaine.
After leaving his hotel on December 10, codefendant Linn was arrested, driving northbound. At that time, Linn’s vehicle was searched. A roll of grey duct tape, which matched the tape surrounding cocaine found in Klein’s truck, was discovered in Linn’s vehicle.
Codefendant Adler was also arrested on December 10. Pursuant to a search warrant, $45,000 cash and two checks (drawn on Vancouver banks) were seized from Adler.
Laboratory analysis revealed that the cocaine seized from appellant’s vehicle weighed 1,991 grams. This analysis also indicated that the cocaine was 92 percent pure. Fingerprints belonging to appellant and to codefendant Adler were found on the cocaine package. An address book seized from appellant contained the name Terry Germain.
Prior to trial, appellant moved to suppress evidence of the cocaine and to challenge the constitutionality of his mandatory minimum sentence under
Appellant was convicted of conspiracy to distribute cocaine, under
Appellant timely appeals. This court has jurisdiction under
II
Two fourth amendment issues are raised. First, appellant claims that probable cause did not exist for his arrest. Second, appellant argues that a search warrant was required prior to a search of his vehicle and the package found therein.
A
Appellant claims that DEA agents did not have probable cause for his arrest.
We review
de novo
a probable cause finding.
United States v. Arrellano-Rios,
The test for probable cause is whether “facts and circumstances within the officer’s knowledge ... are sufficient to warrant a prudent person, or one of reasonable caution, [to believe], in the circumstances shown, that the suspect has committed, is committing, or is about to commit an offense.”
Michigan v. DeFillippo,
Surveillance implicated appellant in criminal activity. Royal Canadian Mounted Police and DEA surveillance demonstrated that appellant was meeting with, speaking to, and transporting Linn immediately after Linn was believed to have completed a narcotics transaction. Appellant’s subsequent activities strongly indicated that appellant was likely to be trafficking in narcotics.
Cf. United States v. Ginsberg,
Probable cause was further strengthened by information from an informant. In
Illinois v. Gates,
Here, an informant’s information was corroborated and provided strong support for probable cause.
5
Under “the totality of the circumstances,” we conclude that probable cause existed to arrest appellant by the time he reached Issaquah. A warrant was not therefore required for appellant’s arrest.
Gates v. Illinois,
B
Appellant claims that the government was required to seek a warrant prior to searching his vehicle and “cutting open” the package found therein. The fourth amendment’s search warrant requirement was intended to preserve freedom from unreasonable searches and seizures. This requirement, however, is subject to recognized exceptions, including the well-known “automobile exception.”
Two principles underlie that exception. First, automobiles have historically been subject to “pervasive regulation”,
California v. Carney,
If probable cause exists for seizure of contraband, “an immediate intrusion is necessary” as a result of “the nature of an automobile in transit____”
United States v. Ross,
The “cutting open” of a package found therein did not require an additional search warrant. In
Ross,
the Supreme Court determined that if probable cause existed to search a vehicle contemporaneously with arrest, “police were entitled to open containers discovered inside ... without first obtaining a warrant.”
United States v. Johns,
Finally, no specific closed container believed to contain contraband was seen being placed inside appellant’s automobile. By contrast, in
United States v. Salazar,
The briefcase carried by Linn into appellant’s vehicle was carried by Linn out of appellant’s vehicle. How narcotics were packaged, in what container, or whether narcotics were in any “container” was unknown at the time of appellant’s arrest. DEA agents did not know “prior to [the] search ... that a specific container [held] contraband.” Id. at 1397. They had formed only a generalized belief that the car contained contraband. Such a belief does not require an additional warrant. Id.
Ill
Appellant argues that he cannot be sentenced under
In
United States v. Normandeau,
Appellant’s argument presupposes that knowledge of the amount of marijuana involved is an element of the aggravated offense. We hold that it is not. [The relevant] section [21 U.S.C. § 841(b)(1)(B) ] ... is merely a penalty provision, and its provisions are wholly separate from the definition of unlawful acts included in21 U.S.C. § 841(a) . United States v. Alvarez, 735 F.2d 461, 467 (11th Cir.1984); accord United States v. Wright,742 F.2d 1215 , 1220 (9th Cir.1984).
Normandeau,
Ample evidence supports the finding that appellant knew he possessed a controlled substance. He met codefendant Linn immediately after Linn and Adler had conducted a large cocaine transaction. He spoke to Linn and participated in physical activity within the truck while transporting Linn. Linn had met a party in Vancouver who expressly expected a shipment of cocaine. Canadian authorities suspected appellant of transporting narcotics from Spokane to Vancouver on a previous occasion; after meeting Linn, appellant proceeded in tile direction of Spokane. Finally, appellant gave false statements to Washington state law enforcement officers at the time of his arrest.
Sufficient evidence exists to uphold the finding that appellant knew he possessed a controlled substance. Appellant need not have known that the package of cocaine he possessed weighed 1,991 grams or, in fact, that its weight exceeded 500 grams.
IV
Appellant claims that his mandatory minimum sentence without parole, imposed under
A
Appellant argues that a five-year mandatory minimum sentence without parole, imposed under
As a general rule, “[i]t is for Congress to say what shall be a crime and how it shall be punished____”,
United States v. Smith,
Mandatory minimum sentences without parole, under
Our deeper analysis in this case follows the Supreme Court’s direction in
Solem v. Helm,
[Proportionality analysis under the Eighth Amendment should be guided by objective criteria, including (i) the gravity of the offense and the harshness of the penalty; (ii) the sentences imposed on other criminals in the same jurisdiction; and (iii) the sentences imposed for commission of the same crime in other jurisdictions.
Id.
at 292,
In Solem, a defendant previously convicted of nonviolent felonies was sentenced to life imprisonment without parole for uttering a fraudulent one-hundred-dollar check. The Supreme Court concluded that the defendant’s sentence was disproportionate to his crime and violated the eighth amendment.
We do not reach the same conclusion in this case.
(1)
The first Solem factor involves gravity of the offense and harshness of the penalty. Id. Appellant argues that narcotics trafficking is a “non-violent offense,” which should be treated as “less serious;” that his role was “the lowest possible role in the conspiracy;” and that he should not “suffer the grievous loss of the ‘normal expectation’ of parole.” Neither Congress nor the courts has treated narcotics trafficking as a “less serious” offense or entitled offenders to the more lenient treatment often associated with “non-violent” crimes.
The mandatory minimum sentences in
A life sentence for a crime of distributing heroin serves substantial state inter-ests____ The [legislature] could reasonably treat heroin distribution as a serious crime equivalent to crimes of violence. It could conclude:
... The drug seller, at every level of distribution, is at the root of the pervasive cycle of drug abuse. Measured thus by the harm it inflicts on the addict, and, through him, upon society as a whole, drug dealing in its present epidemic proportions is a grave offense of high rank.
Terrebonne v. Blackburn,
In
Savinovich,
we held that, “[i]n light of the severity of the crime and drug-related problems of today’s society, we find that the penalty is proportionate to the crime committed.”
The fact that appellant may have had “the lowest possible role” in the narcotics conspiracy does not diminish the level of culpability which attended his own acts. The sentencing judge imposed the lowest permissible sentence.
While parole may have been a “normal expectation” for the defendant in
Solem,
Moreover, any “normal expectation” of parole, or absence thereof, evolves from the judicial interpretation of congressional acts. One court, referring to enhanced penalties for narcotics trafficking, thus noted: “[L]egislative provision for a penalty is some indication that it does not offend ‘the evolving standards of decency that mark the progress of a maturing society.’ ”
United States v. Kuck,
(2)
The second
Solem
factor involves sentences imposed on other criminals in the same jurisdiction.
Appellant states that “mandatory minimum sentences are rare in federal law,” adding that “penalties for more serious crimes in the federal courts are uniformly less severe than the penalties under [this] statute____” While the former assertion is accurate, the latter is not.
A leading example is
Additionally, the imposition of sentences under
Other federal criminal statutes impose a mandatory life sentence for the most severe grade of the offense.
See
Finally, we note that the only other circuit to consider this question has concluded: [T]he mandatory minimum sentences found in [
(3)
The third
Solem
factor involves “sentences imposed for commission of the same crime in other jurisdictions.”
On this question, the Eleventh Circuit observed:
Section 841(b) is not the only legislative enactment imposing long or mandatory sentences for the distribution of narcotics. Other jurisdictions have such laws ... Thus, we believe thatSection 841(b) satisfies the criteria delineated in Solem; and ... [appellant’s] sentence is proportionate to the serious crime he committed [i.e. possession of cocaine with intent to distribute].
Holmes,
B
Appellant claims that
The separation of powers doctrine is implied in the Constitution. The doctrine’s purpose is to guarantee independence to each of the three departments of our federal government. The guarantee of “co-equality” and “[freedom from] coercive influence[s]” is “fundamental.”
Bowsher v. Synar,
Under
In
Jones,
the Seventh Circuit considered whether a five-year mandatory minimum sentence for unlawful sale of cocaine “constitute[d] an invalid encroachment on judicial authority constitutionally vested in the courts [under the separation of powers doctrine].”
[B]oth contentions [are] wholly devoid of merit. The judicial power vested by the Constitution in the courts includes the right to impose the punishment provided by law for the offense involved, but it is ‘indisputable ... that the authority to define and fix the punishment for crime is legislative,’ not judicial in nature.
[Appellant’s] argument that the mandatory minimum sentence requirements violate the separation of powers doctrine is without force. ‘It is for Congress to say what shall be a crime and how that crime shall be punished____’
Holmes,
C
Appellant argues that his due process and equal protection rights were violated. Specifically, he argues that the sentencing system articulated in
(1)
Appellant asserts that penalties based solely on quantity of narcotic possessed, omitting purity, offend due process and equal protection. Title
[A]ny person who violates subsection (a) of this section shall be sentenced as follows: [I]n case of a violation ... involving (ii) 500 grams or more of a mixture or substance containing a detectable amount of — (II) cocaine ... [or] (iii) 5 grams or more of a mixture or substance ... which contains cocaine base ... such person shall be sentenced to a term of imprisonment ... not less than 5 years and more than 40 years ... [without] parole.
(Emphasis added).
While the statute does not define the terms “detectable amount,” “cocaine,” or “cocaine base,” the nature of the “substance” here is not in dispute. Appellant possessed 1,992 grams of a substance which was 92 percent pure cocaine. He was sentenced for possession of cocaine in excess of 500 grams. Since appellant possessed 1,992 grams of 92 percent pure cocaine (equivalent to 1,832 grams of 100 percent pure cocaine), any consideration of purity would not favorably affect appellant’s sentence.
In any event, the classification system chosen by Congress is not arbitrary.
17
As we said in
Normandeau,
in considering the same issue under the predecessor statute, “[t]hrough their involvement in the illegal transaction, defendants assumed the risk of enhanced penalties if the government could show that their offense involved more than [the specified quantity of narcotics]....”
Congress clearly intended to base such mandatory minimum sentences on
quantity.
Since a suspect classification is not implicated, we only need to identify a rational basis for this congressional decision.
See United States v. Richards,
737 F.2d
Explaining the sentence enhancement provisions of the predecessor statute, we have concluded, “Congress simply wanted [under
As we concluded in
Savinovich,
(2)
Appellant claims that
V
We conclude that the district court’s finding of probable cause to arrest appellant is not clearly erroneous. In view of the automobile exception to the warrant requirement, we conclude that a warrant for the search of appellant’s vehicle and the package therein was unnecessary. Knowledge of the quantity of cocaine possessed is not an element of
AFFIRMED.
Notes
. At one of six banks visited, Linn purchased a $5,000 cashier’s check; at another, he was refused a larger cashier’s check.
. Appellant stated that he had not been near the Sheraton Hotel in Seattle and that he had transported and discharged a hitchhiker en route to Moses Lake.
. The district court upheld the search and unwrapping of the package without a separate warrant. From the record, it appears that a search warrant was, in fact, sought and obtained, at 8:30 a.m. The warrant was challenged and the district court declined to consider the validity of the warrant.
.The district court also held an evidentiary hearing on, and subsequently denied, similar motions by codefendant Linn.
. First, the informant was not anonymous. He was well known, and information provided by this informant had led to previous convictions on narcotics trafficking charges.
Second, the informant’s knowledge was specific. The informant identified the type of narcotics (cocaine), the quantity (one to two kilograms), the price ($100,000 Canadian), the origin (Miami), the origin of the cash (Vancouver), the city in which the transaction would occur (Seattle), the date of the transaction (December 9, 1986), the destination of the narcotics (Vancouver), the intended arrival date of the narcotics in Vancouver (December 11, 1986), and a participant in the transaction (Terry Germain). The informant also indicated that he had actually seen the $100,000 cash, strengthening his "basis of knowledge."
Third, much of the informant’s information was independently corroborated by police surveillance prior to appellant’s arrest.
Fourth, Canadian law enforcement officers had reason to believe that appellant had previously transported narcotics from Spokane to Seattle.
. ‘‘[S]ince its earliest days Congress had recognized the impracticability of serving a warrant in cases involving the transportation of contraband goods.”
Ross,
Appellant’s reliance on
Payton v. New York,
. "There is no requirement that the warrantless search of a vehicle occur contemporaneously with its lawful seizure.”
Johns,
. Controlled Substances Act,
. In
Savinovich,
we recently concluded that, "[although all the sentences imposed under
. The statute prescribes, in relevant part, that
violation[s] ... involving ... 100 grams or more of a mixture or substance containing a detectable amount of heroin; 500 grams or more of a mixture or substance containing a detectable amount of ... cocaine; ... 5 grams of ... cocaine base; 10 grams of ... PCP ... or 100 grams or more of a mixture or substance containing a detectable amount ... of PCP; 1 gram or more of a mixture or substance containing a detectable amount of ... LSD ... or ... 100 grams or more of a mixture or substance containing a detectable amount of marihuana ... shall be sentenced to a term of imprisonment ... not less than 5 years and not more than 40 years[,] and if death or serious bodily injury results from the use of such substance],] [the sentence] shall not be less than 20 years or more than life ... [and] [n]o person sentenced under this sub-paragraph- shall be eligible for parole during the term of imprisonment imposed herein.
.In hearings on these mandatory minimum sentences, then-Senate Majority Leader Byrd stated:
[A major narcotics offender] must know that there will be no escape hatch through which he can avoid a term of years in the penitentiary. He must know in advance exactly how lengthy that prison term is going to be____ [T]he laws we pass will henceforth make it abundantly clear that a jail term must be imposed and must be served ... [the law intends] mandatory minimum penalties for the middle-level dealers as well ... [including] a minimum of five years for the first offense____
132 Cong.Rec. S14,301 (daily ed. Sept. 30, 1986). The bill’s cosponsor, Senator DeConcini, stated
[T]he penalties in this bill are severe. But I also believe that the penalties for drug dealersmust be severe. If we are to take effective action to reduce drug trafficking, we must let drug dealers know that punishment will be severe, quick, and final.
Id. at S14.270.
. Reference to
In re Foss,
Appellant's reliance on
Robinson v. California,
.
See Greenholz v. Inmates,
. Also, Washington State imposes mandatory minimum sentences for certain crimes.
See, e.g., Fain,
. Florida and Georgia, for example, have similar mandatory minimum sentences for narcotics trafficking.
See
.See
State v. Benitez,
. Appellant refers to
United States v. Tebha,
. Large-volume dealers possess the potential for distribution to a larger number of persons than do small-volume dealers. In addition, they are more likely to be organizers, actively cultivating markets and sources for an illegal narcotic.