United States v. KnellingerUnited States v. Knellinger
MEMORANDUM OPINION
This matter is before the Court on the Supplemental Brief in Support of Motion to Dismiss (Docket No. 46) filed by the defendant, David Leroy Knellinger, in which Knellinger asserts that
Knellinger stands charged with seven counts of transporting, attempting to transport, receiving, and possessing child pornography (Docket No. 14). The statutory maximum sentence faced by Knelling-er is twenty years imprisonment on each count. On July 17, 2006, Knellinger filed a Motion for Independent Analysis of Physical Evidence and Protection Order (Docket No. 21), in which he requested a copy of the computer hard drive that was seized during a search of his residence and that now. is in the possession of law enforcement authorities. That hard drive contains the images of child pornography at issue in this case, and Knellinger’s counsel sought a copy of the hard drive so that computer experts could examine it, and the images contained therein, to help counsel ascertain therefrom the basis for a defense to the pending charges. During a telephone conference on July 26, 2006, the United States agreed to provide Knelling-er with a mirror image copy of his computer hard drive and, accordingly, the Court denied as moot Knellinger’s Motion for Independent Analysis (Docket No. 81).
However, the very next day, on July 27, 2006, the Adam Walsh Child Protection and Safety Act, Pub.L. No. 109-248, 120 Stat. 587 (2006), was signed into law. A provision of that statute, codified at
At a hearing on August 28, 2006, Knel-linger raised a challenge to the constitutionality of
DISCUSSION
As described above, Knellinger’s primary objection to
(M) Prohibition on reproduction of child pornography.—
(1) In any criminal proceeding, any property or material that constitutes child pornography (as defined by section 2256 of this title) shall remain in the care, custody, and control of either the Government or the court.
(2)(A) NotwithstandingRule 16 of the Federal Rules of Civil Procedure , a court shall deny, in any criminal proceeding, any request by the defendant to copy, photograph, duplicate, or otherwise reproduce any property or material that constitutes child pornography (as defined by section 2256 of this title), so long as the Government makes the‘property or material reasonably available to the defendant.
(B) For the purposes of subparagraph (A), property or material shall be deemed to be reasonably available to the defendant if the Government provides ample opportunity for inspection, viewing, and examination at a Government facility of the property or material by the defendant, his or her attorney, and any individual the defendant may seek to qualify to furnish expert testimony at trial.
A. Knellinger’s Assertion That
Knellinger contends that
It has long been settled that Congress has the authority to regulate matters of practice and procedure in the federal courts.... Congress delegated some of this power in 1934 by passing the Rules Enabling Act, which gave the Supreme Court the power to promulgate rules of practice and procedure for United States courts.... Although Congress has authorized the Court • to exercise some legislative authority to regulate the courts, Congress at all times maintains the power to repeal, amend, or supersede its delegation of authority or the rules of procedure themselves.
1. Separation of Powers
In ways that are neither adequately explained nor readily apparent, Knellinger asserts that
In any event, this argument, which was unaccompanied by citation in Knel-linger’s Supplemental Brief in Support of Motion to Dismiss (Docket No. 46), and was accompanied only by indiscriminate inapposite citation in his Reply (Docket No. 50), was not raised during or after the evidentiary hearing on November 6, 2006, and, quite frankly, appears to have been abandoned. Hence, it will not be further considered.
2. Knellinger’s Constitutional Arguments Respecting The Rights Of Criminal Defendants
Knellinger also argues that
While the statute does not define “ample opportunity,” that term must be read to include at least every opportunity for inspection, viewing, and examination required by the Constitution. If read in that way, any opportunity for inspection that falls short of that mark would enable a court to order a copy given to the defendant for inspection outside a “Government facility.” Long-established canons of statutory construction require the Court to read “ample opportunity” in just this way. As the Supreme Court reiterated in
Ed
‘[t]he elementary rule is that every reasonable construction must be resorted to, in order to save a statute from unconstitutionality.’ This approach ... also recognizes that Congress, like this Court, is bound by and swears an oath to uphold the Constitution. The courts will therefore not lightly assume that Congress intended to infringe constitutionally protected liberties or usurp power constitutionally forbidden it.
Moreover, “ample opportunity” may, in some circumstances, include greater access than what the Constitution alone would require. In interpreting this same statutory provision, another district court noted that “[t]he word ‘ample’ means ‘generous or more than adequate in size, scope, or capacity.’ ”
United States v. O’Rourke,
As the United States correctly argues, whether there is ample opportunity for
C. Knellinger’s Opportunity To Inspect, View, And Examine The Child Pornography In This Case
The United States contends that it has afforded an adequate opportunity for inspection, viewing, and examination by offering to provide a private room in the Richmond, Virginia offices of the Federal Bureau of Investigation where counsel and his experts can access the hard drive. Knellinger disputes that contention.
An evidentiary hearing was held on November 6, 2006 to resolve this factual dispute. In support of his position, Knelling-er presented expert testimony from one computer forensic expert, two digital video experts, and a trial attorney with extensive experience handling child pornography cases. 5 The United States presented no evidence.
Knellinger’s first witness, Mark Vassel, is a computer forensic expert who already has conducted an analysis of Knellinger’s hard drive in this case. Vassel, however, does not need to view images of child pornography to conduct the sort of analysis in which he specializes, so, while he expressed some frustration with the strictures of
Knellinger’s second witness, Louis Sir-kin, is a trial lawyer based in Cincinnati, Ohio. Sirkin has extensive experience as a defense attorney in child pornography cases, and was primary counsel in
Ashcroft v. Free Speech Coalition,
Knellinger’s final two witnesses were the types of digital video experts who could conduct the analysis described by Sirkin as “absolutely essential” in a case like Knel-linger’s. Both described the great cost and effort that would be required to conduct their analyses in a Government facility. Tom Owen, the third witness, testified that he would normally charge approximately $135,000 to analyze the child pornography in this case, but that he would charge approximately $540,000 if he had to analyze those materials away from his offices in a Government facility. (Id. at 163-64.) That figure does not include the cost of transporting the quite extensive collection of equipment that is necessary to his analysis, which would take approximately one week and three men to move, and which would require “a box truck ... 20 feet long and 10 feet wide.” 8 (Id. at 152-53.)
Moreover, even if Owen were able to move his equipment to a Government facility, he would have concerns about its reliability after the move. (Id. at 165.) And, even if he thought his equipment was functioning properly, his personal ability to analyze the evidence thoroughly and carefully would be compromised to such a degree that he “wouldn’t be able to service the client or the attorney” effectively. (Id. at 165-66.) The practical consequence of all these difficulties is that, while Owen’s testimony indicates that it would be conceptually possible for Owen to conduct his time-consuming analysis in a Government facility, Owen would not agree to work on a case like Knellinger’s because he could not feasibly move his equipment to, or properly do his work in, a Government facility. (Id. at 165.)
Knellinger’s final witness, James Griffin, testified similarly. Griffin has never moved all of his digital video analysis equipment from his offices to another location, but he calculated that such an effort would take more than “several days” each time he was required to disassemble and transport his equipment.
(Id.
at 232.)
In sum, Knellinger’s witnesses established that assessment and presentation of a viable legal defense in Knellinger’s case requires expert analysis and testimony, and that qualified experts could not reasonably be expected to agree to conduct the required analysis given the extremely burdensome practical effects of
Although the United States put on no evidence of its own, it was able, on cross-examination, to make two salient, but ultimately non-dispositive points: (1) that none of Knellinger’s technical witnesses were aware personally of a case in which child pornography had been produced using entirely virtual children; and (2) that the analysis sought by Knellinger could, in abstract theory, be conducted in a Government facility. The United States therefore argues that Knellinger is pursing a “fairy tale” defense and that he has not made sufficient efforts to comply with
The first point asks the Court to foreclose to Knellinger the opportunity to explore a potentially viable legal defense simply because it is novel. The United States has cited no authority to support the principle that a district court is empowered to intrude into the investigation and preparation of potential defenses in a criminal case at such a preliminary stage and, in so doing, to peremptorily preclude the development of a potential defense. 9
Moreover, in
Ashcroft,
the United States argued that “the possibility of producing [child pornography] images by using computer imaging makes it very difficult for it to prosecute those who produce pornography by using real children,” and that experts “may have difficulty in saying whether the pictures were made by using real children or by using computer imaging.”
As to the second point, the record here establishes that the defense theory being pursued by Knellinger requires a kind of analysis that cannot be conducted feasibly by outside experts in the facility as offered by the United States. Even though, as the United States pointed out, it is theoretically possible for outside experts to transport their equipment to a Government facility and conduct their analyses on-site, the practical reality is that experts would not agree to such terms and that Knellinger ultimately would be prevented from conducting his analysis at all. Considering the testimony from the legal and technical experts in this case and the absence of any opposing evidence, the Court concludes that, at least in this case, the record permits no other factual conclusion.
The United States also argues that Knellinger’s request to analyze the child pornography in this case is “disingenuous.” (Id. at 3.) The United States argues that Knellinger has not yet hired an expert like Owen or Griffin to conduct the analysis, and that Knellinger has not contacted the United States about conducting such an analysis in a Government facility were an expert like Owen or Griffin hired. (Id. at 3-5.) A simple explanation for this, however, is that, as far as the Court can tell from the record, a reasonable expert would not agree to conduct the analysis required in this case because of the cost and difficulty of moving the necessary equipment to, and adequately providing the appropriate services in, a Government facility. Therefore, it would make sense that Knel-linger has not yet hired an expert because Knellinger has not known whether or not he will be given a copy of the child pornography in this case. Moreover, the record provides good reason to conclude that Knellinger is not, as the United States puts it, simply engaging in “litigation for litigation’s sake” because of the great cost associated with conducting the analysis that the evidence shows to be appropriate here. (United States’ Resp. at 5.)
Because the United States did not present evidence that contradicts the evidence put forth by Knellinger, and because Knel-linger’s witnesses were both credible and relevant, the Court accepts the showing made by Knellinger’s experts as true. On this record, which includes the evidence from Knellinger’s legal and technical expert witnesses, the Court finds that technical expert witnesses are a necessary component of the assessment and presentation of a viable legal defense that is available to Knellinger, and that the United States has not provided Knellinger an ample opportunity for those experts, or counsel in conjunction with the experts, to conduct the required analysis of the child pornography in this case at a Government facility. The Court further concludes that the analysis described by Owen and Griffin at the evi-dentiary hearing constitutes an “examination” within the plain meaning of
However, the Court also is mindful that Knellinger has not yet advised that he has retained expert witnesses to examine the copy of the hard drive here at issue. And, the record establishes that a copy of the hard drive is of no use to the defense unless there is a defense expert to examine the copy. Therefore, it would be contrary to the provisions of
In sum, the statute,
CONCLUSION
For the foregoing reasons, Knellinger’s motion to dismiss the indictment based on the unconstitutionality of §
The Clerk of the Court is directed to send a copy of this Memorandum Opinion to all counsel of record.
It is so ORDERED.
Notes
. Knellinger’s "fair trial” argument seems to encompass many of the various rights afforded by the Fifth and Sixth Amendments.
See Stickland v. Washington,
. To the extent that Knellinger contests this reading of the statute, he does not explain why this reading is unreasonable, nor does he offer an alternative definition for "ample opportunity." (See Def.'s Reply at 6.) Indeed, even after the evidentiary hearing in this matter, which focused largely on the meaning of "ample opportunity,” Knellinger has never adequately explained why the Court cannot order production of the child pornography if the Government has failed to provide an ample opportunity for inspection, viewing, and examination at a Government facility. (See Def.’s Post-Hearing Br.; Def’s Post-Hearing Reply Br.)
. The
O'Rourke
court similarly construes "ample opportunity.” While, in rejecting the defendant's constitutional challenges to
. This conclusion accords with those reached by the only courts to have previously considered the constitutionality of
. The United States challenges the relevance of the testimony provided by Knellinger's digital video experts because they do not have extensive experience in child pornography cases.
(See
United States Resp. in Opp. to Def.’s Post-Hearing Br. Concerning the Constitutionality of
. Knellinger is charged in this case with transporting, attempting to transport, receiving, and possessing child pornography made only with real minors.
See
. Sirkin also testified at length about many practical problems that
.It would be necessary for Owen or any other expert to bring his own equipment because the United States has not offered to provide the requisite equipment in a Government facility for the expert’s use.
(See
Hr’g Tr. 268-69; United States’ Resp. in Opp. to Def.'s Post-Hearing Br. Concerning the Constitutionality of
. Of course, it always is appropriate for a district court to assess whether requested evidence may be relevant to the case and to the defense thereof when deciding whether the evidence must be made available to the defense. The United States has conceded that point by agreeing to make the hard drive available to Knellinger’s counsel before
. After Ashcroft, Congress amended its child pornography statutes in a manner that still proscribes certain computer-generated images of child pornography. See 18 U.S.C. 2256(8)(b). As noted above, however, Knel-linger is not charged under that definition of child pornography, so Knellinger’s proposed "virtual child” defense is viable in this case.
. To "examine” means "to test by an appropriate method,” and an "examination” is "the
. The United States has conceded that ”[a]mple opportunity also requires that the defense is able to prepare any exhibits it deems necessary to be used in support of their case.” (See United States' Resp. at 17.) That issue is not presently before the Court, so a mirror image copy of Knellinger’s hard drive will not be allowed, at this point, to be used by Knellinger's experts or counsel to produce exhibits. That issue will be taken up, as necessary, at a later time.