Lead Opinion
The Gangster Disciples, a large and vicious street gang, sells great quantities of cocaine, heroin, and other drugs in Chicago. A series of cases has seen the conviction of many members, some of them high in its hierarchy. See United States v. Ray,
Many of the arguments these eight defendants present on appeal have been dealt with by the panels that affirmed the convictions of other gang members. For example, Hoover and his henchmen direct their strongest fire against the prosecution’s best evidence — tapes of intercepted conversations, evidence so crushing that the rest of the prosecution’s case scarcely mattered. Defendants offer three principal arguments: that a district judge in the Northern District of Illinois lacked authority under 18 U.S.C. § 2518(3) to authorize interceptions of conversations that occurred in the Southern District of Illinois, that the statutory authority for roving surveillance is unconstitutional, and that the recorded conversations must be suppressed because the original tapes were not sealed promptly after the authorization expired, as 18 U.S.C. § 2518(8)(a) requires. All of these arguments were made in Jackson and rejected there with respect to these very tapes.
Similarly' we conclude that the CCE convictions are valid whether or not Hoover and the other leaders personally committed the predicate offenses on which the cce convictions depend. So we held in Wilson,
Because a lawful punishment for every cce conviction is life in prison, we held in Smith that Apprendi does not affect sentencing for this offense. The three defendants who were not convicted under § 848 have a sound contention that the district court committed error by not telling the jury to determine the kind and quantity of drugs that they distributed. But these defendants did not request such an instruction in the district court, so appellate review is limited to a search for plain error. Only a miscarriage of justice could justify a remand. See Johnson v. United States,
Thus we arrive at issues unique to these defendants. The most serious is a Bruton problem (see Bruton v. United States,
The district judge cannot be faulted for failing to anticipate Gray, which was issued after the trial; but we are surprised that even after Gray the United States contends that no error occurred. “Incarcerated leader” and “unincarcerated leader” are obvious stand-ins for “Hoover” and “Shell.” A name is itself just one among many means of identification. The amended confession just gave Hoover and Shell aliases based on their occupations. It no more concealed their identities than the substitution of “Mark Twain” for “Samuel Clemens” conceals the author.
The prosecutor relies on United States v. Stockheimer,
Nonetheless, the Bruton error was harmless beyond a reasonable doubt. The tapes scuttled Hoover’s defense. Shell received less mention in the tapes, but Howard’s words could not have mattered to the jury’s consideration of the case against
Two arguments about co-conspirator hearsay come next. All defendants contend that the district court should not have allowed any co-conspirator evidence to be admitted without first holding an evidentiary hearing to supply a basis for a conclusion that a conspiracy existed and the statements were in furtherance of that conspiracy. See Fed. R.Evid. 104, 801(d)(2)(E). A hearing is one way to go about the task, see United States v. James,
Shell and Strawhorn were not the only defendants whose words came to haunt them at trial. The defense rested without presenting any testimony by Bradd, and the prosecution began its rebuttal case. Bradd then changed his mind and asked for an opportunity to testify. The district judge had the discretion to say that he had waited too long, but the judge elected to grant Bradd’s request. None of the other defendants objected. Soon they wished that they had, because Bradd’s testimony inculpated not only himself (he admitted being a drug dealer but claimed that he had quit the GD and usually operated independently) but also Hoover and other defendants whom Bradd depicted as drug lords. Bradd supported the prosecutor’s claim that Hoover initiated a program
One final issue arising out of the trial requires comment. (Defendants make many additional claims of trial error, but none requires discussion.) Wilson testified in his own defense that he joined the GDs in 1987 when it was solely a civic improvement organization and that neither he nor anyone he associated with was involved in drug trafficking. In rebuttal, the government called Naseen Soldana, Wilson’s former wife, who testified that in late 1992 or early 1993 Wilson asked her for an introduction to Reynard McDowell, from whom Wilson sought to buy 15 kilograms of cocaine. Soldana made the introduction, McDowell quoted a price of $270,000, Wilson came up with that sum, and Solda-na acted as his agent to finish the deal (paying McDowell and returning the drugs to Wilson). Soldana testified that Wilson and McDowell later had at least two other transactions of 26 kilograms apiece. Following her separation from Wilson, Solda-na became romantically involved with McDowell, who later was prosecuted on drug charges. She testified under a grant of immunity as part of a plan to reduce McDowell’s sentence. On learning that Soldana would take the stand in the prosecutor’s rebuttal case, defendants asked the judge to issue a writ of habeas corpus to produce McDowell in Chicago for an interview, so that they could determine whether he might undermine Soldana’s testimony. The court declined to do so unless defendants first ascertained from McDowell’s attorney whether McDowell would consent to be interviewed (and to testify), for if McDowell would balk and assert his privilege against self-incrimination, the exercise would be pointless. On learning from McDowell’s lawyer that McDowell would not cooperate with the defendants, the district judge declined to issue the writ.
Wilson contends that this episode violated his right under the sixth amendment to “have compulsory process for obtaining witnesses in his favor”, but his problem is that McDowell did not seem likely to be a witness “in his favor”, or indeed a witness of any kind. Soldana’s testimony depicted McDowell as the supplier of 67 kilograms of cocaine. He has not been convicted of
Sentencing is the final subject of discussion. The United States has confessed error with respect to Branch’s sentence, and after an independent- review we agree that an error has been made. The district judge assessed one criminal history point for Branch’s 1980 conviction for resisting arrest. That put Branch in criminal history category IV (he had six other, undisputed, criminal-history points) and led to a sentencing range of 324 to 405 months under the Sentencing Guidelines. The judge imposed a sentence of 324 months, the bottom of this range, which suggests that Branch might have received an even lower sentence had his background been assessed as category III, for which the sentencing range would have been 292 to 365 months. Like the United States, we think that category III is the correct one, because U.S.S.G. § 4A1.2(e) disregards Branch’s conviction for resisting arrest. A conviction for resisting arrest leads to a criminal history point only if the defendant received at least 30 days’ imprisonment or one year’s probation. Branch’s sentence to two days (time served before his guilty plea) was well short of that. He therefore must be resentenced within the range of 292 to 365 months. Branch’s original sentence of 324 months is below the middle of the reduced guideline range, so the district judge may elect to impose the same sentence on remand, but if he does this the judge should explain why the change in criminal history did not affect the sentence.
None of the other arguments concerning sentencing calls for a reduction. The life sentences for the cce defendants are foreordained. And although we may assume, as the other three defendants insist, that the one-day-a-week program did not get off the ground and that the nation-work program (which did) entailed smaller quantities, the sums the leaders hoped to rake in were so large that they conveyed to other defendants, such as Bradd, the scale of the organization, which enabled them to anticipate (and so be held accountable for) sales other than those in which they personally participated.
The judgments are affirmed with respect to all defendants other than Branch. His conviction is affirmed but his sentence is vacated, and the case is remanded with instructions to impose a new sentence from the range of 292 to 365 months’ imprisonment.
Concurrence Opinion
concurring.
Although it probably did not affect the outcome, the admission of Reames’ testimony about Strawhorn’s threats raises serious questions. Tyrone Reames was permitted to testify that in August 1988, he witnessed a murder committed by two
The government offered the Reames testimony to show, among other things, an example of enforcement of the law of silence and secrecy in the gang. The district court instead found that “in order to make the conspiracy go, they offered protection to certain people and one of the ways they did that was to intimidate people from testifying. So, it seems to me one of the main procedures that gangs have always — not gangs so much as organized crime activities — have always been conducted.”
There may be some marginal relevance to Reames’ testimony as showing gang practices in enforcing silence about gang crimes. As the district judge said, this was the way of organized crime. But the facts surrounding Reames’ testimony had nothing to do with the drug conspiracy with which the Disciples were charged.
It was uncontested at trial that Straw-horn was a longstanding member of the Disciples with the rank of governor.and that he knowingly assented to gang rules. The probative value of showing his threats to silence witnesses in matters having nothing to do with the distribution of drugs is slight while the prejudice attaching to hushing up a witness could hardly be greater. Indeed, we have noted that evidence of witness intimidation constitutes “a striking example of evidence that appeals to the jury’s sympathies, arouses its sense of horror, provokes its instinct to punish or otherwise may cause a jury to base its decision on something other than the established propositions in the case.” United States v. Thomas,
concurring.
I join the court’s opinion. I write separately only to express my concern about the findings of a previous panel of this court regarding the government’s failure to have the Vienna surveillance tapes sealed immediately upon expiration of the surveillance warrant, as 18 U.S.C. § 2518(8)(a) required. See United States v. Jackson,
We routinely disregard arguments premised upon factual assertions that are not borne out by the record. E.g., United States v. Phillips,
Our credibility as a judiciary depends in great measure upon the consistency and fairness with which we honor our own rules. At oral argument, Mr. Edwards’ counsel observed that if he were to make assertions outside of the record, we would not tolerate it for a moment. He is right. The government should be treated no differently. Obviously, suppression of the tapes — described in Jackson as “[s]ome of the government’s strongest evidence,”
It is with the greatest reluctance that I criticize the holding of another panel of my colleagues. But the same issue that confronted the panel in Jackson is squarely presented here, and the briefing in this case makes it abundantly clear that the key facts on which Jackson relied have no support in the record — Jackson itself leaves little doubt in that regard. After much reflection, and with a heavy heart, I have concluded that I cannot remain silent with respect to this court’s unusual decision to accept the government’s unverified allegations as “a (barely) satisfactory explanation” for the government’s delay in complying with its statutory obligations. See
I accept, as I must, the panel’s holding in Jackson-, it is the law of this circuit vis á vis the admissibility of the Vienna tapes. See United States v. Wilson,
Notes
. Jackson notes that the district judge himself relied on the government's explanation as a reason for admitting the belatedly sealed tapes into evidence.
