Lead Opinion
Kory Ray Smith entered a conditional guilty plea to the charge of knowing possession of counterfeit currency, in violation of 18 U.S.C. §§ 2 and 472. He reserved the right to appeal the district court’s denial of his pre-trial motion to suppress evidence. Smith now argues that the district court erred in (1) reversing its initial grant of his motion to suppress, (2) denying the motion to suppress, and (3) applying an incorrect standard of review to adjust his sentence. We have jurisdiction pursuant to 28 U.S.C. § 1291, and we affirm the district court.
I. BACKGROUND
Kory Ray Smith was driving a Chevrolet Camaro at 96 miles per hour with the high beam lights on when he passed a California Highway Patrol (“CHP”) car moving in the opposite direction. CHP Officers Eric Price and Timothy Ratcliff pulled Smith over. When Officer Price approached the Camaro and requested Smith’s license and registration, Smith said that he did not have any identification with him. Smith stated that he was licensed to drive in the State of Arizona. Officer Price then asked Smith to get out of his car and walk over to the patrol car.
At the front of the patrol car, Officer Price asked Smith his name, date of birth, and home address. Smith responded that his name was Vernon Paul Smith, that he was born on January 27, 1971, and that he lived on Fox Street in Mesa, Arizona. Officer Price contacted CHP dispatch to determine whether the California or Arizona driver’s license databases included a license that matched this information. CHP dispatch reported that it found no match. Officer Price confronted Smith with this fact, but Smith maintained that the information he had provided was accurate. Officer Price then approached the passenger of the Camaro, Jaime Beth Cot-tle, and inquired as to the driver’s name. Cottle responded that she only knew his first name, which was Vernon, and that she had only known him for about a month.
Officer Price returned to the front of the patrol car and, with Officer Ratcliff at his
While Officer Price was questioning Smith about his identity, Officer Ratcliff returned to the Camaro and searched it for Smith’s identification. After a brief search of the car’s interior, Officer Ratcliff uncovered a black wallet wedged under the rear seat. The wallet contained a driver’s license and an identification card, each of which had Smith’s picture on them. The driver’s license was issued under the name Steven Stone, and was eventually discovered to be fake. The identification card was issued from the State of Arizona to Kory Ray Smith and was authentic.
While Officer Ratcliff searched the car, Officer Price continued to question Smith. Smith finally conceded that he had provided the officers with his brother’s identification information, and that his real name was Kory Ray Smith. Officer Price contacted dispatch with the new date of birth Smith had provided and confirmed that Smith was in fact Kory Ray Smith. Officer Price then arrested Smith for falsely impersonating another and placed him in the patrol car. Once Smith was in the patrol car, Officer Ratcliff returned from searching the Camaro and informed Officer Price that he had found Smith’s identification. Officer Price stated that Smith had already disclosed his identity.
Because the wallet contained currency, Officer Ratcliff asked Smith whether he wanted to leave the money in the wallet during booking or to leave it with Cottle. Smith told Officer Ratcliff to give the money to Cottle. When Officer Ratcliff took the money out of the wallet he discovered that the bills had neither the texture nor the appearance of real money. After comparing the bills in Smith’s wallet to bills in their own, the officers concluded that the currency in the wallet was counterfeit. Officer Ratcliff then returned to the Cama-ro and examined a $20 bill that he had previously noticed on the floor, which also appeared to be counterfeit.
On July 2, 2003, a federal grand jury indicted Smith for knowing possession of falsely made, forged and counterfeited obligations and securities of the United States, in violation of 18 U.S.C. §§ 2 and 472. Smith moved to suppress the evidence that the officers discovered in the Camaro, arguing that the searches did not fall under either the search incident to an arrest exception or the automobile exception to the Fourth Amendment prohibition on warrantless searches. Initially, the district court agreed and granted Smith’s motion to suppress. Then the government moved for reconsideration, contending that no party had briefed the question of whether a search incident to an arrest could constitutionally precede the arrest. The district court granted the government’s motion for reconsideration.
After reconsidering, the district court held that (1) the search was valid as incident to the arrest because the officers had probable cause to arrest Smith before Officer Ratcliff searched the Camaro, and (2) Officer Ratcliff had probable cause to search the car under the automobile excep
Smith entered a Stipulation and Conditional Plea Agreement with the government on November 6, 2003. Although Smith waived “any right to appeal or collaterally attack the conviction and sentence,” he retained the right to appeal the district court’s suppression ruling and any “sentence in excess of the high end of the guidelines range based on an adjusted offense level of 13.” During Smith’s plea colloquy, the district court explained this waiver to Smith and Smith indicated that he understood that by pleading guilty he would waive the right to appeal any sentence that did not exceed the high end of an offense level of 13.
On January 30, 2004, the district court sentenced Smith based on “a total adjusted offense level of 13,” and a criminal history category of IV. The corresponding guideline range for this combination is 24 to 30 months. The district court sentenced Smith in accordance with this range, “to custody for a period of 24 months.”
II. DISCUSSION
Smith raises several arguments on appeal. First, he claims that the district court’s dismissal of his motion to suppress was improper, given that the court had previously granted the motion. Second, Smith claims that the motion to suppress should have been granted because the evidence in question was the fruit of a war-rantless search, and did not fall under any recognized exception to the Fourth Amendment’s prohibition on warrantless searches and seizures. Finally, Smith challenges his sentence on the ground that the district court improperly used the “preponderance” rather than the “clear and convincing” evidentiary standard to apply a sentencing adjustment. We address each of these claims in turn.
A. The District Court’s Reconsideration of the Motion to Suppress
The district court did not err in reconsidering its initial grant of Smith’s motion to suppress. We have held that a district court may reconsider its prior rulings so long as it retains jurisdiction over the case. City of Los Angeles v. Santa Monica Baykeeper,
“Under the ‘law of the case’ doctrine, a court is ordinarily precluded from reexamining an issue previously decided by the same court, or a higher court, in the same case.” Richardson v. United States,
The law of the case doctrine is”not an inexorable command,” Hanna Boys Center v. Miller,
The law of the case doctrine is “wholly inapposite” to circumstances where a district court seeks to reconsider an order over which it has not been divested of jurisdiction. See Santa Monica Baykeeper,
The legal effect of the doctrine of the law of the case depends upon whether the earlier ruling was made by a trial court or an appellate court. All rulings of a trial court are subject to revision at any time before the entry of judgment. A trial court may not, however, reconsider a question decided by an appellate court.
Id. at 888-89 (quoting, with emphasis added, Houser,
Just as in Santa Monica Baykeeper, the district court reconsidered its own order, over which its jurisdiction had not yet been divested. Therefore, under the authority of Santa Monica Baykeeper, the district court did not violate the law of the case doctrine. A survey of our sister circuits’ application of the law of the case doctrine provides additional support for this conclusion. See Avitia,
The cases upon which Smith relies to controvert this conclusion are inapplicable. In United States v. Alexander, 106 F.3d
Because the district court retained jurisdiction when it reconsidered its prior grant of Smith’s motion to suppress, that reconsideration did not violate the law of the case doctrine and was not improper.
B. Defendant’s Motion to Suppress
We now turn to Smith’s appeal of the district court’s denial of his motion to suppress the evidence seized from his vehicle.
The district court’s conclusion that there was probable cause to arrest Smith at the time of the warrantless search, and that a search incident to arrest was permissible, present mixed questions of law and fact which we review de novo. United States v. Vasey,
While the Fourth Amendment generally prohibits searches without a warrant, the warrant requirement is subject to some well-established exceptions. Flippo v. West Virginia,
To ensure an appropriate balance between privacy and law enforcement interests, particularly in light of the prophylactic sweep of an automobile search incident to arrest, we have held that the critical inquiry in such cases is whether the search is “roughly contemporaneous with the arrest.” United States v. McLaughlin,
Applying the requirement that a search be contemporaneous with an arrest, we have held that a search need not be conducted immediately upon the heels of an arrest, but sometimes may be conducted well after the arrest, so long as it occurs during a continuous sequence of events. Thus in McLaughlin, we held that the search of a defendant’s car conducted five minutes after the arresting officer drove the defendant from the scene was a valid search incident to arrest because the arrest, the completion of required paperwork, and the initial search were all “one continuous series of events closely connected in time.” McLaughlin,
A search incident to arrest need not be delayed until the arrest is effected. Rather, when an arrest follows “quickly on the heels” of the search, it is not particularly important that the search preceded the arrest rather than vice versa. Rawlings v. Kentucky,
We have held that the warrantless search of a person incident to a contemporaneous arrest may precede the arrest, but we have not heretofore specifically held that the warrantless search of a vehicle incident to a contemporaneous arrest may precede the arrest. There is, however, no sound reason to treat these circumstances differently.
Each of the requirements for a valid search incident to arrest is satisfied in the present case. There was probable cause to make the arrest immediately preceding the search. Not only did Smith fail to provide a driver’s license to validate his identity, the identity information he did provide failed to match any driver’s license record in California or Arizona. Further investigation turned up a match to an Arizona driver’s license listing the name, address, and social security number provided by Smith, but that listing contained a date of birth one year off from the date Smith had given. More importantly, the record investigated revealed a physical description for Vernon Smith, the name the defendant Kory Smith provided as his own, that was substantially different from Kory Smith’s physical characteristics. At this point, it became clear to the officers that Kory Smith had falsely represented his identity. In these circumstances, the officers had probable cause to believe that Smith had committed a crime, see Potter,
The arrest followed the search of Smith’s car, but probable cause for the arrest preceded the search. There was no significant delay in the series of events
C. Smith’s Right to Appeal His Sentence
Smith argues that the district court erred in applying the preponderance of evidence rather than the clear and convincing evidentiary standard, when it adjusted Smith’s sentence up six levels. Because Smith waived “any right to appeal or collaterally attack the conviction and sentence,” we do not reach this question.
We review de novo the question of whether an appellant has waived his right to appeal. United States v. Shimoda,
“Pursuant to the first requirement, we determine whether the agreement, by its terms, waives the right to appeal.” United States v. Nunez,
III. CONCLUSION
For the foregoing reasons, Smith’s conviction is AFFIRMED and the appeal to his sentence is DISMISSED.
Notes
. Upon reconsideration, the district court determined that the evidence of counterfeiting activity found within Smith's vehicle was seized pursuant to a valid search incident to arrest. Alternatively, the district court determined that the search and consequent seizure of evidence was valid pursuant to the automobile exception to the warrant requirement. Because we agree with the district court's conclusion that the search was proper under the search incident to arrest doctrine, we do not address the district court's alternative basis for its decision.
. As we have previously noted, our opinion in United States v. Parr,
In Parr, we held that an officer could not search a gym bag located inside a suspect's car during a routine traffic stop without placing the suspect under arrest. Parr involved the "search incident to arrest" exception to the warrant requirement as it applies to automobiles; in that context a search of the contents of the entire passenger compartment of a suspect's car is valid if incident to a "full custodial arrest," but not if pursuant to a "routine” traffic [stop].
Potter,
Concurrence Opinion
concurring:
I concur in the judgment but disagree with the majority’s analysis in Part II.B. The majority announces a new rule that muddies an area of Fourth Amendment jurisprudence which the Supreme Court has said must be clear, and renders a decision inconsistent with our prior case law.
I.
We cannot expect police officers to abide by ambiguous rules. As the Supreme Court in New York v. Belton,
The panel majority’s rule also runs contrary to our precedent. As the majority admits, no case holds that probable cause for an arrest is sufficient to justify a search of an automobile as “incident to arrest.” Rather, we have specifically held that an officer who possessed probable cause to arrest a suspect, but failed to do so, could not conduct a warrantless search of the suspect’s automobile “as incident to arrest.” United States v. Parr,
In splicing and dicing Parr’s requirement of a formal custodial arrest before a warrantless search of the car takes place, the panel majority reasons that Parr did not prohibit a warrantless automobile search that was “contemporaneous” with an arrest. This reasoning is flawed for two reasons. First, as noted above, what is “contemporaneous” is in the eye of the beholder, and thus the majority’s new rule undermines Pair’s holding. Second, in making its fine distinction, the majority mistakenly relies upon some of our other cases, which it describes as stating that warrantless automobile searches fall under the “incident to arrest” exception if those searches are performed “contemporaneously with” the arrest. These cases are a chimerical underpinning for the majority’s argument. In both United States v. McLaughlin,
II.
I concur in the judgment because I believe that the inevitable discovery doctrine provides an appropriate exception to the exclusionary rule in this case. The inevitable discovery doctrine permits admission of evidence that would otherwise be excluded, “if the government can prove that the evidence would have been obtained inevitably [by lawful means] and, therefore, would have been admitted regardless of any over-reaching by the police.” Nix v. Williams,
Officers Price and Ratcliff inevitably would have discovered the counterfeit currency and related paraphernalia in Smith’s car through lawful means. Officer Price placed Smith under arrest while Officer Ratcliff was searching the Camaro, but certainly before the search concluded. Thus, the evidence uncovered pursuant to the search did not serve as the basis for the arrest. Cf. United States v. Boatwright,
Although neither, the parties nor the district court addressed the inevitable discovery doctrine in their discussion of Smith’s motion to suppress, we “may affirm on any ground supported by the record, even if it differs from the rationale of the district court.” Martinez-Villareal v. Lewis,
