Case Information
*1 Before WOLLMAN, GRUENDER, and SHEPHERD, Circuit Judges.
____________
WOLLMAN, Circuit Judge.
A jury convicted Lawrence Johnson of one count of conspiracy to distribute and possess with the intent to distribute 1 kilogram or more of a mixture or substance containing a detectable amount of heroin in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(A), 846, and 851 (count 1); two counts of possession with intent to distribute a mixture or substance containing a detectable amount of heroin in violation *2 of §§ 841(a)(1), 841(b)(1)(C), and 851 (counts 11 and 14); one count of possession of a firearm in furtherance of a drug trafficking crime in violation of 18 U.S.C. § 924(c) (count 21); and one count of being a felon in possession of a firearm in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2) (count 22). The district court [1] sentenced Johnson to the statutory mandatory term of life imprisonment on count 1; 360 months’ imprisonment on counts 11 and 14; 60 months’ imprisonment on count 21; and 120 months’ imprisonment on count 22, with the sentences on counts 1, 11, 14, and 22 to be served concurrently and the sentence on count 21 to be served consecutively to the terms of all other counts. Johnson appeals his conviction, the denial of his motion for new trial, and his sentence. We affirm.
I.
Dwayne Appling was the primary source of heroin in Waterloo, Iowa, in 2008. After a search warrant was executed at Appling’s home, he fled town, thereby creating a decentralized heroin network in Waterloo. Without a primary source for heroin, Waterloo became a cooperative market for the remaining dealers. The dealers not only began supplying one another, but also “fronted,” or advanced, heroin to one another and referred customers back and forth depending upon the availability of heroin in the city.
The evidence at trial showed that Johnson was one such dealer and that he sold heroin in quantities for personal use as well as for resale. Johnson fronted other dealers in Waterloo with heroin, including Rochester Mitchell and Johnson’s own mother, Catherine Johnson (Catherine). In turn, Mitchell, Catherine, and others would “steer,” or direct, heroin customers to Johnson from time to time. One such transaction took place on January 12, 2011, when Lucious Simmons, working as a *3 criminal informant, attempted to purchase heroin from Jonathan Virgil. Virgil informed Simmons that he did not currently have any heroin to sell but that he could arrange for Johnson to sell some to Simmons. Simmons picked up Virgil and drove to a residence on Cutler Street in Waterloo, where Johnson exited the residence and entered Simmons’s vehicle. After a brief discussion, Simmons purchased ten bags of heroin weighing 2.1 grams in total from Johnson for $200. Johnson then gave Virgil two free bags of heroin for steering Simmons to him. Subsequent testing of the drugs purchased by Simmons demonstrated that they contained a mixture that was 3% pure heroin.
On February 15, 2011, law enforcement officers executed a search warrant at the Cutler Street residence. They seized seven bags of heroin, which contained 0.96 grams in total of a mixture containing 0.88% pure heroin. Along with the heroin, a loaded 9 mm handgun was seized. Johnson claimed ownership of both the heroin and the handgun during the search.
At trial, the government presented evidence regarding the cooperative heroin network in Waterloo. Several individuals testified that they met Johnson while purchasing heroin from his mother, Catherine, and then eventually began purchasing heroin from Johnson as well. Simmons and others testified regarding the various times they had purchased heroin from Johnson and identified whether the purchase was in an amount for personal use or resale. The government also produced evidence of jailhouse admissions and an exhibit made by Johnson regarding his connection to Mitchell and the conspiracy to distribute heroin in Waterloo. The jury found Johnson guilty on all counts and he was later sentenced as described above.
II.
A. Judgment of Acquittal and Sufficiency of the Evidence
Johnson contends that the district court erred in denying his motion for
judgment of acquittal and motion for a new trial based upon insufficiency of the
evidence. “We review
de novo
the denial of a motion for judgment of acquittal.”
United States v. Cook,
“We review a denial of a motion for a new trial pursuant to Federal Rule of Criminal Procedure 33 for an abuse of discretion.” United States v. Maybee, 687 F.3d 1026, 1032 (8th Cir. 2012). “When faced with a motion for a new trial, unlike a motion for judgment of acquittal, a district court is permitted to weigh the evidence and judge witness credibility for itself in determining if there may have been a miscarriage of justice such that a new trial is required.” United States v. Samuels, 543 F.3d 1013, 1019 (8th Cir. 2008).
“To establish a conspiracy, the government must prove: (1) the existence of an
agreement among two or more people to achieve an illegal purpose, (2) the
defendant’s knowledge of the agreement, and (3) that the defendant knowingly joined
and participated in the agreement.” United States v. Whirlwind Soldier,
The indictment charged Johnson with conspiring with Appling, Mitchell, Arthur Scott, Thelma Moore, Windy Hayes, Arvester Edwards, and Edward Sapp, as well as other persons known and unknown to the grand jury, to distribute and possess with intent to distribute 1 kilogram or more of a mixture or substance containing a detectable amount of heroin. Viewing the evidence in the light most favorable to the government, there is sufficient evidence that Johnson conspired with Mitchell and others to distribute heroin in the Waterloo area. Johnson admitted to a fellow inmate that he was “dealing with” Mitchell, and admitted to another inmate that he and Mitchell “worked together” and “would help each other out. If [one] was out of . . . product, the other [one] would front him and give him some so he’d have more to sell and things of that nature[.]” Trial Tr. 363. Along with these admissions, Johnson drew a diagram of the alleged conspiracy while incarcerated and in that diagram drew a line between himself and Mitchell, writing the word “connection” above it. The diagram indicated also that Mitchell “sent people [to him] when he was out of heroin[.]” Alfred Scott corroborated these admissions by testifying that he had on at least two occasions attempted to purchase heroin from Mitchell, who instead directed him to Johnson. [2] This testimony was supported further by the testimony of Alfred’s *6 brother, Arthur Scott, who explained that the Waterloo heroin network was a cooperative rather than competitive market, wherein individual dealers sold heroin in amounts for personal use as well as in amounts for resale to other dealers, depending on who had heroin at the time and who did not.
In addition to this evidence, the government produced evidence of Johnson’s dealings with unindicted coconspirators. VonVeta Sawyers, Cory Elfsrud, and Joey Butikofer each testified that they purchased heroin from Catherine at her house and in doing so were introduced to Johnson. Each testified further that after meeting Johnson through Catherine, he began purchasing drugs from Johnson as well. Terry Sallis and Simmons each testified that Virgil had steered him to Johnson to purchase heroin, and in Simmons’s case, that Virgil was rewarded with free heroin from Johnson. Sawyers testified also that Johnson was directly involved with Catherine’s heroin dealing. He testified that at times he would attempt to buy heroin from Catherine, but was told that she did not have heroin at that moment and that he would have to wait. Sawyers testified that he would wait on the porch of her house while Catherine, Johnson, and Johnson’s uncle, Lusta, would have “meetings” in the house, after which Johnson would leave and Catherine would immediately emerge with heroin to sell. The inference being that Johnson fronted heroin to Catherine for resale.
Furthermore, the government produced evidence that after Appling’s
disappearance, Johnson began making trips to Chicago to purchase heroin more
frequently and in larger quantities, the inference being that dealers such as Johnson
were now responsible for supplying the Waterloo area as well. There was also
evidence that on one occasion Johnson brought a young woman back from Chicago
to sell heroin. Catherine then called various individuals to tell them about the
presence of Johnson’s source, including indicted coconspirator Moore, who testified
that she visited Catherine’s house and purchased heroin from this young woman.
See United States v. Moss,
*7 This evidence is sufficient to support the finding that there was an agreement to distribute heroin in the Waterloo area, that Johnson was aware of this agreement, and that Johnson knowingly contributed to the furtherance of this agreement. Accordingly, the district court did not err in denying Johnson’s motion for judgment of acquittal, nor did it abuse its discretion in denying his motion for a new trial. B. Constructive Amendment and/or Variance
“A constructive amendment occurs when the essential elements of the offense
as charged in the indictment are altered in such a manner—often through the evidence
presented at trial or the jury instructions—that the jury is allowed to convict the
defendant of an offense different from or in addition to the offenses charged in the
indictment.” Whirlwind Soldier,
Johnson first argues that the district court’s failure to include the names of each
of the named coconspirators in Instruction Nos. 13, 14, and 15 was a constructive
amendment. Because the identity of a defendant’s coconspirators is not an essential
element of conspiracy, United States v. Oseby,
Johnson next argues that the government’s presentation of evidence at trial
regarding the individuals with whom he conspired created a constructive amendment.
As discussed above, the government produced evidence that Johnson conspired with
Mitchell and other individuals not named in the indictment, including Catherine,
Lusta, and Virgil, to distribute heroin in Waterloo. Again, the identity of the
coconspirators is not an essential element to a charge of conspiracy. Accordingly, the
presentation of evidence that Johnson conspired with an indicted coconspirator as well
as other unindicted coconspirators cannot be said to have altered an essential element,
such that there is a “substantial likelihood” that the jury convicted him of an offense
other than that charged in the indictment. See United States v. Alcorn,
Johnson contends that if evidence of the unindicted coconspirators did not
create a constructive amendment, it constituted at the very least a variance. “A
variance results where a single conspiracy is charged but the evidence at trial shows
multiple conspiracies, but reversal is warranted only if the variance infringed a
defendant’s substantial rights.” United States v. Ghant,
Johnson contends that the government’s evidence demonstrated the existence
of two conspiracies, creating a variance from the single conspiracy alleged in the
indictment. “A single conspiracy is composed of individuals sharing common
purposes or objectives, operating under one overall agreement to commit an illegal
act[.]” United States v. Chantharath,
*10 In this case, the totality of the circumstances demonstrates that no variance existed between the facts alleged in the indictment and the evidence presented at trial. Contrary to Johnson’s characterization of the evidence at trial, a reasonable jury could conclude that there was a single, albeit loose, conspiracy to distribute heroin in Waterloo, involving not only Johnson and the other coconspirators named in the indictment, but also Catherine, Lusta, and Virgil.
Moore, Scott, and Hayes, all of whom were named as coconspirators in the indictment, testified that they were directly involved in the trafficking of heroin with Catherine. Moore testified that she, Catherine, and Lusta sold heroin together. Scott testified that he knew Catherine, Lusta, and Virgil as heroin dealers and that he bought from and sold heroin to these individuals. As discussed above, there was testimony that Johnson had “meetings” with Catherine and Lusta regarding heroin dealing and that on occasion these meetings resulted in Johnson’s fronting Catherine heroin for resale. Furthermore, there was testimony that several potential buyers were introduced to Johnson through Catherine and then began buying heroin from Johnson also. There was evidence that various participants in the conspiracy, named and unnamed in the indictment, acted as middlemen and “steerers” for various buyers and dealers in Waterloo. In addition to the testimony described above regarding Mitchell and Virgil steering potential buyers to Johnson, there was testimony from Hayes that she would often purchase heroin from Catherine as an intermediary for individuals. This cooperative atmosphere and frequent steering was supported by testimony from Arthur Scott that Waterloo’s heroin network was cooperative, not competitive.
All of the actions discussed above took place in the Waterloo area during the
time frame alleged in the indictment and involved the trafficking of heroin as alleged
in the indictment. Moreover, although not all of the individuals discussed above were
named in the indictment, their actions in supplying and aiding one another in the sale
*11
of heroin demonstrates that they were aware of each other’s actions and worked
toward the common goal of distributing heroin in Waterloo. The application of the
Radtke factors demonstrates that Johnson was a member of a single, loose conspiracy
to distribute heroin in the Waterloo area. See Roach,
C. Jury Instructions
Johnson next contends that the district court erred by refusing to give several
requested jury instructions. “A defendant is entitled to a specific jury instruction ‘that
conveys the substance of his request if his request is timely, it is supported by
evidence in the case, and is a correct statement of the law.” United States v. Cruz-
Zuniga,
Johnson first argues that the district court abused its discretion by failing to give
his requested single-versus-multiple conspiracy instruction. “If the evidence supports
a single conspiracy, the failure to give a multiple conspiracy instruction is not
reversible error.” Roach,
Johnson argues further that the district court abused its discretion by using the
term “detectable” rather than “measurable” in Instruction No. 20, which instructed the
jury that in determining whether Johnson was guilty of the offenses charged in counts
1, 11 and 14, which involved violations of 21 U.S.C. § 841, “the government need
only prove beyond a reasonable doubt that there was a detectable amount of the
controlled substance.” Johnson argues that our prior case law, primarily United States
v. Holland,
In Nelson, the defendant was convicted after the jury was instructed that “any
measurable amount of heroin would sustain the conviction.”
Johnson contends that he could have been acquitted of count 14 alleging
possession with intent to distribute if the instruction had properly included
“measurable,” because the “jury could well have found that there was not a
‘measurable’ quantity of heroin (although there was a ‘detectable’ trace)[.]”
Appellant’s Br. 30. Johnson’s argument is the same as that rejected in Nelson. As
Nelson makes clear, to secure a conviction involving the possession of a controlled
substance all that need be shown is a “qualitative analysis identifying the presence of
heroin[.]”
D. Sentencing
Johnson also challenges his sentence, contending that it is inconsistent with the district court’s oral pronouncement of sentence. Specifically, Johnson contends that the district court orally pronounced that his sentences on counts 1, 11, 14, and 22, which includes a statutory mandatory term of life imprisonment under 21 U.S.C. § 841(b)(1)(A)(i) for his conviction under count 1, were to run concurrently with each other and consecutively to his sentence of 60 months’ imprisonment on count 21. [3] The district court’s written order, however, states that the sentence on count 21 is to be served consecutively to the terms imposed on counts 1, 11, 14, and 22. Johnson *15 contends that the written judgment must be corrected to reflect the oral pronouncement requiring that his sentence on count 21 be served first, with the sentences imposed on the remaining counts to follow thereafter. [4]
“The oral pronouncement by the sentencing court is the judgment of the court.”
United States v. Tramp,
*16
At the sentencing hearing, the district court first stated that Johnson is to “be
imprisoned for a total term of life plus five years.” Sent. Tr. 10. The district court,
describing the composition of the total term, then stated that “the terms imposed on
Counts 1, 11, 14, and 22 [are] to run concurrently with each other and consecutively
to the term imposed on Count 21.” Id. These two statements contradict one another,
creating ambiguity in the district court’s oral pronouncement of sentence. To remedy
this ambiguity, we look to the entire record to discern the district court’s true intent.
The district court’s written judgment states that Johnson’s sentence is “60 months
consecutive to Life.” D. Ct. Judgment 3. The written judgment describes the sentence
in greater detail, stating that “the terms imposed on Counts 1, 11, 14, and 22 [are] to
run concurrently, and the term imposed on Count 21 [is] to run consecutively to the
terms imposed on Counts 1, 11, 14, and 22.” Id. Considering the written judgment
in light of the ambiguity surrounding the oral pronouncement of sentence, we
conclude that the district court’s intent was that Johnson’s sentence of 60 months’
imprisonment on count 21 be served after and consecutive to his sentences on counts
1, 11, 14, and 22. See United States v. Buck,
III.
The conviction and sentence are affirmed.
______________________________
Notes
[1] The Honorable Linda R. Reade, Chief Judge, United States District Judge for the Northern District of Iowa.
[2] To the extent that Johnson contends the district court erred in admitting Scott’s
testimony under the coconspirator exception to hearsay, Federal Rule of Evidence
801(d)(2)(E), we are satisfied that the district court did not clearly err in its application
of the procedure established in United States v. Bell ,
[3] Under 18 U.S.C. § 924(c)(1)(D)(ii), the term of imprisonment on count 21 is not permitted to be served “concurrently with any other term of imprisonment imposed on the person[.]”
[4] This would become relevant if at a later time Congress were to reconsider and reduce the mandatory minimum sentence of life imprisonment for Johnson’s conviction on count 1 and make such a reduction retroactive.
